Bourbaki

Theorem 5 (Kato-Rellich)

Tag 0376, permanent. Cite it as [Bourbaki, Tag 0376].

Théories spectrales, chapter IV, § 5. Opérateurs partiels normaux et théorème spectral

Let uu be a self-adjoint partial operator on E and vv a symmetric partial operator bounded relatively to uu. If the relative norm ∥v∥u\|v\|_u is <1<1, then the partial operator u+vu+v with domain dom(uu) is self-adjoint.

Since ∥v∥u<1\|v\|_u<1, there exist by definition positive real numbers aa and bb such that a<1a <1 and ∥v(x)∥⩽a∥u(x)∥+b∥x∥\|v(x)\|\leqslant a\|u(x)\|+b\|x\| for every x∈x\in dom(uu).

Let t∈R∗t\in \mathbf{R}^*. Put wt=v∘R(u,it)w_t=v\circ R(u, it). We have dom(wtw_t) =E= E since the image of R(u,it)R(u, it) is contained in the domain of uu, which is contained in the domain of vv by hypothesis. Let x∈x\in dom(uu). Since uu is self-adjoint, we have

∥(it−u)x∥2=∥itx∥2+∥u(x)∥2−it⟨x∣u(x)⟩+it⟨u(x)∣x⟩ \|(it-u)x\|^2=\|itx\|^2+\|u(x)\|^2-it\langle x|u(x)\rangle +it\langle u(x)|x\rangle
=∣t∣2∥x∥2+∥u(x)∥2 =|t|^2\|x\|^2+\|u(x)\|^2

whence the inequalities ∥u(x)∥⩽∥(it−u)x∥\|u(x)\|\leqslant \|(it-u)x\| and ∥x∥⩽∣t∣−1∥(it−u)x∥\|x\|\leqslant |t|^{-1}\|(it-u)x\|. But then we get

∥v(x)∥⩽(a+b∣t∣−1)∥(it−u)x∥ \|v(x)\|\leqslant (a+b|t|^{-1})\|(it-u)x\|

In particular, put x=R(u,it)yx= R(u, it)y for y∈Ey\in E; we obtain

∥wt(y)∥⩽(a+b∣t∣−1)∥y∥ \|w_t(y)\|\leqslant (a+b|t|^{-1})\|y\|

It follows that wt∈L(E)w_t\in \mathscr{L}(E) and that ∥wt∥⩽a+∣t∣−1b\|w_t\|\leqslant a+|t|^{-1}b.

Since a<a < 1, there exists t∈R+∗t\in \mathbf{R}^*_+ such that a+b∣t∣−1<1a+b|t|^{-1}<1. Then ∥wt∥<1\|w_t\|<1 and ∥w−t∥<1\|w_{-t}\|<1; the endomorphisms 1E−wt1_E-w_t and 1E−w−t1_E-w_{-t} of E are therefore invertible (Prop. 2 of I, p. 22). Since we have the formula (1E−wt)∘(it−u)=it−(u+v)(1_E-w_t)\circ (it-u) =it-(u+v), this implies that u+v−itu+v-it is surjective; analogously, the partial operator u+v+itu+v+it is surjective. It follows that u+vu+v is self-adjoint (Prop. 11 of IV, p. 240).

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Machine translation of the English, by gpt-5.4, gpt-5-6-mini, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.