Bourbaki

Appendix

1. Inductive limit of local rings

Let I be a nonempty right filtering preordered set and let (Aα,φβα)(A_\alpha, \varphi_{\beta\alpha}) be an inductive system of rings relative to I. Suppose that, for every α∈I\alpha \in I, the ring AαA_\alpha is local, with maximal ideal mαm_\alpha, that the homomorphisms φβα\varphi_{\beta\alpha} are local and flat, and that one has φβα(mα)\varphi_{\beta\alpha}(m_\alpha) Aβ=mβA_\beta = m_\beta for β≥α\beta \geq \alpha. Let A denote the inductive limit of the AαA_\alpha, and for every α∈I\alpha \in I, let φα:Aα→A\varphi_\alpha : A_\alpha \to A be the canonical homomorphism.

Proposition 1

a) The ring A is local, with maximal ideal m=lim⁡mα→m = \lim \overrightarrow{m_\alpha}. For every α∈I\alpha \in I, the homomorphism φα\varphi_\alpha is local and flat, and one has φα(mα)\varphi_\alpha(m_\alpha) A=mA = m.

b) If AαA_\alpha is noetherian for every α∈A\alpha \in A, then A is noetherian.

a) Put m=lim⁡mα→m = \lim \overrightarrow{m_\alpha}; this is an ideal of A. The quotient ring A/mA/m is the inductive limit of the fields Aα/mαA_\alpha/m_\alpha, hence is a field (A, I, p. 116, Prop. 3). On the other hand, every element of A−mA - m is invertible in A: in fact, let x∈A−mx \in A - m; there exist α∈I\alpha \in I and ξ∈Aα\xi \in A_\alpha such that x=φα(ξ)x = \varphi_\alpha(\xi); one has ξ∉mα\xi \notin m_\alpha, hence ξ\xi is invertible in AαA_\alpha and x is invertible in A. Consequently, A is a local ring, with maximal ideal m. Let α∈I\alpha \in I. From the relations φβα(mα)\varphi_{\beta\alpha}(m_\alpha) Aβ=mβA_\beta = m_\beta for β≥α\beta \geq \alpha, one deduces, by passing to the inductive limit, φα(mα)\varphi_\alpha(m_\alpha) A=mA = m; finally, the homomorphism φα\varphi_\alpha is flat by I, § 2, No. 7, Prop. 9.

(b) Let A^\hat{A} be the separated completion of A for the mm-adic topology and π\pi the canonical mapping of A into A^\hat{A}. Suppose that the rings AαA_\alpha are noetherian. Fix α∈I\alpha \in I and prove that the ring A^\hat{A} is noetherian and flat over AαA_\alpha. By hypothesis, mαm_\alpha is a finitely generated ideal of AαA_\alpha, hence m=φα(mα)m = \varphi_\alpha(m_\alpha). A is a finitely generated ideal of A. It follows that the maximal ideal m^\hat{m} of A^\hat{A} is equal to mAmA (III, § 2, No. 12, Cor. 2 to Prop. 16 and No. 13, Prop. 19), hence is finitely generated. Consequently, the ring A^\hat{A} is noetherian (loc. cit., No. 10, Cor. 5 to Th. 2). On the other hand, for every n∈Nn \in \mathbf{N}, the quotient A^/m^n\hat{A}/\hat{m}^n is isomorphic to A/mnA/m^n (loc. cit., No. 12, Cor. 2 to Prop. 16 and formula (21)), which means that A^/π∘φα(mαn)\hat{A}/\pi \circ \varphi_\alpha(m_\alpha^n) A^\hat{A} is isomorphic to A⊗A(Aα/mαn)A \otimes_A (A_\alpha/m_\alpha^n); since A is a flat AαA_\alpha-module, the (Aα/mαn)(A_\alpha/m_\alpha^n)-module A^/π∘φα(mαn)\hat{A}/\pi \circ \varphi_\alpha(m_\alpha^n) A^\hat{A} is flat for every n∈Nn \in \mathbf{N}. By III, § 5, No. 4, Prop. 2, the AαA_\alpha-module A^\hat{A} is ideally separated for mαm_\alpha; by loc. cit., No. 2, Th. 1, the AαA_\alpha-module A^\hat{A} is therefore flat. It follows by passing to the inductive limit that A^\hat{A} is (faithfully) flat over A (I, § 2, No. 7, Prop. 9), hence that A is noetherian (I, § 3, No. 5, corollary to Prop. 8).

2. Inflation of a local ring

Let A be a local ring.

We denote by A]X[ the local ring of the polynomial ring A[X] at the prime ideal mAA[X]m_A A[X]. It is a local ring with maximal ideal mAA[X]m_A A[X], the canonical homomorphism A→A[X]A \to A[X] is local and flat, and the residue field of A[X]A[X] is the pure extension of κA\kappa_A generated by the class of XX.

Lemma 1

Let P∈A[X]P \in A[X] be a monic polynomial whose image P‾\overline{P} in κA[X]\kappa_A[X] is irreducible. Then the AA-algebra B=A[X]/(P)B = A[X]/(P) is local and finite over AA, with maximal ideal mABm_A B, the canonical homomorphism ρ:A→B\rho : A \to B is local and flat, the residual extension κA→κB\kappa_A \to \kappa_B is algebraic and generated by the class xx of XX, and the minimal polynomial of xx over κA\kappa_A is P‾\overline{P}.

Since the polynomial PP is monic, the AA-module BB is free of finite type (A, IV, p. 10). The ring B/mABB/m_A B is identified with κA[X]/(P‾)\kappa_A[X]/(\overline{P}), and therefore is a field; hence the ideal mABm_A B is maximal. Let qq be a maximal ideal of BB; then the ideal ρ−1(q)\rho^{-1}(q) is maximal (V, § 2, no 1, prop. 1); hence we have ρ−1(q)=mA\rho^{-1}(q) = m_A, whence q⊃mABq \supset m_A B and finally q=mABq = m_A B. Thus the ring BB is local. Lemma 1 follows at once.

Definition 1

Let AA be a local ring. An AA-algebra BB is said to be an elementary enlargement of AA if BB is isomorphic to the AA-algebra A[X]A[X], or else if there exists a monic polynomial PP in A[X]A[X], whose image in κA[X]\kappa_A[X] is irreducible, such that BB is isomorphic to the AA-algebra A[X]/(P)A[X]/(P).

Let BB be an elementary enlargement of AA. From the preceding there result the following properties:

a) The ring BB is local and the canonical homomorphism from AA into BB is local and flat, and in particular injective (I, § 3, no 5, prop. 8).

b) The residue field κB\kappa_B of BB is a monogenic extension of the residue field κA\kappa_A of AA. If κA\kappa_A is of finite degree dd over κA\kappa_A, then BB is a free AA-module of rank dd.

c) We have mB=mABm_B = m_A B. In particular, if AA is a field, the same is true of BB. An extension of fields is an elementary enlargement if and only if it is monogenic.

d) If AA is noetherian, the same is true of BB.

Definition 2

Let AA be a local ring. An AA-algebra BB is said to be an enlargement of AA if there exists a well-ordered set Λ\Lambda having a greatest element ω\omega, and an increasing family (Bλ)λ∈Λ(B_\lambda)_{\lambda \in \Lambda} of subalgebras of BB satisfying the following conditions:

a) We have Bω=BB_\omega = B and the ring BλB_\lambda is local for every λ∈Λ\lambda \in \Lambda.

b) If α\alpha is the smallest element of Λ\Lambda, the AA-algebra BαB_\alpha is isomorphic to AA.

c) Let ν≠α\nu \neq \alpha in Λ\Lambda and let SνS_\nu be the set of λ∈Λ\lambda \in \Lambda such that λ<ν\lambda < \nu. If SνS_\nu has no greatest element, one has Bν=⋃λ∈SνBλB_\nu = \bigcup_{\lambda \in S_\nu} B_\lambda; if SνS_\nu has a greatest element μ\mu, then BνB_\nu is an elementary inflation of BμB_\mu.

Let BB be a ring and ρ:A→B\rho : A \to B a ring homomorphism. One says that ρ\rho is an inflation (resp. an elementary inflation) if the AA-algebra defined by ρ\rho has this property. If this is so, ρ\rho is injective.

Example 1

Every field extension is an inflation. Let indeed K be an extension of a field k. Let us furnish K with a well-ordering for which 0 is the greatest element, and for λ∈K\lambda \in K, let KλK_\lambda be the sub-kk-extension of K generated by the elements β\beta of K such that β<λ\beta < \lambda. The verification of conditions a), b), c), for k,Kk, K and the family (Kλ)λ∈K(K_\lambda)_{\lambda \in K}, is immediate.

Example 2

Let A be a local ring, and I a set of indices. Denote by A[(Xi)i∈I]A[(X_i)_{i \in I}] the local ring of the polynomial ring A[(Xi)i∈I]A[(X_i)_{i \in I}] at the prime ideal mAA[(Xi)i∈I]m_A A[(X_i)_{i \in I}]. The A-algebra A[(Xi)i∈I]A[(X_i)_{i \in I}] is an inflation of A. In fact, furnish the set I with a well-ordering; let Λ\Lambda be the well-ordered set obtained by adjoining to I a greatest element ω\omega. For i∈Ii \in I, identify A[(Xj)j<i]A[(X_j)_{j < i}] with a subalgebra BiB_i of B=A[(Xi)i∈I]B = A[(X_i)_{i \in I}], and put Bω=BB_\omega = B. The family (Bλ)λ∈Λ(B_\lambda)_{\lambda \in \Lambda} satisfies conditions a), b), c).

Remark

With the notation of Def. 2, the ring BμB_\mu is an inflation of BλB_\lambda when λ≤μ\lambda \leq \mu.

Proposition 2

Let A be a local ring and B an inflation of A.

a) The ring B is local and one has mAB=mBm_A B = m_B.

b) The A-algebra B is faithfully flat.

c) The canonical homomorphism

γB:gr⁡(A)⊗κAκB→gr⁡(B) \gamma_B : \operatorname{gr}(A) \otimes_{\kappa_A} \kappa_B \to \operatorname{gr}(B)

is bijective.

d) If A is noetherian, the same is true of B and the Hilbert-Samuel series (VIII, § 4, No. 3) of A and B are equal.

Let (Bλ)λ∈Λ(B_\lambda)_{\lambda \in \Lambda} be a family of subalgebras of B satisfying conditions a), b) and c) of Def. 2.

Let Λ′\Lambda' be the set of indices λ∈Λ\lambda \in \Lambda such that, for every μ≤λ\mu \leq \lambda in Λ\Lambda, the A-algebra BμB_\mu is local and faithfully flat, and such that one has mBμ=mABμm_{B_\mu} = m_A B_\mu. Suppose that Λ′≠Λ\Lambda' \neq \Lambda and let vv be the smallest element of Λ−Λ′\Lambda - \Lambda'. One has α∈Λ′\alpha \in \Lambda', hence v≠αv \neq \alpha. Now SvS_v is contained in Λ′\Lambda'. If SvS_v has no greatest element, one has Bv=⋃λ∈SvBλB_v = \bigcup_{\lambda \in S_v} B_\lambda and vv belongs to Λ′\Lambda' by Prop. 1 of No. 1. If SvS_v has a greatest element μ\mu, one has μ∈Λ′\mu \in \Lambda' and BvB_v is an elementary inflation of BμB_\mu: one again has v∈Λ′v \in \Lambda' by the remarks following Def. 1, whence a contradiction.

When A is noetherian, one proves analogously that the set Λ′′\Lambda'' of indices λ∈Λ\lambda \in \Lambda such that the ring BλB_\lambda is noetherian is equal to Λ\Lambda.

Thus one has ω∈Λ′\omega \in \Lambda', whence assertions a) and b). When A is noetherian, one has ω∈Λ′′\omega \in \Lambda'', hence B=BωB = B_\omega is noetherian.

Assertion c) follows from a), b), and Theorem 1 of III, § 5, No. 2. Suppose that A (hence B) is noetherian; since one has

[mBn/mBn+1:κB]=[mAn/mAn+1:κA] [m_B^n / m_B^{n+1} : \kappa_B] = [m_A^n / m_A^{n+1} : \kappa_A]

for every n∈Nn \in \mathbf{N}, the Hilbert-Samuel series of A and B are equal.

Corollary

Suppose that A is noetherian. a) One has dim(A) = dim(B). b) Suppose that A is regular, and let (x1,...,xn)(x_1, ..., x_n) be a system of coordinates of A. Then B is regular and the sequence (x11B,...,xn1B)(x_1 1_B, ..., x_n 1_B) is a system of coordinates of B. This follows from Prop. 1 of VIII, § 5, No. 1.

Proposition 3

Let A, B, C be three local rings and u:A→B,v:B→Cu : A \to B, v : B \to C two inflations. Then v∘uv \circ u is an inflation. Let (Bλ)λ∈Λ(B_\lambda)_{\lambda \in \Lambda} and (Cμ)μ∈M(C_\mu)_{\mu \in M} be families of sub-A-algebras of B and of sub-B-algebras of C respectively, having properties a), b), c) of Def. 2. On the set N sum of Λ\Lambda and M, consider the order relation inducing on Λ\Lambda and M the given orders and such that one has λ<μ\lambda < \mu for λ∈Λ,μ∈M\lambda \in \Lambda, \mu \in M. This is a well-ordering relation. For λ∈Λ⊂N\lambda \in \Lambda \subset N, put Cλ=v(Bλ)C_\lambda = v(B_\lambda). Then the family (Cv)v∈N(C_v)_{v \in N} satisfies conditions a), b), c) of Def. 1 with respect to the A-algebra C.

Theorem 1

Let f:A→A′f : A \to A' be a surjective local homomorphism of local rings and let B′B' be an inflation of A′A'. There exists an inflation B of A and an isomorphism of A-algebras of B⊗AA′B \otimes_A A' onto B′B'. A) Suppose that B′B' is an elementary inflation of A′A'. Let us distinguish two cases: 1) If B′B' is finite over A′A', choose an isomorphism of A′−algebrasA'-algebras φ:A′[X]/(P′)→B′\varphi : A'[X]/(P') \to B', where P′∈A′[X]P' \in A'[X] is a monic polynomial whose image is irreducible in κA′[X]\kappa_{A'}[X]. Choose a monic polynomial P∈A[X]P \in A[X] whose image in A′[X]A'[X] is P′P'. It is necessarily irreducible modulo the maximal ideal of A. Put then B=A[X]/(P)B = A[X]/(P). The A-algebra B is an elementary inflation of A and φ\varphi induces an isomorphism of A-algebras of B⊗AA′B \otimes_A A' onto B′B'. 2) If B′B' is not finite over A′A', choose an isomorphism of A′−algebrasA'-algebras ψ:A′[X]→B′\psi : A'[X] \to B'. Put B=A[X][B = A[X][. The A-algebra B is an elementary inflation of A, and B⊗AA′B \otimes_A A' is canonically isomorphic to A′[X][A'[X][. Hence ψ\psi induces an isomorphism of A-algebras of B⊗AA′B \otimes_A A' onto B′B'. B) We pass to the general case. Let (Bλ′)λ∈Λ(B'_\lambda)_{\lambda \in \Lambda} be a family of sub-A′A'-algebras of B′B' having with respect to A′A' and B′B' properties a), b), c) of Def. 2. We are going to define by transfinite induction an inductive system (B~λ,iμλ)(\tilde{B}_\lambda, i_{\mu \lambda}) indexed by Λ\Lambda of local rings and injective local homomorphisms, and isomorphisms uλ:B~λ⊗AA′→Bλ′u_\lambda : \tilde{B}_\lambda \otimes_A A' \to B'_\lambda such that, for λ≤μ\lambda \leq \mu, uμ∘(iμλ⊗IdA′)∘uλ−1u_\mu \circ (i_{\mu \lambda} \otimes \mathrm{Id}_{A'}) \circ u_\lambda^{-1} is the canonical injection of Bλ′B'_\lambda into Bμ′B'_{\mu}. If α\alpha is the smallest element of Λ\Lambda, we put B~α=A,iαα=IdA\tilde{B}_\alpha = A, i_{\alpha \alpha} = \mathrm{Id}_A and take for uαu_\alpha the canonical isomorphism A⊗AA′→A′A \otimes_A A' \to A'. Let ν∈Λ\nu \in \Lambda, and suppose that B~λ,uλ\tilde{B}_\lambda, u_\lambda and iμλi_{\mu \lambda} have been constructed when λ≤μ<ν\lambda \leq \mu < \nu. Let SνS_\nu be the set of elements ε\varepsilon of Λ\Lambda such that ε<ν\varepsilon < \nu. If SνS_\nu has no greatest element, we take for B~ν\tilde{B}_\nu the inductive limit of the B~λ\tilde{B}_\lambda for λ∈Sν\lambda \in S_\nu, for uνu_\nu the composite isomorphism B~ν⊗AA′→lim⁡(B~λ⊗AA′)→lim⁡Bλ′→Bν′\tilde{B}_\nu \otimes_A A' \to \lim (\tilde{B}_\lambda \otimes_A A') \to \lim B'_\lambda \to B'_\nu, and for iνλi_{\nu \lambda}, when λ∈Sν\lambda \in S_\nu, the canonical mapping of B~λ\tilde{B}_\lambda into B~ν\tilde{B}_\nu. If SνS_\nu has a greatest element μ\mu, then Bν′B'_\nu is an elementary inflation of Bμ′B'_{\mu}. By A), there exists an elementary inflation i_{v\mu}: \tilde{B}_{\mu} \to \tilde{B}_{v} et un isomorphisme de B~μ\tilde{B}_{\mu}-algèbres de B~v⊗B~μBμ′\tilde{B}_{v} \otimes_{\tilde{B}_{\mu}} B'_{\mu} sur Bv′B'_{v}. We take for uvu_{v} the composite isomorphism of A-algebras

B~v⊗AA′→B~v⊗B~μ(B~μ⊗AA′)→B~v⊗B~μBμ′→Bv′ \tilde{B}_{v} \otimes_{A} A' \to \tilde{B}_{v} \otimes_{\tilde{B}_{\mu}} (\tilde{B}_{\mu} \otimes_{A} A') \to \tilde{B}_{v} \otimes_{\tilde{B}_{\mu}} B'_{\mu} \to B'_{v}
and for ivλi_{v\lambda}, when λ∈Sv\lambda \in S_{v}, the homomorphism ivμ∘iμλi_{v\mu} \circ i_{\mu\lambda}.

Let us then put B=B~ωB = \tilde{B}_{\omega} and, for every λ∈Λ\lambda \in \Lambda, denote by BλB_{\lambda} the image of B~λ\tilde{B}_{\lambda} under the canonical injection B~λ→B\tilde{B}_{\lambda} \to B. The family (Bλ)λ∈Λ(B_{\lambda})_{\lambda \in \Lambda} satisfies conditions a), b), c) of Definition 2, and B is an inflation of A. On the other hand, the homomorphism uωu_{\omega} is an A'-isomorphism of B⊗AA′B \otimes_{A} A' onto B′B'.

Corollary

Let A be a local ring and K an extension of its residue field κA\kappa_{A}. Then there exist a local ring B and an inflation A→BA \to B such that the κA\kappa_{A}-algebra κB\kappa_{B} is isomorphic to K.

In fact, the homomorphism κA→K\kappa_{A} \to K is an inflation (Example 1). Applying Theorem 1 with A′=κAA' = \kappa_{A} and B′=KB' = K, one obtains the existence of an inflation B of A and of an A-isomorphism of B/mABB/m_{A}B onto K, whence the corollary.

3. Existence of pp-rings

Proposition 4

Let p be a prime number, k a field of characteristic p, and let n be an integer ≥1\geq 1, or +∞+ \infty. Then there exists a pp-ring (§\S 2, No. 1, Definition 1) of length n whose residue field is isomorphic to k.

We may regard k as an extension of the residue field Z/pZ\mathbf{Z}/p\mathbf{Z} of the local ring Z(p)\mathbf{Z}_{(p)}. By the corollary to Theorem 1, there exists a local ring B, an inflation of Z(p)\mathbf{Z}_{(p)}, such that κB\kappa_{B} is isomorphic to k. The local ring Z(p)\mathbf{Z}_{(p)} is regular and {p}\{ p \} is a system of coordinates of Z(p)\mathbf{Z}_{(p)}. By the corollary to Proposition 2 of No. 2, the ring B is regular and {plB}\{ pl_{B} \} is a system of coordinates of B. In other words, B is a discrete valuation ring, with maximal ideal pBpB. The completion C of B is then a pp-ring of infinite length and the residue field κC\kappa_{C} is isomorphic to κB\kappa_{B}, hence to k. Moreover, for every integer n≥1n \geq 1, C/pnCC/p^{n}C is a pp-ring of length n, with residue field isomorphic to κC\kappa_{C}, hence to k.

Exercises

Exercises

See the exercises for Appendix 0.

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