Appendix
1. Inductive limit of local rings
Let I be a nonempty right filtering preordered set and let be an inductive system of rings relative to I. Suppose that, for every , the ring is local, with maximal ideal , that the homomorphisms are local and flat, and that one has for . Let A denote the inductive limit of the , and for every , let be the canonical homomorphism.
Proposition 1
a) The ring A is local, with maximal ideal . For every , the homomorphism is local and flat, and one has .
b) If is noetherian for every , then A is noetherian.
a) Put ; this is an ideal of A. The quotient ring is the inductive limit of the fields , hence is a field (A, I, p. 116, Prop. 3). On the other hand, every element of is invertible in A: in fact, let ; there exist and such that ; one has , hence is invertible in and x is invertible in A. Consequently, A is a local ring, with maximal ideal m. Let . From the relations for , one deduces, by passing to the inductive limit, ; finally, the homomorphism is flat by I, § 2, No. 7, Prop. 9.
(b) Let be the separated completion of A for the -adic topology and the canonical mapping of A into . Suppose that the rings are noetherian. Fix and prove that the ring is noetherian and flat over . By hypothesis, is a finitely generated ideal of , hence . A is a finitely generated ideal of A. It follows that the maximal ideal of is equal to (III, § 2, No. 12, Cor. 2 to Prop. 16 and No. 13, Prop. 19), hence is finitely generated. Consequently, the ring is noetherian (loc. cit., No. 10, Cor. 5 to Th. 2). On the other hand, for every , the quotient is isomorphic to (loc. cit., No. 12, Cor. 2 to Prop. 16 and formula (21)), which means that is isomorphic to ; since A is a flat -module, the -module is flat for every . By III, § 5, No. 4, Prop. 2, the -module is ideally separated for ; by loc. cit., No. 2, Th. 1, the -module is therefore flat. It follows by passing to the inductive limit that is (faithfully) flat over A (I, § 2, No. 7, Prop. 9), hence that A is noetherian (I, § 3, No. 5, corollary to Prop. 8).
2. Inflation of a local ring
Let A be a local ring.
We denote by A]X[ the local ring of the polynomial ring A[X] at the prime ideal . It is a local ring with maximal ideal , the canonical homomorphism is local and flat, and the residue field of is the pure extension of generated by the class of .
Lemma 1
Let be a monic polynomial whose image in is irreducible. Then the -algebra is local and finite over , with maximal ideal , the canonical homomorphism is local and flat, the residual extension is algebraic and generated by the class of , and the minimal polynomial of over is .
Since the polynomial is monic, the -module is free of finite type (A, IV, p. 10). The ring is identified with , and therefore is a field; hence the ideal is maximal. Let be a maximal ideal of ; then the ideal is maximal (V, § 2, no 1, prop. 1); hence we have , whence and finally . Thus the ring is local. Lemma 1 follows at once.
Definition 1
Let be a local ring. An -algebra is said to be an elementary enlargement of if is isomorphic to the -algebra , or else if there exists a monic polynomial in , whose image in is irreducible, such that is isomorphic to the -algebra .
Let be an elementary enlargement of . From the preceding there result the following properties:
a) The ring is local and the canonical homomorphism from into is local and flat, and in particular injective (I, § 3, no 5, prop. 8).
b) The residue field of is a monogenic extension of the residue field of . If is of finite degree over , then is a free -module of rank .
c) We have . In particular, if is a field, the same is true of . An extension of fields is an elementary enlargement if and only if it is monogenic.
d) If is noetherian, the same is true of .
Definition 2
Let be a local ring. An -algebra is said to be an enlargement of if there exists a well-ordered set having a greatest element , and an increasing family of subalgebras of satisfying the following conditions:
a) We have and the ring is local for every .
b) If is the smallest element of , the -algebra is isomorphic to .
c) Let in and let be the set of such that . If has no greatest element, one has ; if has a greatest element , then is an elementary inflation of .
Let be a ring and a ring homomorphism. One says that is an inflation (resp. an elementary inflation) if the -algebra defined by has this property. If this is so, is injective.
Example 1
Every field extension is an inflation. Let indeed K be an extension of a field k. Let us furnish K with a well-ordering for which 0 is the greatest element, and for , let be the sub--extension of K generated by the elements of K such that . The verification of conditions a), b), c), for and the family , is immediate.
Example 2
Let A be a local ring, and I a set of indices. Denote by the local ring of the polynomial ring at the prime ideal . The A-algebra is an inflation of A. In fact, furnish the set I with a well-ordering; let be the well-ordered set obtained by adjoining to I a greatest element . For , identify with a subalgebra of , and put . The family satisfies conditions a), b), c).
Remark
With the notation of Def. 2, the ring is an inflation of when .
Proposition 2
Let A be a local ring and B an inflation of A.
a) The ring B is local and one has .
b) The A-algebra B is faithfully flat.
c) The canonical homomorphism
is bijective.
d) If A is noetherian, the same is true of B and the Hilbert-Samuel series (VIII, § 4, No. 3) of A and B are equal.
Let be a family of subalgebras of B satisfying conditions a), b) and c) of Def. 2.
Let be the set of indices such that, for every in , the A-algebra is local and faithfully flat, and such that one has . Suppose that and let be the smallest element of . One has , hence . Now is contained in . If has no greatest element, one has and belongs to by Prop. 1 of No. 1. If has a greatest element , one has and is an elementary inflation of : one again has by the remarks following Def. 1, whence a contradiction.
When A is noetherian, one proves analogously that the set of indices such that the ring is noetherian is equal to .
Thus one has , whence assertions a) and b). When A is noetherian, one has , hence is noetherian.
Assertion c) follows from a), b), and Theorem 1 of III, § 5, No. 2. Suppose that A (hence B) is noetherian; since one has
for every , the Hilbert-Samuel series of A and B are equal.
Corollary
Suppose that A is noetherian. a) One has dim(A) = dim(B). b) Suppose that A is regular, and let be a system of coordinates of A. Then B is regular and the sequence is a system of coordinates of B. This follows from Prop. 1 of VIII, § 5, No. 1.
Proposition 3
Let A, B, C be three local rings and two inflations. Then is an inflation. Let and be families of sub-A-algebras of B and of sub-B-algebras of C respectively, having properties a), b), c) of Def. 2. On the set N sum of and M, consider the order relation inducing on and M the given orders and such that one has for . This is a well-ordering relation. For , put . Then the family satisfies conditions a), b), c) of Def. 1 with respect to the A-algebra C.
Theorem 1
Let be a surjective local homomorphism of local rings and let be an inflation of . There exists an inflation B of A and an isomorphism of A-algebras of onto . A) Suppose that is an elementary inflation of . Let us distinguish two cases: 1) If is finite over , choose an isomorphism of , where is a monic polynomial whose image is irreducible in . Choose a monic polynomial whose image in is . It is necessarily irreducible modulo the maximal ideal of A. Put then . The A-algebra B is an elementary inflation of A and induces an isomorphism of A-algebras of onto . 2) If is not finite over , choose an isomorphism of . Put . The A-algebra B is an elementary inflation of A, and is canonically isomorphic to . Hence induces an isomorphism of A-algebras of onto . B) We pass to the general case. Let be a family of sub--algebras of having with respect to and properties a), b), c) of Def. 2. We are going to define by transfinite induction an inductive system indexed by of local rings and injective local homomorphisms, and isomorphisms such that, for , is the canonical injection of into . If is the smallest element of , we put and take for the canonical isomorphism . Let , and suppose that and have been constructed when . Let be the set of elements of such that . If has no greatest element, we take for the inductive limit of the for , for the composite isomorphism , and for , when , the canonical mapping of into . If has a greatest element , then is an elementary inflation of . By A), there exists an elementary inflation i_{v\mu}: \tilde{B}_{\mu} \to \tilde{B}_{v} et un isomorphisme de -algèbres de sur . We take for the composite isomorphism of A-algebras
Let us then put and, for every , denote by the image of under the canonical injection . The family satisfies conditions a), b), c) of Definition 2, and B is an inflation of A. On the other hand, the homomorphism is an A'-isomorphism of onto .
Corollary
Let A be a local ring and K an extension of its residue field . Then there exist a local ring B and an inflation such that the -algebra is isomorphic to K.
In fact, the homomorphism is an inflation (Example 1). Applying Theorem 1 with and , one obtains the existence of an inflation B of A and of an A-isomorphism of onto K, whence the corollary.
3. Existence of -rings
Proposition 4
Let p be a prime number, k a field of characteristic p, and let n be an integer , or . Then there exists a -ring ( 2, No. 1, Definition 1) of length n whose residue field is isomorphic to k.
We may regard k as an extension of the residue field of the local ring . By the corollary to Theorem 1, there exists a local ring B, an inflation of , such that is isomorphic to k. The local ring is regular and is a system of coordinates of . By the corollary to Proposition 2 of No. 2, the ring B is regular and is a system of coordinates of B. In other words, B is a discrete valuation ring, with maximal ideal . The completion C of B is then a -ring of infinite length and the residue field is isomorphic to , hence to k. Moreover, for every integer , is a -ring of length n, with residue field isomorphic to , hence to k.
Exercises
Exercises
See the exercises for Appendix 0.