§ 4. Integral closure of a complete local ring
1. Japanese rings
Definition 1
Let be a noetherian integral ring. One says that is Japanese if the integral closure of in every finite extension of its field of fractions is a finite -algebra.
Remark 1
It amounts to saying that satisfies the following condition: every integral -algebra integral over , contained in a finitely generated extension of the field of fractions of , is a finite -algebra. In fact, the field of fractions of is an algebraic extension of , and therefore is of finite degree over (A, V, p. 112, cor. 1 of prop. 17). The -algebra is contained in the integral closure of in , and is therefore finite if the latter is finite.
Example
Every finitely generated integral algebra over a field is a Japanese ring (V, § 3, No. 2, th. 2).
Proposition 1
Let A be a noetherian integral ring, K its field of fractions. Suppose that for every finite radicial extension L of K, the integral closure of A in L is a finite A-algebra. Then the ring A is Japanese.
Let E be a finite extension of K. Let N be a finite quasi-Galois extension of K containing E (A, V, p. 54, cor. 1), and L the field of invariants of the group of K-automorphisms of N. Then (A, V, p. 73, prop. 13), L is a radicial extension of K and N is a separable extension of L. The integral closure B of A in L is therefore by hypothesis a finite A-algebra; the integral closure C of B in N is a finite B-algebra (V, § 1, No. 6, cor. 1 to prop. 18), hence a finite A-algebra. The integral closure of A in E is contained in C, and is therefore a finite A-algebra since A is noetherian.
Corollary
Suppose the field K perfect (for example of characteristic 0). Then A is Japanese if and only if its integral closure is a finite A-algebra.
Proposition 2
Let B be a noetherian integral ring and A a noetherian subring of B, such that B is a finite A-algebra. In order that A be Japanese, it is necessary and sufficient that B be Japanese.
Let K (resp. L) denote the field of fractions of A (resp. B). Suppose first that A is Japanese, and let M be a finite extension of L. Let C denote the integral closure of B in M. By V, § 1, No. 1, prop. 6, C is the integral closure of A in M, and therefore is a finite A-algebra since M is a finite extension of K and A is Japanese. A fortiori, C is a finite B-algebra. This proves that B is Japanese.
Conversely, suppose B Japanese and let N be a finite extension of K. Let D denote the integral closure of A in N. Let E be an extension of K compounded of L and N; since B is Japanese, the integral closure D’ of B in E is a finite B-algebra, therefore a finite A-algebra; the A-module D, which is a submodule of D’, is therefore finitely generated, whence it follows that A is Japanese.
2. Nagata's Theorem
Theorem 1 (Tate)
Let A be an integrally closed noetherian ring, a an element of A. It is assumed that the ideal is prime, that the ring is Japanese, and that A is complete for the -adic topology. Then the ring A is Japanese.
a) The field of fractions of A being denoted by K, the assertion being trivial when K is of characteristic 0 (No. 1, corollary of prop. 1), one may suppose K of characteristic . One may also suppose .
Let L be a finite radicial extension of K and q a power of p such that . Put and . By prop. 1 of No. 1, it is enough to prove that the integral closure B of A in M is a finite A-algebra.
b) Let us first prove that the ideal is the unique prime ideal of B over . In fact there exists at least one prime ideal of B over (V, § 2, No. 1, th. 1). Let q be one of these ideals. We have , whence since q is prime. Conversely, let y be an element of q; the element of K is integral over A, and therefore belongs to A since A is integrally closed. Since , there exists an element of A such that . Consequently the element of M is integral over A, and therefore belongs to B; thus one has , whence , which proves our assertion.
c) It follows that the ring is the integral closure in M of the ring (V, § 1, No. 5, prop. 16 and § 2, No. 1, prop. 2). By VI, § 3, No. 6, prop. 9, is a discrete valuation ring; one then deduces from the Krull-Akizuki theorem (VII, § 2, No. 5, prop. 5) that the field is a finite extension of and that is noetherian.
d) The ring is integral over the Japanese ring and its field of fractions is a finite extension of the field of fractions of the latter. Consequently, is a finitely generated -module. For every integer , the same is true of the module ; it follows that the -module possesses a composition series of length q whose quotients are finitely generated -modules, and is therefore itself a finitely generated -module.
e) Let us endow the ring A with the -adic filtration and the ring B with the -adic filtration. Then A is complete by hypothesis; since is an integral domain and noetherian, the -adic filtration of is separated (III, § 3, No. 2, corollary to prop. 5); consequently one has , and the -adic filtration of B is separated; the gr(A)-module gr(B) is generated by gr_0(B), hence is finitely generated by d). It then follows from III, § 2, No. 9, cor. 1 to prop. 12, that B is a finitely generated A-module, which completes the proof.
Corollary
Let R be a noetherian integral domain and n an integer. If R is Japanese, the ring is Japanese.
Reasoning by induction, we may suppose that . Let S denote the integral closure of R; if R is Japanese, S is a finite algebra over R, hence a Japanese ring (No. 1, prop. 2). The ring S[[T]] is noetherian and integrally closed (V, § 1, No. 4, prop. 14); applying Theorem 1 to and , we deduce that S[[T]] is Japanese. Consequently R[[T]] is Japanese (No. 1, prop. 2).
Theorem 2 (Nagata)
Every complete local noetherian integral domain A is Japanese.
By Theorem 3 of § 2, No. 5 and Theorem 2 of § 3, No. 3, there exist an integer , a ring R which is a field or a discrete valuation ring with field of fractions of characteristic 0, and a subring B of A, isomorphic to R[[T₁, ..., Tₙ]] and such that A is a finite B-algebra. Then R is Japanese (No. 1, example and corollary to prop. 1), hence B is Japanese (corollary to Theorem 1), and A is Japanese (No. 1, prop. 2).
Corollary
Let A be a semi-local noetherian ring whose completion is reduced. Then the integral closure A' of A in its total ring of fractions R is a finite A-algebra.
Suppose first that A is local and complete, and let p₁, ..., pₙ be the minimal (distinct) prime ideals of A; for i = 1, ..., n, let Kᵢ denote the field of fractions of A/pᵢ and Aᵢ' the integral closure of A/pᵢ. Since A is reduced, R is the product of the rings Kᵢ and A' the product of the rings Aᵢ' (V, § 1, No. 2, cor. 1 to prop. 9). Since the local rings A/pᵢ are integral domains and complete, they are Japanese (Theorem 2), so that each Aᵢ' is a finite A-algebra, and A' is a finite A-algebra.
If A is semi-local and complete, it is isomorphic to a finite product of complete local rings (III, § 2, No. 13, corollary to prop. 19), and we conclude at once from the preceding.
Let us pass to the general case, and note that the completion  of A is a semi-local, complete, noetherian ring faithfully flat over A (III, loc. cit., § 3, No. 4, corollary to prop. 8 and § 3, No. 5, prop. 9). Let S be the set of non-zero-divisors of A; one has R = S⁻¹A. Since  is flat over A, the elements of S are non-zero-divisors in Â, and S⁻¹Â is identified with a subring of the total ring of fractions T of Â. Again because  is flat over A, the ring A' ⊗_A  is identified with a subring of R ⊗_A  = S⁻¹Â, hence also with a subring of T integral over Â. By the first part of the proof, A' ⊗_A  is therefore a finitely generated Â-module; hence A' is a finitely generated A-module (I, § 3, No. 6, prop. 11).
Recall (A, V, p. 114, def. 1) that an algebra E over a field K is said to be separable if the ring L ⊗_K E is reduced for every extension L of K; it is enough that this be so for every finite extension of K. The following proposition generalizes Theorem 2:
Proposition 3
Let A be a semi-local noetherian integral domain, K its field of fractions. If the K-algebra K ⊗_A Â is separable, the ring A is Japanese.
Let L be a finite extension of K and B the integral closure of A in L. Let F be a finite subset of B such that L = K[F] (V, § 1, No. 5, cor. 2 to prop. 16); let C denote the (finite) A-algebra generated by F. Since L is the field of fractions of C, the ring B is the integral closure of C (V, § 1, No. 1, prop. 6) and it is enough to prove that B is a finite C-algebra. Now, C is a semi-local noetherian ring (IV, § 2, No. 5, cor. 3 to prop. 9 ); its completion is identified with C ⊗_A Â (III, § 3, No. 4, th. 3 (ii)), hence also with a subring of the reduced ring L ⊗_A Â = L ⊗_K (K ⊗_A Â) and therefore is reduced. Proposition 3 therefore follows from the corollary to Theorem 2.
3. Some lemmas
Lemma 1
Let A be a semi-local noetherian ring and B a finite A-algebra. Then the ring B is semi-local and noetherian; let m₁, ..., mₙ be its maximal ideals.
The canonical homomorphism of B into extends to an isomorphism of onto .
By IV, § 2, No. 5, cor. 3 to prop. 9, the ring B is semi-local and is an ideal of definition of it. By III, § 3, No. 4, th. 3, (ii), the ring is the completion of B for the topology defined by its radical; one then applies III, § 2, No. 13, corollary to prop. 19.
Lemma 2
Let A be a noetherian ring and M an A-module. The canonical mapping of M into the product is injective.
Let indeed m be a nonzero element of M; then Ann(m) is contained in a prime ideal p of A associated with M (IV, § 1, No. 1, prop. 2), and the image of m in is nonzero (II, § 2, No. 2, prop. 4).
Lemma 3
Let be a noetherian ring, an element of , a finitely generated -module, and a prime ideal of associated with . Suppose that the homothety is injective. Let be a prime ideal of , minimal among those containing . Then is associated with the -module .
Let denote the submodule of formed by the elements such that . We have ; in fact, if an element of is such that , then since is injective, hence . Consequently, the -module is isomorphic to the submodule of , and it is enough to prove that is associated with . Since is associated with , there exists an element of such that ; we have , whence and therefore by II, § 4, No. 4, corollary to prop. 18; consequently, is associated with (IV, § 1, No. 4, th. 2).
Lemma 4
Let be a discrete valuation ring, a noetherian local ring, and a local and flat homomorphism. If the ring is reduced, then is reduced.
Suppose there exists a nonzero nilpotent element of , and let be a uniformizer of . Since one has , the ring is separated for the -adic topology. There therefore exist and with and . Since is flat over , multiplication by is injective in . The class of in is therefore a nonzero nilpotent element, which contradicts the assumption.
4. Nagata Rings
Definition 2
A ring is said to be a Nagata ring if it is noetherian and if, for every prime ideal of , the noetherian integral ring is Japanese (No. 1, def. 1).
Example 1
Every finitely generated algebra over a field is a Nagata ring (No. 1, example).
Example 2
Every complete noetherian local ring is a Nagata ring (No. 2, th. 2).
Example 3
The ring is a Nagata ring (No. 1, example and corollary to prop. 1).
Example 4
One can prove (exercise 30) that every finitely generated algebra over a Nagata ring is a Nagata ring.
Proposition 4
Let be a Nagata ring. a) Every finite -algebra is a Nagata ring. b) For every multiplicative subset of , the ring is a Nagata ring. a) Let be a finite -algebra, the canonical homomorphism. For every prime ideal of , the ring , which is a finite algebra over the Japanese ring , is Japanese (No. 1, prop. 2). b) Let be a prime ideal of ; then there exists a prime ideal of such that . The ring is a ring of fractions of the Japanese ring , and is therefore Japanese (No. 1, remark 2).
Theorem 3 (Zariski-Nagata)
Let be a semi-local noetherian ring. The following conditions are equivalent: (i) is a Nagata ring; (ii) for every prime ideal of , the -algebra is separable; (iii) for every reduced -algebra , the ring is reduced. Let us first prove the equivalence of conditions (ii) and (iii). The implication (iii) (ii) is trivial; conversely, suppose that satisfies condition (ii). Then, for every -algebra which is a field, the ring is reduced. Let now be a reduced -algebra of finite type; the ring , being noetherian, is isomorphic to a subring of a finite product of fields (IV, § 2, No. 5, Prop. 10); since is flat over , the ring is isomorphic to a subring of the reduced ring , hence is reduced. Finally, let be any reduced -algebra; then is the union of the filtered family of its subalgebras of finite type, and is the direct limit of the filtered family of reduced rings, hence is reduced. Let us show that (ii) implies (i). Let be a prime ideal of ; the field of fractions of the ring is identified with , and the -algebra is identified with , hence with . If is a separable -algebra, the ring is Japanese (No. 2, Prop. 3). Let us prove the implication (i) (ii) by induction on . It is obvious if since then is artinian, hence complete. Let be an integer ; consider the following assumption:
(R)
Let be a semi-local noetherian Nagata ring of dimension , let be a prime ideal of and a finite extension of the field ; it is enough to prove,
Corollary 1
The completion of a local reduced Nagata ring is reduced.* It is enough, in fact, to put R = A in Th. 3, (iii).
Corollary 2 (Chevalley)
Let A be a reduced algebra of finite type over a field, and p a prime ideal of A. The completion of the local ring is reduced.* Since A is reduced, the local ring is reduced; moreover A is a Nagata ring (example 1), hence is a Nagata ring (Prop. 4), and Cor. 2 follows from Cor. 1, applied to the ring .
Corollary 3
Let be a field of characteristic 0, and a local noetherian -algebra. In order that be a Nagata ring, it is necessary and sufficient that, for every prime ideal of , the ring be reduced.* In fact, since the fields are of characteristic 0, it is equivalent to say that the algebras are reduced or that they are separable (A, V, p. 117, Theorem 1), which shows that the stated condition is sufficient (Theorem 3, (ii) ⇒ (i)); moreover it is necessary (Theorem 3, (i) ⇒ (iii) with R = A/p).
Exercises
See the exercises for § 4.