Bourbaki

§ 4. Integral closure of a complete local ring

1. Japanese rings

Definition 1

Let AA be a noetherian integral ring. One says that AA is Japanese if the integral closure of AA in every finite extension of its field of fractions is a finite AA-algebra.

Remark 1

It amounts to saying that AA satisfies the following condition: every integral AA-algebra BB integral over AA, contained in a finitely generated extension of the field of fractions KK of AA, is a finite AA-algebra. In fact, the field of fractions LL of BB is an algebraic extension of KK, and therefore is of finite degree over KK (A, V, p. 112, cor. 1 of prop. 17). The AA-algebra BB is contained in the integral closure of AA in LL, and is therefore finite if the latter is finite.

Example

Every finitely generated integral algebra over a field is a Japanese ring (V, § 3, No. 2, th. 2).

Proposition 1

Let A be a noetherian integral ring, K its field of fractions. Suppose that for every finite radicial extension L of K, the integral closure of A in L is a finite A-algebra. Then the ring A is Japanese.

Let E be a finite extension of K. Let N be a finite quasi-Galois extension of K containing E (A, V, p. 54, cor. 1), and L the field of invariants of the group of K-automorphisms of N. Then (A, V, p. 73, prop. 13), L is a radicial extension of K and N is a separable extension of L. The integral closure B of A in L is therefore by hypothesis a finite A-algebra; the integral closure C of B in N is a finite B-algebra (V, § 1, No. 6, cor. 1 to prop. 18), hence a finite A-algebra. The integral closure of A in E is contained in C, and is therefore a finite A-algebra since A is noetherian.

Corollary

Suppose the field K perfect (for example of characteristic 0). Then A is Japanese if and only if its integral closure is a finite A-algebra.

Proposition 2

Let B be a noetherian integral ring and A a noetherian subring of B, such that B is a finite A-algebra. In order that A be Japanese, it is necessary and sufficient that B be Japanese.

Let K (resp. L) denote the field of fractions of A (resp. B). Suppose first that A is Japanese, and let M be a finite extension of L. Let C denote the integral closure of B in M. By V, § 1, No. 1, prop. 6, C is the integral closure of A in M, and therefore is a finite A-algebra since M is a finite extension of K and A is Japanese. A fortiori, C is a finite B-algebra. This proves that B is Japanese.

Conversely, suppose B Japanese and let N be a finite extension of K. Let D denote the integral closure of A in N. Let E be an extension of K compounded of L and N; since B is Japanese, the integral closure D’ of B in E is a finite B-algebra, therefore a finite A-algebra; the A-module D, which is a submodule of D’, is therefore finitely generated, whence it follows that A is Japanese.

2. Nagata's Theorem

Theorem 1 (Tate)

Let A be an integrally closed noetherian ring, a an element of A. It is assumed that the ideal aAaA is prime, that the ring A/aAA/aA is Japanese, and that A is complete for the aAaA-adic topology. Then the ring A is Japanese.

a) The field of fractions of A being denoted by K, the assertion being trivial when K is of characteristic 0 (No. 1, corollary of prop. 1), one may suppose K of characteristic p>0p > 0. One may also suppose a≠0a \neq 0.

Let L be a finite radicial extension of K and q a power of p such that L⊂K1/qL \subset K^{1/q}. Put x=a1/qx = a^{1/q} and M=L(x)M = L(x). By prop. 1 of No. 1, it is enough to prove that the integral closure B of A in M is a finite A-algebra.

b) Let us first prove that the ideal xBxB is the unique prime ideal of B over aAaA. In fact there exists at least one prime ideal of B over aAaA (V, § 2, No. 1, th. 1). Let q be one of these ideals. We have xq=a∈qx^q = a \in q, whence xB⊂qxB \subset q since q is prime. Conversely, let y be an element of q; the element yqy^q of K is integral over A, and therefore belongs to A since A is integrally closed. Since q∩A=aAq \cap A = aA, there exists an element α\alpha of A such that yq=aα=xqαy^q = a\alpha = x^q\alpha. Consequently the element y/xy/x of M is integral over A, and therefore belongs to B; thus one has y∈xBy \in xB, whence q=xBq = xB, which proves our assertion.

c) It follows that the ring BxBB_{xB} is the integral closure in M of the ring AaAA_{aA} (V, § 1, No. 5, prop. 16 and § 2, No. 1, prop. 2). By VI, § 3, No. 6, prop. 9, AaAA_{aA} is a discrete valuation ring; one then deduces from the Krull-Akizuki theorem (VII, § 2, No. 5, prop. 5) that the field κ(xB)\kappa(xB) is a finite extension of κ(aA)\kappa(aA) and that BxBB_{xB} is noetherian.

d) The ring B/xBB/xB is integral over the Japanese ring A/aAA/aA and its field of fractions is a finite extension of the field of fractions of the latter. Consequently, B/xBB/xB is a finitely generated (A/aA)(A/aA)-module. For every integer i≥0i \geq 0, the same is true of the module xiB/xi+1Bx^iB/x^{i+1}B; it follows that the (A/aA)(A/aA)-module B/aBB/aB possesses a composition series of length q whose quotients are finitely generated (A/aA)(A/aA)-modules, and is therefore itself a finitely generated (A/aA)(A/aA)-module.

e) Let us endow the ring A with the (aA)(aA)-adic filtration and the ring B with the (aB)(aB)-adic filtration. Then A is complete by hypothesis; since BxBB_{xB} is an integral domain and noetherian, the aBxBaB_{xB}-adic filtration of BxBB_{xB} is separated (III, § 3, No. 2, corollary to prop. 5); consequently one has ⋂anB⊂⋂anBxB={0}\bigcap a^nB \subset \bigcap a^nB_{xB} = \{0\}, and the aBaB-adic filtration of B is separated; the gr(A)-module gr(B) is generated by gr_0(B), hence is finitely generated by d). It then follows from III, § 2, No. 9, cor. 1 to prop. 12, that B is a finitely generated A-module, which completes the proof.

Corollary

Let R be a noetherian integral domain and n an integer. If R is Japanese, the ring R[[T1,...,Tn]]R[[T_1, ..., T_n]] is Japanese.

Reasoning by induction, we may suppose that n=1n = 1. Let S denote the integral closure of R; if R is Japanese, S is a finite algebra over R, hence a Japanese ring (No. 1, prop. 2). The ring S[[T]] is noetherian and integrally closed (V, § 1, No. 4, prop. 14); applying Theorem 1 to A=S[[T]]A = S[[T]] and a=Ta = T, we deduce that S[[T]] is Japanese. Consequently R[[T]] is Japanese (No. 1, prop. 2).

Theorem 2 (Nagata)

Every complete local noetherian integral domain A is Japanese.

By Theorem 3 of § 2, No. 5 and Theorem 2 of § 3, No. 3, there exist an integer n≥0n \geq 0, a ring R which is a field or a discrete valuation ring with field of fractions of characteristic 0, and a subring B of A, isomorphic to R[[T₁, ..., Tₙ]] and such that A is a finite B-algebra. Then R is Japanese (No. 1, example and corollary to prop. 1), hence B is Japanese (corollary to Theorem 1), and A is Japanese (No. 1, prop. 2).

Corollary

Let A be a semi-local noetherian ring whose completion is reduced. Then the integral closure A' of A in its total ring of fractions R is a finite A-algebra.

Suppose first that A is local and complete, and let p₁, ..., pₙ be the minimal (distinct) prime ideals of A; for i = 1, ..., n, let Kᵢ denote the field of fractions of A/pᵢ and Aᵢ' the integral closure of A/pᵢ. Since A is reduced, R is the product of the rings Kᵢ and A' the product of the rings Aᵢ' (V, § 1, No. 2, cor. 1 to prop. 9). Since the local rings A/pᵢ are integral domains and complete, they are Japanese (Theorem 2), so that each Aᵢ' is a finite A-algebra, and A' is a finite A-algebra.

If A is semi-local and complete, it is isomorphic to a finite product of complete local rings (III, § 2, No. 13, corollary to prop. 19), and we conclude at once from the preceding.

Let us pass to the general case, and note that the completion  of A is a semi-local, complete, noetherian ring faithfully flat over A (III, loc. cit., § 3, No. 4, corollary to prop. 8 and § 3, No. 5, prop. 9). Let S be the set of non-zero-divisors of A; one has R = S⁻¹A. Since  is flat over A, the elements of S are non-zero-divisors in Â, and S⁻¹Â is identified with a subring of the total ring of fractions T of Â. Again because  is flat over A, the ring A' ⊗_A  is identified with a subring of R ⊗_A  = S⁻¹Â, hence also with a subring of T integral over Â. By the first part of the proof, A' ⊗_A  is therefore a finitely generated Â-module; hence A' is a finitely generated A-module (I, § 3, No. 6, prop. 11).

Recall (A, V, p. 114, def. 1) that an algebra E over a field K is said to be separable if the ring L ⊗_K E is reduced for every extension L of K; it is enough that this be so for every finite extension of K. The following proposition generalizes Theorem 2:

Proposition 3

Let A be a semi-local noetherian integral domain, K its field of fractions. If the K-algebra K ⊗_A Â is separable, the ring A is Japanese.

Let L be a finite extension of K and B the integral closure of A in L. Let F be a finite subset of B such that L = K[F] (V, § 1, No. 5, cor. 2 to prop. 16); let C denote the (finite) A-algebra generated by F. Since L is the field of fractions of C, the ring B is the integral closure of C (V, § 1, No. 1, prop. 6) and it is enough to prove that B is a finite C-algebra. Now, C is a semi-local noetherian ring (IV, § 2, No. 5, cor. 3 to prop. 9 ); its completion is identified with C ⊗_A Â (III, § 3, No. 4, th. 3 (ii)), hence also with a subring of the reduced ring L ⊗_A Â = L ⊗_K (K ⊗_A Â) and therefore is reduced. Proposition 3 therefore follows from the corollary to Theorem 2.

3. Some lemmas

Lemma 1

Let A be a semi-local noetherian ring and B a finite A-algebra. Then the ring B is semi-local and noetherian; let m₁, ..., mₙ be its maximal ideals.

The canonical homomorphism of B into ∏i=1nB^mi\prod_{i=1}^n \hat{B}_{m_i} extends to an isomorphism of A^⊗AB\hat{A} \otimes_A B onto ∏i=1nB^mi\prod_{i=1}^n \hat{B}_{m_i}.

By IV, § 2, No. 5, cor. 3 to prop. 9, the ring B is semi-local and mABm_A B is an ideal of definition of it. By III, § 3, No. 4, th. 3, (ii), the ring A^⊗AB\hat{A} \otimes_A B is the completion of B for the topology defined by its radical; one then applies III, § 2, No. 13, corollary to prop. 19.

Lemma 2

Let A be a noetherian ring and M an A-module. The canonical mapping of M into the product ∏p∈Ass(M)Mp\prod_{p \in \mathrm{Ass}(M)} M_p is injective.

Let indeed m be a nonzero element of M; then Ann(m) is contained in a prime ideal p of A associated with M (IV, § 1, No. 1, prop. 2), and the image of m in MpM_p is nonzero (II, § 2, No. 2, prop. 4).

Lemma 3

Let AA be a noetherian ring, xx an element of AA, MM a finitely generated AA-module, and pp a prime ideal of AA associated with MM. Suppose that the homothety xMx_M is injective. Let qq be a prime ideal of AA, minimal among those containing p+xAp + xA. Then qq is associated with the AA-module M/xMM/xM.

Let NN denote the submodule of MM formed by the elements mm such that pm=0pm = 0. We have N∩xM=xNN \cap xM = xN; in fact, if an element mm of MM is such that pxm=0pxm = 0, then pm=0pm = 0 since xMx_M is injective, hence m∈Nm \in N. Consequently, the AA-module N/xNN/xN is isomorphic to the submodule (N+xM)/xM(N + xM)/xM of M/xMM/xM, and it is enough to prove that qq is associated with N/xNN/xN. Since pp is associated with MM, there exists an element mm of MM such that p=Ann(m)p = \mathrm{Ann}(m); we have m∈Nm \in N, whence p=Ann(N)p = \mathrm{Ann}(N) and therefore Supp(N/xN)=V(p+xA)\mathrm{Supp}(N/xN) = V(p + xA) by II, § 4, No. 4, corollary to prop. 18; consequently, qq is associated with N/xNN/xN (IV, § 1, No. 4, th. 2).

Lemma 4

Let AA be a discrete valuation ring, BB a noetherian local ring, and ρ:A→B\rho : A \to B a local and flat homomorphism. If the ring κA⊗AB\kappa_A \otimes_A B is reduced, then BB is reduced.

Suppose there exists a nonzero nilpotent element xx of BB, and let π\pi be a uniformizer of AA. Since one has πB⊂mB\pi B \subset m_B, the ring BB is separated for the πB\pi B-adic topology. There therefore exist n∈Nn \in \mathbf{N} and y∈By \in B with x=πnyx = \pi^n y and y∉πBy \notin \pi B. Since BB is flat over AA, multiplication by π\pi is injective in BB. The class of yy in B/πBB/\pi B is therefore a nonzero nilpotent element, which contradicts the assumption.

4. Nagata Rings

Definition 2

A ring AA is said to be a Nagata ring if it is noetherian and if, for every prime ideal pp of AA, the noetherian integral ring A/pA/p is Japanese (No. 1, def. 1).

Example 1

Every finitely generated algebra over a field is a Nagata ring (No. 1, example).

Example 2

Every complete noetherian local ring is a Nagata ring (No. 2, th. 2).

Example 3

The ring Z\mathbf{Z} is a Nagata ring (No. 1, example and corollary to prop. 1).

Example 4

One can prove (exercise 30) that every finitely generated algebra over a Nagata ring is a Nagata ring.

Proposition 4

Let AA be a Nagata ring. a) Every finite AA-algebra is a Nagata ring. b) For every multiplicative subset SS of AA, the ring S−1AS^{-1}A is a Nagata ring. a) Let BB be a finite AA-algebra, ρ:A→B\rho : A \to B the canonical homomorphism. For every prime ideal pp of BB, the ring B/pB/p, which is a finite algebra over the Japanese ring A/ρ−1(p)A/\rho^{-1}(p), is Japanese (No. 1, prop. 2). b) Let qq be a prime ideal of S−1AS^{-1}A; then there exists a prime ideal pp of AA such that q=S−1pq = S^{-1}p. The ring (S−1A)/q(S^{-1}A)/q is a ring of fractions of the Japanese ring A/pA/p, and is therefore Japanese (No. 1, remark 2).

Theorem 3 (Zariski-Nagata)

Let AA be a semi-local noetherian ring. The following conditions are equivalent: (i) AA is a Nagata ring; (ii) for every prime ideal pp of AA, the κ(p)\kappa(p)-algebra κ(p)⊗AA^\kappa(p) \otimes_A \hat{A} is separable; (iii) for every reduced AA-algebra RR, the ring R⊗AA^R \otimes_A \hat{A} is reduced. Let us first prove the equivalence of conditions (ii) and (iii). The implication (iii) ⇒\Rightarrow (ii) is trivial; conversely, suppose that AA satisfies condition (ii). Then, for every AA-algebra KK which is a field, the ring K⊗AA^K \otimes_A \hat{A} is reduced. Let now CC be a reduced AA-algebra of finite type; the ring CC, being noetherian, is isomorphic to a subring of a finite product K1×⋯×KnK_1 \times \cdots \times K_n of fields (IV, § 2, No. 5, Prop. 10); since A^\hat{A} is flat over AA, the ring C⊗AA^C \otimes_A \hat{A} is isomorphic to a subring of the reduced ring ∏i(Ki⊗AA^)\prod_i (K_i \otimes_A \hat{A}), hence is reduced. Finally, let RR be any reduced AA-algebra; then RR is the union of the filtered family (Cα)(C_\alpha) of its subalgebras of finite type, and R⊗AA^R \otimes_A \hat{A} is the direct limit of the filtered family (Cα⊗AA^)(C_\alpha \otimes_A \hat{A}) of reduced rings, hence is reduced. Let us show that (ii) implies (i). Let pp be a prime ideal of AA; the field of fractions KK of the ring A/pA/p is identified with κ(p)\kappa(p), and the KK-algebra K⊗A/p(A/p^)K \otimes_{A/p} (\widehat{A/p}) is identified with κ(p)⊗A/pA^/pA^\kappa(p) \otimes_{A/p} \hat{A}/p\hat{A}, hence with κ(p)⊗AA^\kappa(p) \otimes_A \hat{A}. If κ(p)⊗AA^\kappa(p) \otimes_A \hat{A} is a separable κ(p)\kappa(p)-algebra, the ring A/pA/p is Japanese (No. 2, Prop. 3). Let us prove the implication (i) ⇒\Rightarrow (ii) by induction on dim⁡(A)\dim(A). It is obvious if dim⁡(A)=0\dim(A) = 0 since then AA is artinian, hence complete. Let nn be an integer >0> 0; consider the following assumption:

(Rn_n) {for every local noetherian Nagata ring C of dimension <n and every prime ideal r of C, the ring κ(r)⊗CC^ is reduced.\left\{ \begin{array}{l} \text{for every local noetherian Nagata ring } C \text{ of dimension } < n \text{ and every prime ideal } r \text{ of } C, \text{ the ring } \kappa(r) \otimes_C \hat{C} \text{ is reduced.} \end{array} \right.

Let AA be a semi-local noetherian Nagata ring of dimension nn, let pp be a prime ideal of AA and LL a finite extension of the field κ(p)\kappa(p); it is enough to prove,

Corollary 1

The completion of a local reduced Nagata ring is reduced.* It is enough, in fact, to put R = A in Th. 3, (iii).

Corollary 2 (Chevalley)

Let A be a reduced algebra of finite type over a field, and p a prime ideal of A. The completion of the local ring ApA_p is reduced.* Since A is reduced, the local ring ApA_p is reduced; moreover A is a Nagata ring (example 1), hence ApA_p is a Nagata ring (Prop. 4), and Cor. 2 follows from Cor. 1, applied to the ring ApA_p.

Corollary 3

Let kk be a field of characteristic 0, and AA a local noetherian kk-algebra. In order that AA be a Nagata ring, it is necessary and sufficient that, for every prime ideal pp of AA, the ring (A/p^)(\widehat{A/p}) be reduced.* In fact, since the fields κ(p)\kappa(p) are of characteristic 0, it is equivalent to say that the algebras κ(p)⊗AA^=κ(p)⊗A/p(A/p^)\kappa(p) \otimes_A \hat{A} = \kappa(p) \otimes_{A/p} (\widehat{A/p}) are reduced or that they are separable (A, V, p. 117, Theorem 1), which shows that the stated condition is sufficient (Theorem 3, (ii) ⇒ (i)); moreover it is necessary (Theorem 3, (i) ⇒ (iii) with R = A/p).

Exercises

See the exercises for § 4.

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