3. Valuations
1. Valuations on a ring
Let be a totally ordered commutative group written additively. In the rest of this chapter, we shall have to consider, for such a group, the set obtained by adjoining to an element denoted by we shall denote this set by and we shall give it: (1) a total ordering for which is the greatest element, in other words, such that for all (2) a commutative monoid structure whose law induces on the given group law and is defined by the equations
for all ; it is immediately verified that this law is associative and commutative and that the relation in implies for all .
Definition 1
Let be a (not necessarily commutative) ring and a totally ordered commutative group written additively. A valuation on with values in is any mapping which satisfies the following conditions:
(VL_I) for . (VL_{II}) for . (VL_{III}) and .
If has no divisor of zero other than 0, the unique mapping of to such that for and is a valuation, called the improper valuation on . If is such that for some integer , then, by (VL_I), and hence for every valuation on , since is a totally ordered group. In particular , whence for all . Moreover, it follows from (VL_I) that for all in . If is invertible in , then .
Proposition 1
Let be a valuation on a (not necessarily commutative) ring . For any elements (),
Moreover, if there exists a single index such that , the two sides of (1) are equal. In particular, if , then .
Relation (1) follows from axiom (VL_{II}) by induction on . If there exists a single index such that , then, writing and , and by (1); if , the relation would give , which is absurd; whence , which proves the second assertion.
Corollary
If a finite sequence of elements of (for ) is such that , there exist at least two distinct indices such that
If there were only a single index such that , Proposition 1 would show that , whence for all , contrary to the relation and the hypothesis made on .
Remarks (1) If is a valuation on and a homomorphism of a ring to , it is immediate that the composite mapping is a valuation on with values in .
(2) Conditions (VL) and (VL) show immediately that the set is a two-sided ideal in distinct from by virtue of (VL); moreover, if are two elements of such that , it follows from (VL,) that necessarily or ; in other words, the quotient ring has no divisor of 0 other than 0; it is immediately verified that the mapping derived from by passing to the quotient is a valuation on , the inverse image of under this valuation reducing to 0.
2. Valuations on a field
Proposition 2
Let be a (not necessarily commutative) field and a valuation on with values in . Then: (i) For , . (ii) The set of such that is a subring of . (iii) For all in , the set , (resp. ) of such that (resp. ) is a two-sided ideal of and every (left or right) ideal of contains of the . (iv) The set of such that is the greatest ideal in ; is the set of invertible elements of and is a (not necessarily commutative) field. (v) For all , .
Assertion (i) follows from the fact that is an ideal of not equal to . The verification of the fact that is a ring and the , and two-sided ideals is trivial by virtue of axioms (VL), (VL) and (VL). If is a (left, for example) ideal of and belongs to , every such that can be written where , hence and therefore ; in other words the left ideal contains the for . The set is the set of such that ; if , then
(resp. , ) is called the ring (resp. ideal, residue field) of the valuation on .
Clearly U(A) is the kernel of the homomorphism and the image under of the multiplicative group is a subgroup of the additive group , called the order group or value group of , which is therefore isomorphic to ; for , the element of is sometimes called the valuation or order of for . Two valuations on are called equivalent if they have the same ring.
Proposition 3
For two valuations over a (not necessarily commutative) field to be equivalent, it is necessary and sufficient that there exist an isomorphism of the ordered group onto the ordered group such that .
Suppose and are equivalent; by hypothesis, the ring of the valuation being the same as that of , and (restricted to ) factor into homomorphisms , , where and are isomorphisms; moreover, the set of positive elements of (resp. ) is the image under (resp. ) of the set of classes mod. of elements of ; we conclude that solves the problem, the converse being obvious.
Suppose now that is a commutative field; then, for all valuations on , the ring of the valuation is a valuation ring of in the sense of § 1, no. 2, Definition 2 (which justifies the terminology); this follows immediately from Proposition 2 (c) and § 1 no. 2, Theorem 1 (c). Conversely, recall that for every integral domain whose field of fractions is the relation of divisibility (equivalent to ) makes into a preordered group, whose associated ordered group is the quotient of by the group of invertible elements of , the positive elements of this group being those of (where ); the mapping defines, by passing to the quotient, an isomorphism of the ordered group onto the group (ordered by the relation ) of non-zero principal fractional ideals of (Algebra, Chapter VI, § 1, no. 5). The rings with field of fractions and for which the group is totally ordered are precisely the valuation rings of K (§ 1, no. 2, Theorem 1 (d)). If denotes the canonical homomorphism of onto , it is immediate that (extended by ) is a valuation (called canonical) on whose ring is ; every valuation equivalent to may be written , where is an isomorphism of onto a subgroup of the group where takes its values (Proposition 3); is called the canonical factorization of .
Proposition 4
Let be an integral domain, its field of fractions, and a valuation on . Then there exists a unique valuation on which extends and is the subgroup of generated by .
By Theorem 2 of Algebra, Chapter I, § 2, no. 7, there exists a unique homomorphism from to which extends and is generated by . It remains to prove that satisfies axiom (VL). Then let be such that ; there exists such that and , whence . Since the restriction of to satisfies (VL),
Eliminating from both sides, we obtain
3. Translations
Let be a (commutative) field, a place of , a valuation on and a valuation ring of . We shall say that and are associated if is the ring of and the ring of . By virtue of no. 1 and § 2, no. 3, each of the three objects , and then determines the other two (up to an equivalence as far as places and valuations are concerned). In particular there are the following equivalences:
Every result relating to valuation rings, places or valuations can be translated into a result relating to the other two notions. Thus Proposition 4 of § 2, no. 4 gives:
Proposition 5
Let be a field, a valuation on and an extension of . There exists a valuation on whose restriction to is equivalent to .
Let and be the order groups of and . Since the restriction of to is equivalent to , there exists an isomorphism of onto a subgroup of , such that on . If is identified with by means of , it is seen that extends .
Note that is in general distinct from and the equivalence class of is not necessarily unique. We shall return to this in § 8.
Translating Theorem 3 of § 1, no. 3 (or Proposition 6 of § 2, no. 5), we obtain:
Proposition 6
Let be a field, a subring of and an element of . For to be integral over , it is necessary and sufficient that every valuation on which is positive on be positive at .
From now on, we shall in general leave to the reader the trouble of performing translations analogous to the above.
4. Examples of valuations
The examples of valuation rings given in § 1, no. 4 provide us with Examples 1 to 4 below:
Example (1) Every valuation on a finite field F is improper, since every element of F* is a root unity.
Example (2) If K is a subfield of a field K', the restriction to K of a valuation on K' is a valuation on K.
Example (3) Let k be a field and K = k((T)). The mapping v which maps every non-zero formal power series to its order (Algebra, Chapter IV, § 5, no. 7) is a valuation on K whose order group is Z and whose ring is k[[T]]. The associated place is the canonical homomorphism f: k[[T]] → k extended to k((T)) by setting f(u) = ∞ if u ∉ k[[T]].
Example (4) Let A be a principal ideal domain, K its field of fractions and p an extremal element of A. For x ∈ K* let v_p(x) denote the exponent of p in the decomposition of x into extremal elements (Algebra, Chapter VII, § 1, no. 3, Theorem 2); it is immediately seen that v_p is a valuation whose order group is Z and whose ring is A_{A_p}. By Proposition 3 of § 1, no. 4 we thus obtain, up to equivalence, all the valuations on K which are not improper and are positive on A. Taking A = Z we recover the p-adic valuations on Q (General Topology, Chapter IX, § 3, no. 2); these valuations are, up to equivalence, the only valuations on Q which are not improper (§ 1, no. 4, Corollary 1 to Proposition 3). Taking A = k[X], where k is a field, the non-improper valuations on k(X) whose restrictions to k are improper are (up to equivalence): on the one hand the valuations v_P where P runs through the set of irreducible monic polynomials of k[X] and on the other hand the valuation v defined by
for P ∈ k[X] and Q ∈ k[X] (§ 1, no. 4, Corollary 2 to Proposition 3); all these valuations obviously have Z as order group and their residue fields are monogenous algebraic extensions of k (Algebra, Chapter V, § 3, no. 1).
Example (5) The mapping P(X, Y) ↦ P(T, e^T) of C[X, Y] to C((T)) is injective (Functions of a real variable, Chapter IV, §2, Proposition 9) and therefore can be extended to an isomorphism of C(X, Y) onto a subfield of C((T)). The restriction to this subfield of the valuation on C((T)) defined in Example 3 defines a valuation on C(X, Y) which is improper on C, whose order group is Z and whose residue field is C.
Proposition 4 of no. 2 allows us to construct a valuation whose order group and residue field are given:
Example (6) Let Γ be a totally ordered group and k a field. Let Γ_+ be the monoid of positive elements of Γ and C the algebra of Γ_+ over k. By definition, C has a basis (x_\alpha)_{\alpha \in \Gamma_-} over k whose multiplication table is x_\alpha x_\beta = x_{\alpha + \beta}. If is a non-zero element of C, we write and ; it is immediately verified that the mapping of to satisfies conditions (VL_I) and (VL_{II}) of no. 1 and that is an integral domain. Let be the field of fractions of and the valuation on which extends (Proposition 4, no. 2). As every element of is the difference of two positive elements, admits as order group. Let be the ring of and its maximal ideal; we shall show that is the direct sum of and (identified with ), which will prove that the residue field of is isomorphic to . Clearly . On the other hand, denoting by the ideal of generated by the where , every element of valuation 0 in can be written in the form where and ; then
whence and ; this shows our assertion.
If , then and the above construction then provides valuations on which are improper on , whose order group is and whose residue field is . These valuations depend on the order structure chosen on . For example, can be given the lexicographic ordering. Or indeed, for an irrational number , may be identified with a subgroup of under the homomorphism (a homomorphism which is injective since is irrational) and given the ordering induced by that on .
Other constructions of valuations using Proposition 4 of no. 2 will be described in § 10.
5. Ideals of a valuation ring
Definition 2
Let G be an ordered set. A subset of G is called major if the relations and imply .
Let be a field, a valuation on , the ring of and the order group of . For every major subset , let be the set of such that . Clearly is a sub-A-module of .
Proposition 7
The mapping is an increasing bijection of the set of major subsets of onto the set of sub-A-modules of .
Let be a sub-A-module of . The set of for is a major subset of . Proposition 7 will be shown if the following equations are proved:
(2) for every major subset of ; (3) for every sub-A-module of .
Formula (2) is easy, since, for all , there exists such that . Then obviously ; conversely, let and suppose ;
then and therefore there exists such that ; whence where , which proves that and completes the proof.
Corollary
Let be the set of positive elements in . The mapping is a bijection of the set of major subsets of , onto the set of ideals of .
As , is equivalent to .
For example the maximal ideal is equal to , where denotes the set of strictly positive elements of .
6. Discrete valuations
Definition 3
Let be a (not necessarily commutative) field, a valuation on and the order group of . is called discrete if there exists a (necessarily unique) isomorphism of the ordered group onto . Let be the element of corresponding to under this isomorphism; every element of such that is called a uniformizer of . A discrete valuation is called normed if its order group is .
For example the valuation defined by an extremal element of a principal ideal or factorial, domain is a normed discrete valuation which admits as a uniformizer. In particular, if is a field, is the ring of a discrete valuation on which admits as a uniformizer. Let be a connected complex analytic variety of dimension 1, the field of meromorphic functions on and a point of ; the set off which are holomorphic at is the ring of a discrete valuation ; for a function to be uniformizing for , it is necessary and sufficient that it be holomorphic and zero at and that there exist a neighbourhood of in such that the restriction off to be a homomorphism of onto a neighbourhood of the origin in . It is this example and other analogues which are the origin of the word "uniformizer".
Proposition 8
Let be a (not necessarily commutative) field, a discrete valuation on , the ring of and a uniformizer for . The non-zero ideals of are two-sided and of the form ().
It may be assumed that is normed, so that . For all , there is an integer such that and hence we may write
where are two invertible elements of the ring ; whence the proposition.
Proposition 9
Let be a local integral domain distinct from its field of fractions. The following conditions are equivalent: (a) is the ring of a discrete valuation. (b) is a principal ideal domain. (c) The ideal is principal and .
(d) is a Noetherian ring and is principal. (e) is a Noetherian valuation ring.
Proposition 8 shows that (a) implies (b), (d) and (e). If is a principal ideal domain, then and every non-zero ideal of is of the form since is local (Algebra, Chapter VII, § 1, no. 3, Theorem 2); therefore ; this shows that (b) implies (c). On the other hand (d) implies (c) (Chapter III, § 3, no. 2, Corollary to Proposition 5); by Proposition 2 of § 1, no. 4, (c) implies (a). Thus conditions (a), (b), (c), (d) are equivalent and imply (e). Finally suppose (e) holds and let us show that (b) holds; it will be sufficient to prove the following lemma:
Lemma 1
Let be a valuation ring. Every finitely generated torsion-free -module is free. Every finitely generated ideal of is principal. Every torsion-free -module is flat.
Let be a finitely generated torsion-free -module and let be generators of which are minimal in number; we show that they are linearly independent. If () is a non-trivial relation between the , one of the , say , divides all the others since the set of principal ideals of is totally ordered by inclusion (§ 1, no. 2, Theorem 1); then since the relation is non-trivial. As is torsion-free, we can divide by , which amounts to assuming that . But then is a linear combination of , contrary to the minimal character of . Hence is free.
In particular every finitely generated ideal of is principal, all the elements of a system of generators of being multiples of one of them. Proposition 3 of Chapter I, § 2, no. 4 then shows that every torsion-free -module is flat.
Exercises
See the exercises for § 3.