Bourbaki

2. Places

1. The notion of morphism for laws of composition not everywhere defined

Definition 1

Let E and E' be two sets each with an internal law of composition denoted by (x,y)↦x∗y(x, y) \mapsto x * y, not necessarily everywhere defined. A mapping f:E→E′f : E \to E' is a morphism if, for all x,yx, y in E such that f(x)∗f(y)f(x) * f(y) is defined, the composition x∗yx * y is also defined and:

(1)

f(x∗y)=f(x)∗f(y). f(x * y) = f(x) * f(y).
More briefly, we may say that formula (1) must hold every time the right hand side has a meaning.

The notion of morphism is distinct from that of representation (Algebra, Chapter I, § 1, no. 1), where it is demanded that equation (1) hold whenever the left hand side has a meaning. Of course, the two notions coincide for laws of composition everywhere defined.

Definition 2

Let E and E' be two sets each with a family of internal laws of composition (x,y)↦x∗αy,α∈I(x, y) \mapsto x *_{\alpha} y, \alpha \in I. A mapping f:E→E′f : E \to E' is a morphism if it is a morphism for each of the laws of composition (x,y)↦x∗αy(x, y) \mapsto x *_{\alpha} y.

Just as representations, so morphisms satisfy axioms (MO_I), (MO_{II}), (MO_{III}) of Set Theory, Chapter IV, § 2. Iff: E→E′E \to E' is a morphism, f(E)f(E) is a stable subset of R′\mathbf{R}'.

2. Places

If K is a field, recall that K\mathbf{K} denotes the set the sum of K and an element denoted by ∞\infty (Algebra, Chapter 11, § 9, no. 9); the laws of composition of K extend to K\mathbf{K} by setting (loc. cit.)

(2)

a+∞=∞for a∈K,a≠∞, a + \infty = \infty \quad \text{for } a \in \mathbf{K}, \quad a \neq \infty,
(3)
∞.a=a.∞=∞for a∈K~,a≠0. \infty . a = a . \infty = \infty \quad \text{for } a \in \tilde{\mathbf{K}}, \quad a \neq 0.

The only compositions not defined are therefore the compositions to +∞+ \infty, ∞.0\infty . 0 and 0.∞0 . \infty. On the other hand, the mappings x↦−xx \mapsto -x and x↦x−1x \mapsto x^{-1} extend similarly to K~\tilde{K} by setting −∞=∞,0−1=∞,∞−1=0-\infty = \infty, 0^{-1} = \infty, \infty^{-1} = 0. We shall also write x+(−y)=x−yx + (-y) = x - y.

The set K~\tilde{K}, called the projective field associated with KK, can be identified with the projective line P1(K)P_1(K) (loc. cit.).

Definition 3

Let KK and LL be two fields. Every morphism* ff of KK to L~\tilde{L} (for addition and multiplication) such that f(1)=1f(1) = 1 is called a place of KK with values in LL.

In other words, if xx and yy are elements of KK and f(x)+f(y)f(x) + f(y) (resp. f(x)f(y)f(x)f(y)) is defined, then x+yx + y (resp. xyxy) is defined and

f(x+y)=f(x)+f(y) f(x + y) = f(x) + f(y)
f(xy)=f(x)f(y). f(xy) = f(x)f(y).

As ∞+∞\infty + \infty is not defined, neither is f(∞)+f(∞)f(\infty) + f(\infty), which shows that

f(∞)=∞. f(\infty) = \infty.

Similarly, since 0⋅∞0 \cdot \infty is not defined, neither is f(0)f(∞)f(0)f(\infty), which, by virtue of (6), implies

f(0)=0. f(0) = 0.

On the other hand

f(a−1)=f(a)−1for all a∈K~. f(a^{-1}) = f(a)^{-1} \quad \text{for all } a \in \tilde{K}.

If f(a)f(a−1)f(a)f(a^{-1}) is defined, aa−1aa^{-1} is defined and hence is equal to 1; then f(a)f(a−1)=f(1)=1f(a)f(a^{-1}) = f(1) = 1, which proves (8) in this case. If f(a)f(a)−1f(a)f(a)^{-1} is not defined, then, either f(a)=0f(a) = 0 and f(a−1)=∞f(a^{-1}) = \infty or f(a)=∞f(a) = \infty and f(a−1)=0f(a^{-1}) = 0 and (8) still holds.

Similarly it can be shown that

f(−a)=−f(a)for all a∈K. f(-a) = -f(a) \quad \text{for all } a \in K.

From formulae (8) and (9) it follows that ff is also a morphism for the laws of composition (x,y)↦x−y(x, y) \mapsto x - y and (x,y)↦xy−1(x, y) \mapsto xy^{-1}.

For x∈K~x \in \tilde{K}, ff is called finite at xx if f(x)≠∞f(x) \neq \infty; this implies x∈Kx \in K by (6).

If f:K→L~f : K \to \tilde{L} is a place, f(K)f(K) is a subset of L~\tilde{L} which is stable for the laws of composition (x,y)↦x+y,(x,y)↦x−y,(x,y)↦xy(x, y) \mapsto x + y, (x, y) \mapsto x - y, (x, y) \mapsto xy and (x,y)↦xy−1(x, y) \mapsto xy^{-1} and which contains 1. If E is the set of finite elements of f(K~)f(\tilde{K}), E is a subfield of L and f(K~)=E~f(\tilde{K}) = \tilde{E}. By an abuse of language E is called the valuefield off.

The composite mapping of two places is a place.

Let F be an isomorphism of a field K onto a subfield of a field L; let us extend ff to KK by setting f(∞)=∞f(\infty) = \infty. Thus we obtain a place of K with values in L which is called trivial and which is often identified with the isomorphism ff.

3. Places and valuation rings

Proposition 1

Let K be a field, A\mathbf{A} a valuation ring of K and κ(A)\kappa(\mathbf{A}) the residue field of A\mathbf{A}. We extend the canonical mapping of A\mathbf{A} onto κ(A)\kappa(\mathbf{A}) to a mapping hA:K~→(κ(A))h_{\mathbf{A}} : \tilde{K} \to (\kappa(\mathbf{A})) by the equation hA(x)=∞h_{\mathbf{A}}(x) = \infty if x∉Ax \notin \mathbf{A}. The mapping hAh_{\mathbf{A}} thus defined is a place of K whose valuefield is κ(A)\kappa(\mathbf{A}).

Clearly hA(1)=1h_{\mathbf{A}}(1) = 1.

We show that hAh_{\mathbf{A}} is a morphism for addition. Let x,yx, y be two elements of K~\tilde{K} such that hA(x)+hA(y)h_{\mathbf{A}}(x) + h_{\mathbf{A}}(y) is defined. One of the two elements x,yx, y belongs then to A\mathbf{A} and hence x+yx + y is defined. If x∈Ax \in \mathbf{A} and y∈Ay \in \mathbf{A}, clearly

hA(x)+hA(y)=hA(x+y) h_{\mathbf{A}}(x) + h_{\mathbf{A}}(y) = h_{\mathbf{A}}(x + y)

holds. If x∈Ax \in \mathbf{A} and y∉Ay \notin \mathbf{A}, then x+y∉Ax + y \notin \mathbf{A} and the two sides of the above formula equal ∞\infty.

We show finally that hAh_{\mathbf{A}} is a morphism for multiplication. Let x∈K,y∈Kx \in K, y \in K be such that hA(x)hA(y)h_{\mathbf{A}}(x)h_{\mathbf{A}}(y) is defined. If x∈Ax \in \mathbf{A} and y∈Ay \in \mathbf{A}, clearly xyxy is defined and hA(x)hA(y)=hA(xy)h_{\mathbf{A}}(x)h_{\mathbf{A}}(y) = h_{\mathbf{A}}(xy). Suppose now that one of the elements x,yx, y, for example yy, does not belong to A\mathbf{A}; as hA(y)=∞h_{\mathbf{A}}(y) = \infty, hA(x)≠0h_{\mathbf{A}}(x) \neq 0, that is x∉m(A)x \notin m(\mathbf{A}), whence x−1∈Ax^{-1} \in \mathbf{A}; it follows that xyxy is defined and that xy∉Axy \notin \mathbf{A}, whence

hA(xy)=∞=hA(x)hA(y). h_{\mathbf{A}}(xy) = \infty = h_{\mathbf{A}}(x)h_{\mathbf{A}}(y).

This proves Proposition 1.

If jj is an isomorphism of κ(A)\kappa(\mathbf{A}) onto a subfield of a field L, j∘hA:K~→L~j \circ h_{\mathbf{A}} : \tilde{K} \to \tilde{L} is a place of K with values in L. The above process in fact provides all the places on K. To be precise:

Proposition 2

Let K and L be two fields and f a place of K with values in L. Then there exists a valuation ring A\mathbf{A} of K and an isomorphism jj of κ(A)\kappa(\mathbf{A}) onto a subfield of L such that f=j∘hAf = j \circ h_{\mathbf{A}}; these conditions determine A\mathbf{A} and jj uniquely. The ring A\mathbf{A} is the set of x∈Kx \in K such that f(x)≠∞f(x) \neq \infty and m(A)m(\mathbf{A}) is the set of x∈Kx \in K such that f(x)=0f(x) = 0.

If f=j∘hAf = j \circ h_{\mathbf{A}}, the condition f(x)≠∞f(x) \neq \infty (resp. f(x)=0f(x) = 0) is equivalent to the condition hA(x)≠∞h_{\mathbf{A}}(x) \neq \infty (resp. hA(x)=0h_{\mathbf{A}}(x) = 0) and hence to the condition x∈Ax \in \mathbf{A} (resp. x∈m(A)x \in m(\mathbf{A})). Hence A\mathbf{A} is determined uniquely and, as hAh_{\mathbf{A}} is surjective, jj is also unique.

Now let ff be any place of K with values in L; let A\mathbf{A} denote the set of x∈Kx \in K such that f(x)≠∞f(x) \neq \infty. If x∈Ax \in \mathbf{A} and y∈Ay \in \mathbf{A}, the compositions f(x)−f(y)f(x) - f(y) and f(x)f(y)f(x)f(y) are defined and ≠∞\neq \infty, which shows that x−y∈Ax - y \in \mathbf{A} and xy∈Axy \in \mathbf{A}; hence A\mathbf{A} is a subring of K. If x∉Ax \notin \mathbf{A}, then f(x)=∞f(x) = \infty, hence f(x−1)=0f(x^{-1}) = 0 and x−1x^{-1} belongs to the kernel mm of the homomorphism f′f' obtained by restricting ff to A\mathbf{A}. Conversely if y∈my \in m, then y−1∉Ay^{-1} \notin \mathbf{A}. This shows that A\mathbf{A} is a valuation ring of K and that mm is its maximal ideal. Let jj be the injective homomorphism from κ(A)\kappa(\mathbf{A}) to L derived from f' by passing to the quotient. Then f(x)=j(hA(x))f(x) = j(h_A(x)) for all x∈Ax \in A and this equation remains true for x∉Ax \notin A, the two sides being then equal to ∞\infty.

The decomposition f=j∘hAf = j \circ h_A is called the canonical decomposition of the placef. AA is called the ring off, m(A)m(A) the ideal of ff and κ(A)\kappa(A) the residue field off. For two places f:K→Lf : \mathbf{K} \to \mathbf{L} and f′:K→L′f' : \mathbf{K} \to \mathbf{L}' to have the same ring, it is necessary and sufficient that there exist an isomorphisms of the value field off onto that off such that f′=s∘ff' = s \circ f; then ff and f′f' are called equivalent. It is seen that every result on valuation rings can be translated into a result on places and conversely; this is what we shall do in the following nos.

Examples Of places (1) Let KK be a field. The identity mapping on KK is a trivial place with ring KK and ideal (0)(0). (2) Let kk be a field. For all u∈k((T))∼u \in k((T))^\sim, let us write f(u)=∞f(u) = \infty if u∉k[[T]]u \notin k[[T]] and define f(u)f(u) to be the constant term of uu if u∈k[[T]]u \in k[[T]]. Then ff is a place of k((T))k((T)), with residue field kk and ring k[[T]]k[[T]]. For k[[T]]k[[T]] is a valuation ring of k((T))k((T)) (§ 1, no. 4, Example 3 ) and the restriction of ff to k[[T]]k[[T]] is identified with the canonical homomorphism of k[[T]]k[[T]] onto its residue field. (3) Let kk be a field, aa an element of kk and AA the set of u∈k(X)u \in k(X) such that aa is substitutable in uu (Algebra, Chapter IV, § 3, no. 2). If pp denotes the prime ideal (X−a)(X - a) of k[X]k[X], then A=k[X]pA = k[X]_p, so that AA is a valuation ring of k(X)k(X) (§ 1, no. 4, Proposition 2). For all u∈k(X)∼u \in k(X)^\sim, let us write f(u)=∞f(u) = \infty if u∉Au \notin A and f(u)=u(a)f(u) = u(a) if u∈Au \in A. Then ff is a place of k(X)k(X) with residue field kk and ring AA; for the restriction off to AA is a homomorphism of AA onto kk (Algebra, Chapter IV, § 3, Proposition 2) of kernel pA=m(A)pA = m(A). The element f(u)∈kf(u) \in k is said to be obtained by putting X=aX = a in uu. \* (4) Let SS be a connected complex analytic variety of dimension 1 and KK the field of meromorphic functions on SS. For all z0∈Sz_0 \in S, the mapping f↦f(z0)f \mapsto f(z_0) from KK to C\mathbf{C} is a place of KK whose ring is the set off ∈K\in K which are holomorphic at z0z_0 and whose ideal is the set off ∈K\in K which are zero at z0z_0. It is this example and other analogues which are the origin of the term "place".*

4. Extension of places

Proposition 3

Let KK be a field, SS a subring of KK and ff a homomorphism from SS to an algebraically closed field LL. Then there exists a place of KK with values in LL which extends ff.

Taking account of Proposition 1, this is a translation of Theorem 2 of § 1, no. 2.

Proposition 4

Let KK be a field, ff a place of KK with values in a field LL and K′K' an extension of KK. Then there exists an extension L′L' of LL and a place f′f' of K′K' with values in L′L' which extends ff. If x1,…,xnx_1, \ldots, x_n are elements of KK which are algebraically independent over KK and a1,…,ana_1, \ldots, a_n any elements ∈L\in L, f′f' may be chosen such that f(xi)=aif(x_i) = a_i for 1≤i≤n.1 \leq i \leq n.

Let VV be the ring off, gg the restriction off to VV and g′g' the extension of gg to V[x1,…,xn]V[x_1, \ldots, x_n] such that g′(xi)=a,g'(x_i) = a, for 1≤i≤n.1 \leq i \leq n. It is sufficient to take L′L' to be an algebraic closure of LL and apply Proposition 3 to g′g' and L′L': we obtain a placef': K′→L~′K' \to \tilde{L}' which extends g′g'; if x∈K−V,x \in K - V, then x−1∈m(V),x^{-1} \in m(V), whence f(x−1)=g(x−1)=0f(x^{-1}) = g(x^{-1}) = 0 and f′(x)=∞=f(x);f'(x) = \infty = f(x); hencef' extendsf.

5. Characterization of integral elements by means of places

Proposition 5

Let KK be a field, SS a subring of K,hK, h a homomorphism from SS to a field and pp the kernel of h.h. For an element xx of KK to be integral over the local ring S,S, it is necessary and sufficient that every place of KK extending hh be finite at x.x.

If ff is a place of KK extending h,fh, f is finite on SpS_p and zero on pSppS_p and hence the ring of the place ff dominates Sp.S_p. Conversely, if VV is a valuation ring of KK which dominates Sp,S_p, VV is the ring of a placef whose restriction to SS is a homomorphism with the same kernel as h;h; replacing ff by an equivalent place, it is seen that VV is the ring of a place of KK which extends h.h. To say that every place of KK extending hh is finite at xx is equivalent to saying that xx belongs to all the valuation rings of KK which dominate Sp.S_p. The proposition then follows from Theorem 3 of § 1, no. 3.

Proposition 6

Let KK be a field and SS a subring of K.K. For an element x∈Kx \in K to be integral over S,S, it is necessary and sufficient that every place of KK which is finite on SS be finite at x.x.

This is also a consequence of Theorem 3 of § 1, no. 3.

Exercises

See the exercises for § 2.

Transcribed from the printed volume. Not translated.