4. The height of a valuation
1. Inclusion of valuation rings of the same field
Proposition 1
Let be a field and a valuation ring of . Then:* (a) *Every ring such that is a valuation ring of ; (b) *The maximal ideal of such a ring is contained in and it is a prime ideal of ; (c) *The mapping , is a decreasing bijection of the set of prime ideals of onto the set of rings such that ; its inverse bijection is the mapping .
If is a ring such that and , then , whence , which proves both that is a valuation ring of and that ; as is a prime ideal of , we have shown (a) and (b). Moreover, ; conversely, if , then and and hence ; thus . Finally let be a prime ideal of ; we write ; then . (Chapter II, § 2, no. 5, Proposition 11) and by (b); hence , which shows that the mappings , and of the statement are inverse bijections.
Corollary
The set & subrings of K containing A is totally ordered by inclusion.
The set of prime ideals of is totally ordered by inclusion ( 1, no. 2, Theorem 1 (e)) and the mapping reverses the inclusion relations.
Proposition 2
Let K be a field, B a valuation ring of K and h, the place & K associated with B (with values in ). Then the mapping defines a bijection of the set of valuation rings of K contained in B onto the set of valuation rings of .
If , then : for if (where ) is an element of , then , hence and . On the other hand, for , (Proposition 1 (b)) and hence the mapping,
is injective. Finally, let and ; we shall show, which will complete the proof, that ; if , then either , or ; if , then ; if , then and , hence and we conclude again that ; hence .
Corollary
Let A and B be two valuation rings of K, where ; let , which is a valuation ring of . The residue field of is canonically isomorphic to the residue field of A and the place associated with A is the composition of the places associated with A and B.
Since the local ring is a quotient of the local ring , their residue fields are canonically isomorphic and the equation holds for . On the other hand, if , then and the two sides of the equation are equal to ; the same is true if .
Remark
Conversely, let be a place of K with values in and a place of with values in . Then is a place of K whose ring is contained in the ring of the place .
2. Isolated subgroups of an ordered group
To study the situation in no. 1 from the point of view of valuations we shall need Definition 1 and Proposition 3 below.
Definition 1
A subgroup H of an ordered group G is called isolated if the relations and imply .
Example (1) Let and be two ordered groups; let be given the lexicographic order (i.e. "" is equivalent to ""). The second factor of is then, as is seen immediately, an isolated subgroup of .
Proposition 3
Let be an ordered group and the set of its positive elements.
(a) The kernel of an increasing homomorphism of to an ordered group is an isolated subgroup of .
(b) Conversely, let be an isolated subgroup of and the canonical homomorphism of onto . Then is the set of positive elements of an ordered group structure on . Moreover, if is totally ordered, so is .
(a) Let be an increasing homomorphism from to an ordered group; let denote the kernel off. If and , then , whence , that is . Hence is isolated.
(b) Let be an isolated subgroup of and . Let . Clearly . Also
for, if and are elements of such that , then , whence and since is isolated; hence . Thus is the set of positive elements of an ordered group structure on (Algebra, Chapter VI, § 1, no. 3, Proposition 3). Finally, if is totally ordered, then , whence and therefore is totally ordered (loc. cit.).
Example (2) If we reconsider the example where is a lexicographic product and , the ordered group is canonically identified with .
3. Comparison of valuations
Let be a field and a valuation ring of . For every subring of containing , . Then there is a canonical homomorphism of onto , whose kernel is . Then, letting and denote the canonical valuations on defined by and (§ 3, no. 2),
(1)
As , maps the positive elements of to positive elements of and hence is increasing. Therefore (Proposition 3) the kernel , of is an isolated subgroup of and factors into , where is an increasing bijective homomorphism and hence an isomorphism of totally ordered groups; hence is identified with the quotient totally ordered group .
Proposition 4
The mapping* is an increasing bijection of the set of subrings of containing onto the set of isolated subgroups of .
Given , is defined up to equivalence and hence is determined uniquely. On the other hand, let be an isolated subgroup of ; considering as a totally ordered group (Proposition 3), the composite mapping
is a valuation on whose ring contains .
Remark
Under the above hypotheses, let denote the canonical homomorphism of onto and ; it is a valuation ring of (Proposition 2, no. 1). Then , hence
Then there is a canonical isomorphism of onto . The exact sequence
then gives an exact sequence
Example
Let be a field,
indeterminates). Let be the valuation ring of defined by the extremal element of the principal ideal domain (§ 1, no. 4, Proposition 3). The residue field is canonically identified with . Similarly, let be the valuation ring of defined by the extremal element of . Denoting by , the place of associated with and writing , a valuation ring of is defined which is contained in and . The canonical place : can be described as follows: iff is an element of , then we first put inf (which gives an element of ), then in the result obtained. The groups and are canonically isomorphic to (§ 3, no. 4, Example 4). *It is not difficult to show (cf. § 10, no. 2, Lemma 2) that the group is isomorphic to the lexicographic product and that the valuation is equivalent to the valuation defined in § 3, no. 4, end of Example 6.
4. The height of a valuation
Let be a totally ordered group. Given two isolated subgroups and of , one of them is contained in the order: for otherwise there would exist a positive element of not belonging to and a positive element of not belonging to H; let, for example ; as H is isolated, , which is a contradiction.
This also follows from Proposition 4 of no. 3 and the Corollary to Proposition 1 of no. 1, taking account of the fact that every totally ordered group is the order group of a valuation (§ 3, no. 4, Example 6).
Definition 2
Let G be a totally ordered group. If the number of isolated subgroups of G distinct from G is finite and equal to n, G is said to be of height n. If this number is infinite, G is said to be of infinite height.
Examples (1) The height of the group is 0. (2) The groups and are of height 1. (3) Let be a totally ordered group and an isolated subgroup of . If and denote the heights of the totally ordered groups and , then
On the other hand the height of ordered by embedding in (cf. § 3, no. 4, end of Example 6) is equal to 1 (cf. Proposition 8 below).
Definition 3
The height of the order group of a valuation is called the height of that valuation.
For example a discrete valuation is of height 1. Only improper valuations are of height 0. Propositions 1 and 4 imply:
Proposition 5
The height of a valuation is equal to the number of non-zero prime ideals in its ring.
5. Valuations of height 1
Proposition 6
Let be a field and a subring of . Suppose that is not a field. Then the following conditions are equivalent:* (a) is the ring of a valuation of height 1 on ; (b) is a valuation ring of and has no prime ideals other than and ; (c) is maximal among the subrings of distinct from .
Proposition 5 of no. 4 shows that (a) implies (b) and Proposition 1 of no. 1 shows that (b) implies (c). It remains to show that (c) implies (a). Suppose A is maximal among the subrings of K distinct from K. Let m be a maximal ideal of A and V a valuation ring of K dominating A_m (§ 1, no. 2, Corollary to Theorem 2); as m(V) ∩ A = m and m ≠ (0) (since A is not a field), V ≠ K, whence V = A, which proves that A is not the ring of a valuation v on K. This being so, v is of height 1 by Propositions 1 (no. 1) and 5 (no. 4).
Proposition 7
For a valuation on a field to be of height 1, it is necessary and sufficient that its order group be isomorphic to a non-zero ordered subgroup of \mathbf{R}.
This follows in fact from the following proposition:
Proposition 8
Let G be a totally ordered group not reduced to O. The following conditions are equivalent: (a) G is of height 1; (b) for all x > 0 and y ≥ 0 in G, there exists an integer n ≥ 0 such that y ≤ nx; (c) G is isomorphic to a subgroup of the ordered additive group \mathbf{R} which is not reduced to O.
Let x be a positive element of G and let H, be the set of y ∈ G such that there exists an integer n ≥ 0 satisfying |y| ≤ nx. It is easily verified that H, is an isolated subgroup of G and that every isolated subgroup of G containing x contains H,. Condition (a) is therefore equivalent to “H, = G for all x > 0”, that is, to condition (b).
Clearly (c) implies (b). Conversely, suppose condition (b) holds and let Q denote the set of elements >0 of G. Suppose first that Q has a least element x; for all y ∈ Q, let n be the least integer such that y ≤ nx; if y < nx, then also nx − y ≥ x, whence y ≤ (n − 1)x contrary to the choice of n; then y = nx, which shows that G = \mathbf{Z}x is isomorphic to \mathbf{Z} ⊂ \mathbf{R}. Suppose now that Q has no least element; we apply to the ordered set P = Q ∪ (0) Proposition 1 of General Topology, Chapter V, § 2 (which is possible, since condition (b) is just “Archimedes’ axiom”); it is seen that there exists a strictly increasing mapping f of P to \mathbf{R}_+ such that
for x ∈ P and y ∈ P; by linearity f can be extended to an isomorphism of G onto a subgroup of \mathbf{R}, which proves that (b) implies (c).
Proposition 9
Let K be a field, v a non-improper valuation on K and A the ring of v. For A to be completely integrally closed (Chapter V, § 1, no. 4, Definition 5), it is necessary and sufficient that v be of height 1.
Suppose v is of height 1. Let x ∈ K be such that the x^n (n ≥ 0) are all contained in a finitely generated sub-A-module of K. There exists d ∈ A − {0} such that dx^n ∈ A for all n ≥ 0. Then v(d) + nv(x) ≥ 0, that is n(−v(x)) ≤ v(d) for all , whence (Proposition 8 (b)) and . Thus A is completely integrally closed.
Suppose now that v is not of height 1. Then there exist and such that for all (Proposition 8 (b)). Then for all , but . Hence A is not completely integrally closed.
Corollary
Let K be a field, a family of valuations of height 1 on K and A the intersection of the rings of the v.* Then A is a completely integrally closed domain.
A completely integrally closed domain is not always an intersection of valuation rings of height 1 (Exercise 6).
Exercises
See the exercises for § 4.