Bourbaki

4. The height of a valuation

1. Inclusion of valuation rings of the same field

Proposition 1

Let KK be a field and AA a valuation ring of KK. Then:* (a) *Every ring BB such that A⊂B⊂KA \subset B \subset K is a valuation ring of KK; (b) *The maximal ideal m(B)m(B) of such a ring is contained in AA and it is a prime ideal of AA; (c) *The mapping p↦A\mathfrak{p} \mapsto A, is a decreasing bijection of the set of prime ideals of AA onto the set of rings BB such that A⊂B⊂KA \subset B \subset K; its inverse bijection is the mapping B↦m(B)B \mapsto m(B).

If BB is a ring such that A⊂B⊂KA \subset B \subset K and x∈K−Bx \in K - B, then x∈K−Ax \in K - A, whence x−1∈m(A)⊂Bx^{-1} \in m(A) \subset B, which proves both that BB is a valuation ring of KK and that m(B)⊂m(A)m(B) \subset m(A); as m(B)=m(B)∩Am(B) = m(B) \cap A is a prime ideal of AA, we have shown (a) and (b). Moreover, Am(B)⊂BA_{m(B)} \subset B; conversely, if x∈B−Ax \in B - A, then x−1∈Ax^{-1} \in A and x−1∉m(B)x^{-1} \notin m(B) and hence x∈Am(B)x \in A_{m(B)}; thus Am(B)=BA_{m(B)} = B. Finally let p\mathfrak{p} be a prime ideal of AA; we write B=ApB = A_{\mathfrak{p}}; then m(B)∩A=pm(B) \cap A = \mathfrak{p}. (Chapter II, § 2, no. 5, Proposition 11) and m(B)⊂Am(B) \subset A by (b); hence m(B)=pm(B) = \mathfrak{p}, which shows that the mappings p↦A\mathfrak{p} \mapsto A, and B↦m(B)B \mapsto m(B) of the statement are inverse bijections.

Corollary

The set & subrings of K containing A is totally ordered by inclusion.

The set of prime ideals of AA is totally ordered by inclusion (§\S 1, no. 2, Theorem 1 (e)) and the mapping p↦Ap\mathfrak{p} \mapsto A_{\mathfrak{p}} reverses the inclusion relations.

Proposition 2

Let K be a field, B a valuation ring of K and h, the place & K associated with B (with values in κ(B)\kappa(B)). Then the mapping A↦hB(A)A \mapsto h_B(A) defines a bijection of the set A\mathscr{A} of valuation rings of K contained in B onto the set A′\mathscr{A}' of valuation rings of κ(B)\kappa(B).

If A∈AA \in \mathscr{A}, then hB(A)∈A′h_B(A) \in \mathscr{A}': for if x′=hB(x)x' = h_B(x) (where x∈Bx \in B) is an element of κ(B)−hB(A)\kappa(B) - h_B(A), then x∉Ax \notin A, hence x−1∈Ax^{-1} \in A and hB(x)−1∈hB(A)h_B(x)^{-1} \in h_B(A). On the other hand, for A∈AA \in \mathscr{A}, A⊃m(B)A \supset m(B) (Proposition 1 (b)) and hence the mapping,

A↦hB(A)A \mapsto h_B(A) is injective. Finally, let A′∈A′A' \in \mathscr{A}' and A=hB(A′)⊂BA = h_B(A') \subset B; we shall show, which will complete the proof, that A∈AA \in \mathscr{A}; if x∈K−Ax \in K - A, then either x∉Bx \notin B, or x∈Bx \in B; if x∉Bx \notin B, then x−1∈m(B)⊂Ax^{-1} \in m(B) \subset A; if x∈Bx \in B, then hB(x)∈κ(B)h_B(x) \in \kappa(B) and hB(x)∉Ah_B(x) \notin A, hence hB(x−1)∈Ah_B(x^{-1}) \in A and we conclude again that x−1∈Ax^{-1} \in A; hence A∈AA \in \mathscr{A}.

Corollary

Let A and B be two valuation rings of K, where A⊂BA \subset B; let A′=hB(A)A' = h_B(A), which is a valuation ring of κ(B)\kappa(B). The residue field κ(A′)\kappa(A') of A′A' is canonically isomorphic to the residue field κ(A)\kappa(A) of A and the place hAh_A associated with A is the composition hA′∘hBh_{A'} \circ h_B of the places associated with A and B.

Since the local ring A′A' is a quotient of the local ring AA, their residue fields are canonically isomorphic and the equation hA(x)=hA′(hB(x))h_A(x) = h_{A'}(h_B(x)) holds for x∈Ax \in A. On the other hand, if x∈B−Ax \in B - A, then hB(x)∉A′h_B(x) \notin A' and the two sides of the equation are equal to ∞\infty; the same is true if x∈K−Bx \in K - B.

Remark

Conversely, let ff be a place of K with values in K′K' and f′f' a place of K′K' with values in K′′K''. Then f′∘ff' \circ f is a place of K whose ring is contained in the ring of the place ff.

2. Isolated subgroups of an ordered group

To study the situation in no. 1 from the point of view of valuations we shall need Definition 1 and Proposition 3 below.

Definition 1

A subgroup H of an ordered group G is called isolated if the relations 0≤y≤x0 \leq y \leq x and x∈Hx \in H imply y∈Hy \in H.

Example (1) Let AA and BB be two ordered groups; let A×BA \times B be given the lexicographic order (i.e. "(a,b)≤(a′,b′)(a, b) \leq (a', b')" is equivalent to "(a<a′) or (a=a′ and b≤b′)(a < a') \text{ or } (a = a' \text{ and } b \leq b')"). The second factor BB of A×BA \times B is then, as is seen immediately, an isolated subgroup of A×BA \times B.

Proposition 3

Let GG be an ordered group and PP the set of its positive elements.

(a) The kernel of an increasing homomorphism of GG to an ordered group is an isolated subgroup of GG.

(b) Conversely, let HH be an isolated subgroup of GG and gg the canonical homomorphism of GG onto G/HG/H. Then g(P)g(P) is the set of positive elements of an ordered group structure on G/HG/H. Moreover, if GG is totally ordered, so is G/HG/H.

(a) Let ff be an increasing homomorphism from GG to an ordered group; let HH denote the kernel off. If 0≤y≤x0 \leq y \leq x and x∈Hx \in H, then 0≤f(y)≤f(x)=00 \leq f(y) \leq f(x) = 0, whence f(y)=0f(y) = 0, that is y∈Hy \in H. Hence HH is isolated.

(b) Let HH be an isolated subgroup of GG and g:G→G/Hg : G \to G/H. Let P′=g(P)P' = g(P). Clearly P′+P′⊂P′P' + P' \subset P'. Also

P′∩(−P′)={0}, P' \cap (-P') = \{0\},

for, if xx and yy are elements of PP such that g(x)=−g(y)g(x) = -g(y), then x+y∈Hx + y \in H, whence x∈Hx \in H and y∈Hy \in H since HH is isolated; hence g(x)=g(y)=0g(x) = g(y) = 0. Thus P′P' is the set of positive elements of an ordered group structure on G/HG/H (Algebra, Chapter VI, § 1, no. 3, Proposition 3). Finally, if GG is totally ordered, then P∩(−P)=GP \cap (-P) = G, whence P′∪(−P′)=G/HP' \cup (-P') = G/H and therefore G/HG/H is totally ordered (loc. cit.).

Example (2) If we reconsider the example where GG is a lexicographic product A×BA \times B and H=BH = B, the ordered group G/HG/H is canonically identified with AA.

3. Comparison of valuations

Let KK be a field and AA a valuation ring of KK. For every subring BB of KK containing AA, U(A)⊂U(B)U(A) \subset U(B). Then there is a canonical homomorphism λ\lambda of ΓA=K∗/U(A)\Gamma_A = K^*/U(A) onto ΓB=K∗/U(B)\Gamma_B = K^*/U(B), whose kernel is U(B)/U(A)U(B)/U(A). Then, letting vAv_A and vBv_B denote the canonical valuations on KK defined by AA and BB (§ 3, no. 2),

(1)

vB=λ∘vA. v_B = \lambda \circ v_A.

As A⊂BA \subset B, λ\lambda maps the positive elements of ΓA\Gamma_A to positive elements of ΓB\Gamma_B and hence is increasing. Therefore (Proposition 3) the kernel HH, of λ\lambda is an isolated subgroup of ΓA\Gamma_A and λ\lambda factors into ΓA→ΓA/HB→μΓB\Gamma_A \to \Gamma_A/H_B \xrightarrow{\mu} \Gamma_B, where μ\mu is an increasing bijective homomorphism and hence an isomorphism of totally ordered groups; hence ΓB\Gamma_B is identified with the quotient totally ordered group ΓA/HB\Gamma_A/H_B.

Proposition 4

The mapping* B↦HBB \mapsto H_B is an increasing bijection of the set of subrings of KK containing AA onto the set of isolated subgroups of ΓA\Gamma_A.

Given HH, vBv_B is defined up to equivalence and hence BB is determined uniquely. On the other hand, let HH be an isolated subgroup of ΓA\Gamma_A; considering ΓA/H\Gamma_A / H as a totally ordered group (Proposition 3), the composite mapping

K∗→vAΓA⟶ΓA/H K^* \xrightarrow{v_A} \Gamma_A \longrightarrow \Gamma_A / H

is a valuation on KK whose ring contains AA.

Remark

Under the above hypotheses, let ff denote the canonical homomorphism of BB onto κ(B)\kappa(B) and A′=f(A)A' = f(A); it is a valuation ring of κ(B)\kappa(B) (Proposition 2, no. 1). Then f−1(κ(B)∗)=U(B),f−1(A′)=A,f−1(m(A′))=m(A)f^{-1}(\kappa(B)^*) = U(B), f^{-1}(A') = A, f^{-1}(m(A')) = m(A), hence

f−1(U(A′))=U(A). f^{-1}(U(A')) = U(A).

Then there is a canonical isomorphism of U(B)/U(A)U(B)/U(A) onto κ(B)∗/U(A′)=ΓA′\kappa(B)^*/U(A') = \Gamma_{A'}. The exact sequence

0→U(B)/U(A)→ΓA→ΓB→0 0 \to U(B)/U(A) \to \Gamma_A \to \Gamma_B \to 0

then gives an exact sequence

0→ΓA′→ΓA→ΓB→0. 0 \to \Gamma_{A'} \to \Gamma_A \to \Gamma_B \to 0.

Example

Let kk be a field,

E=k(X)andK=k(X,Y)=E(Y) E = k(X) \quad \text{and} \quad K = k(X, Y) = E(Y)

(X,Y(X, Y indeterminates). Let B=E[Y](Y)B = E[Y]_{(Y)} be the valuation ring of KK defined by the extremal element YY of the principal ideal domain E[Y]E[Y] (§ 1, no. 4, Proposition 3). The residue field κ(B)\kappa(B) is canonically identified with E[Y]/(Y)=EE[Y]/(Y) = E. Similarly, let A′=k[X](X)A' = k[X]_{(X)} be the valuation ring of E=k(X)E = k(X) defined by the extremal element XX of k[X]k[X]. Denoting by hh, the place of EE associated with BB and writing A=hB−1(A′)A = h_B^{-1}(A'), a valuation ring AA of KK is defined which is contained in BB and κ(A)=κ(A′)=k\kappa(A) = \kappa(A') = k. The canonical place hh: K→kK \to k can be described as follows: iff (X,Y)(X, Y) is an element of KK, then we first put Y=0Y = 0 inf (which gives an element of E~=k(X)∗\tilde{E} = k(X)^*), then X=0X = 0 in the result obtained. The groups ΓA′\Gamma_{A'} and ΓB\Gamma_B are canonically isomorphic to Z\mathbf{Z} (§ 3, no. 4, Example 4). *It is not difficult to show (cf. § 10, no. 2, Lemma 2) that the group ΓA\Gamma_A is isomorphic to the lexicographic product Z×Z\mathbf{Z} \times \mathbf{Z} and that the valuation vAv_A is equivalent to the valuation defined in § 3, no. 4, end of Example 6.

4. The height of a valuation

Let GG be a totally ordered group. Given two isolated subgroups HH and H′H' of GG, one of them is contained in the order: for otherwise there would exist a positive element xx of HH not belonging to H′H' and a positive element x′x' of H′H' not belonging to H; let, for example x≥x′x \geq x'; as H is isolated, x′∈Hx' \in H, which is a contradiction.

This also follows from Proposition 4 of no. 3 and the Corollary to Proposition 1 of no. 1, taking account of the fact that every totally ordered group is the order group of a valuation (§ 3, no. 4, Example 6).

Definition 2

Let G be a totally ordered group. If the number of isolated subgroups of G distinct from G is finite and equal to n, G is said to be of height n. If this number is infinite, G is said to be of infinite height.

Examples (1) The height of the group G={0}G = \{0\} is 0. (2) The groups Z\mathbf{Z} and R\mathbf{R} are of height 1. (3) Let GG be a totally ordered group and HH an isolated subgroup of GG. If h(H)h(H) and h(G/H)h(G/H) denote the heights of the totally ordered groups HH and G/HG/H, then

h(G)=h(H)+h(G/H), h(G) = h(H) + h(G/H),
since the set of isolated subgroups of GG is totally ordered by inclusion. In particular, if GG is the lexicographic product of two totally ordered groups HH and H′H', then
h(G)=h(H)+h(H′) h(G) = h(H) + h(H')
(cf. no. 2, Example 2); thus the lexicographic product Z×Z\mathbf{Z} \times \mathbf{Z} is of height 2.

On the other hand the height of Z×Z\mathbf{Z} \times \mathbf{Z} ordered by embedding in R\mathbf{R} (cf. § 3, no. 4, end of Example 6) is equal to 1 (cf. Proposition 8 below).

Definition 3

The height of the order group of a valuation is called the height of that valuation.

For example a discrete valuation is of height 1. Only improper valuations are of height 0. Propositions 1 and 4 imply:

Proposition 5

The height of a valuation is equal to the number of non-zero prime ideals in its ring.

5. Valuations of height 1

Proposition 6

Let K\mathbf{K} be a field and AA a subring of K\mathbf{K}. Suppose that AA is not a field. Then the following conditions are equivalent:* (a) AA is the ring of a valuation of height 1 on K\mathbf{K}; (b) AA is a valuation ring of K\mathbf{K} and has no prime ideals other than (O)(O) and m(A)m(A); (c) AA is maximal among the subrings of K\mathbf{K} distinct from K\mathbf{K}.

Proposition 5 of no. 4 shows that (a) implies (b) and Proposition 1 of no. 1 shows that (b) implies (c). It remains to show that (c) implies (a). Suppose A is maximal among the subrings of K distinct from K. Let m be a maximal ideal of A and V a valuation ring of K dominating A_m (§ 1, no. 2, Corollary to Theorem 2); as m(V) ∩ A = m and m ≠ (0) (since A is not a field), V ≠ K, whence V = A, which proves that A is not the ring of a valuation v on K. This being so, v is of height 1 by Propositions 1 (no. 1) and 5 (no. 4).

Proposition 7

For a valuation on a field to be of height 1, it is necessary and sufficient that its order group be isomorphic to a non-zero ordered subgroup of \mathbf{R}.

This follows in fact from the following proposition:

Proposition 8

Let G be a totally ordered group not reduced to O. The following conditions are equivalent: (a) G is of height 1; (b) for all x > 0 and y ≥ 0 in G, there exists an integer n ≥ 0 such that y ≤ nx; (c) G is isomorphic to a subgroup of the ordered additive group \mathbf{R} which is not reduced to O.

Let x be a positive element of G and let H, be the set of y ∈ G such that there exists an integer n ≥ 0 satisfying |y| ≤ nx. It is easily verified that H, is an isolated subgroup of G and that every isolated subgroup of G containing x contains H,. Condition (a) is therefore equivalent to “H, = G for all x > 0”, that is, to condition (b).

Clearly (c) implies (b). Conversely, suppose condition (b) holds and let Q denote the set of elements >0 of G. Suppose first that Q has a least element x; for all y ∈ Q, let n be the least integer such that y ≤ nx; if y < nx, then also nx − y ≥ x, whence y ≤ (n − 1)x contrary to the choice of n; then y = nx, which shows that G = \mathbf{Z}x is isomorphic to \mathbf{Z} ⊂ \mathbf{R}. Suppose now that Q has no least element; we apply to the ordered set P = Q ∪ (0) Proposition 1 of General Topology, Chapter V, § 2 (which is possible, since condition (b) is just “Archimedes’ axiom”); it is seen that there exists a strictly increasing mapping f of P to \mathbf{R}_+ such that

f(x+y)=f(x)+f(y) f(x + y) = f(x) + f(y)

for x ∈ P and y ∈ P; by linearity f can be extended to an isomorphism of G onto a subgroup of \mathbf{R}, which proves that (b) implies (c).

Proposition 9

Let K be a field, v a non-improper valuation on K and A the ring of v. For A to be completely integrally closed (Chapter V, § 1, no. 4, Definition 5), it is necessary and sufficient that v be of height 1.

Suppose v is of height 1. Let x ∈ K be such that the x^n (n ≥ 0) are all contained in a finitely generated sub-A-module of K. There exists d ∈ A − {0} such that dx^n ∈ A for all n ≥ 0. Then v(d) + nv(x) ≥ 0, that is n(−v(x)) ≤ v(d) for all n⩾0n \geqslant 0, whence −v(x)⩽0-v(x) \leqslant 0 (Proposition 8 (b)) and x∈Ax \in A. Thus A is completely integrally closed.

Suppose now that v is not of height 1. Then there exist y∈m(A)y \in m(A) and t∈At \in A such that nv(y)<v(t)nv(y) < v(t) for all n⩾0n \geqslant 0 (Proposition 8 (b)). Then ty−n∈Aty^{-n} \in A for all n⩾0n \geqslant 0, but y−1∉Ay^{-1} \notin A. Hence A is not completely integrally closed.

Corollary

Let K be a field, (vα)α∈I(v_\alpha)_{\alpha \in I} a family of valuations of height 1 on K and A the intersection of the rings of the v.* Then A is a completely integrally closed domain.

A completely integrally closed domain is not always an intersection of valuation rings of height 1 (Exercise 6).

Exercises

See the exercises for § 4.

Transcribed from the printed volume. Not translated.