Bourbaki

5. The topology defined by a valuation

1. The topology defined by a valuation

Let K be a not necessarily commutative field, v a valuation on K and G the totally ordered group v(K∗)v(K^*). For all a∈Ga \in G let V, be the set of x∈Kx \in K such that v(x)>av(x) > a; this set is an additive subgroup of K (§ 3, no. 1). There exists a unique topology Tv\mathscr{T}_v on K for which the V, form a fundamental system of neighbourhoods of 0 (General Topology, Chapter III, § 1, no. 2, Example). For v to be improper, it is necessary and sufficient that Tv\mathscr{T}_v be the discrete topology.

Lemma 1

Let x∈K∗,y∈K∗x \in K^*, y \in K^* and α∈G\alpha \in G. If*

v(x−y)>sup⁡(α+2v(y),v(y)), v(x - y) > \sup(\alpha + 2v(y), v(y)),
then v(x−1−y−1)>av(x^{-1} - y^{-1}) > a.

x−1−y−1=x−1(y−x)y−1x^{-1} - y^{-1} = x^{-1}(y - x)y^{-1} and hence

v(x−1−y−1)=v(x−y)−v(x)−v(y). v(x^{-1} - y^{-1}) = v(x - y) - v(x) - v(y).
If v(x−y)>v(y)v(x - y) > v(y), Proposition 1 of § 3, no. 1 implies that v(x)=v(y)v(x) = v(y), since x=y+(x−y)x = y + (x - y). Moreover, if v(x−y)>a+2v(y)v(x - y) > a + 2v(y), then
v(x−1−y−1)>a+2v(y)−2v(y)=a. v(x^{-1} - y^{-1}) > a + 2v(y) - 2v(y) = a.

Proposition 1

The topology Tv\mathscr{T}_v is Hausdorff and compatible with the field structure on K. The mapping v:K∗→Gv : K^* \to G is continuous if G is given the discrete topology.

Let x∈K∗x \in K^* and a=v(x)a = v(x); then x∉Vax \notin V_a which shows that Tv\mathscr{T}_v is Hausdorff. For all x0∈Kx_0 \in K and a∈Ga \in G, there exists β∈G\beta \in G such that x0Vβ⊂Vαx_0 V_\beta \subset V_\alpha and Vβx0⊂VV_\beta x_0 \subset V, (it is sufficient to take β⩾a−v(x0)\beta \geqslant a - v(x_0)). On the other hand, if a⩾0a \geqslant 0, then VαVα⊂VvV_\alpha V_\alpha \subset V_v. The axioms (AV_I) and (AV_{II}) of General Topology, Chapter III, § 6, no. 3 being thus satisfied, Tv\mathscr{T}_v is compatible with the ring structure on KK. Let x0∈K∗x_0 \in K^*; if x∈K∗x \in K^* satisfies v(x−x0)>sup⁡(α+2v(x0),v(x0))v(x - x_0) > \sup(\alpha + 2v(x_0), v(x_0)), then v(x−1−x0−1)>av(x^{-1} - x_0^{-1}) > a (Lemma 1), which shows that x↦x−1x \mapsto x^{-1} is continuous and that Tv\mathscr{T}_v is therefore compatible with the field structure on KK. Finally, the single condition v(x−x0)>v(x0)v(x - x_0) > v(x_0) implies v(x)=v(x0)v(x) = v(x_0) (§3§ 3, no. 1, Proposition 1) and hence the mapping v:K∗→Gv : K^* \to G is continuous if GG is given the discrete topology.

Let α∈G\alpha \in G and Vα′V'_\alpha be the set of x∈Kx \in K such that v(x)≥αv(x) \geq \alpha. If β<a\beta < a, then Vβ⊃Vα′⊃VvV_\beta \supset V'_\alpha \supset V_v. If vv is not improper, it is therefore seen that the Vα′V'_\alpha form a fundamental system of neighbourhoods of 0 for Tv\mathscr{T}_v.

The VvV_v and the Vα′V'_\alpha are open additive subgroups and therefore closed in KK and therefore the topological field KK is totally disconnected. As every non-zero ideal of the ring of vv contains a VvV_v, it is open and closed in KK. The quotient topology on the residue field of vv is therefore discrete.

Let AA be the ring of uu. If vv is discrete, Proposition 8 of §3§ 3, no. 6 shows that the topology induced by Tv\mathscr{T}_v on AA is the m(A)m(A)-adic topology. This is not so in general (Exercise 4).

Proposition 2

Let KK be a not necessarily commutative field, vv a non-improper valuation on KK, AA the ring of vv and mm the ideal of vv. For KK with the topology Tv\mathscr{T}_v to be locally compact, it is necessary and sufficient that the following conditions be fulfilled:

(i) KK is complete; (ii) vv is discrete; (iii) the residue field κ(A)\kappa(A) is finite.

If so, AA is compact.

Suppose KK is locally compact. Then it is complete (General Topology, Chapter 111, §3§ 3, no. 3, Corollary 1 to Proposition 4); further there exists a compact neighbourhood of 0, which contains a neighbourhood Va′V'_a, where aa belongs to the value group of vv; in other words, there exists a≠0a \neq 0 in K∗K^* such that A.aA . a is compact and it follows that A=(A.a)a−1A = (A . a)a^{-1} is compact. As every ideal b≠(0)b \neq (0) of AA is open, A/bA/b is compact and discrete (General Topology, Chapter III, §2§ 2, no. 5, Proposition 14) and therefore finite and in particular κ(A)=A/m\kappa(A) = A/m is finite. Moreover, for y≠0y \neq 0 in mm, the ring A/AyA/Ay being finite, there is only a finite number of ideals of AA containing AyAy and the set PP of elements of the form v(x)v(x) such that

0<v(x)≤v(y) 0 < v(x) \leq v(y)

is finite; as v(K∗)v(K^*) is totally ordered, PP has a least element yy. Then for all x∈Ax \in A such that v(x)>0v(x) > 0, either v(x)>v(y)≥yv(x) > v(y) \geq y, or v(x)≤v(y)v(x) \leq v(y) and then v(x)≥yv(x) \geq y by definition, so that yy is the least of the elements >0> 0 of v(K∗)v(K^*). As PP is finite, there is a greatest integer m≥0m \geq 0 such that my∈Pmy \in P, whence my \leq v(y) < (m+1)\gamma. We deduce that 0 \leq v(y) - my < y and by definition of y this implies v(y)=myv(y) = my. Therefore v(K∗)=Z.γv(K^*) = \mathbf{Z}.\gamma and the valuation vv is discrete.

Conversely, suppose conditions (i), (ii), (iii) hold. We may restrict our attention to the case where vv is normed; let uu be a uniformizer for vv. Then κ(A)=A/Au\kappa(A) = A/Au and hence A/AuA/Au is finite. As x↦xunx \mapsto xu^n defines by taking quotients an isomorphism of the additive group A/AuA/Au onto Aun/Aun+1Au^n/Au^{n+1}, A/AujA/Au^j is finite for all j≥0j \geq 0. As AA is closed in KK, it is complete and hence isomorphic to the inverse limit of the A/AujA/Au^j (General Topology, Chapter 111, § 7, no. 3, Proposition 2) and therefore compact. Since AA is open in KK, it is therefore seen that KK is locally compact.

Remark

Note that it is sufficient in this proof to suppose that AA is complete.

We shall see in § 9 that a field KK fulfilling the conditions of Proposition 2 admits a centre which is either a finite algebraic extension of a pp-adic field, or a field Fq((T))\mathbf{F}_q((T)) of formal power series over a finite field; moreover KK is of finite rank over its centre.

2. Topological vector spaces over a field with a valuation

Throughout let KK be a (not necessarily commutative) field, vv a valuation on KK and GG its order group. KK is given the topology Tv\mathscr{T}_v.

Proposition 3

Let EE be a left topological vector space over KK which is Hausdorff and of dimension 1. Suppose that vv is not improper. For all x0≠0x_0 \neq 0 in EE, the mapping a↦ax0a \mapsto ax_0 of KsK_s onto EE is a topological isomorphism.

This mapping is a continuous algebraic isomorphism. It is sufficient to show that it is bicontinuous. Let α∈G\alpha \in G. We need to show that there exists a neighbourhood VV of 0 in EE such that the relation ax0∈Vax_0 \in V implies v(a)>av(a) > a. Let a,∈K∗a, \in K^* be such that v(a0)=av(a_0) = a. As EE is Hausdorff, there exists a neighbourhood WW of 0 in EE such that a0x0∉Wa_0x_0 \notin W. As vv is not improper, there exist a neighbourhood W′W' of 0 in EE and an element β\beta of GG such that the relations y∈W′y \in W', v(a)≥βv(a) \geq \beta imply ay∈Way \in W. Let a,∈K∗a, \in K^* be such that v(a1)=−βv(a_1) = -\beta. The relations ax0∈a1−1W′ax_0 \in a_1^{-1}W' and v(a)≤av(a) \leq a imply a1ax0∈Wa_1ax_0 \in W and v(a0a−1a1−1)=α+β−v(a)≥βv(a_0a^{-1}a_1^{-1}) = \alpha + \beta - v(a) \geq \beta and hence a0x0=a0a−1a1−1(a1ax0)∈Wa_0x_0 = a_0a^{-1}a_1^{-1}(a_1ax_0) \in W, which is absurd; in other words, the relation ax,∈a1−1Wax, \in a_1^{-1}W implies v(a)>av(a) > a.

Corollary

Let EE be a left topological vectorspace over KK, HH a closed hyperplane of EE and DD a 1-dimensional vector subspace of EE an algebraic supplement of HH. Suppose that vv is not improper. Then DD is a topological supplement of HH.

Taking account of Propositions 1 and 3, the proof is the same as that of Topological Vector Spaces, Chapter I, § 2, Corollary 2 to Theorem 1.

Proposition 4

Suppose that vv is not improper and KK is complete. Let EE be a left topological vector space over KK, which is Hausdorff and of finite dimension nn. For every basis (ei)1≤i≤n(e_i)_{1 \leq i \leq n} of EE over KK, the mapping (ai)↦∑i=1naiei(a_i) \mapsto \sum_{i=1}^n a_i e_i of KsnK^n_s onto EE is a topological vector space isomorphism.

Taking account of Proposition 3 and its corollary, the proof is the same as that of Topological Vector Spaces, Chapter I, § 2, Theorem 2.

Corollary

Suppose that vv is not improper and KK is complete. Let EE be a Hausdorff topological vector space over KK and FF a finite-dimensional vector subspace of EE. Then FF is closed.

FF is complete.

3. The completion of a field with a valuation

Proposition 5

Let KK be a not necessarily commutative field, vv a valuation on KK and GG the group v(K∗)v(K^*) with the discrete topology.

(a) The completion ring K^\hat{K} of KK (with Tv\mathscr{T}_v) is a topological field.

(b) The mapping v:K∗→Gv : K^* \to G can be extended uniquely to a continuous mapping 8:K^∗→G8 : \hat{K}^* \to G. The mapping 00 (extended by v^(0)=+∞\hat{v}(0) = +\infty) is a valuation on K^\hat{K} and v^(K^∗)=v(K∗)\hat{v}(\hat{K}^*) = v(K^*).

(c) The topology on K^\hat{K} is the topology defined by the valuation 00.

(d) For all a∈Ga \in G let Vα,Vα′V_\alpha, V'_\alpha be the subgroups of KK defined by the conditions v(x)>a,v(x)≥av(x) > a, v(x) \geq a. Then the closures V‾α,V‾α′\overline{V}_\alpha, \overline{V}'_\alpha of Vα,Vα′V_\alpha, V'_\alpha in K^\hat{K} are defined by the conditions v^(x)>a,v^(x)≥a\hat{v}(x) > a, \hat{v}(x) \geq a respectively.

(e) The ring of 00 is the completion A^\hat{A} of the ring AA of vv; the ideal of 00 is the completion m^\hat{m} of the ideal mm of vv.

(f) A^=A+m\hat{A} = A + m; the residue field of 88 is canonically identified with that of vv.

To prove (a) it suffices (General Topology, Chapter III, § 6, no. 8, Proposition 7) to show the following: let F\mathfrak{F} be a Cauchy filter (with respect to the additive uniform structure) on K∗K^* for which 00 is not a cluster point; then the image of F\mathfrak{F} under the bijection x↦x−1x \mapsto x^{-1} is a Cauchy filter (with respect to the additive uniform structure). For since 00 is not a cluster point of F\mathfrak{F}, there exists M∈FM \in \mathfrak{F} and β∈G\beta \in G such that β\beta is an upper bound of v(M)v(M). Let a∈Ga \in G. If M′M' is an element of F\mathfrak{F} contained in MM and such that v(x−y)>sup⁡(α+2β,β)v(x - y) > \sup(\alpha + 2\beta, \beta) for x∈M′x \in M' and y∈M′y \in M', then v(x−1−y−1)>av(x^{-1} - y^{-1}) > a for x∈M′x \in M' and y∈M′y \in M' (no. 1, Lemma 1). Whence (a).

By Proposition 1 of no. 1, v∣K∗v|K^* is a continuous homomorphism from K∗K^* to GG and hence can be extended uniquely to a continuous homomorphism 00 from K∗K^* to GG. the Relation

v^(x+y)≥inf⁡(v^(x),v^(y)) \hat{v}(x + y) \geq \inf(\hat{v}(x), \hat{v}(y))

holds in K∗K^* and hence also holds in K^∗\hat{K}^* by continuity. Thus 0 (extended by v^(0)=+∞\hat{v}(0) = +\infty) is a valuation on K\mathbf{K} and (b) is proved.

We now show (d). Let a∈Ga \in G and x∈S,−{0}x \in \mathscr{S}, -\{0\}. For yy in VV, sufficiently close to xx, v^(x)=v^(y)=v(y)\hat{v}(x) = \hat{v}(y) = v(y) and hence v^(x)>a\hat{v}(x) > a. Conversely, let x∈K^∗x \in \hat{K}^* be such that v^(x)>a\hat{v}(x) > a; for yy in K∗K^* sufficiently close to xx, v(y)=v^(y)=v^(x)v(y) = \hat{v}(y) = \hat{v}(x) and therefore y∈Vy \in V, whence x∈Sx \in \mathscr{S}. Thus S\mathscr{S} is the set of x∈K^x \in \hat{K} such that v^(x)>a\hat{v}(x) > a. The argument is analogous for Va′V'_a. This proves (d).

Taking account of Proposition 7 of General Topology, Chapter III, § 3, no. 4, assertion (c) is a consequence of (d). Assertion (e) is a special case of (d). Finally let x∈A^x \in \hat{A}; there exists y∈Ay \in A such that v^(x−y)>0\hat{v}(x - y) > 0; then z=x−y∈m^z = x - y \in \hat{m} and hence x=y+z∈A+m^x = y + z \in A + \hat{m}; thus A^=A+m^\hat{A} = A + \hat{m}, which shows (f).

Remark

For all x∈K^x \in \hat{K} not belonging to A^\hat{A}, there exists x0∈Kx_0 \in K such that v^(x−x0)>0\hat{v}(x - x_0) > 0, v^(x)=v^(x0)=v(x0)<0\hat{v}(x) = \hat{v}(x_0) = v(x_0) < 0; then x0−1x∈A^x_0^{-1} x \in \hat{A} and, as x0−1∈Ax_0^{-1} \in A, it is seen that, if we set S=A−{0}S = A - \{0\}, it is possible to write K^=S−1A^\hat{K} = S^{-1} \hat{A}.

Exercises

degree n>1n > 1 and such that ai≠0a_i \neq 0; show that there exists a strictly increasing sequence (ik)0≤k≤r(i_k)_{0 \leq k \leq r} of integers in the interval [0,n][0, n] such that: (1) i0=0i_0 = 0, ir=ni_r = n; (2) v(aik)v(a_{i_k}) is finite for 0≤k≤r0 \leq k \leq r; (3) for every index jj such that 0≤j≤n0 \leq j \leq n distinct from the iki_k, such that v(aj)v(a_j) is finite, the point

(j,v(aj))∈R2 (j, v(a_j)) \in \mathbf{R}^2
lies above the line passing through the points (ik,v(aik))(i_k, v(a_{i_k})) and (ik+1,v(aik+1))(i_{k+1}, v(a_{i_{k+1}})) and strictly above that line if j<ikj < i_k or j>ik+1j > i_{k+1}. The union of the segments joining the points (ik,v(aik))(i_k, v(a_{i_k})) and (ik+1,v(aik+1))(i_{k+1}, v(a_{i_{k+1}})) is called the Newton polygon of P, the above segments are called the sides and the points (ik,v(aik))(i_k, v(a_{i_k})) the vertices of the polygon.

(b) Suppose that all the zeros of P belong to K. Show that for the valuations of all the zeros of P to be the same, it is necessary and sufficient that r=1r = 1 (in other words, that the Newton polygon reduce to a single side). (To show that the condition is sufficient, consider the Newton polygon of a product P1P2P_1P_2 where all the zeros of P1P_1 are invertible in the ring of vv, whilst all those of P2P_2 belong to the ideal of vv.)

(c) Suppose that all the zeros of P belong to K; form the Newton polygon of P and write.

ρk=ik+1−ik,σk=(v(aik+1)−v(aik))/ρk. \rho_k = i_{k+1} - i_k, \quad \sigma_k = (v(a_{i_{k+1}}) - v(a_{i_k}))/\rho_k.
Show that, for 0≤k≤r−10 \leq k \leq r - 1, P admits exactly ρk\rho_k zeros (counted with their orders of multiplicity) whose valuations are all equal to σk\sigma_k (use (b) and argue by induction on rr).

(d) Generalize to the case of any valuation vv (embed the order group Γ\Gamma of vv in the vector Q-space Γ(0)\Gamma_{(0)}, which has a natural totally ordered group structure).

95

See the exercises for § 5.

Transcribed from the printed volume. Not translated.