Bourbaki

2. Morphisms and derived structures

1. Morphisms

In this section and the next we shall assume for the sake of simplicity that the species of structures under consideration has only one base set (which is therefore a principal base set). The reader will have no difficulty in extending the definitions and results to the general case.

Let Σ\Sigma be a species of structures in a theory T\mathscr{T} which is stronger than the theory of sets, and let xx, yy, ss, tt be four distinct letters which are different from the constants of T\mathscr{T}. We recall that the notation F(x,y)\mathfrak{F}(x,y) denotes the set of mappings of xx into yy (Chapter II, § 5, no. 2). Suppose that we are given a term σ{x,y,s,t}\sigma\{x,y,s,t\} in T\mathscr{T} which satisfies the following conditions :

(MOI)(\mathrm{MO}_{\mathrm{I}}) The relation “ss is a structure of species Σ\Sigma on xx, and tt is a structure of species Σ\Sigma on yy” implies, in E, the relation σ{x,y,s,t}⊂F(x,y)\sigma\{x,y,s,t\}\subset\mathfrak{F}(x,y).

(MOII)(\mathrm{MO}_{\mathrm{II}}) If, in a theory T′\mathscr{T}' stronger than T\mathscr{T}, we have three sets E, E′, E″ endowed respectively with structures S\mathscr{S}, S′\mathscr{S}', S′′\mathscr{S}'' of species Σ\Sigma, then the relations f∈σ{E,E′,S,S′}f\in\sigma\{E,E',\mathscr{S},\mathscr{S}'\} and g∈σ{E′,E′′,S′,S′′}g\in\sigma\{E',E'',\mathscr{S}',\mathscr{S}''\} imply the relation

g∘f∈σ{E,E′′,S,S′′}. g\circ f\in\sigma\{E,E'',\mathscr{S},\mathscr{S}''\}.

(MOIII)(\mathrm{MO}_{\mathrm{III}}) If, in a theory T′\mathscr{T}' stronger than T\mathscr{T}, we have two sets E, E′ endowed respectively with structures S\mathscr{S}, S′\mathscr{S}' of species Σ\Sigma, then a bijection ff of E onto E′ is an isomorphism if and only if f∈σ{E,E′,S,S′}f\in\sigma\{E,E',\mathscr{S},\mathscr{S}'\} and f−1∈σ{E′,E,S′,S}f^{-1}\in\sigma\{E',E,\mathscr{S}',\mathscr{S}\}.

If Σ\Sigma and σ\sigma are given, the relation f∈σ{x,y,s,t}f\in\sigma\{x,y,s,t\} is expressed by saying that ff is a morphism (or a σ\sigma-*morphism*) of xx, endowed with ss, into yy, endowed with tt. If (in a theory T′\mathscr{T}' stronger than T\mathscr{T}) E and E′ are two sets endowed with structures S,S′\mathscr{S},\mathscr{S}' of species Σ\Sigma, then the term σ{E,E′,S,S′}\sigma\{E,E',\mathscr{S},\mathscr{S}'\} is the set of σ\sigma-morphisms of E into E′.

Examples

Example 1 03VL

Take Σ\Sigma to be the species of order structures and let σ{x,y,s,t}\sigma\{x,y,s,t\} denote the set of all mappings ff of xx into yy such that the relation (u,v)∈s(u,v)\in s implies (f(u),f(v))∈t(f(u),f(v))\in t. With the notation of Chapter III, § 1, this means that u⩽vu \leqslant v implies f(u)⩽f(v)f(u) \leqslant f(v), i.e., that ff is increasing. The verification of axioms (MOI)(\mathrm{MO_I}), (MOII)(\mathrm{MO_{II}}), and (MOIII)(\mathrm{MO_{III}}) is obvious.

Example 2 03VM

Take Σ\Sigma to be a species of algebraic structures which has a single (internal) law of composition, everywhere defined (§1, no. 4, Example 2). Let A, A′' be two sets endowed with structures of species Σ\Sigma, and let pp, p′p' be the composition laws of these two structures. Consider the mappings ff of A into A′' such that p′(f(x),f(y))=f(p(x, y))p'(f(x), f(y)) = f(p(x,\ y)) for all x∈Ax \in \mathrm{A} and all y∈Ay \in \mathrm{A}. These mappings satisfy (MOI)(\mathrm{MO_I}), (MOII)(\mathrm{MO_{II}}), and (MOIII)(\mathrm{MO_{III}}), and are called homomorphisms of A into A′'.

Example 3 03VN

Take Σ\Sigma to be the species of topological strcutures (§1, no. 4, Example 3). Let A, A′' be two sets endowed with topologies V, V′', respectively. Consider the mappings ff of A into A′' such that the relation X′∈V′\mathrm{X}' \in \mathrm{V}' implies f−1(X′)∈V\overset{-1}{f}(\mathrm{X}') \in \mathrm{V} (in other words, such that the inverse image of every open set in the topology V′' is an open set in the topology V). These mappings, which satisfy (MOI)(\mathrm{MO_I}), (MOII)(\mathrm{MO_{II}}), and (MOIII)(\mathrm{MO_{III}}), are the continuous mappings of A into A′' (with respect to the topologies V and V′') (cf. General Topology, Chapter I, § 2).

Remark 03VO

For given species of structures Σ\Sigma we may have occasion to define various terms σ}x, y, s, t{\sigma \} x,\ y,\ s,\ t \{ which satisfy the conditions (MOI)(\mathrm{MO_I}), (MOII)(\mathrm{MO_{II}}), and (MOIII)(\mathrm{MO_{III}}). For example, if Σ\Sigma is the species of topological structures, with the notation of Example 3 above, a mapping ff of A into A′' is said to be open if the relation X∈V\mathrm{X} \in \mathrm{V} implies f(X)∈V′f(\mathrm{X}) \in \mathrm{V}' (in other words, if the image under ff of every open set is an open set). It is easily checked that the open mappings also satisfy conditions (MOI)(\mathrm{MO_I}), (MOII)(\mathrm{MO_{II}}), and (MOIII)(\mathrm{MO_{III}}) for the species Σ\Sigma. \* Moreover, it can be shown that a continuous mapping is not necessarily open, and that an open mapping is not necessarily continuous. \* A given species of structures therefore does not imply a well-defined notion of morphisms.

☡

Where order structures, algebraic structures, and topological structures are concerned, it is always to be understood that the morphisms are those which have been defined in the Examples above, unless the contrary is expressly stated.

The condition (MOIII)(\mathrm{MO_{III}}) and the characterization of bijections (Chapter II, § 3, no. 8, Corollary to Proposition 8) imply the following criterion :

CST8. Let E, E′' be two sets, each endowed with a structure of species Σ\Sigma. Let ff be a σ\sigma-morphism of E into E′' and let gg be a σ\sigma-morhpism of E′' into E. If g∘fg \circ f is the identity mapping of E onto itself, and if f∘gf \circ g is the identity mapping of E′' onto itself, then ff is an isomorphism of E onto E′', *and gg is the inverse isomorphism.

It should be noted that a bijection of E onto E′' may be a σ\sigma-morphism without the inverse bijection necessarily being a σ\sigma-morphism. \* For example, a bijective mapping of a topological space A onto a topological space A′' can be continuous without the inverse bijection being continuous (General Topology, Chapter I, § 2, no. 1, Remark 1). \

☡

Remark 03VP

When a species of structures Σ\Sigma has several principal base sets x1,…,xnx_1, \ldots, x_n, and auxiliary base sets A1,…,Am\mathrm{A}_1, \ldots, \mathrm{A}_m, a σ\sigma-morphism is a system (f1,…,fn)(f_1, \ldots, f_n), where fif_i is a mapping of xix_i into yiy_i (1⩽i⩽n)(1 \leqslant i \leqslant n), and these systems of mappings satisfy conditions analogous to (MOII)(\mathrm{MO_{II}}) and (MOIII)(\mathrm{MO_{III}}), which the reader may easily state for himself.

2. Finer structures

For the rest of this section we shall suppose that we are given a species of structures Σ\Sigma and a notion of σ\sigma-morphism relative to this species of structures; all the notions which will be introduced will depend not only on Σ\Sigma but also on the notion of σ\sigma-morphism envisaged. Usually we shall say "morphism" in place of "σ\sigma-morphism".

¶ Let E be a set and let S1\mathscr{S}_1, S2\mathscr{S}_2 be two structures of species Σ\Sigma on E. The structure S1\mathscr{S}_1 is said to be finer than S2\mathscr{S}_2 (and S2\mathscr{S}_2 coarser than S1\mathscr{S}_1) if the identity mapping of E, endowed with S1\mathscr{S}_1, onto E, endowed with S2\mathscr{S}_2, is a morphism.

When necessary to avoid ambiguity, we shall say that S1\mathscr{S}_1 is finer than S2\mathscr{S}_2 relative to the notion of σ\sigma-morphism under consideration; and similarly for all the other notions to be defined in this section.

Suppose that S1\mathscr{S}_1 is finer than S2\mathscr{S}_2. If E′' is a set endowed with a structure S′\mathscr{S}' of species Σ\Sigma, and if ff is a morphism of E, endowed with S2\mathscr{S}_2, into E′', endowed with S′\mathscr{S}', then ff is also a morphism of E, endowed with S1\mathscr{S}_1, into E′', endowed with S′\mathscr{S}'; this follows from the preceding definition and from (MOII)(\mathrm{MO_{II}}). Likewise, if gg is a morphism of E′', endowed with S′\mathscr{S}', into E, endowed with S1\mathscr{S}_1, then gg is also a morphism of E′', endowed with S′\mathscr{S}', into E, endowed with S2\mathscr{S}_2.

Thus the finer the structure (of species Σ\Sigma) on E, the more morphisms there are with E as source, and the fewer morphisms with E as target.

The relation "S1\mathscr{S}_1 is coarser than S2\mathscr{S}_2" is an order relation between S1\mathscr{S}_1 and S2\mathscr{S}_2 on the set of all structures of the species Σ\Sigma on E; for it is reflexive by (MOIII)(\mathrm{MO_{III}}), transitive by (MOII)(\mathrm{MO_{II}}), and if a structure of species Σ\Sigma is both finer and coarser than another, then the two structures are identical by virtue of (MOIII)(\mathrm{MO_{III}}). In conformity with the general definitions (Chapter III, § 1, no. 14), two structures of species Σ\Sigma on E are said to be comparable if one is finer than the other; a structure is said to be strictly finer (resp. strictly coarser) than another if it is finer (resp. coarser) than the other and is distinct from it.

Examples

Example 1 03VQ

An order structure with graph ss on a set A is finer than an order structure with graph s′s' if and only if s⊂s′s \subset s'. In other words, the relation x⩽yx \leqslant y with respect to ss implies x⩽yx \leqslant y with respect to s′s'; this is in accordance with the definition given in Chapter III, § 1, no. 4, Example 3.

Example 2 03VR

Consider two algebraic structures F, F' of the same species Σ\Sigma on a set A, where F and F' are the graphs of the (everywhere defined) laws of composition of these two structures. From the definition of morphisms in this case (no. 1, Example 2), F is finer than F' if and only if F⊂F′F \subset F'. But since F and F' are both functional graphs with the same domain A×AA \times A, we must have F=F′F = F'. In other words, two comparable structures of species Σ\Sigma are necessarily identical.

Example 3 03VS

Let V, V' be two topologies on the same set A. To say that V is finer than V' means, by virtue of the definition of morphisms in this case (no. 1, Example 3), that V′⊂VV' \subset V; in other words, every subset of A which is an open set in the topology V' is also an open set in the topology V (and thus, the finer the topology, the more open sets there are).

Remark 03VT

We have just met an example (Example 2) in which two comparable structures of the same species Σ\Sigma are necessarily identical. There are many other such examples : linear order structures, \* compact topologies, Fréchet space structures (the morphisms being continuous linear mappings), topologies defined by an absolute value (or a valuation) on a division ring, etc. \

For such a species of structures Σ\Sigma, a morphism ff of E into E' which is bijective is an isomorphism; for if we transport to E' the structure S\mathscr{S} on E by means of ff, we obtain a structure of species Σ\Sigma which is finer than the structure S′\mathscr{S}' on E' and therefore coincides with S′\mathscr{S}'.

3. Initial structures

Consider a family (Aι)ι∈I(A_\iota)_{\iota \in I} of sets, each of which is endowed with a structure Sι\mathscr{S}_\iota of species Σ\Sigma. Let E be a set, and for each ι∈I\iota \in I let fιf_\iota be a mapping of E into AιA_\iota. A structure S\mathscr{S} of species Σ\Sigma on E is said to be an initial structure with respect to the family (Aι,Sι,fι)ι∈I(A_\iota, \mathscr{S}_\iota, f_\iota)_{\iota \in I} if it has the following property :

(IN) Given any set E', any structure of species S′\mathscr{S}' on E', and any mapping gg of E' into E, the relation

"gg is a morphism of E' into E"

is equivalent to the relation

"for each ι∈I,fι∘g\iota \in I, f_\iota \circ g is a morphism of E' into AιA_\iota".

CST9. If there exists an initial structure on E with respect to the family (Aι, Sι, fι)ι∈I(\mathrm{A}_\iota,\ \mathscr{S}_\iota,\ f_\iota)_{\iota \in \mathrm{I}}, it is the coarsest of all structures of species Σ\Sigma on E for which each of the mappings fιf_\iota is a morphism, and consequently is unique.

Let I\mathscr{I} be an initial structure on E, and let S\mathscr{S} be a structure of species Σ\Sigma on E for which each of the fιf_\iota is a morphism. If ii denotes the identity mapping of E, endowed with S\mathscr{S}, into E, endowed with I\mathscr{I}, then fι∘if_\iota \circ i is a morphism for all ι∈I\iota \in \mathrm{I}, and the condition (IN) shows that ii is a morphism, which means (no. 2) that S\mathscr{S} is finer than I\mathscr{I}. On the other hand, applying (IN) to the case in which gg is the identity mapping of E (endowed with I\mathscr{I}) onto itself, we see (by (MOIII)(\mathrm{MO_{III}})) that each fιf_\iota is a morphism of E into Aι\mathrm{A}_\iota, which completes the proof.

It may happen that there exists a structure of species Σ\Sigma on E which is the coarsest of all the structures of species Σ\Sigma for which the fιf_\iota are morphisms, but that this structure is not the initial structure with respect to (Aι,Sι,fι)(\mathrm{A}_\iota, \mathscr{S}_\iota, f_\iota) (Exercise 6).

We have the following transitivity criterion :

CST10. Let E be a set, let (Aι)ι∈I(\mathrm{A}_\iota)_{\iota \in \mathrm{I}} be a family of sets, and for each ι∈I\iota \in \mathrm{I} let Sι\mathscr{S}_\iota be a structure of species Σ\Sigma on Aι\mathrm{A}_\iota. Let (Jλ)λ∈L(\mathrm{J}_\lambda)_{\lambda \in \mathrm{L}} be a partition of I, and let (Bλ)λ∈L(\mathrm{B}_\lambda)_{\lambda \in \mathrm{L}} be a family of sets indexed by L. For each λ∈L\lambda \in \mathrm{L} let hλh_\lambda be a mapping of E into Bλ\mathrm{B}_\lambda, and for each λ∈L\lambda \in \mathrm{L} and each ι∈Jλ\iota \in \mathrm{J}_\lambda let gλιg_{\lambda\iota} be a mapping of Bλ\mathrm{B}_\lambda into Aι\mathrm{A}_\iota, and let fι=gλι∘hλf_\iota = g_{\lambda\iota} \circ h_\lambda. Suppose that, for each λ∈L\lambda \in \mathrm{L}, there exists an initial structure Sλ′\mathscr{S}'_\lambda on Bλ\mathrm{B}_\lambda with respect to the family (Aι,Sι,gλι)ι∈Jλ(\mathrm{A}_\iota, \mathscr{S}_\iota, g_{\lambda\iota})_{\iota \in \mathrm{J}_\lambda}. Then the following statements are equivalent :

(a) there exists an initial structure I\mathscr{I} on E with respect to the family (Aι,Sι,fι)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, f_\iota)_{\iota \in \mathrm{I}};

(b) there exists an initial structure I′\mathscr{I}' on E with respect to the family (Bλ,Sλ′,hλ)λ∈L(\mathrm{B}_\lambda, \mathscr{S}'_\lambda, h_\lambda)_{\lambda \in \mathrm{L}}.

Furthermore, these statements imply that I=I′\mathscr{I} = \mathscr{I}'.

Let F be a set endowed with a structure of species Σ\Sigma, and let uu be a mapping of F into E. Observe that by definition the relation "hλ∘uh_\lambda \circ u is a morphism of F into Bλ\mathrm{B}_\lambda" is equivalent to the relation "for all ι∈Jλ\iota \in \mathrm{J}_\lambda, gλι∘hλ∘u=fι∘ug_{\lambda\iota} \circ h_\lambda \circ u = f_\iota \circ u is a morphism of F into Aι\mathrm{A}_\iota". The relation

(1) "for all λ∈L\lambda \in \mathrm{L}, hλ∘uh_\lambda \circ u is a morphism of F into Bλ\mathrm{B}_\lambda"

is therefore equivalent to the relation

(2) "for all ι∈I\iota \in \mathrm{I}, fι∘uf_\iota \circ u is a morphism of F into Aι\mathrm{A}_\iota".

Now, to say that I′\mathscr{I}' is the initial structure with respect to the family (Bλ,Sλ′,hλ)λ∈L(\mathrm{B}_\lambda, \mathscr{S}'_\lambda, h_\lambda)_{\lambda \in \mathrm{L}} means that relation (1) is equivalent to the relation "uu is a morphism of F into E endowed with I′\mathscr{I}'"; and to say that I\mathscr{I} is the initial structure with respect to the family (Ai, Si, fi)i∈I(A_i,\,\mathscr{S}_i,\,f_i)_{i\in I} means that relation (2) is equivalent to the relation “uu is a morphism of F into E endowed with Γ\Gamma”. Hence the result, in view of the property of uniqueness of initial structure.

4. Examples of initial structures

I. Inverse image of a structure. When I is a set consisting of a single element, the initial structure with respect to (A, S, f)(A,\,\mathscr{S},\,f) is called the inverse image under ff of the structure S\mathscr{S} (when it exists).

\* A topology always has an inverse image under any mapping ff; but this is not the case for an order structure or an algebraic structure. \*

II. Induced structure. Let A be a set endowed with a structure S\mathscr{S} of species Σ\Sigma, let B be a subset of A, and let jj be the canonical injection of B into A. Then the inverse image under jj of the structure B (if it exists) is called the structure induced by S\mathscr{S} on B.

An order structure induces a structure of the same species on every subset of the set on which it is defined; but this is not the case for the structure of a directed set. \* A topology induces a topology on every subset of the set on which it is defined, but a compact topology does not in general induce a compact topology. An algebraic structure on a set A does not in general induce a structure of the same species on an arbitrary subset B; if the given structure on A consists of laws of composition which are everywhere defined, then it is necessary that B should be stable with respect to each of these laws, but this necessary condition is not always sufficient. \*

The general criterion CST10 gives us the following transitivity criterion for induced structures :

CST11. Let B be a subset of A, let C be a subset of B, and let S\mathscr{S} be a structure of species Σ\Sigma on A which induces a structure S′\mathscr{S}' of the same species on B. Then S\mathscr{S} induces a structure of species Σ\Sigma on C if and only if S′\mathscr{S}' induces a structure of species Σ\Sigma on C, and the structures induced on C by S\mathscr{S} and S′\mathscr{S}' are then identical.

CST12. Let A, A' be two sets endowed with structures S\mathscr{S}, S′\mathscr{S}' of species Σ\Sigma. Let B be a subset of A, and B' a subset of A'. Suppose that S\mathscr{S} (resp. S′\mathscr{S}') induces a structure of species Σ\Sigma on B (resp. B'). If ff is a morphism of A into A' such that f(B)⊂B′f(B)\subset B', then the mapping of B into B' which coincides with ff on B is a morphism (with respect to the structures induced by S\mathscr{S} and S′\mathscr{S}').

Let jj (resp. j′j') be the canonical injection of B (resp. B') into A (resp. A'). By definition we have f∘j=j′∘gf\circ j=j'\circ g. Since ff and jj are morphisms, so is f∘jf\circ j by (MOII_{\mathrm{II}}); but then, j′∘gj'\circ g being a morphism, the mapping gg is a morphism by the definition of initial structure.

III. Product structure. Let (Ai)i∈I(A_i)_{i\in I} be a family of sets, and on each set AiA_i let Si\mathscr{S}_i be a structure of species Σ\Sigma. Let E=∏i∈IAiE=\prod_{i\in I}A_i be the product of the family (Ai)i∈I(A_i)_{i\in I} (Chapter II, § 5), and let pr⁡i\operatorname{pr}_i denote the projection of EE onto AiA_i. The initial structure (if it exists) with respect to the family (Ai,Si,pr⁡i)i∈I(A_i,\mathscr{S}_i,\operatorname{pr}_i)_{i\in I} is called the product of the structures Si\mathscr{S}_i.

\* A family of order structures always admits a product structure, but the same is not always true of a family of total order structures. A family of group structures always admits a product structure, but the same need not be true of a family of division ring structures. A family of topologies always admits a product structure, but this is not always true of a family of structures of locally compact spaces; in this case, there is a product structure of the same species if the family is finite, but there need not be one if the family is infinite (cf. General Topology, Chapter I, § 9, no. 7, Prop. 14). \*

Criterion CST10 gives rise to the following associativity criterion for product structures :

CST13. Let (Ai)i∈I(A_i)_{i\in I} be a family of sets, and for each index i∈Ii\in I let Si\mathscr{S}_i be a structure of species Σ\Sigma on AiA_i. Let (Jλ)λ∈L(J_\lambda)_{\lambda\in L} be a partition of II. Suppose that on each partial product Bλ=∏i∈JλAiB_\lambda=\prod_{i\in J_\lambda}A_i, the family (Si)i∈Jλ(\mathscr{S}_i)_{i\in J_\lambda} admits a product structure Sλ′\mathscr{S}'_\lambda. Then the family (Si)i∈I(\mathscr{S}_i)_{i\in I} admits a product structure S\mathscr{S} if and only if the family (Sλ′)λ∈L(\mathscr{S}'_\lambda)_{\lambda\in L} admits a product structure S′\mathscr{S}', and the canonical mapping of E=∏i∈IAiE=\prod_{i\in I}A_i, endowed with S\mathscr{S}, onto F=∏λ∈LBλF=\prod_{\lambda\in L}B_\lambda, endowed with S′\mathscr{S}' (Chapter II, § 5, no. 5), is then an isomorphism.

Another application of CST10 gives the following criterion concerning structures induced by a product structure :

CST14. Let (Ai)i∈I(A_i)_{i\in I} be a family of sets, and for each i∈Ii\in I let Si\mathscr{S}_i be a structure of species Σ\Sigma on AiA_i. For each i∈Ii\in I, let BiB_i be a subset of AiA_i. Suppose that each Si\mathscr{S}_i induces a structure Si′\mathscr{S}'_i on BiB_i, and that on the product E=∏i∈IAiE=\prod_{i\in I}A_i there exists a structure S0\mathscr{S}_0 which is the product of the family (Si)(\mathscr{S}_i). Then the following statements are equivalent :

(a) on the set B=∏i∈IBi⊂EB=\prod_{i\in I}B_i\subset E there exists a structure S\mathscr{S} induced by S0\mathscr{S}_0;

(b) on the set BB there exists a structure S′\mathscr{S}' which is the product of the family of structures (Si′)(\mathscr{S}'_i).

Furthermore, these statements imply that S=S′\mathscr{S}=\mathscr{S}'.

Let jιj_\iota be the canonical injection of Bι\mathrm{B}_\iota into Aι\mathrm{A}_\iota, let jj be the canonical injection of B into E, let pιp_\iota be the projection of E onto Aι\mathrm{A}_\iota, and let pι′p'_\iota be the projection of B onto Bι\mathrm{B}_\iota. Then we have pι∘j=jι∘pι′p_\iota \circ j = j_\iota \circ p'_\iota for all ι∈I\iota \in \mathrm{I}. By CST10, S\mathscr{S} is the initial structure with respect to the family (Aι,Sι,pι∘j)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, p_\iota \circ j)_{\iota \in \mathrm{I}}, and S′\mathscr{S}' is the initial structure with respect to the family (Aι,Sι,jι∘pι′)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, j_\iota \circ p'_\iota)_{\iota \in \mathrm{I}}. Hence the result.

¶ The notions of inverse image and product are related by the following criterion :

CST15. Let (Aι)ι∈I(\mathrm{A}_\iota)_{\iota \in \mathrm{I}} be a family of sets, and for each ι∈I\iota \in \mathrm{I} let Sι\mathscr{S}_\iota be a structure of species Σ\Sigma on Aι\mathrm{A}_\iota, and let fιf_\iota be a mapping of a set E into Aι\mathrm{A}_\iota. Suppose that on the product set A=∏ι∈JAι\mathrm{A} = \prod_{\iota \in \mathrm{J}} \mathrm{A}_\iota there exists a product structure S\mathscr{S} of the family (Sι)ι∈I(\mathscr{S}_\iota)_{\iota \in \mathrm{I}}. Then there exists an initial structure with respect to the family (Aι,Sι,fι)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, f_\iota)_{\iota \in \mathrm{I}} if and only if the structure S\mathscr{S} has an inverse image under the mapping x→f(x)=(fι(x))x \to f(x) = (f_\iota(x)) of E into A, and these two structures are then identical.

Since fι=prι∘ff_\iota = \mathrm{pr}_\iota \circ f, this criterion is a particular case of CST10.

Remark 03VU

Let (Sλ)λ∈L(\mathscr{S}_\lambda)_{\lambda \in \mathrm{L}} be a family of structures of species Σ\Sigma on the same set A; let Aλ\mathrm{A}_\lambda denote the set A endowed with the structure Sλ\mathscr{S}_\lambda, and let Iλ\mathrm{I}_\lambda denote the identity mapping of A into Aλ\mathrm{A}_\lambda. Let B be the product set AL=∏λ∈LAλ\mathrm{A}^{\mathrm{L}} = \prod_{\lambda \in \mathrm{L}} \mathrm{A}_\lambda, and let Δ\Delta be the diagonal of this product (Chapter II, § 5, no. 3). Let hh be the diagonal mapping of A onto Δ\Delta, so that h(x)h(x) is the element (xλ)λ∈L(x_\lambda)_{\lambda \in \mathrm{L}} such that xλ=xx_\lambda = x for all λ∈L\lambda \in \mathrm{L}. Suppose that there exists on B a product structure S′\mathscr{S}' of the family (Sλ)(\mathscr{S}_\lambda). Since hh is injective, criterion CST 15 shows that there exists an initial structure S\mathscr{S} with respect to the family (Aλ,Sλ,Iλ)λ∈L(\mathrm{A}_\lambda, \mathscr{S}_\lambda, \mathrm{I}_\lambda)_{\lambda \in \mathrm{L}} if and only if there exists a structure S′′\mathscr{S}'' on Δ\Delta induced by S′\mathscr{S}'; S′′\mathscr{S}'' is then identical with the structure obtained by transporting S\mathscr{S} to Δ\Delta by means of hh. In particular, when all the structures Sλ\mathscr{S}_\lambda are identical, hh is an isomorphism of A (endowed with this structure) onto Δ\Delta.

We have also the following criterion :

CST16. *Let (Aι)ι∈I(\mathrm{A}_\iota)_{\iota \in \mathrm{I}}, (Bι)ι∈I(\mathrm{B}_\iota)_{\iota \in \mathrm{I}} be two families of sets indexed by the same set. For each ι∈I\iota \in \mathrm{I}, let Sι\mathscr{S}_\iota be a structure of species Σ\Sigma on Aι\mathrm{A}_\iota and let Sι′\mathscr{S}'_\iota be a structure of species Σ\Sigma on Bι\mathrm{B}_\iota. Suppose that there exists on A=∏ι∈IAι(resp. on B=∏ι∈IBι)\mathrm{A} = \prod_{\iota \in \mathrm{I}} \mathrm{A}_\iota \left( \text{resp. on } \mathrm{B} = \prod_{\iota \in \mathrm{I}} \mathrm{B}_\iota \right) a product structure S\mathscr{S} (resp. S′\mathscr{S}') of the family (Sι)(\mathscr{S}_\iota) (resp. (Sι′)(\mathscr{S}'_\iota)). For each ι∈I\iota \in \mathrm{I}, let fιf_\iota be a morphism of Aι\mathrm{A}_\iota into Bι\mathrm{B}_\iota. Then the mapping f=(fι)ι∈If = (f_\iota)_{\iota \in \mathrm{I}} is a morphism of A into B.

Let pιp_\iota (resp. qιq_\iota) be the projection of A onto Aι\mathrm{A}_\iota (resp. of B onto Bι\mathrm{B}_\iota). Then we have qι∘f=fι∘pιq_\iota \circ f = f_\iota \circ p_\iota. Since fιf_\iota and pιp_\iota are morphisms (criterion

CST9), fi∘pif_i \circ p_i is a morphism by (MOΠ_\Pi); hence ff is a morphism by (IN).

Remark 03VV

For most of the usual structures, the condition given in CST16 is not only sufficient but also necessary for ff to be a morphism (cf. Exercise 7). In particular, this is so in the following circumstances (which occur, for example, if Σ\Sigma is the species of order structures, \* or the species of group structures, or the species of topological structures *, etc.; cf. Exercise 8) :

☡

¶ There exists a family (ai)i∈I(a_i)_{i\in I} such that ai∈Aia_i\in A_i for all i∈Ii\in I and such that, if we put ri(x)=(yλ)r_i(x)=(y_\lambda), where yi=xiy_i=x_i and yλ=aλy_\lambda=a_\lambda whenever λ≠i\lambda\ne i, each of the mappings rir_i is a morphism of AiA_i into AA. For if f=(fi)f=(f_i) is a morphism of AA into BB, we may write fi=qi∘f∘rif_i=q_i\circ f\circ r_i for all i∈Ii\in I, and it is enough to apply (MOΠ_\Pi).

¶ Note that rir_i is a morphism if the following condition is satisfied :

(a) For every set EE endowed with a structure of species Σ\Sigma, the constant mapping z↦aiz\mapsto a_i is a morphism of EE into AiA_i; namely, for each x∈Ix\in I, px∘rip_x\circ r_i is a morphism of AiA_i into AxA_x, since it is the identity mapping when x=ix=i, and a constant mapping z↦axz\mapsto a_x when x≠ix\ne i; by the definition of product structure, rir_i is therefore a morphism of AiA_i into AA.

¶ The examples listed above satisfy not only (a), but also the following condition :

(b) On every set Ai′=Ai×∏x≠i{ax}A'_i=A_i\times\prod_{x\ne i}\{a_x\}, the structure I\mathscr{I} induces a structure of species Σ\Sigma.

¶ Let pi′p'_i denote the restriction of pip_i to Ai′A'_i. If both conditions (a) and (b) are satisfied, then pi′p'_i is an isomorphism of Ai′A'_i onto AiA_i. For since pi′=pi∘jip'_i=p_i\circ j_i, where jij_i is the canonical injection of Ai′A'_i into AA, pi′p'_i is a morphism by (MOΠ_\Pi). Also we have ri=ji∘pi′−1r_i=j_i\circ {p'_i}^{-1}; hence pi′−1{p'_i}^{-1} is a morphism of AiA_i into Ai′A'_i by virtue of the definition of induced structure.

Finally, we have the following criterion, which characterizes the morphisms in many cases :

CST17. — Let AA and BB be two sets, endowed with structures SA\mathscr{S}_A, SB\mathscr{S}_B of the same species Σ\Sigma. Suppose that there exists on A×BA\times B the structure SA×B\mathscr{S}_{A\times B}, the product of SA\mathscr{S}_A and SB\mathscr{S}_B. Let ff be a mapping of AA into BB, let FF be its graph, and let π\pi be the bijection x↦(x,f(x))x\mapsto (x,f(x)) of AA onto FF. Then, for ff to be a morphism of AA into BB, it is necessary and sufficient that there should exist on FF a structure of species Σ\Sigma induced by SA×B\mathscr{S}_{A\times B} and that, when FF is endowed with this structure, π\pi should be an isomorphism of AA onto FF.

To prove sufficiency, let jj be the canonical injection of FF into A×BA\times B. We may write f=pr⁡2∘j∘πf=\operatorname{pr}_2\circ j\circ\pi, and ff is then by hypothesis the composition of three morphisms.

¶ To prove necessity, let SF\mathscr{S}_{\mathbf{F}} be the structure of species Σ\Sigma obtained by transporting the structure SA\mathscr{S}_{\mathbf{A}} to F by means of the bijection π\pi (§ 1, no. 5). Then we must show that SF\mathscr{S}_{\mathbf{F}} is induced by SA×B\mathscr{S}_{\mathbf{A} \times \mathbf{B}} on F. We remark first that jj is a morphism of F into A×B\mathbf{A} \times \mathbf{B}; for j∘πj \circ \pi is the mapping x→(x,f(x))x \to (x, f(x)) of A into A×B\mathbf{A} \times \mathbf{B} and is therefore a morphism by virtue of the hypothesis on ff and the definition of the product structure; hence, by the definition of the structure SF\mathscr{S}_{\mathbf{F}}, jj is a morphism. It remains to be shown that if E is a set endowed with a structure of species Σ\Sigma, and if gg is a mapping of E into F such that j∘gj \circ g is a morphism of E into A×B\mathbf{A} \times \mathbf{B}, then gg is a morphism; or, equivalently, that g1=π−1∘gg_1 = \overset{-1}{\pi} \circ g is a morphism of E into A. But since g1=pr1∘(j∘g)g_1 = \mathrm{pr}_1 \circ (j \circ g), this follows from the hypothesis and the definition of the product structure.

5. Final structures

Consider a family of sets (Aι)ι∈I(\mathbf{A}_\iota)_{\iota \in \mathbf{I}}, each endowed with a structure Sι\mathscr{S}_\iota of species Σ\Sigma. Let E be a set, and for each ι∈I\iota \in \mathbf{I} let gιg_\iota be a mapping of Aι\mathbf{A}_\iota into E. A structure T\mathscr{T} of species Σ\Sigma on E is said to be a final structure with respect to the family (Aι,Sι,gι)ι∈I(\mathbf{A}_\iota, \mathscr{S}_\iota, g_\iota)_{\iota \in \mathbf{I}} if it has the following property :

(FI) Given any set E′, any structure S′\mathscr{S}' of species Σ\Sigma on E, and any mapping ff of E into E′, the relation

“f is a morphism of E into E”’\text{``}f \text{ is a morphism of E into E'''}

is equivalent to the relation

“for all ι∈I,f∘gι is a morphism of Aι into E”’.\text{``for all } \iota \in \mathbf{I}, f \circ g_\iota \text{ is a morphism of } \mathbf{A}_\iota \text{ into E'''}.

CST18. If there exists a final structure on E with respect to the family (Aι,Sι,gι)ι∈I(\mathbf{A}_\iota, \mathscr{S}_\iota, g_\iota)_{\iota \in \mathbf{I}}, then it is the finest structure of species Σ\Sigma on E for which each of the mappings gιg_\iota is a morphism, and is therefore unique.

Let T\mathscr{T} be a final structure on E, and let S\mathscr{S} be a structure of species Σ\Sigma on E for which each gιg_\iota is a morphism. If ii denotes the identity mapping of E, endowed with T\mathscr{T}, onto E, endowed with S\mathscr{S}, then i∘gιi \circ g_\iota is a morphism for each ι∈I\iota \in \mathbf{I}. The condition (FI) then shows that ii is a morphism, which means (no. 2) that S\mathscr{S} is coarser than T\mathscr{T}. Applying (FI) again to the case in which ff is the identity mapping of E (endowed with T\mathscr{T}) onto itself, we see (using (MOIII)(\mathrm{MO_{III}})) that each gιg_\iota is a morphism of Aι\mathbf{A}_\iota into E. This completes the proof.

It may happen that there exists a structure of species Σ\Sigma on E which is the finest of all structures of species Σ\Sigma on E for which the gιg_\iota are morphisms, but that this structure is not the final structure with respect to the family (Aι,Sι,gι)(\mathbf{A}_\iota, \mathscr{S}_\iota, g_\iota) (Exercise 6).

We have the following transitivity criterion :

CST19. Let E be a set, let (Aι)ι∈I(\mathrm{A}_\iota)_{\iota \in \mathrm{I}} be a family of sets, and for each ι∈I\iota \in \mathrm{I} let Sι\mathscr{S}_\iota be a structure of species Σ\Sigma on Aι\mathrm{A}_\iota. Let (Jλ)λ∈L(\mathrm{J}_\lambda)_{\lambda \in \mathrm{L}} be a partition of I, and let (Bλ)λ∈L(\mathrm{B}_\lambda)_{\lambda \in \mathrm{L}} be a family of sets indexed by L. For each λ∈L\lambda \in \mathrm{L}, let hλh_\lambda be a mapping of Bλ\mathrm{B}_\lambda into E; for each λ∈L\lambda \in \mathrm{L} and each ι∈Jλ\iota \in \mathrm{J}_\lambda, let gιλg_{\iota\lambda} be a mapping of Aι\mathrm{A}_\iota into Bλ\mathrm{B}_\lambda, and put fι=hλ∘gιλf_\iota = h_\lambda \circ g_{\iota\lambda}. Suppose that, for each λ∈L\lambda \in \mathrm{L}, there exists a final structure Sλ′\mathscr{S}'_\lambda on Bλ\mathrm{B}_\lambda with respect to the family (Aι, Sι, gιλ)ι∈Jλ(\mathrm{A}_\iota,\ \mathscr{S}_\iota,\ g_{\iota\lambda})_{\iota \in \mathrm{J}_\lambda}. Then the following statements are equivalent :

(a) There exists a final structure S\mathscr{S} on E with respect to the family (Aι,Sι,fι)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, f_\iota)_{\iota \in \mathrm{I}}.

(b) There exists a final structure S′\mathscr{S}' on E with respect to the family (Bλ,Sλ′,hλ)λ∈L(\mathrm{B}_\lambda, \mathscr{S}'_\lambda, h_\lambda)_{\lambda \in \mathrm{L}}.

Furthermore these statements imply that S=S′\mathscr{S} = \mathscr{S}'.

Let F be a set endowed with a structure of species Σ\Sigma, and let uu be a mapping of E into F. By definition, the relation "u∘hλu \circ h_\lambda is a morphism of Bλ\mathrm{B}_\lambda into F" is equivalent to the relation

"for all ι∈Jλ\iota \in \mathrm{J}_\lambda, u∘hλ∘gιλ=u∘fιu \circ h_\lambda \circ g_{\iota\lambda} = u \circ f_\iota is a morphism of Aι\mathrm{A}_\iota into F".

The relation

(3) "for all λ∈L\lambda \in \mathrm{L}, u∘hλu \circ h_\lambda is a morphism of Bλ\mathrm{B}_\lambda into F"

is therefore equivalent to the relation

(4) "for all ι∈I\iota \in \mathrm{I}, u∘fiu \circ f_i is a morphism of Aι\mathrm{A}_\iota into F".

To say that S′\mathscr{S}' is the final structure with respect to the family (Bλ,Sλ′,hλ)λ∈L(\mathrm{B}_\lambda, \mathscr{S}'_\lambda, h_\lambda)_{\lambda \in \mathrm{L}} means that the relation (3) is equivalent to the relation "uu is a morphism of E (endowed with S′\mathscr{S}') into F"; and to say that E is the final structure with respect to the family (Aι,Sι,fι)ι∈I(\mathrm{A}_\iota, \mathscr{S}_\iota, f_\iota)_{\iota \in \mathrm{I}} means that the relation (4) is equivalent to the relation "uu is a morphism of E (endowed with S\mathscr{S}) into F"; hence the result, in view of the property of uniqueness of final structure.

6. Examples of final structures

I. Direct image of a structure. When I is a set consisting of a single element, the final structure with respect to (A,S,f)(\mathrm{A}, \mathscr{S}, f) is called the direct image under ff of the structure S\mathscr{S} (when it exists).

II. Quotient structure. Let A be a set endowed with a structure S\mathscr{S} of species Σ\Sigma, let R be an equivalence relation on A, and let φ\varphi be the canonical mapping of A onto the quotient set E=A/R\mathrm{E} = \mathrm{A}/\mathrm{R} (Chapter II, § 6, no. 2). The direct image of the structure S\mathscr{S} under the mapping φ\varphi is called (when it exists) the quotient of the structure S\mathscr{S} by the relation R.

\* In general, an order structure or an algebraic structure does not admit quotient structures with respect to arbitrary equivalence relations (cf. Chapter III, § 1, Exercise 2). On the other hand, a topology always admits a quotient structure with respect to an arbitrary equivalence relation, but this is not necessarily the case for a Hausdorff topology. \*

Let A, B be two sets endowed respectively with structures S\mathscr{S}, S′\mathscr{S}' of species Σ\Sigma, and let ff be a morphism of A into B. Let R be the equivalence relation f(x)=f(y)f(x) = f(y), let φ\varphi be the canonical mapping of A onto A/R\mathrm{A}/\mathrm{R}, and let jj be the canonical injection of f(A)f(\mathrm{A}) into B. Suppose that S\mathscr{S} admits a quotient structure S0\mathscr{S}_0 with respect to R, and that S′\mathscr{S}' induces a structure S0′\mathscr{S}'_0 on f(A)f(\mathrm{A}). Then, in the canonical decomposition f=j∘g∘φf = j \circ g \circ \varphi of ff (Chapter II, § 6, no. 5), the bijection gg of A/R\mathrm{A}/\mathrm{R} onto f(A)f(\mathrm{A}) which is associated with ff is a morphism (but not necessarily an isomorphism) when A/R\mathrm{A}/\mathrm{R} is endowed with S0\mathscr{S}_0 and f(A)f(\mathrm{A}) with S0′\mathscr{S}'_0. For j∘gj \circ g is a morphism of A/R\mathrm{A}/\mathrm{R} into B by the definition of quotient structure, and gg is therefore a morphism of A/R\mathrm{A}/\mathrm{R} onto f(A)f(\mathrm{A}) by the definition of induced structure.

CST20. Let A, A′ be two sets endowed with structures S\mathscr{S}, S′\mathscr{S}' of species Σ\Sigma, and let R (resp. R′) be an equivalence relation on A (resp. A′). Suppose that there exists a quotient structure S0\mathscr{S}_0 (resp. S0′\mathscr{S}'_0) of S\mathscr{S} by R (resp. S′\mathscr{S}' by R′). If ff is a morphism of A into A′ which is compatible with the equivalence relations R and R′, and if gg is the mapping obtained from ff by passing to the quotients, then gg is a morphism of A/R\mathrm{A}/\mathrm{R} into A′/R′\mathrm{A}'/\mathrm{R}'.

Let φ\varphi (resp. φ′\varphi') be the canonical mapping of A onto A/R\mathrm{A}/\mathrm{R} (resp. of A′ onto A′/R′\mathrm{A}'/\mathrm{R}'); then we have g∘φ=φ′∘fg \circ \varphi = \varphi' \circ f. Since φ′\varphi' and ff are morphisms, so is φ′∘f\varphi' \circ f by (MOII\mathrm{MO_{II}}). But then, g∘φg \circ \varphi being a morphism, gg is also a morphism by the definition of quotient structure.

¶ The transitivity criterion CST19 gives rise in particular to the following criterion :

CST21. Let A be a set endowed with a structure S\mathscr{S} of species Σ\Sigma, and let R be an equivalence relation on A such that there exists on A/R\mathrm{A}/\mathrm{R} a quotient structure S′\mathscr{S}' of S\mathscr{S} by R. Let S be an equivalence relation on A which is coarser than R, and let S/R\mathrm{S}/\mathrm{R} denote the equivalence relation on A/R\mathrm{A}/\mathrm{R} which is the quotient of S by R (Chapter II, § 6, no. 7). Then there exists on (A/R)/(S/R)(\mathrm{A}/\mathrm{R})/(\mathrm{S}/\mathrm{R}) a quotient structure S′′\mathscr{S}'' of S′\mathscr{S}' by S/R\mathrm{S}/\mathrm{R} if and only if there exists on A/S\mathrm{A}/\mathrm{S} a quotient structure S0\mathscr{S}_0 of S\mathscr{S} by S, and the canonical mapping of A/S\mathrm{A}/\mathrm{S} (endowed with S0\mathscr{S}_0) onto (A/R)/(S/R)(\mathrm{A}/\mathrm{R})/(\mathrm{S}/\mathrm{R}) (endowed with S′′\mathscr{S}'') is an isomorphism.

Let φ\varphi be the canonical mapping of A onto A/RA/R, and let ψ\psi be that of A/RA/R onto (A/R)/(S/R)(A/R)/(S/R). By virtue of CST19, S′′\mathscr{S}'' is the quotient of S′\mathscr{S}' by S/RS/R if and only if S′′\mathscr{S}'' is the final structure with respect to (A,S,ψ∘φ)(A,\mathscr{S},\psi\circ\varphi). The criterion then follows from the fact that the relation ψ(φ(x))=ψ(φ(y))\psi(\varphi(x))=\psi(\varphi(y)) is equivalent to S.

Remark 03VW

Let A be a set endowed with a structure S\mathscr{S} of species Σ\Sigma, and let R be an equivalence relation on A such that there exists on E=A/RE=A/R a quotient structure S′\mathscr{S}' of S\mathscr{S} by R. Let φ\varphi be the canonical mapping of A onto E. In general, there exists no section ss of φ\varphi (Chapter II, § 3, no. 8) which is a morphism of E into A. Let us suppose that such a section ss exists, and moreover that there exists a structure S′′\mathscr{S}'' induced by S\mathscr{S} on s(E)s(E). Then, if jj denotes the canonical injection of s(E)s(E) into A and if s=j∘fs=j\circ f, the bijection ff is an isomorphism of E onto s(E)s(E). For ff is a morphism by the definition of induced structure, and g=φ∘jg=\varphi\circ j is a morphism of s(E)s(E) onto E by reason of (MOII_{\mathrm{II}}). Since g∘fg\circ f and f∘gf\circ g are the identity mappings of E and s(E)s(E), respectively, the assertion is a consequence of CST8.

Exercises

See the exercises for § 2.

Transcribed from the printed edition, 2004, Springer. Not translated.