Bourbaki

§ 5. Hypocontinuous bilinear mappings

1. Separately continuous bilinear mappings

Let E,F,GE, F, G be three locally convex spaces. For every bilinear mapping uu from E×FE \times F into GG, and for every x∈Ex \in E (resp. y∈Fy \in F), we denote by u(x,.)u(x, .) (resp. u(.,y)u(., y)) the mapping y↦u(x,y)y \mapsto u(x, y) (resp. x↦u(x,y)x \mapsto u(x, y)) from FF into GG (resp. from EE into GG).

Definition 1

A bilinear mapping uu from E×FE \times F into GG is said to be separately continuous if, for all x∈Ex \in E, the linear mapping u(x,.)u(x, .) from FF into GG is continuous, and for all y∈Fy \in F, the linear mapping u(.,y)u(., y) from EE into GG is continuous.

The following proposition follows immediately from the definition.

Proposition 1

For a bilinear mapping uu from E×FE \times F into GG to be separately continuous, it is necessary and sufficient that for all y∈Fy \in F, the linear mapping u(.,y)u(., y) from EE into GG is continuous and that the linear mapping y↦u(.,y)y \mapsto u(., y) from FF into Ls(E;G)\mathscr{L}_s(E; G) is continuous.

We can also say that, to every linear mapping v∈L(F;Ls(E;G))v \in \mathscr{L}(F; \mathscr{L}_s(E; G)) is associated the bilinear mapping (x,y)↦v(y)(x)(x, y) \mapsto v(y)(x), then we define a linear bijection from L(F;Ls(E;G))\mathscr{L}(F; \mathscr{L}_s(E; G)) onto the vector space of separately continuous bilinear mappings from E×FE \times F into GG.

A separately continuous bilinear mapping from E×FE \times F into GG need not necessarily be continuous on E×FE \times F (III, p. 47, exerc. 2; cf. however III, p. 30, and IV, p. 26, th. 2).

The notion of a separately continuous bilinear form on a product E1×E2E_1 \times E_2 of two locally convex spaces is directly related to that of a continuous linear mapping when E1E_1 and E2E_2 are assigned the weak topologies (II, p. 42), Suppose that (E1,F1)(E_1, F_1) and (E2,F2)(E_2, F_2) are two pairs of real (resp. complex) vector spaces in separating duality (loc. cit.); we assign to EiE_i (resp. FiF_i) the weak topology σ(Ei,Fi)\sigma(E_i, F_i) (resp. σ(Fi,Ei)\sigma(F_i, E_i)) for i=1,2i = 1, 2, and denote by B(E1,E2)B(E_1, E_2) the vector space of separately continuous bilinear forms on E1×E2E_1 \times E_2. Applying prop. 1 to the case when G=KG = K, we see that, for every bilinear form Φ∈B(E1,E2)\Phi \in B(E_1, E_2) and every x2∈E2x_2 \in E_2, the mapping x1↦Φ(x1,x2)x_1 \mapsto \Phi(x_1, x_2) is a continuous linear form on E1E_1, hence (II, p. 43, prop. 3) there exists one element, and only one dΦ(x2)∈F1^d\Phi(x_2) \in F_1 such that

Φ(x1,x2)=⟨x1,dΦ(x2)⟩ \Phi(x_1, x_2) = \langle x_1, ^d\Phi(x_2) \rangle

for every x1∈E1x_1 \in E_1 and x2∈E2x_2 \in E_2; moreover, the mapping dΦ:E2→F1^d\Phi : E_2 \to F_1 is linear and continuous for the (weak) topologies of E2E_2 and of F1F_1.

Conversely, for every continuous linear mapping u:E2→F1u : E_2 \to F_1 the mapping (x1,x2)↦Φ(x1,x2)=⟨x1,u(x2)⟩(x_1, x_2) \mapsto \Phi(x_1, x_2) = \langle x_1, u(x_2) \rangle is a separately continuous bilinear form on E1×E2E_1 \times E_2, and we have u=dΦu = {}^d \Phi. Thus we have defined an isomorphism d:Φ↦dΦd : \Phi \mapsto {}^d \Phi from B(E1,E2)B(E_1, E_2) onto L(E2;F1)\mathscr{L}(E_2; F_1), said to be canonical. Similarly the formula

Φ(x1,x2)=⟨sΦ(x1),x2⟩ \Phi(x_1, x_2) = \langle {}^s \Phi(x_1), x_2 \rangle

defines a canonical isomorphism s:Φ→sΦs : \Phi \to {}^s \Phi from B(E1,E2)B(E_1, E_2) onto L(E1,F2)\mathscr{L}(E_1, F_2); we have evidently the commutative diagram

B(E1,E2)s/d↓↓L(E1;F2)↔L(E2;F1) \begin{array}{ccc} & B(E_1, E_2) & \\ s & / & d \\ \downarrow & & \downarrow \\ \mathscr{L}(E_1; F_2) & \leftrightarrow & \mathscr{L}(E_2; F_1) \end{array}

where tt is the isomorphism of transposition (II, p. 46, prop. 5 and corollary). In view of the definition of weak topologies on F1F_1 and F2F_2, it is immediate that when B(E1,E2)B(E_1, E_2), L(E1;E2)\mathscr{L}(E_1; E_2) and L(E2;F1)\mathscr{L}(E_2; F_1) are assigned the topology of simple convergence, the isomorphisms of diagram (3) are topological vector space isomorphisms.

2. Separately continuous bilinear mappings on a product of Fréchet spaces

Proposition 2

Let E, F and G be three locally convex spaces. Suppose that E and F are metrizable and E is barrelled. Let H be a set of separately continuous bilinear mappings from E × F into G. Suppose that for every x∈Ex \in E, the set of mappings u(x,.)u(x, .) from F into G, where u runs through H, is equicontinuous. Then H is equicontinuous.

Let UnU_n (resp. VnV_n) be a fundamental sequence of neighbourhoods of 0 in E (resp. F). If H is not equicontinuous, there exists a closed, convex, balanced neighbourhood W of 0 in G such that for all nn, H(Un×Vn)H(U_n \times V_n) is not contained in W. There exists then a sequence of pairs (xn,yn)∈Un×Vn(x_n, y_n) \in U_n \times V_n, and a sequence (un)(u_n) of elements of H, such that un(xn,yn)∉Wu_n(x_n, y_n) \notin W. Let pp be the gauge of W. For every y∈Fy \in F and every u∈Hu \in H, the mapping u(.,y)u(., y) from E into G is continuous, hence p∘u(.,y)p \circ u(., y) is a continuous semi-norm on E. On the other hand, for every x∈Ex \in E, the set of mappings u(x,.)u(x, .) for u∈Hu \in H is equicontinuous; since the sequence (yn)(y_n) tends to 0, it is bounded, and the set of all u(x,yn)u(x, y_n), for n≥0n \geq 0 and u∈Hu \in H, is bounded (III, p. 22, prop. 9). It follows from this that the function p′(x)=sup⁡u∈Hn≥0p(u(x,yn))p'(x) = \sup_{\substack{u \in H \\ n \geq 0}} p(u(x, y_n)) is a lower semi-continuous semi-norm (finite) on E. Since E is barrelled, p′p' is continuous (III, p. 24, corollary). Since (xn)(x_n) tends to 0 in E, p′(xn)p'(x_n) tends to 0, so that we have p′(xn)≤1p'(x_n) \leq 1 if nn is large enough; but then p(un(xn,yn))≤p′(xn)≤1p(u_n(x_n, y_n)) \leq p'(x_n) \leq 1, hence un(xn,yn)∈Wu_n(x_n, y_n) \in W, which contradicts the hypothesis on un,xn,ynu_n, x_n, y_n.

Corollary 1

— Let E and F be two Fréchet spaces, and G a locally convex space. Every separately continuous bilinear mapping from E×FE \times F into G is continuous.

In fact, every Fréchet space is barrelled (III, p. 25, corollary).

Let E and F be two locally convex spaces. We use B(E,F)\mathscr{B}(E, F) to denote the space of continuous bilinear forms on E×FE \times F, with the topology of uniform convergence on sets of the form A×BA \times B, where A (resp. B) is bounded in E (resp. F). The formula

u(x,y)=⟨y,ϕ(u)(x)⟩ u(x, y) = \langle y, \phi(u)(x) \rangle
(for x∈E,y∈Fx \in E, y \in F and u∈B(E,F)u \in \mathscr{B}(E, F)) defines a continuous linear injective mapping ϕ\phi from B(E,F)\mathscr{B}(E, F) into Lb(E;Fb′)\mathscr{L}_b(E; F'_b).

Corollary 2

— Suppose that E and F are metrizable and that E is barrelled. Then ϕ\phi is a topological vector space isomorphism from B(E,F)\mathscr{B}(E, F) onto Lb(E;Fb′)\mathscr{L}_b(E; F'_b).

Let f∈Lb(E;Fb′)f \in \mathscr{L}_b(E; F'_b). Put u(x,y)=⟨y,f(x)⟩u(x, y) = \langle y, f(x) \rangle for x∈Ex \in E and y∈Fy \in F. The bilinear form uu on E×FE \times F is separately continuous; by prop. 2, it belongs to B(E,F)\mathscr{B}(E, F), and we have f=ϕ(u)f = \phi(u). Hence ϕ\phi is a linear bijection from B(E,F)\mathscr{B}(E, F) onto Lb(E;Fb′)\mathscr{L}_b(E; F'_b). It is immediate that ϕ\phi is bicontinuous, hence cor. 2 follows.

3. Hypocontinuous bilinear mappings

In what follows, we shall define a notion which is intermediate between that of a continuous bilinear mapping and that of a separately continuous bilinear mapping.

Proposition 3

— Let E, F, G be three locally convex spaces, S\mathfrak{S} a family of bounded subsets of E. Let u be a separately continuous bilinear mapping from E×FE \times F into G. The following properties are equivalent :

a) For every neighbourhood W of 0 in G and every set M∈SM \in \mathfrak{S}, there exists a neighbourhood V of 0 in F such that u(M×V)⊂Wu(M \times V) \subset W.

b) For every set M∈SM \in \mathfrak{S}, the image of M under the mapping x↦u(x,.)x \mapsto u(x, .) is an equicontinuous subset of L(F;G)\mathscr{L}(F; G).

c) The mapping y↦u(.,y)y \mapsto u(., y) from F into LS(E;G)\mathscr{L}_{\mathfrak{S}}(E; G) is continuous.

a) expresses that y↦u(.,y)y \mapsto u(., y) is continuous at the point 0, on account of the definition of neighbourhoods of 0 in LS(E;G)\mathscr{L}_{\mathfrak{S}}(E; G) (III, p. 13); likewise a) expresses that the image of M under the mapping x↦u(x,.)x \mapsto u(x, .) is equicontinuous at the point 0 (III, p. 16).

Definition 2

— Let u be a bilinear mapping from E×FE \times F into G. We say that u is S\mathfrak{S}-hypocontinuous if u is separately continuous and if it verifies one of the equivalent conditions a), b), c) of prop. 3.

The condition c) of prop. 3 shows that the notion of S\mathfrak{S}-hypocontinuous bilinear mapping depends on S\mathfrak{S} only through the S\mathfrak{S}-topology on L(E,G)\mathscr{L}(E, G).

For every set T\mathfrak{T} of bounded subsets of F, we define similarly the notion of T\mathfrak{T}-hypocontinuous mapping, by interchanging the roles of E and F in prop. 3. A separately continuous bilinear mapping u is said to be (S,T)(\mathfrak{S}, \mathfrak{T})-hypocontinuous if it is both S\mathfrak{S}-hypocontinuous and T\mathfrak{T}-hypocontinuous.

Every continuous bilinear mapping from E×FE \times F into GG is (S,T)(\mathscr{S}, \mathscr{T})-hypocontinuous for every pair (S,T)(\mathscr{S}, \mathscr{T}) of sets of bounded subsets : for every neighbourhood WW of 0 in GG, there exists a neighbourhood UU of 0 in EE and a neighbourhood VV of 0 in FF such that u(U×V)⊂Wu(U \times V) \subset W; since every set M∈SM \in \mathscr{S} is bounded, there exists λ>0\lambda > 0 such that λM⊂V\lambda M \subset V, and so

u(M×λV)=u(λM×V)⊂u(U×V)⊂W. u(M \times \lambda V) = u(\lambda M \times V) \subset u(U \times V) \subset W .

The converse is in general false (III, p. 47, exerc. 3).

Proposition 4

Let uu be a S\mathscr{S}-hypocontinuous bilinear mapping from E×FE \times F into GG. For every set M∈SM \in \mathscr{S}, the restriction of uu to M×FM \times F is continuous, and u(M×Q)u(M \times Q) is bounded in GG for every bounded subset QQ of FF.

The first assertion follows from cor. 3 of GT, X, § 2, No. 1. Let WW be a neighbourhood of 0 in GG; there exists, by hypothesis, a neighbourhood VV of 0 in FF such that u(M×V)⊂Wu(M \times V) \subset W. Since there exists λ≠0\lambda \neq 0 such that λQ⊂V\lambda Q \subset V, we have λu(M×Q)=u(M×λQ)⊂W\lambda u(M \times Q) = u(M \times \lambda Q) \subset W, and this proves the second part of the proposition.

Proposition 5

Let uu be a (S,T)(\mathscr{S}, \mathscr{T})-hypocontinuous bilinear mapping from E×FE \times F into GG. For every pair of sets M∈SM \in \mathscr{S}, N∈TN \in \mathscr{T}, uu is uniformly continuous on M×NM \times N.

The proposition follows immediately from prop. 2 of GT, X, § 2, No. 1 and prop. 5 of GT, X, § 2, No. 2.

Proposition 6

If FF is a barrelled space, every separately continuous bilinear mapping uu from E×FE \times F into a locally convex space GG is S\mathscr{S}-hypocontinuous for every set S\mathscr{S} of bounded subsets of EE.

In other words, the linear mapping y↦u(.,y)y \mapsto u(., y) from FF into Lb(E;G)\mathscr{L}_b(E; G) is continuous.

It is enough (III, p. 30, prop. 3) to prove that the image of every bounded subset MM of EE under x↦u(x,.)x \mapsto u(x, .) is equicontinuous in L(F;G)\mathscr{L}(F; G). But, by virtue of prop. 1 (III, p. 28) this image is a simply bounded subset of L(F;G)\mathscr{L}(F; G), and since FF is barrelled, every simply bounded subset of L(F;G)\mathscr{L}(F; G) is equicontinuous (III, p. 25, th. 1).

Remark

— Suppose the topology of FF is the finest locally convex topology on FF for which the linear mappings hα:Fα→Fh_\alpha : F_\alpha \to F are continuous (II, p. 27). Then condition c) of prop. 3 (III, p. 30) shows that if EE and GG are locally convex, then the bilinear mapping u:E×F→Gu : E \times F \to G is S\mathscr{S}-hypocontinuous if and only if each of the bilinear mappings

(x,yα)↦u(x,hα(yα)) (x, y_\alpha) \mapsto u(x, h_\alpha(y_\alpha))

from E×FαE \times F_\alpha into GG is S\mathscr{S}-hypocontinuous.

Now suppose that EE is a locally convex space which is the strict inductive limit of an increasing sequence (En)(E_n) of closed vector subspaces of EE (II, p. 33); then every set M∈SM \in \mathscr{S} is contained in one of the EnE_n and is bounded in this subspace (III, p. 5, prop. 6). We denote by Sn\mathscr{S}_n the family of all subsets belonging to S\mathscr{S} contained in EnE_n.

Condition a) of prop. 3 (III, p. 30) shows that for a bilinear mapping u:E×F→Gu : E \times F \to G to be S\mathfrak{S}-hypocontinuous, it is necessary and sufficient that each of the restrictions un:En×F→Gu_n : E_n \times F \to G of uu is Sn\mathfrak{S}_n-hypocontinuous.

4. Extension of a hypocontinuous bilinear mapping

Proposition 7

Let* E,F,GE, F, G be three locally convex spaces, GG being assumed Hausdorff; let E0E_0 (resp. F0F_0) be a dense vector subspace of EE (resp. FF). Let uu be a separately continuous bilinear mapping from E×FE \times F into GG.

1) If u(E0×F0)={0}u(E_0 \times F_0) = \{0\}, then u=0u = 0.

2) Let S0\mathfrak{S}_0 be a family of bounded subsets of E0E_0; if the restriction of uu to E0×F0E_0 \times F_0 is S0\mathfrak{S}_0*-hypocontinuous then so is* uu.

1) By hypothesis, for all x∈E0x \in E_0, the continuous linear mapping u(x,.)u(x, .) is null on F0F_0, hence on FF: therefore for all y∈Fy \in F, the continuous linear mapping u(.,y)u(., y) is null on E0E_0, hence on EE. This proves that u=0u = 0.

2) For every closed neighbourhood WW of 0 in GG and for every set M∈S0M \in \mathfrak{S}_0, there exists, by hypothesis, a neighbourhood VV of 0 in F0F_0 such that u(M×V)⊂Wu(M \times V) \subset W. But V‾\overline{V} is a neighbourhood of 0 in FF; for every x∈Mx \in M, the relation u({x}×V)⊂Wu(\{x\} \times V) \subset W implies that u({x}×V‾)⊂Wu(\{x\} \times \overline{V}) \subset W, since u(x,.)u(x, .) is continuous and WW is closed; therefore u(M×V‾)⊂Wu(M \times \overline{V}) \subset W, which proves that uu is S0\mathfrak{S}_0*-hypocontinuous.

Proposition 8

Let* E,F,GE, F, G be three locally convex spaces; assume that GG is Hausdorff and quasi-complete. Let E0E_0 (resp. F0F_0) be a dense vector subspace of EE *(resp. FF), S0\mathfrak{S}_0 (resp. T0\mathfrak{T}_0) a family of bounded subsets of E0E_0 (resp. F0F_0) such that every point of EE (resp. FF) is in the closure of an element of S0\mathfrak{S}_0 (resp. T0\mathfrak{T}_0). Then every (S0,T0)(\mathfrak{S}_0, \mathfrak{T}_0)*-hypocontinuous bilinear mapping* uu from E0×F0E_0 \times F_0 into GG extends uniquely to a separately continuous bilinear mapping u‾\overline{u} from E×FE \times F into GG and u‾\overline{u} is (S0,T0)(\mathfrak{S}_0, \mathfrak{T}_0)*-hypocontinuous*.

The uniqueness and hypocontinuity of u‾\overline{u} follows from prop. 7; it remains to prove the existence of u‾\overline{u}. For every y′∈F0y' \in F_0, the continuous linear mapping x′↦u(x′,y′)x' \mapsto u(x', y') from E0E_0 into GG extends uniquely to a continuous linear mapping x↦u1(x,y′)x \mapsto u_1(x, y') from EE into GG (III, p. 8, prop. 10). It follows immediately that for every x∈Ex \in E, the mapping y′↦u1(x,y′)y' \mapsto u_1(x, y') from F0F_0 into GG is linear; and we shall show that it is continuous. By hypothesis, there exists M∈S0M \in \mathfrak{S}_0, such that x∈M‾x \in \overline{M}. For every closed neighbourhood WW of 0 in GG, there exists, by hypothesis, a neighbourhood VV of 0 in F0F_0 such that u(M×V)⊂Wu(M \times V) \subset W; since x↦u1(x,y′)x \mapsto u_1(x, y') is continuous, we deduce that u1(M‾×V)⊂Wu_1(\overline{M} \times V) \subset W, and in particular u1(x,y′)∈Wu_1(x, y') \in W for all y′∈Vy' \in V. This establishes our assertion. By virtue of prop. 7, the bilinear map u1u_1 from E×F0E \times F_0 into GG is (S0,T0)(\mathfrak{S}_0, \mathfrak{T}_0)*-hypocontinuous. We end the proof by interchanging the roles of EE and FF in the first part of the proof, applied to u1u_1.

5. Hypocontinuity of the mapping (u,v)↦v∘u(u, v) \mapsto v \circ u

Proposition 9

Let* R,S,TR, S, T be three locally convex Hausdorff spaces. Suppose that the spaces L(R;S),L(S;T),L(R;T)\mathscr{L}(R; S), \mathscr{L}(S; T), \mathscr{L}(R; T) are each assigned the topology of simple (resp. compact, bounded) convergence. Then the bilinear mapping (u,v)↦v∘u(u, v) \mapsto v \circ u from L(R;S)×L(S;T)\mathscr{L}(R; S) \times \mathscr{L}(S; T) into L(R;T)\mathscr{L}(R; T) is (S,T)(\mathfrak{S}, \mathfrak{T})-*hypocontinuous*, where T\mathfrak{T} is the family of equicontinuous subsets of L(S;T)\mathscr{L}(S; T), and S\mathfrak{S} the family of finite (resp. compact, bounded) subsets of L(R;S)\mathscr{L}(R; S).

We first prove that (u,v)↦v∘u(u, v) \mapsto v \circ u is T\mathfrak{T}-hypocontinuous. Let H be an equicontinuous set in L(S;T)\mathscr{L}(S; T), let W be a neighbourhood of 0 in T and let M be a finite (resp. compact, bounded) subset of R. We must show that there exists a neighbourhood V of 0 in S such that if u(M)⊂Vu(M) \subset V and v∈Hv \in H, then v(u(M))⊂Wv(u(M)) \subset W. But for this, it is enough to have v(V)⊂Wv(V) \subset W for all v∈Hv \in H, and the existence of such a neighbourhood follows from the equicontinuity of H.

To see that (u,v)↦v∘u(u, v) \mapsto v \circ u is S\mathfrak{S}-hypocontinuous, we shall prove that, for every neighbourhood W of 0 in T, every finite (resp. compact, bounded) subset M of R and every finite (resp. compact, bounded) subset L of L(R;S)\mathscr{L}(R; S) there exists a finite (resp. compact, bounded) subset N of S such that the relations v(N)⊂Wv(N) \subset W and u∈Lu \in L imply that v(u(M))⊂Wv(u(M)) \subset W. Evidently it is enough to show that we can take N=⋃u∈Lu(M)N = \bigcup_{u \in L} u(M), i.e. that the set N is finite (resp. compact, bounded) whenever L and M are. This is immediate if L and M are finite, or if M is bounded in R and L is bounded in L(R;S)\mathscr{L}(R; S) (for the topology of bounded convergence, cf. III, p. 22). Finally, we show that if M is compact in R and L is compact in L(R;S)\mathscr{L}(R; S) for the topology of compact convergence, then N is compact in S. But if uMu_M is the restriction to M of u∈Lu \in L, the mapping u↦uMu \mapsto u_M from L into the space C(M;S)\mathscr{C}(M; S) of all continuous mappings from M into S, with the topology of uniform convergence, is continuous; hence the image of L under this mapping is compact, and our assertion then follows from the continuity of the map (w,x)↦w(x)(w, x) \mapsto w(x) from C(M;S)×M\mathscr{C}(M; S) \times M into S (GT, X, § 1, No. 6, prop. 9).

In the two corollaries that follow, we assume as in prop. 9, that the spaces L(R;S)\mathscr{L}(R; S), L(S;T)\mathscr{L}(S; T), L(R;T)\mathscr{L}(R; T) are all three assigned the topology of simple convergence, or all three the topology of compact convergence, or all three that of bounded convergence.

Corollary 1

For every equicontinuous subset H of* L(S;T)\mathscr{L}(S; T) the map (u,v)↦v∘u(u, v) \mapsto v \circ u from L(R;S)×H\mathscr{L}(R; S) \times H into L(R;T)\mathscr{L}(R; T) is continuous.

This follows immediately from prop. 9 (III, p. 32) and 4 (III, p. 31).

Corollary 2

Suppose S is barrelled. If the sequence* (un)(u_n) tends to u in L(R;S)\mathscr{L}(R; S) and the sequence (vn)(v_n) to v in L(S,T)\mathscr{L}(S, T), then the sequence (vn∘un)(v_n \circ u_n) tends to v∘uv \circ u in L(R;T)\mathscr{L}(R; T).

In fact, the sequence (vn)(v_n), being simply bounded in L(S;T)\mathscr{L}(S; T) is equicontinuous, since S is barrelled (III, p. 25, th. 1); the corollary is then a consequence of cor. 1.

Exercises

See the exercises for § 5.

Transcribed from the printed volume. Not translated.