Let E be a finite-dimensional vector space over R,C or H. Then End(E) is a finite-dimensional algebra over R, and the canonical topology on End(E) (§ 1, No. 10) is the topology of compact convergence. The group Aut(E)=GL(E) is an open subset of End(E), hence is a locally compact group. Let (e1,e2,…,en) be a basis of E and, for every endomorphism u of E, let M(u)=(αij(u)) be the matrix of u with respect to this basis; to say that a subset S of End(E) is relatively compact in End(E) is equivalent to saying that the functions αij(u) are bounded in S.
Proposition 1
— Let G be a subgroup of Aut(E). The following three properties are equivalent:
(i) G is relatively compact in End(E); (ii) G is relatively compact in Aut(E); (iii) G leaves invariant a nondegenerate1 positive hermitian form on E.
(iii) ⇒ (i): Suppose that G leaves invariant a nondegenerate positive hermitian form Ψ. Let (e1,…,en) be an orthonormal basis for Ψ (Alg., Ch. IX, § 6, No. 1, Cor. 1 of Th. 1). For every u∈G, let (uij) be its matrix with respect to (ei). For any j, we have ∑i=1n∣uij∣2=1, thus ∣uij∣≤1 for all i and j, which proves (i).
(i) ⇒ (ii): This follows from GT, X, § 3, No. 5, Cor. of Th. 4, taking into account the fact that the topology of End(E) is that of compact convergence.
(ii) ⇒ (iii): Suppose that the closure G of G in Aut(E) is compact. Let Φ be a nondegenerate positive hermitian form on E. If the field of scalars is R or C, the giving of Φ makes E a finite-dimensional Hilbert space, and condition (iii) will result from the following lemma:
1 Non dégénérée; in EVT, the term is replaced by séparante, subsequently translated as "separating" (TVS, V, § 1, No. 1).
Lemma 1
Let F be a Hilbert space, K a compact group, and s ↦ U(s) a representation of K in the group of invertible elements of L(F;F), continuous for the topology of pointwise convergence. There exists a nondegenerate positive hermitian form φ on F such that
φ(U(s)x,U(s)y)=φ(x,y)
for all s∈K,x∈F,y∈F, and such that the topological vector space structure of F defined by φ (TVS, V, §1, No. 3) is identical to the original structure of F.
Let α be a Haar measure on K. For any x,y in F, the mapping s↦(U(s)x∣U(s)y) is continuous. Set
φ(x,y)=∫(U(s)x∣U(s)y)dα(s).
It is immediate that φ(x,y) is a sesquilinear form on F. Since the set of endomorphisms U(s) is compact in Ls(F;F), there exists a constant M such that ∥U(s)∥≤M for all s∈K. For every x∈F, we therefore have
M−1∥x∥≤∥U(s)x∥≤M∥x∥,
whence the inequalities
M−2α(K)∥x∥2≤φ(x,x)≤M2α(K)∥x∥2,
which shows that φ is positive and nondegenerate, and that the norm φ(x,x)1/2 is equivalent to the norm ∥x∥. Finally, for all t∈K,
When the field of scalars is H, one argues exactly as before on replacing everywhere the function s↦(U(s)x∣U(s)y) by the function s↦Φ(sx,sy) defined on G, with values in H. This completes the proof of the proposition.
Remark
Let Φ be a nondegenerate positive hermitian form on E. The unitary group U(Φ) is closed in Aut(E), hence is compact (Prop. 1). Prop. 1 also shows that every compact subgroup of Aut(E) is contained in a subgroup of the form U(Φ). If now U(Φ) is contained in a compact subgroup K of Aut(E), one sees that there exists a nondegenerate positive hermitian form Φ′ on E such that U(Φ)⊂K⊂U(Φ′), and it follows easily
(Exer. 1) that Φ and Φ′ are proportional, whence U(Φ)=K. Thus the maximal compact subgroups of Aut(E) are the subgroups of the form U(Φ).
2. Triviality of fibered spaces and of group extensions
Proposition 2
Let X be a locally compact space in which a locally compact group H acts on the right, continuously and properly, by (x,ξ)↦xξ. Assume that X/H is paracompact. Let g be a continuous representation of H in Rn. Then there exists a continuous mapping f of X into Rn such that f(xξ)=f(x)+g(ξ) for all x∈X and ξ∈H.
One reduces immediately to the case that n=1. Since the additive group R is isomorphic to the multiplicative group R+∗, the proposition is then an immediate consequence of Prop. 7 of §2, No. 4.
Corollary
Let X be a locally compact space in which a finite-dimensional real vector space V operates on the right, continuously and properly, by (x,v)↦xv. Let π be the canonical mapping of X onto B=X/V. Assume that B is paracompact.
a) There exists a continuous mapping f of X into V such that f(xv)=f(x)+v for all x∈X and v∈V.
b) If f is a mapping satisfying the conditions of a), then the mapping x↦(π(x),f(x)) is a homeomorphism of X onto B×V.
The assertion a) results from Prop. 2 in which g is taken to be the identity mapping of V. Let f be a mapping satisfying the conditions of a). The mapping x↦x⋅(−f(x)) of X into X is continuous, and is constant on each orbit, hence is of the form φ∘π, where φ is a continuous mapping of B into X; for every b∈B, π(φ(b))=b. The mappings x↦(π(x),f(x)) of X into B×V and (b,v)↦φ(b)⋅v of B×V into X are inverse to each other, because φ(π(x))⋅f(x)=x⋅(−f(x))⋅(f(x))=x, π(φ(b)⋅v)=π(φ(b))=b, and, if b=π(y), then
f(φ(π(y))⋅v)=f(y⋅(−f(y))⋅v)=f(y)−f(y)+v=v.
Since these mappings are continuous, they are homeomorphisms.
Remark
— Let E be a finite-dimensional real affine space, T a compact space, μ a measure on T of total mass 1, and f a continuous mapping of T into E. If an origin a in E is chosen, E becomes equipped with a vector space structure, and the integral ∫Tf(t)dμ(t) therefore has meaning; it represents the point x of E such that
x−a=∫T(f(t)−a)dμ(t).
This point is independent of the choice of a. For, let a′∈E and x′∈E be such that x′−a′=∫T(f(t)−a′)dμ(t). Then
whence x′=x. We may therefore employ the symbol ∫Tf(t)dμ(t) without specifying the choice of origin in E. If u is an affine mapping of E into another finite-dimensional affine space E′, then
u(∫Tf(t)dμ(t))=∫Tu(f(t))dμ(t).
For, E and E′ may be identified with vector spaces in such a way that u becomes a linear mapping, in which case the formula is known (Ch. III, §3, No. 2, Prop. 2 and No. 3, Prop. 7).
Lemma 2
Let G be a compact group, μ the normalized Haar measure of G, E a finite-dimensional real affine space, A the affine group of E, and ρ a homomorphism of G into A. Assume that, for every x∈E, the mapping s↦ρ(s)x of G into E is continuous. Then, for every x∈E, the point
Let G be a locally compact group. Let H be a closed normal subgroup of G, isomorphic to Rn and such that G/H is compact.
a) There exists a closed subgroup L of G such that G is the topological semi-direct product of L and H.
b) If M is a compact subgroup of G, there exists an element x∈H such that x−1Mx⊂L.
c) Every compact subgroup of G is contained in a maximal compact subgroup.
d) The maximal compact subgroups of G are the subgroups that are the transforms of L by the inner automorphisms of G.
Let π be the canonical homomorphism of G onto K=G/H. By passage to the quotient, the mapping (s,h)↦shs−1 of G×H into H defines a continuous mapping (σ,h)↦σ⋅h of K×H into H such that shs−1=π(s)⋅h. We shall identify H with Rn (and will therefore employ, as the case may be, either the multiplicative or the additive notation for the group law in H). By the Cor. of Prop. 2, there exists a continuous mapping f of G into H such that f(xh)=f(x)+h for x∈G,h∈H. For every x∈G, let p(x)=x⋅(−f(x)), which depends only on the coset of x with respect to H. Set
We see that ifF(x,y)=0for allx,yinG, then p(G)=L is a subgroup of G that intersects each coset of H in one and only one point. Since p is continuous, G is then the topological semi-direct product of L and H (GT, III, §2, No. 10).
Let us integrate with respect to z′ by means of the normalized Haar measure α of K. Setting ψ(x′)=∫φ(z′,x′)dα(z′), ψ is a continuous function on K, and (on observing that the operations of K in Rn respect the vector space structure of Rn by GT, VII, §2, No. 1, Prop. 1), one obtains
−φ(x′,y′)=ψ(x′y′)−y′−1ψ(x′)−ψ(y′).
In other words, setting k−ψ∘π, which is a continuous function on G,
(2)
−F(x,y)=k(xy)−π(y)−1k(x)−k(y).
Comparing (1) and (2), one sees that if f is replaced by the continuous function f+k (which leaves verified the property f(xh)=f(x)+h), F is replaced by 0 and, as we saw earlier, this completes the proof of a).
For every g∈G, let lg (resp. hg) be the unique element of L (resp. H) such that g=hglg. If h1∈H and g∈G, then
gh1=hglgh1=hg(lgh1lg−1)lg,
thus hgh1=hg+lgh1lg−1. For every g∈G, let ψg be the mapping of H into itself defined by
ψg(h1)=hg+lgh1lg−1.
One sees that the mapping (g,h1)↦ψg(h1) of G×H into H is continuous and makes H a homogeneous space for G, in which the stabilizer of the origin is L. We observe moreover that when H is identified with Rn, ψg is an affine mapping of H into itself. This said, let M be a compact subgroup of G; by Lemma 2, there exists an x∈H such that ψm(x)=x for allm∈M. For y∈H, ψy is the translation with vector y; it follows that for every m∈M, ψx−1∘ψm∘ψx transforms the origin of H into itself, therefore x−1mx∈L. This proves that x−1Mx⊂L, whence b).
Let L′ be a closed subgroup of G containing L. Then L′ is the topological semi-direct product of L and L′∩H. If L′ is compact, then L′∩H is compact hence reduces to a point (GT, IV, §2, No. 2, Cor. 1 of Th. 2), therefore L′=L. This proves that L is a maximal compact subgroup of G; the same is therefore true of the subgroups that are the transforms of L by the inner automorphisms of G. The assertions c) and d) of Prop. 3 are then immediate consequences of b).
Proposition 4
Let G be a locally compact group and H a closed normal subgroup of G such that K = G/H is compact. Then every continuous representation u of H in R, such that u(sξs−1)=u(ξ) for all ξ∈H and s∈G, may be extended to a continuous representation of G in R.
Let L=G×R and let M be the set of (ξ,−u(ξ)), where ξ runs over H. It is clear that M is a closed normal subgroup of L. Let L′=L/M and let π be the canonical mapping of L onto L′. The subgroup of L generated by M and R is H × R, hence is closed; therefore π(R) is a closed subgroup N of L'. The restriction ρ of π to R is a bijective continuous representation of R onto N. Lemma 2 of Appendix 1 proves that ρ is bicontinuous. Moreover, L'/N is isomorphic to L/(H × R) = G/H, hence is compact. By Prop. 3, and taking into account the fact that N is in the center of L', L' is the product of N with another subgroup. Therefore there exists a continuous representation of L' onto N that reduces on N to the identity mapping. Therefore there exists a continuous representation v of L onto R that is trivial on M and reduces on R to the identity mapping. For ξ ∈ H, one has v((ξ, 0)) = v((ξ, −u(ξ))(e, u(ξ))) = u(ξ), which completes the proof.
Lemma 3
Let G be a topological group generated by a compact neighborhood of e. Let H be a closed subgroup of G such that the homogeneous space G/H is compact. Then H is generated by a compact neighborhood of e in H.
Let C be a compact set such that G = CH. Enlarging C if necessary, we can suppose that C generates G and that G = ĈH. Then C^2 is compact and is covered by the Ĉs (s ∈ H), which are open. Therefore there exist s_1, ..., s_n in H such that C^2 ⊂ Ĉs_1 ∪ ... ∪ Ĉs_n. Let Γ be the subgroup of H generated by the s_i. Then C^2 ⊂ CΓ. By induction, it follows that C^n ⊂ CΓ for every n, therefore G = CΓ. Every element of H may be put in the form ab with a ∈ C, b ∈ Γ, whence a ∈ H, whence a ∈ C ∩ H. Therefore H is generated by C ∩ H and the s_i, that is, by a compact set.
Lemma 4
Let G be a connected topological group, D a totally disconnected normal subgroup of G. Then D is contained in the center of G.
For, let d ∈ D. The image of G under the continuous mapping x ↦ xdx^{-1} is a connected subset of D, hence reduces to {d}, which proves that xd = dx for all x ∈ G.
Proposition 5
Let G be a connected topological group admitting a discrete normal subgroup D such that K = G/D is compact, and such that the commutator subgroup of K is dense in K. Then D is finite and G is compact.
The group G is locally isomorphic to K (GT, III, §2, No. 6, Prop. 19), hence is locally compact; since it is connected, it is generated by a compact neighborhood of e. By Lemmas 3 and 4, D is a finitely generated abelian group, hence is isomorphic to a group Zr×D1 with D_1 finite (A, VII, §4, No. 7, Th. 3). Suppose that r > 0. Then there exists a representation f of D onto Z. By Prop. 4, f may be extended to a continuous representation g of G in R. By passage to quotients, g defines a continuous representation g′ of K in R/Z; since R/Z is abelian, the kernel of g′ contains the commutator subgroup of K, therefore g′ is trivial; in other words, g(G)⊂Z. Since G is connected, it follows that g(G)={0}, which is absurd since f(D)=Z. Thus r=0 and D is finite. Consequently G is compact (GT, III, §4, No. 1, Cor. 2 of Prop. 2).
3. Examples
In this subsection (with the exception of Examples 7 and 8), K denotes a nondiscrete locally compact commutative field; dx denotes a Haar measure on the additive group of K.
Recall that modx=∣x∣ when K=R, modx=∣x∣2 when K=C, modx=∣x∣p when K=Qp.
Example 1
General linear group.
Let A be the algebra Mn(K). The group A∗ of invertible elements of A is none other than the general linear group GL(n,K). For every X∈A, the reduced norm NrdA/K(X) is detX; consequently NA/K(X)=(detX)n (Alg., Ch. VIII, §12, No. 3, Prop. 8; cf. A, III, §9, No. 3, Example 3). Since X↦tX is an isomorphism of A onto the opposite algebra,
NA0/K(X)=NA/K(tX)=det(tX)n=(detX)n.
Then, Prop. 16 of §1, No. 11 proves that the measure
mod(detX)−n⋅i,j⨂dxij(X=(xij))
is a left and right Haar measure on GL(n,K).
To determine the relatively invariant measures on GL(n,K), we shall rely on the following lemma:
Lemma 5
The continuous representations of GL(n,K) in C∗ are the mappings of the form X↦χ(detX), where χ is a continuous representation of K∗ in C∗.
Such a mapping is obviously a continuous representation of GL(n,K) in C∗. Conversely, suppose that ψ is a continuous representation of GL(n,K) in C∗. For x∈K∗, set
x~=x01⋯011
and χ(x)=ψ(x). Then, for every matrix X∈GL(n,K), we have (detX−1)∼⋅X∈SL(n,K). Since SL(n,K) is the commutator subgroup of GL(n,K) (A, III, §8, No. 9, Cor. of Prop. 17), ψ((detX−1)∼⋅X)=1, whence
ψ(X)=ψ((detX)∼)=χ(detX).
This established, Cor. 1 of Prop. 10 of §1, No. 8 proves that the relatively invariant measures on GL(n,K) are, up to a constant factor, the measures of the form
(4)χ(detX)⋅ij⨂dxij(X=(xij)),
where χ is a continuous representation of K∗ in C∗.
Example 2. — Affine group. For every X∈GL(n,K) and every x∈Kn, let (X,x) be the affine linear mapping ξ↦Xξ+x in Kn. The set of (X,x) is the affine group G of Kn (A, II, §9, No. 4). The set T of translations is a closed normal subgroup of G, canonically isomorphic to Kn; on the other hand, GL(n,K) is a closed subgroup of G, and G is the semi-direct product of GL(n,K) and T=Kn. One equips G with the (locally compact) topology for which G is the topological semi-direct product of GL(n,K) and T (GT, III, §2, No. 10). One has
(X,x)=(1,x)⋅(X,0).
On the other hand, if X∈GL(n,K) and x∈T then, for every ξ∈Kn,
(X,0)(1,x)(X,0)−1ξ=X(X−1ξ+x)=ξ+Xx=(1,Xx)ξ,
therefore the automorphism (1,x)↦(X,0)(1,x)(X,0)−1 of T has modulus mod(detX) (§1, No. 10, Prop. 15). In view of Example 1 and §2, No. 9, Remark, the measure
is a left Haar measure on G. On the other hand, by Prop. 14 of §2, No. 9,
ΔG((X,x))=ΔGL(n,K)(X)ΔKn(x)(moddetX)−1,
or
(6)ΔG((X,x))=mod(detX−1).
Thus, a right Haar measure on G is given by
(moddetX)−n⋅(ij⨂dxij)⊗(i⨂dxi).
Example 3. — Strict triangular group.
Let [1,n] be the set of integers m such that 1≤m≤n. Let J be a subset of [1,n]×[1,n] satisfying the following conditions: 1) if (i,j)∈J then i<j; 2) if (i,j)∈/J then, for every integer k such that i<k<j, at least one of the two pairs (i,k) and (k,j) does not belong to J.
Let TJ be the set of matrices Z=(zij)1≤i≤n,1≤j≤n with elements in K, such that zii=1, and zij=0 if i=j and (i,j)∈/J. This is a closed subset of GL(n,K). The mapping Z↦(zij)(i,j)∈J is a homeomorphism of TJ onto Ks (where s denotes the number of elements of J). If Z′=(zij′)∈TJ, then Z′Z=(zij′′) with
zij′′=zij+zij′+i<h<j∑zih′zhjfor i<j,
zij′′=0 for i>j,zii′′=1,
whence Z′Z∈TJ. If TJ is identified with Ks, then the mapping Z↦Z′Z (for fixed Z′) is identified with an affine mapping, and its determinant is 1, as one sees by ordering the pairs (i,j)∈J lexicographically and applying the following lemma:
**Lemma 6. — Let L be a totally ordered finite set. For every λ∈L, let Vλ be a free module of finite dimension over a commutative ring k; for λ,μ in L such that λ≤μ, let fλμ∈Homk(Vμ,Vλ). Then the linear mapping
(vλ)λ∈L↦μ≥λ∑fλμ(vμ)λ∈L,
from ∏λ∈LVλ into ∏λ∈LVλ, has determinant ∏λ∈Ldetfλλ.
One reduces immediately to the case that L is an interval of integers, and the lemma then follows from A, III, §8, No. 6, formula (31).
If Z∈TJ, one then sees that there exists Z′∈TJ such that Z′Z=In, whence Z′=Z−1. Thus, TJ is a closed subgroup of GL(n,K). On the other hand, Prop. 15 of §1, No. 10 shows that the measure
(i,j)∈J⨂dzij
is a left Haar measure on TJ. By calculating ZZ′ one sees in the same way that this measure is a right Haar measure on TJ.
There is an analogous result if, in the definition of TJ, the roles of rows and columns are interchanged.
When J is the set of pairs (i,j) such that i<j, the group TJ is called the upper strict triangular group of order n over K, and is denoted T1(n,K). Its transpose is called the lower strict triangular group.
Example 4
— *Large triangular group.
Let n1,…,nr be integers ⩾1. Set pk=n1+…+nk−1 and n=pr+1=n1+⋯+nr. Let Ik be the set of integers j such that pk<j⩽pk+1, and J the union of the Ik×Il for k<l. Let G be the closed subgroup of GL(n,K) whose elements are the matrices (Zkl)1⩽k⩽r,1⩽l⩽r such that: 1) each Zkl is a matrix (zij)i∈Ik,j∈Il of elements of K, with nk rows and nl columns; 2) Zkl=0 for k>l; 3) Zkk∈GL(nk,K) for 1⩽k⩽r.
shows that G is the topological semi-direct product of the subgroup D of elements (Zkl)∈G such that Zkl=0 for k=l and the subgroup TJ of Example 3. Moreover, D is isomorphic to the direct product of the groups GL(nk,K) for 1⩽k⩽r.
Let J′ be the set of pairs (j,i) for (i,j)∈J and let H be the set of pairs (i,j)∈[1,n]×[1,n] not belonging to J′. Let Z′=(zij)1⩽i⩽n,1⩽j⩽n be an element of G. By Prop. 14 of §2, No. 9 and the above Examples 1 and 3, one obtains a left Haar measure on G by taking the image of the measure
Now, consider, for k<l, the vector space of matrices Zkl=(zij)i∈Ik,j∈Il. It is the direct sum of the nl subspaces Mj (j∈Il) formed by the matrices such that zih=0 for h=j. Each of these subspaces Mj is stable under the mapping Zkl↦ZkkZkl, and the restriction of this mapping to Mj has matrix Zkk. Consequently (§ 1, No. 10, Prop. 15) the image of the measure ⨂i∈Ik,j∈Ildzij under the mapping Zkl↦ZkkZkl is
(moddetZkk)−nl⋅i∈Ik,j∈Il⨂dzij.
A left Haar measure on G is therefore given by
k=1∏r(moddetZkk)−qk⋅(i,j)∈H⨂dzij
with qk=∑k≤l≤rnl=n−pk.
Let us calculate the modulus of G, again using Prop. 14 of § 2. The groups D and TJ are unimodular; on the other hand:
where Zkl′=ZkkZklZll−1. Taking into account Example 3, and Prop. 15 of § 1, No. 10, and arguing as above, one sees that if X=diag(Z11,…,Zrr)∈D then the modulus of the automorphism Z↦X−1ZX of TJ is
k<l∏(moddetZkk)−nl(moddetZll)nk,
therefore
ΔG(Z)=k=1∏r(moddetZkk)n+nk−2qk.
The transposed group G′ of G is studied in the same manner. For G′, one finds as left Haar measure
k=1∏r(moddetZkk)−pk+1⋅(j,i)∈H⨂dzij,
and as modulus
k=1∏r(moddetZkk)n+nk−2pk+1.
If in particular one takes n1=…=nr=1, one finds as group G the group T(n,K)∗ of invertible elements of the subalgebra of Mn(K) formed by the matrices X=(xij) such that xij=0 for i>j. This algebra, which we shall denote T(n,K), is called the upper triangular algebra, and the group T(n,K)∗ is called the upper large triangular group of order n over K. The preceding formulas then take the following form: a left Haar measure on T(n,K)∗ is
(9bis)
i=1∏n(modzii)i−n−1⋅i≤j⨂dzij(Z=(zij))
and the modulus of T(n,K)∗ is
(10bis)
ΔT(n,K)∗(Z)=i=1∏n(modzii)2i−n−1(Z=(zij)).
For the transpose of T(n,K)∗, or lower large triangular group, one finds as left Haar measure
i=1∏n(modzii)−i⋅i≥j⨂dzij,
and as modulus
i=1∏n(modzii)n+1−2i.
Remark
The group T(n,K)∗ is a closed subgroup of GL(n,K), and ΔT(n,K)∗((zij))=∏i=1n(modzii)2i−n−1. We saw in Example 1 that ΔGL(n,K)=1. If n>1, the function
ΔT(n,K)∗/ΔGL(n,K)
on T(n,K)∗ cannot be extended to a continuous representation of GL(n,K) in C∗ (because such a representation would be equal to 1 on SL(n,K) by Lemma 5, whereas mod(z11)1−n=1 for z11 suitably chosen). It follows that the homogeneous space GL(n,K)/T(n,K)∗admits no relatively invariant measure if n>1 (§ 2, No. 6, Cor. 1 of Th. 3).
This homogeneous space may be identified, for n=2, with the projective line over K. For, let (e1,e2) be the canonical basis of K2. The group GL(2,K) operates transitively on the set of lines of K2 with 0 omitted, and the stabilizer of Ke1−{0} is T(2,K)∗.
Example 5
— Special triangular group. Let us take up again the notations at the beginning of Example 4, and consider the subgroup G1=G∩SL(n,K). This subgroup is the topological semi-direct product of the group D1=D∩SL(n,K) with TJ. The group D1 has a normal subgroup A isomorphic to SL(nr,K), namely the subgroup consisting of the elements diag(Zkk) with Zkk=1 for k<r. The homomorphism
φ:diag(Z11,…,Zrr)↦(Z11,…,Zr−1,r−1)
of D1 into GL(n1,K)×⋯×GL(nr−1,K) is surjective and has kernel A. On the other hand, φ is continuous. Taking into account Lemma 2 of Appendix I, D1/A may be identified with GL(n1,K)×⋯×GL(nr−1,K). We shall denote by μ the Haar measure of A (cf. Example 6) and by
If one takes n1=n2=…=nr=1, the group G1 obtained is called the upper special triangular group and its transpose G1′ is called the lower special triangular group. A left Haar measure on G1 is
— Special linear group. The closed subgroups T1(n,K) and t(T(n,K)∗) of GL(n,K) have intersection {e}. Thus the mapping (M,N)↦M⋅N is a continuous bijection φ of T1(n,K)×t(T(n,K)∗) onto a subset Ω of GL(n,K).
Lemma 7
— a) Let U=(uij)∈GL(n,K). In order that U∈Ω, it is necessary and sufficient that det(uij)k≤i,j≤n=0 for k=2,3,…,n. b) Ωis an open subset of GL(n,K). c) The mapping φ is a homeomorphism of T1(n,K)×t(T(n,K)∗) onto Ω.
In order that U∈Ω, it is necessary and sufficient that there exist a Z=(zij)∈T1(n,K) such that ZU∈t(T(n,K)) (then necessarily
ZU∈t(T(n,K)∗) since U and Z are invertible). By what we saw earlier, if Z exists then it is unique. Thus, in order that U∈Ω, it is necessary and sufficient that the linear system
k=1∑nzikukj=0(1≤i<j≤n)
(where (zij)∈T1(n,K)) admit a unique solution. Now, this system may be written
(13)k=i+1∑nzikukj=−uij(1≤i<j≤n).
For fixed i, one has a system of n−i equations in the unknowns zi,i+1,zi,i+2,…,zi,n; for these systems to admit unique solutions, it is necessary and sufficient that
det(ukj)i+1≤k≤n,i+1≤j≤n=0
for i=1,2,…,n−1. This proves a). From this it follows that Ω is open in GL(n,K). On the other hand, on solving the system (13) by means of Cramer’s formulas, the zij are obtained as rational functions of the uij with nonzero denominators in Ω, therefore Z depends continuously on U in Ω, which proves c).
Now let G1′⊂t(T(n,K)∗) be the lower special triangular group. The mapping (M,N)↦M⋅N is a continuous bijection ψ of T1(n,K)×G1′ onto a subset Ω′ of SL(n,K).
Lemma 8. — a)Let U=(uij)∈SL(n,K). In order that U∈Ω′, it is necessary and sufficient that det(uij)k≤i,j≤n=0 for k=2,3,…,n.
b) Ω′is an open subset of SL(n,K).
c) The mapping ψ is a homeomorphism of T1(n,K)×G1′ onto Ω′.
For, let M∈T1(n,K) and N∈t(T(n,K)∗). In order that M⋅N∈SL(n,K), it is necessary and sufficient that N∈G1′. Therefore Ω′=SL(n,K)∩Ω and Lemma 8 follows at once from Lemma 7.
Proposition 6. — a)The group SL(n,K) is unimodular.
b) Let μ1 and μ2 be left Haar measures on the upper strict triangular group T1(n,K) and the lower special triangular group G1′, respectively. The image of μ1⊗μ2 under the homeomorphism (M,N)↦M⋅N−1 of T1(n,K)×G1′ onto Ω′ is the restriction to Ω′ of a Haar measure on SL(n,K).
c) The complement of Ω′ in SL(n,K) is negligible for the Haar measure of SL(n,K).
The group GL(n,K) is unimodular (Example 1), and SL(n,K) is a normal subgroup of GL(n,K), hence is unimodular (§ 2, No. 7, Prop. 10 b)). The assertion b) follows from a), Lemma 8, and Prop. 13 of § 2, No. 9. Let us prove c). By Lemma 8 a), it suffices to prove the following: if p((uij)1≤i,j≤n) is a polynomial, not identically zero on SL(n,K), then the set E of U∈SL(n,K) such that p(U)=0 is negligible for the Haar measure. Taking into account § 1, No. 10, Cor. of Prop. 13, the topology of SL(n,K) has a countable base. It therefore suffices to prove that for every U0∈E, there exists a neighborhood of U0 in SL(n,K) whose intersection with E is negligible; or again that there exists a neighborhood W of I in SL(n,K) such that U0−1E∩W is negligible. Let us take W=Ω′. In view of b), it all comes down to showing that the set of pairs (M,N)∈T1(n,K)×G1′ such that p(U0MN)=0 is negligible for μ1⊗μ2. By the expressions for μ1 and μ2 (calculated in Examples 3 and 5), this will result from the following lemma:
Lemma 9
Let ψ be a polynomial =0 of K[X1,…,Xr]. In the space Kr, the set N defined by ψ(x1,…,xr)=0 is negligible for the Haar measure.
Let us argue by induction on r. The lemma is evident for r=1, since N is then a finite set. Changing if necessary the numbering of the variables, we can suppose that ψ∈/K[X1,…,Xr−1]; write
with m>0 and ψ0=0. In the space Kr−1, let N0 be the set defined by ψ0(x1,…,xr−1)=0, which is negligible by the induction hypothesis. For every (x1,…,xr−1)∈/N0, the set of xr∈K such that (x1,…,xr−1,xr)∈N is finite, therefore negligible. Since Kr is countable at infinity (§ 1, No. 10, Cor. of Prop. 13), N∩[(Kr−1−N0)×K] is negligible in Kr (Ch. V, § 8, No. 2, Prop. 4). Therefore N is negligible.
Example 7
Iwasawa decomposition of GL(n,K).
In this example, K denotes one of the fields R,C,H. If λ∈K, λ is defined to be equal to λ if K=R, and to the conjugate of λ if K=C or H. Let E be a right vector space over K of dimension n, and let Φ be a nondegenerate positive hermitian form on E.
Lemma 10
Let (f1,f2,…,fn) be a basis of E.* a) *There exists one and only one orthonormal basis (e1,e2,…,en) of E such that fi=e1αi1+e2αi2+⋯+eiαii (i=1,2,…,n) with αii>0 for all i. b) *For fixed Φ, the ei and αij depend continuously on (f1,…,fn)∈En.
Let Ei=f1K+f2K+⋯+fiK, which has dimension i. Let gi be a nonzero element of Ei orthogonal to Ei−1 and such that Φ(gi,gi)=1. By induction on i, one sees that (g1,…,gi) is an orthonormal basis of Ei. In particular, (g1,…,gn) is an orthonormal basis of E. Let λi=Φ(fi,gi). Since fi∈/Ei−1, one has λi=0. Set ei=gi∣λi∣λi−1. Then
Φ(ei,ei)=∣λi∣2λi−1Φ(gi,gi)λi−1=1,
thus (e1,…,ei) is also an orthonormal basis of Ei; moreover, Φ(ei,fi)=∣λi∣λi−1Φ(gi,fi)=∣λi∣>0, thus the ei have the properties of a). Let (e1′,…,en′) be another orthonormal basis of E with the same properties. One sees by induction on i that (e1′,…,ei′) must be a basis of Ei, therefore ei′=eiμi for some μi∈K. Then
1=Φ(ei′,ei′)=μiΦ(ei,ei)μi=μiμi,
and 0<Φ(ei′,fi)=μiΦ(ei,fi), therefore μi>0 and μi2=1, thus μi=1, whence a). Suppose already proven that the ei and αij depend continuously on (f1,…,fn) for i<i0, and let us prove that ei0 and the αi0j depend continuously on (f1,…,fn). For j<i0, αi0j=Φ(fi0,ej) depends continuously on (f1,…,fn) by the induction hypothesis. On the other hand,
Henceforth let E=Kn and let us take for Φ the form
x1y1+⋯+xnyn.
Recall that U(n,K) denotes the corresponding unitary group. Even when K is noncommutative, we shall again denote by T1(n,K) the group of upper triangular matrices of Mn(K) whose diagonal entries are all 1.
Proposition 7
Let D+∗ be the group of diagonal matrices with diagonal elements >0. The mapping (U,D,T)↦UDT is a homeomorphism of U(n,K)×D+∗×T1(n,K) onto GL(n,K).
Let (ε1,…,εn) be the canonical basis of Kn. Let X∈GL(n,K). Then the X⋅εi=fi form a basis of E. To this basis (fi) one can associate a basis (ei) as in Lemma 10. Let U be the matrix of the unitary automorphism of E that transforms εi into ei. Then
U−1⋅fi=ε1αi1+ε2αi2+⋯+εiαii
with αii>0 for i=1,2,…,n. Thus X=UC, where C is the matrix
α110⋮0α21α22⋮0⋯⋯⋱⋯αn1αn2⋮αnn.
Moreover, U and C depend continuously on X by Lemma 10. On the other hand, formula (8) shows that C may be put in the form DT with D∈D+∗, T∈T1(n,K), D and T depending continuously on C. The uniqueness of the decomposition X=UDT follows from the uniqueness property of Lemma 10.
The homeomorphism of Prop. 7 is called the Iwasawa decomposition of GL(n,K).
The group G=D+∗⋅T1(n,K) is the set of upper triangular matrices over K whose diagonal elements are >0. Let us identity the element (zij) of this group with the element
((zii)1≤i≤n,(zij)1≤i<j≤n)∈(R+∗)n×Kn(n−1)/2.
Arguing exactly as in Example 4, one finds as right Haar measure on this group the measure (when K=R)
(i=1∏nzii−i)⋅(i=1⨂ndzii)⊗(i<j⨂dzij).
Then applying Prop. 13 of §2, No. 9, one sees that if GL(n,K) is identified with U(n,K)×G by the mapping (U,S)↦US, a Haar measure on GL(n,K) is given by (when K=R)
(i=1∏nzii−i)⋅α⊗(i=1⨂ndzii)⊗(i<n⨂dzij),
where α denotes a Haar measure on U(n,K).
Example 8
Spaces of hermitian forms.
In this example, K always denotes one of the fields R,C,H. We write δ=dimRK (thus δ=1,2 or 4). A hermitian form Φ on the right vector space Kn may be written
Φ(x,y)=Φ(x1,…,xn,y1,…,yn)=i,j=1∑nxihijyj
with hij=hji for all i and j. We denote by H the vector space over R formed by the hermitian matrices of Mn(K). The mapping (hij)↦Φ is an isomorphism of H onto the vector space of hermitian forms on Kn, by means of which we shall identify these two spaces. Let H+∗⊂H be the set of nondegenerate positive hermitian forms on Kn. The set H+∗ is convex in H; for, if Φ1,Φ2 are in H+∗ and if λ,μ are two numbers >0 such that λ+μ=1, it is clear that λΦ1+μΦ2 is a positive hermitian form; on the other hand, if (λΦ1+μΦ2)(x,x)=0, then Φ1(x,x)=Φ2(x,x)=0, therefore x=0, so that λΦ1+μΦ2 is nondegenerate. Let us now show that H+∗ is an open subset of H. Let S be the set of x=(x1,…,xn)∈Kn such that x1x1+⋯+xnxn=1; this is a compact subset of Kn; if Φ∈H+∗, the function x↦Φ(x,x) is continuous and >0 on S, hence its infimum is >0; if Φ′∈H is sufficiently near Φ, it follows that Φ′(x,x)>0 for all x∈S, so that Φ′ is positive and nondegenerate.
The general linear group GL(n,K) operates continuously on the right in H by (X,Φ)↦Φ∘X, that is, by (X,H)↦tX⋅H⋅X, where H denotes the hermitian matrix corresponding to Φ. It is clear that H+∗ is stable under GL(n,K). More precisely, by Alg., Ch. IX, §6, No. 1, Cor. 1 of Th. 1,1H+∗ is the orbit under GL(n,K) of the form ∑i=1nxiyi corresponding to the identity matrix In. The stabilizer of this form is U(n,K). By Lemma 2 of App. I, H+∗ may be identified, as a topological homogeneous space, with GL(n,K)/U(n,K).
For every X∈GL(n,K), let X be the automorphism H↦tX⋅H⋅X of the real vector space H. If μ denotes the Haar measure of the additive group H, one has X−1(μ)=∣detX∣⋅μ (§ 1, No. 10, Cor. 1 of Prop. 15). Let us show that
∣detX∣=∣N(X)∣λ,
where N denotes the norm in Mn(K)regarded as anR-algebra, and where λ=1−δnδ−2. It suffices to verify (15) for X running over a system of
(1) Cf. TVS, V, §2, No. 4, Cor. 1 of Th. 2.
generators of GL(n,K), hence (A, II, §10, No. 13, Cor. 2 of Prop. 14) for X of the following types:
a) X is the matrix of a mapping of the form
(x1,…,xn)↦(xσ(1),…,xσ(n)),
where σ∈Sn. In this case, a power of X is equal to 1, therefore ∣detX∣=∣N(X)∣=1.
b) X is the matrix of a mapping of the form
(x1,…,xn)↦(ax1,x2,…,xn).
Then, if (hij)∈H, one has X((hij))=(hij′) with h11′=ah11a=∣a∣2h11, h1i′=ah1i for i>1, hij′=hij for i>1,j>1; therefore
∣detX∣=∣a∣2∣a∣δ(n−1)=∣a∣2+δ(n−1).
On the other hand, if Y=(yij)∈Mn(K), then XY=(yij′) with y1j′=ay1j and yij′=yij for i>1; therefore ∣N(X)∣=∣a∣δn. The formula (15) is again verified.
c) X is the matrix of a mapping of the form
(x1,…,xn)↦(x1+bx2,x2,…,xn).
Then X((hij))=(hij′) with h11′=h11, h12′=h12+h11b, h1i′=h1i for i>2, h22′=h22+bh12+h12b+bh11b, h2i′=h2i+bh1i for i>2, hij′=hij for i>2,j>2. Taking into account Lemma 6, one sees that ∣detX∣=1. One verifies similarly that ∣N(X)∣=1, which completes the proof of formula (15).
This established, the measure ∣N(H)∣−λ/2dμ(H) on H is invariant under GL(n,K), since
If H∈H+∗, then H=X(In)=tXX for some X∈GL(n,K), therefore N(H)=N(X)N(X)>0. Consequently, on H+∗, the unique (up to a constant factor) measure invariant under GL(n,K) (cf. §2, No. 6, Th. 3) is the measure