11. Connectedness
1. Connected spaces and connected sets
Definition 1
A topological space X is said to be connected if it is not the union of two disjoint non-empty open sets.
An equivalent definition is obtained by replacing the words "open sets" by "closed sets". X is connected if and only if the only subsets of X which are both open and closed are the empty set and the whole space X.
If X is connected and if A, B are two non-empty open (resp. closed) subsets such that A \cup B = X, then A \cap B \neq \emptyset.
Example 1
We shall see in Chapter IV, § 2, no. 5 that the real line is connected, and that the rational line is not. \
Example 2
A discrete space which has more than one point is not connected.
Observe that if is a partition of a topological space consisting of open sets [necessarily non-empty, from the definition of a partition (Set Theory, R, , no. 4)] then each of the is both open and closed in , for the complement of is the union of the for which . The open subsets of are the subsets such that is open in for each , so that can be identified with the sum of the (, no. 4, Example 3) and is not connected if has more than one element
Definition 2
A subset of a topological space is said to be a connected set if the subspace of is connected.
For to be a connected subset of it is necessary and sufficient that, for each covering of by two open (or closed) subsets of such that and are non-empty, we have .
Example
In any topological space, the empty set and every set consisting of a single point are connected. In a Hausdorff space , every finite set consisting of more than one point is not connected, and more generally every subset of which has more than one point and which has at least one isolated point is not connected.
If a dense subset is connected, then the whole space is connected; otherwise there would exist two non-empty disjoint open subsets of such that , and would be two disjoint non-empty open subsets of whose union is . Hence we have
Proposition 1
If is a connected set, then every set such that is connected.
Proposition 2
The union of a family of connected sets whose intersection is non-empty is connected.
Let be a family of connected subsets of , all of which contain the same point ; we have to show that
is connected. If not, there are two open sets and such that and are non-empty, and and . belongs to one of the sets , say ; on the other hand one of the sets , say , meets ; we have therefore , and and are non-empty. Hence is not connected, which is a contradiction.
Corollary
Let be an infinite sequence of connected sets such that for all . Then the union is connected.
By induction on we see immediately that the set is connected for all , by Proposition 2. The sets have a non-empty intersection; hence their union, equal to , is connected by Proposition 2.
Proposition 3
Let be a subset of a topological space . If is a connected subset of which meets both and , then meets the frontier of .
For otherwise the intersections of with the interior and exterior of would be two open subsets of which form a partition of , and would not be connected.
Corollary
In a connected space , every non-empty set other than itself has at least one frontier point.
2. Image of a connected set under a continuous mapping
Proposition 4
Let be a connected subset of a topological space , and let be a continuous mapping of into a topological space . Then is connected.
Suppose is not connected. Then there exist two sets which are open in and which form a partition of ; hence and are open in and form a partition of ; this contradicts the hypothesis that is connected.
The inverse image of a connected set under a continuous mapping need not be connected; consider for example a mapping of a discrete space into a space consisting of one point.
From Proposition 4 we derive another characterization of non-connected spaces:
Proposition 5
For a topological space to be not connected it is necessary and sufficient that there exists a surjective continuous mapping of onto a discrete space containing more than one point.
The condition is sufficient by Proposition 4. Conversely, if is not connected, there exist two non-empty disjoint open subsets whose union is , and the mapping of onto a discrete space of two elements , defined by and , is continuous.
3. Quotient spaces of a connected space
Proposition 6
Every quotient space of a connected space is connected.
This is an immediate consequence of Proposition 4 of no. 2.
Proposition 7
Let be a topological space and an equivalence relation on . If the quotient space is connected, and if each equivalence class mod is connected, then is connected.
Suppose is not connected. Then there is a partition of into two open sets . The sets are saturated with respect to ; for if then the equivalence class of cannot meet , otherwise the sets would form a partition of into two sets open in , which is impossible since is connected. The canonical images of and are therefore open sets in and form a partition of ; this contradicts the assumption that is connected.
4. Product of connected spaces
Proposition 8
Every product of connected spaces is connected. Conversely, if a product of non-empty spaces is connected, then each of the factors is connected.
Let be a product of topological spaces. If the are non-empty, we have for each ; hence if is connected so are the (no. 2, Proposition 4). Conversely, suppose that each of the is connected and is not. By Proposition 5 of no. 2, there exists a continuous surjective mapping , where is a discrete space which contains more than one point. Let be any point of , and any index; the partial mapping , defined by where and if , is continuous on ; since is connected, must be constant on . It follows immediately by induction that for all points such that for all but a finite number of indices . But these points form a dense subset of (§ 4, no. 3, Proposition 8). Hence is continuous on and constant on a dense subset of , and therefore constant on (§ 8, no. 1, Proposition 2, Corollary 1). But this contradicts the definition of .
5. Components
Given a point of a topological space , the union of the connected subsets of which contain is connected (no. 1, Proposition 2); it is therefore the largest connected subset of which contains .
Definition 3
The component (or connected component) of a point of a topological space is the largest connected subset of which contains this point. The components of a subset of are the components of the points of , relative to the subspace of .
If a space is connected, the component of each point is the whole space. If a space is such that for each pair of points of there is a connected set containing and , then is connected.
A space is said to be totally disconnected if the component of each point of consists of the point alone. A subset of is a totally disconnected set if the subspace of is totally disconnected.
A discrete space is totally disconnected, but one should beware of confusing these two notions; for example, we shall see in Chapter IV, § 2, no. 5, that the rational line, which is not a discrete space, is totally disconnected.
A set which is both open and closed contains the component of each of its points, whence the component of a point is contained in the intersection of the sets which are both open and closed and which contain this point. However, the component of a point is not necessarily equal to this intersection (cf. Exercise 9 and Chapter II, § 4, no. 4, Proposition 6).
Proposition 9
The component of any point in a topological space is a closed set. The relation "y belongs to the component of x" is an equivalence relation on , and the equivalence classes are the components of . The quotient space is totally disconnected.
The first part of the proposition is an immediate consequence of Definition 3 and the fact that the closure of a connected set is connected (no. 1, Proposition 1). Since the union of connected sets which have a point in common is connected (no. 1, Proposition 2), the relation is transitive, hence is an equivalence relation (since it is obviously reflexive and symmetric) and the equivalence class of with respect to is the component of . It remains to show that is totally disconnected. Let be the canonical mapping, and let be a closed set in containing at least two distinct points; the inverse image of is closed in , saturated with respect to , and contains at least two distinct components of and hence is not connected. Hence there exist two non-empty closed sets in such that and . The component of any point of in is the same as the component of in (by the definition of ) and therefore and , which are both open and closed in , are saturated with respect to . Hence and are closed in , and and ; this shows that is not connected and consequently that is totally disconnected.
Proposition 10
In a product space , the component of in is the product of the components of in the factors .
This product set is connected (no. 4, Proposition 8). Conversely, if is a connected subset of which contains , then is a connected set (no. 2, Proposition 4) which contains ; since , it follows that is contained in the product of the components of the .
6. Locally connected spaces
Definition 4
A topological space is said to be locally connected if each point of has a fundamental system of connected neighbourhoods.
\* We shall see in Chapter IV, § 2, no. 5, that the real line is a locally connected space. \* The existence, at each point of a space , of one connected neighbourhood of by no means implies that is locally connected. In particular, can be connected but not locally connected (Exercises 2 and 13). Conversely, a space can be locally connected but not connected (e.g. a discrete space which contains more than one point).
Proposition 11
A necessary and sufficient condition for a space to be locally connected is that every component of an open set in is open in .
The condition is sufficient, since the component of relative to an open neighbourhood of is then a neighbourhood of in .
Conversely, let be an open subset of a locally connected space , let be a component of , and let . Let be a connected neighbourhood of contained in ; by the definition of components, is contained in ; hence is open in (§ 1, no. 2, Proposition 1).
The components of a locally connected space therefore form a partition of into open sets, and hence is the sum (§ 2, no. 4, Example 3) of its components.
Corollary
Let be an open subset of a locally connected space , and let be a component of . Then the frontier of (relative to ) is contained in the frontier of .
For is open and closed in , hence a frontier point of (relative to ) cannot belong to , for it would also be a frontier point of relative to , and there is none.
Proposition 12
Every quotient space of a locally connected space is locally connected.
Let be a locally connected space, an equivalence relation on , the canonical mapping. Let be an open subset of
X/R and C a component of A. Then is a union of components of ; for if and if K is the component of x in then is connected (no. 2, Proposition 4), is contained in A, and contains ; hence by the definition of C, and therefore . Since X is locally connected and is open in X, it follows from Proposition 11 that is open in X; consequently C is open in X/R and hence, by Proposition 11 again, X/R is locally connected.
Proposition 13
a) Let be a family of locally connected spaces such that is connected for all but a finite number of indices . Then the product space is locally connected.
b) Conversely, if the product of a family of non-empty topological spaces is locally connected, then each is locally connected, and is connected for all but a finite number of indices.
a) Let J be the finite subset of I such that is not connected if and only if . Let
b) Let be a point of X and let V be a connected neighbourhood of in X. Since we have except for a finite number of indices (§ 4, no. 1) it follows from no. 2, Proposition 4 that the are connected, for all but a finite number of indices. On the other hand, for each , each and each neighbourhood of in , there is a point of X such that , and
7. Application : the poincaré-volterra theorem
Theorem 1
Let be a topological space satisfying axiom (but not necessarily Hausdorff), and suppose is connected and locally connected. Let be a topological space whose topology has a countable base, and let be a continuous mapping such that, for each , is a discrete subspace of . Finally let be a set of subsets of whose interiors cover and such that: (i) The restriction of to each is a closed mapping of into . (ii) Every has a countable subset which is dense in .
Then the space is the union of a countable family of open sets each of which is contained in a set of .
Let be a countable base of the topology of . We shall say that a pair is distinguished if (i) and (ii) is a component of contained in a set of .
Lemma 1
If* is any point of , there is a distinguished pair such that .
The inverse image is discrete and therefore there is a neighbourhood of in all of whose points other than have an image ; since satisfies , there is a closed neighbourhood of with this property, and we may assume also that is contained in a set of . Let be the frontier of in . By condition (i) of the theorem, is closed in ; and since does not contain , there is a set which contains and does not meet . Let be the component of in ; then it is enough to show that . If this were not so, then would meet (no. 1, Proposition 3) and therefore would meet , contrary to the definition of .
Lemma 2
If* is a distinguished pair then the set of all distinguished pairs such that meets is countable.
Since is countable it is enough to show that, given , the set of distinguished pairs such that meets is countable. Now these sets are open, since is locally connected (no. 6, Proposition 11) and mutually disjoint since they are components of ; hence the sets are open and mutually disjoint. But contains a countable subset which is dense in ; hence the set of such that is not empty is also countable.
To prove Theorem 1, consider the following relation R between two points x, x' of X: "There exists a finite sequence of distinguished pairs (W_i, U_i) (1 \leq i \leq n) such that x \in W_1 and x' \in W_n and that W_i \cap W_{i+1} \neq \emptyset for \leq 1 i \leq n — 1."
Lemma 1 states that R is reflexive, and it is readily verified that R is symmetric and transitive, so that R is an equivalence relation; also, since the W_i are open, every equivalence class mod R is open in X. But X is connected; hence there can be only one equivalence class, i.e. any two points of X are congruent mod R. We shall deduce from this that X is the union of a countable family of first elements of distinguished pairs, and this will prove Theorem 1. For this, let x be any point of X, and define by induction on n a sequence (C_n) of open subsets of X as follows: by Lemma 1 there is a distinguished pair (W_1, U_1) such that x \in W_1, and we take C_1 = W_1; if n > 1 then C_n is to be the union of all first elements W of distinguished pairs (W, U) such that W meets C_{n-1}. By induction on n one shows immediately, by virtue of Lemma 2, that C_n is a countable union of first elements of distinguished pairs. Finally, every x' \in X belongs to some C_n; for there is a finite sequence
of distinguished pairs such that x \in W'_1, x' \in W'_m and W'_i \cap W'_{i+1} \neq \emptyset for 1 \leq i \leq m — 1, and by induction on i we see that W'_i \subset C_{i+1} for all i, so that x' \in C_{m+1}.
Q.E.D.
Corollary 1
Let Y be a regular space whose topology has a countable base (*). Let X be a connected and locally connected space, and let p : X \to Y be a continuous mapping with the following property: for each x \in X there is a closed neighbourhood V of x in X such that the restriction of p to V is a homeomorphism of V onto a closed subspace of Y. Then X is regular and the topology of X has a countable base.
First, the hypotheses imply that X is regular (§ 8, no. 4, Proposition 13). Let us show that the conditions of Theorem 1 are satisfied if we take \mathfrak{B} to be the set of all closed subsets V of X such that the restriction of p to V is a homeomorphism of V onto a closed subspace of Y. By hypothesis, the interiors of the sets of \mathfrak{B} cover Y and, by virtue of the assumption on Y, each V \in \mathfrak{B} has a countable base and therefore contains a countable dense subset (§ 1, no. 6, Proposition 6). Furthermore, if x \in p^{-1}(y), there is a neighbourhood V \in \mathfrak{B} of x in X such that V con-
() \ It can be shown that these conditions imply that the topology of Y is metrizable (Chapter IX, § 4, Exercise 22). \* tains no point of other than , and hence is a discrete space. We may therefore apply Theorem 1, which shows that is the union of a countable family of open sets, such that each subspace has a countable base . Then the () form a base of the topology of (, no. 1, Remark).
Corollary 2
Let be locally compact, connected and locally connected, and suppose each point of has a neighbourhood which has a countable base. Let be a Hausdorff space whose topology has a countable base, and let be a continuous mapping such that, for each , is a discrete subspace of . Then the topology of has a countable base.
For each , let be a compact neighbourhood of in which has a countable base. It follows from , no. 4, Theorem 2, Corollary 2, that the set of the satisfies the conditions of Theorem 1, and we complete the proof as in Corollary 1.
Notice that, in this corollary, it can happen that the restriction of to an arbitrarily small neighbourhood of a point of is not a homeomorphism of onto .
Corollary 3 (Poincaré-Volterra Theorem)
Let be a locally compact, locally connected space whose topology has a countable base. Let be a connected Hausdorff space, and let be a continuous mapping which has the following property : for each there is an open neighbourhood of in such that the restriction of to is a homeomorphism of onto an open subspace of . Then is locally compact and locally connected, and the topology of has a countable base.
Clearly is locally connected. Also each has an open neighbourhood in such that the restriction of to maps homeomorphically onto an open subspace of . Since is a locally compact subspace of (, no. 7, Proposition 13), there is a compact neighbourhood of contained in , whence is a compact neighbourhood of contained in ; thus is locally compact, since by hypothesis is Hausdorff. , being compact, is closed in (, no. 3, Proposition 4) and the conditions of Corollary 1 are therefore satisfied; hence the topology of has a countable base.
Exercises
See the exercises for § 11.