Bourbaki

11. Connectedness

1. Connected spaces and connected sets

Definition 1

A topological space X is said to be connected if it is not the union of two disjoint non-empty open sets.

An equivalent definition is obtained by replacing the words "open sets" by "closed sets". X is connected if and only if the only subsets of X which are both open and closed are the empty set and the whole space X.

If X is connected and if A, B are two non-empty open (resp. closed) subsets such that A \cup B = X, then A \cap B \neq \emptyset.

Example 1

We shall see in Chapter IV, § 2, no. 5 that the real line is connected, and that the rational line is not. \

Example 2

A discrete space which has more than one point is not connected.

Observe that if (Ui)i∈I(U_i)_{i \in I} is a partition of a topological space XX consisting of open sets [necessarily non-empty, from the definition of a partition (Set Theory, R, , no. 4)] then each of the UiU_i is both open and closed in XX, for the complement of UiU_i is the union of the UxU_x for which x≠ix \neq i. The open subsets of XX are the subsets AA such that A∩UiA \cap U_i is open in UiU_i for each i∈Ii \in I, so that XX can be identified with the sum of the UiU_i (§2\S 2, no. 4, Example 3) and is not connected if II has more than one element

Definition 2

A subset AA of a topological space XX is said to be a connected set if the subspace AA of XX is connected.

For AA to be a connected subset of XX it is necessary and sufficient that, for each covering of AA by two open (or closed) subsets B,CB, C of XX such that A∩BA \cap B and A∩CA \cap C are non-empty, we have A∩B∩C≠∅A \cap B \cap C \neq \emptyset.

Example

In any topological space, the empty set and every set consisting of a single point are connected. In a Hausdorff space XX, every finite set consisting of more than one point is not connected, and more generally every subset of XX which has more than one point and which has at least one isolated point is not connected.

If a dense subset AA is connected, then the whole space XX is connected; otherwise there would exist two non-empty disjoint open subsets M,NM, N of XX such that M∪N=XM \cup N = X, and M∩A,N∩AM \cap A, N \cap A would be two disjoint non-empty open subsets of AA whose union is AA. Hence we have

Proposition 1

If AA is a connected set, then every set BB such that A⊂B⊂A‾A \subset B \subset \overline{A} is connected.

Proposition 2

The union of a family of connected sets whose intersection is non-empty is connected.

Let (Ai)i∈I(A_i)_{i \in I} be a family of connected subsets of XX, all of which contain the same point xx; we have to show that

A=⋃iAi A = \bigcup_i A_i

is connected. If not, there are two open sets BB and CC such that B∩AB \cap A and C∩AC \cap A are non-empty, and A⊂B∪CA \subset B \cup C and A∩B∩C=∅A \cap B \cap C = \emptyset. xx belongs to one of the sets B,CB, C, say x∈Bx \in B; on the other hand one of the sets AiA_i, say AxA_x, meets CC; we have therefore Ax⊂B∪CA_x \subset B \cup C, Ax∩B∩C=∅A_x \cap B \cap C = \emptyset and B∩AxB \cap A_x and C∩AxC \cap A_x are non-empty. Hence AxA_x is not connected, which is a contradiction.

Corollary

Let (An)n≥0(A_n)_{n \geq 0} be an infinite sequence of connected sets such that An+1∩An≠∅A_{n+1} \cap A_n \neq \emptyset for all n≥0n \geq 0. Then the union ⋃n=0∞An\bigcup_{n=0}^\infty A_n is connected.

By induction on nn we see immediately that the set Bn=⋃i=0nAiB_n = \bigcup_{i=0}^n A_i is connected for all nn, by Proposition 2. The sets BnB_n have a non-empty intersection; hence their union, equal to ⋃n=0∞An\bigcup_{n=0}^\infty A_n, is connected by Proposition 2.

Proposition 3

Let AA be a subset of a topological space XX. If BB is a connected subset of XX which meets both AA and ∁A\complement A, then BB meets the frontier of AA.

For otherwise the intersections of BB with the interior and exterior of AA would be two open subsets of BB which form a partition of BB, and BB would not be connected.

Corollary

In a connected space XX, every non-empty set other than XX itself has at least one frontier point.

2. Image of a connected set under a continuous mapping

Proposition 4

Let AA be a connected subset of a topological space XX, and let ff be a continuous mapping of XX into a topological space X′X'. Then f(A)f(A) is connected.

Suppose f(A)f(A) is not connected. Then there exist two sets M′,N′M', N' which are open in f−1(A)f^{-1}(A) and which form a partition of f(A)f(A); hence A∩f−1(M′)A \cap f^{-1}(M') and A∩f−1(N′)A \cap f^{-1}(N') are open in AA and form a partition of AA; this contradicts the hypothesis that AA is connected.

The inverse image of a connected set under a continuous mapping need not be connected; consider for example a mapping of a discrete space into a space consisting of one point.

From Proposition 4 we derive another characterization of non-connected spaces:

Proposition 5

For a topological space XX to be not connected it is necessary and sufficient that there exists a surjective continuous mapping of XX onto a discrete space containing more than one point.

The condition is sufficient by Proposition 4. Conversely, if XX is not connected, there exist two non-empty disjoint open subsets A,BA, B whose union is XX, and the mapping ff of XX onto a discrete space of two elements {a,b}\{a, b\}, defined by f(A)={a}f(A) = \{a\} and f(B)={b}f(B) = \{b\}, is continuous.

3. Quotient spaces of a connected space

Proposition 6

Every quotient space of a connected space is connected.

This is an immediate consequence of Proposition 4 of no. 2.

Proposition 7

Let XX be a topological space and RR an equivalence relation on XX. If the quotient space X/RX/R is connected, and if each equivalence class mod RR is connected, then XX is connected.

Suppose XX is not connected. Then there is a partition of XX into two open sets A,BA, B. The sets A,BA, B are saturated with respect to RR; for if x∈Ax \in A then the equivalence class MM of xx cannot meet BB, otherwise the sets A∩M,B∩MA \cap M, B \cap M would form a partition of MM into two sets open in MM, which is impossible since MM is connected. The canonical images of AA and BB are therefore open sets in X/RX/R and form a partition of X/RX/R; this contradicts the assumption that X/RX/R is connected.

4. Product of connected spaces

Proposition 8

Every product of connected spaces is connected. Conversely, if a product of non-empty spaces is connected, then each of the factors is connected.

Let X=∏i∈IXiX = \prod_{i \in I} X_i be a product of topological spaces. If the XiX_i are non-empty, we have Xi=pr⁡iXX_i = \operatorname{pr}_i X for each i∈Ii \in I; hence if XX is connected so are the XiX_i (no. 2, Proposition 4). Conversely, suppose that each of the XiX_i is connected and XX is not. By Proposition 5 of no. 2, there exists a continuous surjective mapping f:X→X′f : X \to X', where X′X' is a discrete space which contains more than one point. Let a=(ai)a = (a_i) be any point of XX, and xx any index; the partial mapping fx:Xx→X′f_x : X_x \to X', defined by fx(x)=f((yi))f_x(x) = f((y_i)) where yx=xy_x = x and yi=aiy_i = a_i if i≠xi \neq x, is continuous on XxX_x; since XxX_x is connected, fxf_x must be constant on XxX_x. It follows immediately by induction that f(x)=f(a)f(x) = f(a) for all points x=(xi)x = (x_i) such that xi=aix_i = a_i for all but a finite number of indices i∈Ii \in I. But these points xx form a dense subset of XX (§ 4, no. 3, Proposition 8). Hence ff is continuous on XX and constant on a dense subset of XX, and therefore constant on XX (§ 8, no. 1, Proposition 2, Corollary 1). But this contradicts the definition of ff.

5. Components

Given a point xx of a topological space XX, the union of the connected subsets of XX which contain xx is connected (no. 1, Proposition 2); it is therefore the largest connected subset of XX which contains xx.

Definition 3

The component (or connected component) of a point of a topological space XX is the largest connected subset of XX which contains this point. The components of a subset AA of XX are the components of the points of AA, relative to the subspace AA of XX.

If a space is connected, the component of each point is the whole space. If a space XX is such that for each pair (x,y)(x, y) of points of XX there is a connected set containing xx and yy, then XX is connected.

A space XX is said to be totally disconnected if the component of each point of XX consists of the point alone. A subset AA of XX is a totally disconnected set if the subspace AA of XX is totally disconnected.

A discrete space is totally disconnected, but one should beware of confusing these two notions; for example, we shall see in Chapter IV, § 2, no. 5, that the rational line, which is not a discrete space, is totally disconnected.

A set which is both open and closed contains the component of each of its points, whence the component of a point is contained in the intersection of the sets which are both open and closed and which contain this point. However, the component of a point is not necessarily equal to this intersection (cf. Exercise 9 and Chapter II, § 4, no. 4, Proposition 6).

Proposition 9

The component of any point in a topological space XX is a closed set. The relation "y belongs to the component of x" is an equivalence relation R{x,y}R \{ x, y \} on XX, and the equivalence classes are the components of XX. The quotient space X/RX/R is totally disconnected.

The first part of the proposition is an immediate consequence of Definition 3 and the fact that the closure of a connected set is connected (no. 1, Proposition 1). Since the union of connected sets which have a point in common is connected (no. 1, Proposition 2), the relation RR is transitive, hence is an equivalence relation (since it is obviously reflexive and symmetric) and the equivalence class of xx with respect to RR is the component of xx. It remains to show that X/RX/R is totally disconnected. Let f:X→X/Rf : X \to X/R be the canonical mapping, and let FF be a closed set in X/RX/R containing at least two distinct points; the inverse image f−1(F)f^{-1}(F) of FF is closed in XX, saturated with respect to RR, and contains at least two distinct components of XX and hence is not connected. Hence there exist two non-empty closed sets B,CB, C in XX such that B∩C=∅B \cap C = \varnothing and B∪C=f−1(F)B \cup C = f^{-1}(F). The component of any point xx of f−1(F)f^{-1}(F) in f−1(F)f^{-1}(F) is the same as the component of xx in XX (by the definition of RR) and therefore BB and CC, which are both open and closed in f−1(F)f^{-1}(F), are saturated with respect to RR. Hence f(B)f(B) and f(C)f(C) are closed in X/RX/R, and f(B)∪f(C)=Ff(B) \cup f(C) = F and f(B)∩f(C)=∅f(B) \cap f(C) = \varnothing; this shows that FF is not connected and consequently that X/RX/R is totally disconnected.

Proposition 10

In a product space X=∏i∈JXiX = \prod_{i \in J} X_i, the component of x=(xi)x = (x_i) in XX is the product of the components of xix_i in the factors XiX_i.

This product set is connected (no. 4, Proposition 8). Conversely, if AA is a connected subset of XX which contains xx, then pr⁡i(A)\operatorname{pr}_i(A) is a connected set (no. 2, Proposition 4) which contains xx; since A⊂∏ipr⁡i(A)A \subset \prod_i \operatorname{pr}_i(A), it follows that AA is contained in the product of the components of the xix_i.

6. Locally connected spaces

Definition 4

A topological space XX is said to be locally connected if each point of XX has a fundamental system of connected neighbourhoods.

\* We shall see in Chapter IV, § 2, no. 5, that the real line is a locally connected space. \* The existence, at each point xx of a space XX, of one connected neighbourhood of xx by no means implies that XX is locally connected. In particular, XX can be connected but not locally connected (Exercises 2 and 13). Conversely, a space can be locally connected but not connected (e.g. a discrete space which contains more than one point).

Proposition 11

A necessary and sufficient condition for a space XX to be locally connected is that every component of an open set in XX is open in XX.

The condition is sufficient, since the component of xx relative to an open neighbourhood of xx is then a neighbourhood of xx in XX.

Conversely, let AA be an open subset of a locally connected space XX, let BB be a component of AA, and let x∈Bx \in B. Let VV be a connected neighbourhood of xx contained in AA; by the definition of components, VV is contained in BB; hence BB is open in XX (§ 1, no. 2, Proposition 1).

The components of a locally connected space XX therefore form a partition of XX into open sets, and hence XX is the sum (§ 2, no. 4, Example 3) of its components.

Corollary

Let UU be an open subset of a locally connected space XX, and let VV be a component of UU. Then the frontier of VV (relative to XX) is contained in the frontier of UU.

For VV is open and closed in UU, hence a frontier point of VV (relative to XX) cannot belong to UU, for it would also be a frontier point of VV relative to UU, and there is none.

Proposition 12

Every quotient space of a locally connected space is locally connected.

Let XX be a locally connected space, RR an equivalence relation on XX, φ:X→X/R\varphi : X \to X/R the canonical mapping. Let AA be an open subset of

X/R and C a component of A. Then φ‾1(C)\overline{\varphi}^1(C) is a union of components of φ‾1(A)\overline{\varphi}^1(A); for if x∈φ‾1(C)x \in \overline{\varphi}^1(C) and if K is the component of x in φ‾1(A)\overline{\varphi}^1(A) then φ(K)\varphi(K) is connected (no. 2, Proposition 4), is contained in A, and contains φ(x)\varphi(x); hence φ(K)⊂C\varphi(K) \subset C by the definition of C, and therefore K⊂φ‾1(C)K \subset \overline{\varphi}^1(C). Since X is locally connected and φ‾1(A)\overline{\varphi}^1(A) is open in X, it follows from Proposition 11 that φ‾1(C)\overline{\varphi}^1(C) is open in X; consequently C is open in X/R and hence, by Proposition 11 again, X/R is locally connected.

Proposition 13

a) Let (Xi)i∈I(X_i)_{i \in I} be a family of locally connected spaces such that XiX_i is connected for all but a finite number of indices i∈Ii \in I. Then the product space X=∏i∈IXiX = \prod_{i \in I} X_i is locally connected.

b) Conversely, if the product of a family (Xi)(X_i) of non-empty topological spaces is locally connected, then each XiX_i is locally connected, and XiX_i is connected for all but a finite number of indices.

a) Let J be the finite subset of I such that XiX_i is not connected if and only if i∈Ji \in J. Let

U=∏i∈IUi U = \prod_{i \in I} U_i
be an elementary set containing a point x=(xi)x = (x_i) of X and let K be the finite subset of I such that Ui≠XiU_i \neq X_i if and only if i∈Ki \in K. Let ViV_i be XiX_i for i∉J∪Ki \notin J \cup K, and let ViV_i be a connected neighbourhood of xix_i contained in UiU_i for i∈J∪Ki \in J \cup K; then
V=∏i∈IVi V = \prod_{i \in I} V_i
is connected (by Proposition 8 of no. 4) and is a neighbourhood of xx contained in U. Hence X is locally connected.

b) Let a=(ai)a = (a_i) be a point of X and let V be a connected neighbourhood of aa in X. Since we have priV=Xi\mathrm{pr}_i V = X_i except for a finite number of indices (§ 4, no. 1) it follows from no. 2, Proposition 4 that the XiX_i are connected, for all but a finite number of indices. On the other hand, for each x∈Ix \in I, each ax∈Xxa_x \in X_x and each neighbourhood VxV_x of axa_x in XxX_x, there is a point xx of X such that prxx=ax\mathrm{pr}_x x = a_x, and

V=Vx×∏i≠xXi V = V_x \times \prod_{i \neq x} X_i
is a neighbourhood of xx in X; V therefore contains a connected neighbourhood W of xx, whose projection prxW\mathrm{pr}_x W is a connected neighbourhood of axa_x contained in VxV_x (no. 2, Proposition 4 and § 4, no. 2, Proposition 5). Hence each XxX_x is locally connected.

7. Application : the poincaré-volterra theorem

Theorem 1

Let XX be a topological space satisfying axiom (OIII)(O_{III}) (but not necessarily Hausdorff), and suppose XX is connected and locally connected. Let YY be a topological space whose topology has a countable base, and let p:X→Yp : X \to Y be a continuous mapping such that, for each y∈Yy \in Y, p‾−1(y)\overline{p}^{-1}(y) is a discrete subspace of XX. Finally let B\mathfrak{B} be a set of subsets of XX whose interiors cover XX and such that: (i) The restriction of pp to each V∈BV \in \mathfrak{B} is a closed mapping of VV into YY. (ii) Every V∈BV \in \mathfrak{B} has a countable subset which is dense in VV.

Then the space XX is the union of a countable family of open sets each of which is contained in a set of B\mathfrak{B}.

Let B\mathfrak{B} be a countable base of the topology of YY. We shall say that a pair (W,U)(W, U) is distinguished if (i) U∈BU \in \mathfrak{B} and (ii) WW is a component of p‾−1(U)\overline{p}^{-1}(U) contained in a set of B\mathfrak{B}.

Lemma 1

If* xx is any point of XX, there is a distinguished pair (W,U)(W, U) such that x∈Wx \in W.

The inverse image p‾−1(p(x))\overline{p}^{-1}(p(x)) is discrete and therefore there is a neighbourhood of xx in XX all of whose points x′x' other than xx have an image p(x′)≠p(x)p(x') \neq p(x); since XX satisfies (OIII)(O_{III}), there is a closed neighbourhood VV of xx with this property, and we may assume also that VV is contained in a set of B\mathfrak{B}. Let FF be the frontier of VV in XX. By condition (i) of the theorem, p(F)p(F) is closed in YY; and since p(F)p(F) does not contain p(x)p(x), there is a set U∈BU \in \mathfrak{B} which contains p(x)p(x) and does not meet p(F)p(F). Let WW be the component of xx in p‾−1(U)\overline{p}^{-1}(U); then it is enough to show that W⊂AW \subset A. If this were not so, then WW would meet FF (no. 1, Proposition 3) and therefore p(F)p(F) would meet UU, contrary to the definition of UU.

Lemma 2

If* (W,U)(W, U) is a distinguished pair then the set of all distinguished pairs (W′,U′)(W', U') such that W′W' meets WW is countable.

Since B\mathfrak{B} is countable it is enough to show that, given U′∈BU' \in \mathfrak{B}, the set of distinguished pairs (W′,U′)(W', U') such that W′W' meets WW is countable. Now these sets W′W' are open, since XX is locally connected (no. 6, Proposition 11) and mutually disjoint since they are components of p‾−1(U′)\overline{p}^{-1}(U'); hence the sets W′∩WW' \cap W are open and mutually disjoint. But WW contains a countable subset which is dense in WW; hence the set of W′W' such that W′∩WW' \cap W is not empty is also countable.

To prove Theorem 1, consider the following relation R between two points x, x' of X: "There exists a finite sequence of distinguished pairs (W_i, U_i) (1 \leq i \leq n) such that x \in W_1 and x' \in W_n and that W_i \cap W_{i+1} \neq \emptyset for \leq 1 i \leq n — 1."

Lemma 1 states that R is reflexive, and it is readily verified that R is symmetric and transitive, so that R is an equivalence relation; also, since the W_i are open, every equivalence class mod R is open in X. But X is connected; hence there can be only one equivalence class, i.e. any two points of X are congruent mod R. We shall deduce from this that X is the union of a countable family of first elements of distinguished pairs, and this will prove Theorem 1. For this, let x be any point of X, and define by induction on n a sequence (C_n) of open subsets of X as follows: by Lemma 1 there is a distinguished pair (W_1, U_1) such that x \in W_1, and we take C_1 = W_1; if n > 1 then C_n is to be the union of all first elements W of distinguished pairs (W, U) such that W meets C_{n-1}. By induction on n one shows immediately, by virtue of Lemma 2, that C_n is a countable union of first elements of distinguished pairs. Finally, every x' \in X belongs to some C_n; for there is a finite sequence

(Wi′,Ui′)1≤i≤m(W'_i, U'_i)_{1 \leq i \leq m}

of distinguished pairs such that x \in W'_1, x' \in W'_m and W'_i \cap W'_{i+1} \neq \emptyset for 1 \leq i \leq m — 1, and by induction on i we see that W'_i \subset C_{i+1} for all i, so that x' \in C_{m+1}.

Q.E.D.

Corollary 1

Let Y be a regular space whose topology has a countable base (*). Let X be a connected and locally connected space, and let p : X \to Y be a continuous mapping with the following property: for each x \in X there is a closed neighbourhood V of x in X such that the restriction of p to V is a homeomorphism of V onto a closed subspace of Y. Then X is regular and the topology of X has a countable base.

First, the hypotheses imply that X is regular (§ 8, no. 4, Proposition 13). Let us show that the conditions of Theorem 1 are satisfied if we take \mathfrak{B} to be the set of all closed subsets V of X such that the restriction of p to V is a homeomorphism of V onto a closed subspace of Y. By hypothesis, the interiors of the sets of \mathfrak{B} cover Y and, by virtue of the assumption on Y, each V \in \mathfrak{B} has a countable base and therefore contains a countable dense subset (§ 1, no. 6, Proposition 6). Furthermore, if x \in p^{-1}(y), there is a neighbourhood V \in \mathfrak{B} of x in X such that V con-

() \ It can be shown that these conditions imply that the topology of Y is metrizable (Chapter IX, § 4, Exercise 22). \* tains no point of p‾−1(y)\overline{p}^{-1}(y) other than xx, and hence p‾−1(y)\overline{p}^{-1}(y) is a discrete space. We may therefore apply Theorem 1, which shows that XX is the union of a countable family (Tn)n≥0(T_n)_{n \geq 0} of open sets, such that each subspace TnT_n has a countable base (Umn)m≥0(U_{mn})_{m \geq 0}. Then the UmnU_{mn} (m≥0,n≥0m \geq 0, n \geq 0) form a base of the topology of XX (§3§ 3, no. 1, Remark).

Corollary 2

Let XX be locally compact, connected and locally connected, and suppose each point of XX has a neighbourhood which has a countable base. Let YY be a Hausdorff space whose topology has a countable base, and let p:X→Yp : X \to Y be a continuous mapping such that, for each y∈Yy \in Y, p‾−1(y)\overline{p}^{-1}(y) is a discrete subspace of XX. Then the topology of XX has a countable base.

For each x∈Xx \in X, let VxV_x be a compact neighbourhood of xx in XX which has a countable base. It follows from §9§ 9, no. 4, Theorem 2, Corollary 2, that the set B\mathfrak{B} of the VxV_x satisfies the conditions of Theorem 1, and we complete the proof as in Corollary 1.

Notice that, in this corollary, it can happen that the restriction of pp to an arbitrarily small neighbourhood VV of a point of XX is not a homeomorphism of VV onto p(V)p(V).

Corollary 3 (Poincaré-Volterra Theorem)

Let YY be a locally compact, locally connected space whose topology has a countable base. Let XX be a connected Hausdorff space, and let p:X→Yp : X \to Y be a continuous mapping which has the following property : for each x∈Xx \in X there is an open neighbourhood UU of xx in XX such that the restriction of pp to UU is a homeomorphism of UU onto an open subspace of YY. Then XX is locally compact and locally connected, and the topology of XX has a countable base.

Clearly XX is locally connected. Also each x∈Xx \in X has an open neighbourhood UU in XX such that the restriction of pp to UU maps UU homeomorphically onto an open subspace p(U)p(U) of YY. Since p(U)p(U) is a locally compact subspace of YY (§9§ 9, no. 7, Proposition 13), there is a compact neighbourhood WW of p(x)p(x) contained in p(U)p(U), whence U∩p‾−1(W)U \cap \overline{p}^{-1}(W) is a compact neighbourhood of xx contained in UU; thus XX is locally compact, since by hypothesis XX is Hausdorff. U∩p‾−1(W)U \cap \overline{p}^{-1}(W), being compact, is closed in XX (§9§ 9, no. 3, Proposition 4) and the conditions of Corollary 1 are therefore satisfied; hence the topology of XX has a countable base.

Exercises

See the exercises for § 11.

Transcribed from the printed volume. Not translated.