Bourbaki

10. Proper mappings

In this section we denote by ιX\iota_X the identity mapping of a set XX onto itself.

1. Proper mappings

If f:X→Yf : X \to Y and f′:X′→Y′f' : X' \to Y' are two continuous closed mappings, the product f×f′:X×X′→Y×Y′f \times f' : X \times X' \to Y \times Y' is not necessarily a closed map, even if ff is of the form ιX\iota_X.

Example

Every constant mapping into a Hausdorff space is closed. But it ff is the constant mapping Q→0Q \to 0, then f×ιQf \times \iota_Q is the mapping (x,y)→(0,y)(x, y) \to (0, y) of Q2Q^2 into Q2Q^2, so it is the second projection and is not closed (§ 4, no. 2, Remark 1).

Definition 1

Let ff be a mapping of a topological space XX into a topological space YY. ff is said to be proper if ff is continuous and if the mapping f×ιZ:X×Z→Y×Zf \times \iota_Z : X \times Z \to Y \times Z is closed, for every topological space ZZ.

We shall give other characterizations of proper mappings in no. 2 and 3.

If in Definition 1 we take the space ZZ to consist of a single point, we see that:

Proposition 1

Every proper mapping is closed.

Proposition 2

Let f:X→Yf : X \to Y be a continuous injection. Then the following three statements are equivalent:* a) ff is proper. b) ff is closed. c) ff is a homeomorphism of XX onto a closed subset of YY.

We have just seen that a) implies b). Since the equivalence relation f(x)=f(x′)f(x) = f(x') is the equality relation, the quotient space of XX with respect to this relation can be identified with XX; hence b) implies c) by reason of § 5, no. 2, Proposition 3. Finally, if c) is satisfied then f×ιZf \times \iota_Z is a homeomorphism of X×ZX \times Z onto a closed subspace of Y×ZY \times Z and is therefore a closed mapping; hence c) implies a).

Proposition 3

Let f:X→Yf : X \to Y be a continuous mapping. If TT is any subset of YY, let fTf_T denote the mapping f‾−1(T)→T\overline{f}^{-1}(T) \to T which agrees with ff on f‾−1(T)\overline{f}^{-1}(T).* a) If ff is proper, so is fTf_T. b) *Let (T(i))i∈I(T(i))_{i \in I} be a family of subsets of YY whose interiors cover YY, or which is a locally finite closed covering of YY; then if each of the mappings fT(i)f_{T(i)} is proper, so is ff.

Let ZZ be a topological space. If TT is any subset of YY, we have

fT×ιZ=(f×ιZ)T×Z; f_T \times \iota_Z = (f \times \iota_Z)_{T \times Z};
if ff is proper, then f×ιZf \times \iota_Z is closed, hence so is (f×ιZ)T×Z(f \times \iota_Z)_{T \times Z} [§ 5, no. 1, Proposition 2 a)], whence a) is proved. If now (T(i))i∈I(T(i))_{i \in I} satisfies one of the two conditions stated in b), then the covering (T(i)×Z)i∈I(T(i) \times Z)_{i \in I} of Y×ZY \times Z has the same property; if the fT(i)f_{T(i)} are proper then the mappings
(f×ιZ)T(i)×Z (f \times \iota_Z)_{T(i) \times Z}
are closed, whence f×ιZf \times \iota_Z is closed [§ 5, no. 1, Proposition 2 b)]. This completes the proof.

Proposition 4

Let II be a finite set and for each i∈Ii \in I let fi:Xi→Yif_i : X_i \to Y_i be a continuous mapping. Let X=∏i∈IXi, Y=∏i∈IYi,X = \prod_{i \in I} X_i, \ Y = \prod_{i \in I} Y_i, and let f:X→Yf : X \to Y* be the product mapping (xi)→(fi(xi))(x_i) \to (f_i(x_i)). Then: a) If each of the fif_i is proper, then ff is proper. b) *If ff is proper and if the XiX_i are non-empty, then each of the fif_i is proper.

(We shall see in no. 2, Theorem 1, Corollary 3, that this proposition extends to infinite products.)

By induction it is enough to consider the case where I={1,2}I = \{1, 2\}. a) Suppose that f1,f2f_1, f_2 are proper, and let ZZ be a topological space; f1×f2×ιZf_1 \times f_2 \times \iota_Z is the composition of ιY1×f2×ιZ\iota_{Y_1} \times f_2 \times \iota_Z and

f1×ιX2×ιZ; f_1 \times \iota_{X_2} \times \iota_Z;
these two mappings are closed by hypothesis, hence so is f1×f2×ιZf_1 \times f_2 \times \iota_Z [§ 5, no. 1, Proposition 1 a)], whence f1×f2f_1 \times f_2 is proper.

b) Now suppose ff is proper. Let FF be a closed subset of X2×ZX_2 \times Z and let GG be the image of FF in Y2×ZY_2 \times Z under the mapping f2×ιZf_2 \times \iota_Z. Then the image of X1×FX_1 \times F in Y1×Y2×ZY_1 \times Y_2 \times Z under f1×f2×ιZf_1 \times f_2 \times \iota_Z is f1(X1)×Gf_1(X_1) \times G. By hypothesis, this is closed in Y1×Y2×ZY_1 \times Y_2 \times Z; if X1≠∅X_1 \neq \emptyset, then f1(X1)f_1(X_1) is not empty, which implies that GG is closed in Y2×ZY_2 \times Z (§ 4, no. 3, Corollary to Proposition 7); hence f2f_2 is proper. Similarly f1f_1 is proper if X2≠∅X_2 \neq \emptyset.

Proposition 5

Let f:X→X′f : X \to X' and g:X′→X′′g : X' \to X'' be two continuous mappings.* a) If ff and gg are proper, then g∘fg \circ f is proper. b) If g∘fg \circ f is proper and ff is surjective, then gg is proper. c) If g∘fg \circ f is proper and gg is injective, then ff is proper. d) *If g∘fg \circ f is proper and X′X' is Hausdorff, then ff is proper.

Let ZZ be a topological space. We have

(g∘f)×ιZ=(g×ιZ)∘(f×ιZ); (g \circ f) \times \iota_Z = (g \times \iota_Z) \circ (f \times \iota_Z);
if ff and gg are proper, then f×ιZf \times \iota_Z and g×ιZg \times \iota_Z are closed; hence [§ 5, no. 1, Proposition 1 a)] (g∘f)×ιZ(g \circ f) \times \iota_Z is closed; this proves a). The proof of b) [resp. c)] runs along the same lines, using part b) [resp. c)] of Proposition 1 of § 5, no. 1, and remarking that if ff is surjective (resp. if gg is injective) then f×ιZf \times \iota_Z is surjective (resp. g×ιZg \times \iota_Z is injective). Finally, to prove d), consider the commutative diagram

X→φX×X′f↓↓(g∘f)×ιX′X′→ψX′′×X′ \begin{array}{ccc} X & \overset{\varphi}{\to} & X \times X' \\ f \downarrow & & \downarrow (g \circ f) \times \iota_{X'} \\ X' & \underset{\psi}{\to} & X'' \times X' \end{array}

where φ(x)=(x,f(x))\varphi(x) = (x, f(x)) and ψ(x′)=(g(x′),x′)\psi(x') = (g(x'), x'). The mapping φ\varphi (resp. ψ\psi) is a homeomorphism of XX (resp. X′X') onto the graph of ff (resp. the reflection of the graph of gg) (§ 4, no. 1, Proposition 1, Corollary 2). Further, since X′X' is Hausdorff, the graph φ(X)\varphi(X) of ff is closed in X×X′X \times X' (§ 8, no. 1, Proposition 2, Corollary 2). Hence (Proposition 2) φ\varphi is proper; on the other hand Proposition 4 shows that (g∘f)×iX′(g \circ f) \times i_{X'} is proper. By a) above and the commutativity of the diagram (1), ψ∘f\psi \circ f is proper; but ψ\psi is injective and therefore ff is proper by c) above.

Remark

If X′X' is not Hausdorff it can happen that g∘fg \circ f is proper and ff not; for example, take XX and X′′X'' to consist of one point and X′X' to consist of two points, with the coarsest topology.

Corollary 1

If f:X→Yf : X \to Y is a proper mapping, then the restriction of ff to a closed subset FF of XX is a proper mapping of FF into YY.

For this restriction is the composition f∘jf \circ j, where j:F→Xj : F \to X is the canonical injection, which is proper by Proposition 2.

Corollary 2

Let f:X→Yf : X \to Y be a proper mapping, where XX is Hausdorff. Then the subspace f(X)f(X) of YY is Hausdorff.

By reason of Proposition 5 c) we need only consider the case where f(X)=Yf(X) = Y. Then the diagonal of Y×YY \times Y is the image under f×ff \times f of the diagonal of XX, which is closed (§ 8, no. 1, Proposition 1); f×ff \times f is proper (Proposition 4); hence the diagonal of Y×YY \times Y is closed (Proposition 1) and therefore YY is Hausdorff (§ 8, no. 1, Proposition 1).

Corollary 3

Let II be a finite set and for each i∈Ii \in I, let fi:X→Yif_i : X \to Y_i be a proper mapping. If XX is Hausdorff, then the mapping x↦(fi(x))x \mapsto (f_i(x)) of XX into ∏i∈IYi\prod_{i \in I} Y_i is proper.

This mapping is the composition of the product mapping (xi)↦(fi(xi))(x_i) \mapsto (f_i(x_i)) of XIX^I into ∏iYi\prod_i Y_i and the diagonal mapping of XX into XIX^I; since the latter is proper (by Proposition 2 and § 8, no. 1, Proposition 1) the conclusion follows from Proposition 4 and Proposition 5 a).

Corollary 4

Let XX and YY be two topological spaces, f:X→Yf : X \to Y a continuous mapping, RR the equivalence relation f(x)=f(y)f(x) = f(y) on XX, and*

X→pX/R→hf(X)→iY X \xrightarrow{p} X/R \xrightarrow{h} f(X) \xrightarrow{i} Y
the canonical decomposition of ff. *Then for ff to be proper it is necessary and sufficient that pp is proper, hh a homeomorphism and f(X)f(X) a closed subset of YY.

The conditions are sufficient by virtue of Proposition 5 a) and Proposition 2. Conversely, if ff is proper, then ff is closed; hence f(X)f(X) is closed in YY and hh is a homeomorphism (§5§ 5, no. 2, Proposition 3); also h∘ph \circ p is proper by Proposition 5 c); hence p=h−1∘(h∘p)p = h^{-1} \circ (h \circ p) is proper by Proposition 5 a).

2. Characterization of proper mappings by compactness properties

In this subsection we shall denote by PP a space consisting of a single point, with its unique topology.

Lemma 1

Let XX be a topological space such that the constant mapping X→PX \to P is proper. Then XX is quasi-compact.

(We shall see a little later on (Theorem 1, Corollary 1) that this property characterizes quasi-compact spaces.)

We may restrict ourselves to the case where XX is not empty. Let F\mathfrak{F} be a filter on XX, and X′=X∪{ω}X' = X \cup \{ \omega \} the topological space associated with F\mathfrak{F} (§6§ 6, no. 5, Example). Let Δ\Delta be the subset of X×X′X \times X' consisting of all (x,x)(x, x) where x∈Xx \in X, and let F=Δ‾F = \overline{\Delta} be the closure of Δ\Delta in X×X′X \times X'. In view of the hypothesis on XX, the image of FF under the projection X×X′→X′X \times X' \to X' is closed in X′X'; this image contains XX and therefore contains ω\omega, which lies in the closure of XX; in other words, there is a point x∈Xx \in X such that (x,ω)∈F(x, \omega) \in F. By the definition of the topology of X×X′X \times X', this means that, for each neighbourhood VV of xx in XX and each M∈FM \in \mathfrak{F}, we have (V×M)∩Δ≠∅(V \times M) \cap \Delta \neq \emptyset, i.e. V∩M≠∅V \cap M \neq \emptyset, so that xx is a cluster point of the filter F\mathfrak{F}, and therefore XX is quasi-compact.

Q.E.D.

Theorem 1

Let f:X→Yf : X \to Y be a continuous mapping. Then the following four statements are equivalent:

a) ff is proper. b) ff is closed and f‾−1(y)\overline{f}^{-1}(y) is quasi-compact for each y∈Yy \in Y. c) If F\mathfrak{F} is a filter on XX and if y∈Yy \in Y is a cluster point of f(F)f(\mathfrak{F}) then there is a cluster point xx of F\mathfrak{F} such that f(x)=yf(x) = y. d) *If U\mathfrak{U} is an ultrafilter on XX and if y∈Yy \in Y is a limit point of the ultrafilter base f(U)f(\mathfrak{U}), then there is a limit point xx of U\mathfrak{U} such that f(x)=yf(x) = y.

a) ⟹\Longrightarrow b): If ff is proper then ff is closed (no. 1, Proposition 1) and for each y∈Yy \in Y the mapping f∣y∣:f‾−1(y)→{y}f_{|y|} : \overline{f}^{-1}(y) \to \{ y \} is proper [no. 1, Proposition 3a)]. By Lemma 1, this implies that f‾−1(y)\overline{f}^{-1}(y) is quasi-compact.

b) ⟹\Longrightarrow c): Suppose F\mathfrak{F} and yy satisfy the hypotheses of c). Let B\mathfrak{B} be the filter base on XX formed by the closures of the sets of F\mathfrak{F}. Since ff is closed, we have f(M‾)=f(M)f(\overline{M}) = f(M) for each M∈FM \in \mathfrak{F} (§ 5, no. 4, Proposition 9). This shows that the sets M‾∩f‾−1(y)\overline{M} \cap \overline{f}^{-1}(y) are non-empty for all M∈FM \in \mathfrak{F}, and hence form a filter base on f‾−1(y)\overline{f}^{-1}(y) whose elements are closed subsets of f‾−1(y)\overline{f}^{-1}(y). Since f‾−1(y)\overline{f}^{-1}(y) is quasi-compact, there is a point x∈f‾−1(y)x \in \overline{f}^{-1}(y) which belongs to all the sets MM as MM runs through F\mathfrak{F}. Hence f(x)=yf(x) = y and xx is a cluster point of F\mathfrak{F}.

c) ⟹\Longrightarrow d): Trivial.

d) ⟹\Longrightarrow a): We show first that if d) is satisfied, then ff is a closed mapping. Let AA be a non-empty closed subset of XX and let F\mathfrak{F} be the filter of subsets of XX which contain AA. Then AA is the set of cluster points of F\mathfrak{F}. Let BB be the set of cluster points of the filter base f(F)f(\mathfrak{F}) on YY; BB is closed and clearly contains f(A)f(A); we shall show that B=f(A)B = f(A). Let y∈By \in B and let B\mathfrak{B} be the neighbourhood filter of yy in YY; then by hypothesis every set of W=f‾−1(B)\mathfrak{W} = \overline{f}^{-1}(\mathfrak{B}) meets every set of F\mathfrak{F}; hence W\mathfrak{W} is a filter base on XX and there is an ultrafilter UU on XX which is finer than both F\mathfrak{F} and the filter whose base is W\mathfrak{W} (§ 6, no. 2, Proposition 1, Corollary 1 and no. 4, Theorem 1). The ultrafilter whose base is f(U)f(U) is finer than B\mathfrak{B} and therefore converges to yy. By virtue of d) there is a point x∈Xx \in X such that f(x)=yf(x) = y and UU converges to xx; since UU is finer than F\mathfrak{F}, xx is a cluster point of F\mathfrak{F}; hence x∈Ax \in A. This shows that B=f(A)B = f(A) and therefore that ff is closed.

To complete the proof we have to show that f×ιZf \times \iota_Z is closed for every topological space ZZ. From what has been proved it is enough to show that if ff satisfies condition d), then so does f×ιZf \times \iota_Z. This is a consequence of the following general lemma:

Lemma 2

If* (fi)i∈I(f_i)_{i \in I} is a family of continuous mappings fi:Xi→Yif_i : X_i \to Y_i, each of which satisfies condition d) of Theorem 1, then the product mapping

f:(xi)→(fi(xi)) f : (x_i) \to (f_i(x_i))
also satisfies d).

Let UU be an ultrafilter on X=∏iXiX = \prod_i X_i, and let y=(yi)y = (y_i) be a point of Y=∏iYiY = \prod_i Y_i such that f(U)f(U) converges to yy. This means that each of the ultrafilter bases pr⁡i(f(U))=fi(pr⁡i(U))\operatorname{pr}_i(f(U)) = f_i(\operatorname{pr}_i(U)) converges to yiy_i (§ 7, no. 6, Proposition 10, Corollary 1). By virtue of condition d), for each i∈Ii \in I there exists xi∈Xix_i \in X_i such that fi(xi)=yif_i(x_i) = y_i and pr⁡i(U)\operatorname{pr}_i(U) converges to xix_i; but then UU converges to x=(xi)x = (x_i) (loc. cit.) and we have f(x)=yf(x) = y. This completes the proof of Lemma 2 and hence of Theorem 1.

Corollary 1

A topological space* XX is quasi-compact if and only if the mapping X→PX \to P is proper.

Apply a)   ⟺  \iff b) to X→PX \to P.

Corollary 2

Every continuous mapping* ff of a quasi-compact space XX into a Hausdorff space YY is proper.

The composition X→fY→PX \xrightarrow{f} Y \to P is proper by Corollary 1; hence ff is proper by no. 1, Proposition 5 d). Alternatively we may apply the criterion b) of Theorem 1, using § 9, no. 4, Theorem 2, Corollary 2.

Corollary 3

If* (fi)(f_i) is a family of proper mappings, then the product mapping (xi)→(fi(xi))(x_i) \to (f_i(x_i)) is proper.

In view of Theorem 1, this is just Lemma 2 above.

If we apply this corollary to the family of mappings Xi→PX_i \to P and use Corollary 1, we have Tychonoff’s theorem (§ 9, no 5, Theorem 3).

Corollary 4

Let* XX be a Hausdorff space, and let fi:X→Yif_i : X \to Y_i be a family of proper mappings. Then the mapping f:x→(fi(x))f : x \to (f_i(x)) of XX into ∏iYi\prod_i Y_i is proper.

The proof is the same as in the case of a finite family (no. 1, Proposition 5, Corollary 3), using Corollary 3 above and the fact that the diagonal of X1X^1 is closed (§ 8, no. 1, Proposition 1).

Corollary 5

If* XX is any quasi-compact space and YY is any topological space, then the projection pr2:X×Y→Y\mathrm{pr}_2 : X \times Y \to Y is proper.

For we may identify YY with P×YP \times Y and pr2\mathrm{pr}_2 with the product of X→PX \to P and ιY\iota_Y, both of which are proper mappings.

Example

Let XX be a set, and let f:X→X′f : X \to X' be a mapping of XX onto a topological space X′X'; topologize XX with the inverse image under ff of the topology of X′X'. Then ff is proper, for ff is closed (§ 5, no. 1, Example 3) and the inverse image of a point of X′X' is a subspace of XX whose topology is the coarsest topology and is therefore quasi-compact.

Remark

When YY is Hausdorff, condition d) of Theorem 1 is equivalent to the following:

d') If U\mathfrak{U} is an ultrafilter on XX such that f(U)f(\mathfrak{U}) is a convergent filter base, then U\mathfrak{U} is convergent.

For if U\mathfrak{U} converges to xx and f(U)f(\mathfrak{U}) converges to yy, then the uniqueness of the limit in YY and the continuity of ff show that we must have y=f(x)y = f(x). Likewise, Y being Hausdorff, condition c) of Theorem 1 is equivalent to:

c') *If F\mathfrak{F} is a filter on X such that f(F)f(\mathfrak{F}) has a cluster point, then F\mathfrak{F} has a cluster point.

For c) ⟹\Longrightarrow c') ⟹\Longrightarrow d') ⟹\Longrightarrow d) ⟹\Longrightarrow c).

On the other hand, if Y is not Hausdorff, then d') no longer implies d); for example, take X to consist of one point and Y to consist of two points, with the coarsest topology.

Proposition 6

Let f:X→Yf : X \to Y be a proper mapping, and let K be a quasi-compact subset of Y. Then f‾−1(K)\overline{f}^{-1}(K) is quasi-compact.

By Proposition 3 of no. 1, the mapping fK:f‾−1(K)→Kf_K : \overline{f}^{-1}(K) \to K is proper. Since K→PK \to P is a proper mapping (Theorem 1, Corollary 1) it follows from no. 1, Proposition 5 a) that the composition f‾−1(K)→fKK→P\overline{f}^{-1}(K) \xrightarrow{f_K} K \to P is proper, whence f‾−1(K)\overline{f}^{-1}(K) is quasi-compact by Theorem 1, Corollary 1.

3. Proper mappings into locally compact spaces

Proposition 7

Let f be a continuous mapping of a Hausdorff space X into a locally compact space Y. Then f is proper if and only if the inverse image under f of every compact subset of Y is compact. Further, if f is proper then X is locally compact.

If f is proper and K is a compact subset of Y, then f‾−1(K)\overline{f}^{-1}(K) is compact by Proposition 6 of no. 2. Conversely, if this condition is satisfied, let (Uα)(\mathbf{U}_\alpha) be a covering of Y by relatively compact open sets. Then the sets f‾−1(U‾α)\overline{f}^{-1}(\overline{\mathbf{U}}_\alpha) are compact in X and their interiors cover X; since X is Hausdorff this shows that X is locally compact. Furthermore, each of the mappings fU‾α:f‾−1(αU‾)→U‾αf_{\overline{\mathbf{U}}_\alpha} : \overline{f}^{-1}(\alpha \overline{\mathbf{U}}) \to \overline{\mathbf{U}}_\alpha is proper (no. 2, Theorem 1, Corollary 2) and therefore f is proper by Proposition 3 b) of no. 1.

Corollary

Let X, X' be two locally compact spaces, and let Y (resp. Y') be the compact space obtained by adjoining a point at infinity ω\omega (resp. ω′\omega') to X (resp. X') (§ 9, no. 8). Then a continuous mapping f:X→X′f : X \to X' is proper if and only if its extension f‾:Y→Y′\overline{f} : Y \to Y', such that f‾(ω)=ω′\overline{f}(\omega) = \omega', is continuous.

By Proposition 7, f is proper if and only if, for each compact subset K' of X', f‾−1(X′−K′)=X−f‾−1(K′)\overline{f}^{-1}(X' - K') = X - \overline{f}^{-1}(K') is the complement of a compact subset of X; by the definition of the neighbourhoods of ω\omega (resp. ω′\omega') in Y (resp. Y') this is so if and only if f‾\overline{f} is continuous at ω\omega.

4. Quotient spaces of compact spaces and locally compact spaces

Proposition 8

Let XX be a compact space, RR an equivalence relation on XX, CC the graph of RR in X×XX \times X, ff the canonical mapping X→X/RX \to X/R. Then the following conditions are equivalent:

a) CC is closed in X×XX \times X.

b) RR is closed.

c) ff is proper.

d) X/RX/R is Hausdorff.

Furthermore, if these conditions are satisfied then X/RX/R is compact.

RR is closed if and only if ff is closed; hence b) implies c) by reason of Theorem 1b) of no. 2. That c) implies d) is a particular case of no. 1, Proposition 5, Corollary 2. d) implies a) for any topological space XX (§\S 8, no. 3, Proposition 8). It remains to show that a) implies b). If FF is a closed subset of XX its saturation (with respect to RR) is pr2(C∩(F×X))\mathrm{pr}_2(C \cap (F \times X)); by hypothesis, C∩(F×X)C \cap (F \times X) is a closed subset of the compact space X×XX \times X, and is therefore compact (§\S 9, no. 3, Proposition 3); the result now follows from the continuity of pr2\mathrm{pr}_2 (§\S 9, no. 4, Theorem 2, Corollary 2).

Finally it is clear that if X/RX/R is Hausdorff then it is compact (§\S 9, no. 4, Theorem 2).

Proposition 9

Let XX be a locally compact space, RR an equivalence relation on XX, CC the graph of RR in X×XX \times X, ff the canonical mapping X→X/RX \to X/R; let X′X' be the compact space obtained by adjoining a point at infinity ω\omega to XX, and let R′R' be the equivalence relation on X′X' whose graph is C′=C∪{(ω,ω)}C' = C \cup \{(\omega, \omega)\}. Then the following conditions are equivalent:

a) ff is proper.

b) The saturation of each compact subset of XX with respect to RR is compact.

c) R′R' is closed.

d) The restriction of pr2\mathrm{pr}_2 to CC is proper.

e) RR is closed and the equivalence classes with respect to RR are compact.

Furthermore, if these conditions are satisfied, X/RX/R is locally compact.

a) ⟹\Longrightarrow b): Since X/R=f(X)X/R = f(X) and ff is proper, X/RX/R is Hausdorff (no. 1, Proposition 5, Corollary 2); hence the image under ff of every compact subset KK of XX is compact (§\S 9, no. 4, Theorem 2, Corollary 1).

The saturation of KK with respect to RR is f‾−1(f(K))\overline{f}^{-1}(f(K)) and is therefore compact by no. 2, Proposition 6.

b) ⟹\Longrightarrow c) : If F′F' is closed in X′X' and does not contain ω\omega, then F′F' is a compact subset of XX; hence its saturation with respect to R′R', which is the same as its saturation with respect to RR, is compact and a fortiori closed in X′X'. If ω∈F′\omega \in F' and if F=F′∩X=F′−{ω}F = F' \cap X = F' - \{ \omega \}, then the saturation of F′F' with respect to R′R' is the union of {ω}\{ \omega \} and the saturation HH of FF with respect to RR; hence it is enough to show that HH is closed in XX (i.e. that RR is a closed relation). For this, it is enough to show that if KK is any compact subset of XX then H∩KH \cap K is compact (§9§ 9, no. 7, Proposition 11). Now the saturation LL of KK with respect to RR is compact by hypothesis, and H∩LH \cap L is the saturation of F∩LF \cap L, which is also compact; a fortiori H∩K=(H∩L)∩KH \cap K = (H \cap L) \cap K is compact.

c) ⟹\Longrightarrow d) : Since X′X' is regular (§9§ 9, no. 2, Corollary to Proposition 1), C′C' is closed in X′×X′X' \times X' (§8§ 8, no. 6, Proposition 14) and therefore compact. It follows that C′C' is the one-point compactification of CC (§9§ 9, no. 8, Theorem 4). Since the restriction to C′C' of pr2:X′×X′→X′pr_2 : X' \times X' \to X' is continuous at ω\omega, the result follows from no. 3, Corollary to Proposition 7.

d) ⟹\Longrightarrow e) : If FF is any closed subset of XX, then C∩(F×X)C \cap (F \times X) is closed in CC, whence the saturation of FF with respect to RR, which is equal to pr2(C∩(F×X))pr_2(C \cap (F \times X)), is closed in XX (no. 1, Proposition 1). Also the equivalence class of x∈Xx \in X mod RR is homeomorphic to the inverse image of {x}\{ x \} under the restriction of pr2pr_2 to CC and is therefore compact [no. 2, Theorem 1 b)].

e) ⟹\Longrightarrow a) : If RR is closed, then by definition ff is closed, and for each z∈X/Rz \in X/R, f−1(z)f^{-1}(z) is an equivalence class mod RR and is therefore compact; hence ff is proper by Theorem 1 b) of no. 2.

Finally we have to prove that X/RX/R is locally compact. X′/R′X'/R' is compact by c) and Proposition 8; the relation RR is that induced on XX by R′R'; XX is open in X′X' and is saturated with respect to R′R'; hence X/RX/R is homeomorphic to the image f′(X)f'(X) of XX under the canonical mapping f′:X′→X′/R′f' : X' \to X'/R' (§3§ 3, no. 6, Proposition 10, Corollary 1). Now f′(X)f'(X) is open in X′/R′X'/R', and hence is a locally compact subspace of X′/R′X'/R'.

Q.E.D.

Corollary

Let XX be a Hausdorff space, YY a topological space, f:X→Yf : X \to Y a proper mapping. Then for XX to be compact (resp. locally compact) it is necessary and sufficient that f(X)f(X) is compact (resp. locally compact), and it is sufficient that YY is compact (resp. locally compact).

f_z : X \to f(X) is proper [no. 1, Proposition 3 a)] it follows that X is compact (resp. locally compact) by reason of Proposition 6 of no. 2 and Proposition 7 of no. 3. Finally, if Y is compact (resp. locally compact) then so is f(X) which is closed in Y (no. 1, Proposition 1 and , no. 7, Proposition 13)

Remark

If X is locally compact but not compact, then a closed equivalence relation R on X need not be Hausdorff (Chapter IX, § 4, Exercise 14); and even if R is Hausdorff, X/R need not be locally compact (Exercise 17). However, we have the following criterion:

Proposition 10

Let X be a locally compact space, R an open Hausdorff equivalence relation on X, and let f : X \to X/R be the canonical mapping. Then X/R is locally compact, and if K' is any compact subset of X/R there is a compact subset K of X such that f(K) = K'.

The first assertion is a consequence of the facts that each x \in X has a compact neighbourhood V and that f(V) is a compact neighbourhood of f(x) (§ 5, no. 3, Proposition 5 and § 9, no. 4, Theorem 2, Corollary 1). For each y \in K' let V(y) be a compact neighbourhood of some point of f^{-1}(y) in X, so that f(V(y)) is a compact neighbourhood of y. There are a finite number of points y_i \in K' such that the f(V(y_i)) cover K'. Let K_1 be the compact set ⋃iV(yi)\bigcup_i V(y_i) in X; we have K' \subset f(K_1); hence K = K_1 \cap f^{-1}(K') is compact (because it is closed in K_1) and f(K) = K'.

Exercises

See the exercises for § 10.

Transcribed from the printed volume. Not translated.