10. Proper mappings
In this section we denote by the identity mapping of a set onto itself.
1. Proper mappings
If and are two continuous closed mappings, the product is not necessarily a closed map, even if is of the form .
Example
Every constant mapping into a Hausdorff space is closed. But it is the constant mapping , then is the mapping of into , so it is the second projection and is not closed (§ 4, no. 2, Remark 1).
Definition 1
Let be a mapping of a topological space into a topological space . is said to be proper if is continuous and if the mapping is closed, for every topological space .
We shall give other characterizations of proper mappings in no. 2 and 3.
If in Definition 1 we take the space to consist of a single point, we see that:
Proposition 1
Every proper mapping is closed.
Proposition 2
Let be a continuous injection. Then the following three statements are equivalent:* a) is proper. b) is closed. c) is a homeomorphism of onto a closed subset of .
We have just seen that a) implies b). Since the equivalence relation is the equality relation, the quotient space of with respect to this relation can be identified with ; hence b) implies c) by reason of § 5, no. 2, Proposition 3. Finally, if c) is satisfied then is a homeomorphism of onto a closed subspace of and is therefore a closed mapping; hence c) implies a).
Proposition 3
Let be a continuous mapping. If is any subset of , let denote the mapping which agrees with on .* a) If is proper, so is . b) *Let be a family of subsets of whose interiors cover , or which is a locally finite closed covering of ; then if each of the mappings is proper, so is .
Let be a topological space. If is any subset of , we have
Proposition 4
Let be a finite set and for each let be a continuous mapping. Let and let * be the product mapping . Then: a) If each of the is proper, then is proper. b) *If is proper and if the are non-empty, then each of the is proper.
(We shall see in no. 2, Theorem 1, Corollary 3, that this proposition extends to infinite products.)
By induction it is enough to consider the case where . a) Suppose that are proper, and let be a topological space; is the composition of and
b) Now suppose is proper. Let be a closed subset of and let be the image of in under the mapping . Then the image of in under is . By hypothesis, this is closed in ; if , then is not empty, which implies that is closed in (§ 4, no. 3, Corollary to Proposition 7); hence is proper. Similarly is proper if .
Proposition 5
Let and be two continuous mappings.* a) If and are proper, then is proper. b) If is proper and is surjective, then is proper. c) If is proper and is injective, then is proper. d) *If is proper and is Hausdorff, then is proper.
Let be a topological space. We have
where and . The mapping (resp. ) is a homeomorphism of (resp. ) onto the graph of (resp. the reflection of the graph of ) (§ 4, no. 1, Proposition 1, Corollary 2). Further, since is Hausdorff, the graph of is closed in (§ 8, no. 1, Proposition 2, Corollary 2). Hence (Proposition 2) is proper; on the other hand Proposition 4 shows that is proper. By a) above and the commutativity of the diagram (1), is proper; but is injective and therefore is proper by c) above.
Remark
If is not Hausdorff it can happen that is proper and not; for example, take and to consist of one point and to consist of two points, with the coarsest topology.
Corollary 1
If is a proper mapping, then the restriction of to a closed subset of is a proper mapping of into .
For this restriction is the composition , where is the canonical injection, which is proper by Proposition 2.
Corollary 2
Let be a proper mapping, where is Hausdorff. Then the subspace of is Hausdorff.
By reason of Proposition 5 c) we need only consider the case where . Then the diagonal of is the image under of the diagonal of , which is closed (§ 8, no. 1, Proposition 1); is proper (Proposition 4); hence the diagonal of is closed (Proposition 1) and therefore is Hausdorff (§ 8, no. 1, Proposition 1).
Corollary 3
Let be a finite set and for each , let be a proper mapping. If is Hausdorff, then the mapping of into is proper.
This mapping is the composition of the product mapping of into and the diagonal mapping of into ; since the latter is proper (by Proposition 2 and § 8, no. 1, Proposition 1) the conclusion follows from Proposition 4 and Proposition 5 a).
Corollary 4
Let and be two topological spaces, a continuous mapping, the equivalence relation on , and*
The conditions are sufficient by virtue of Proposition 5 a) and Proposition 2. Conversely, if is proper, then is closed; hence is closed in and is a homeomorphism (, no. 2, Proposition 3); also is proper by Proposition 5 c); hence is proper by Proposition 5 a).
2. Characterization of proper mappings by compactness properties
In this subsection we shall denote by a space consisting of a single point, with its unique topology.
Lemma 1
Let be a topological space such that the constant mapping is proper. Then is quasi-compact.
(We shall see a little later on (Theorem 1, Corollary 1) that this property characterizes quasi-compact spaces.)
We may restrict ourselves to the case where is not empty. Let be a filter on , and the topological space associated with (, no. 5, Example). Let be the subset of consisting of all where , and let be the closure of in . In view of the hypothesis on , the image of under the projection is closed in ; this image contains and therefore contains , which lies in the closure of ; in other words, there is a point such that . By the definition of the topology of , this means that, for each neighbourhood of in and each , we have , i.e. , so that is a cluster point of the filter , and therefore is quasi-compact.
Q.E.D.
Theorem 1
Let be a continuous mapping. Then the following four statements are equivalent:
a) is proper. b) is closed and is quasi-compact for each . c) If is a filter on and if is a cluster point of then there is a cluster point of such that . d) *If is an ultrafilter on and if is a limit point of the ultrafilter base , then there is a limit point of such that .
a) b): If is proper then is closed (no. 1, Proposition 1) and for each the mapping is proper [no. 1, Proposition 3a)]. By Lemma 1, this implies that is quasi-compact.
b) c): Suppose and satisfy the hypotheses of c). Let be the filter base on formed by the closures of the sets of . Since is closed, we have for each (§ 5, no. 4, Proposition 9). This shows that the sets are non-empty for all , and hence form a filter base on whose elements are closed subsets of . Since is quasi-compact, there is a point which belongs to all the sets as runs through . Hence and is a cluster point of .
c) d): Trivial.
d) a): We show first that if d) is satisfied, then is a closed mapping. Let be a non-empty closed subset of and let be the filter of subsets of which contain . Then is the set of cluster points of . Let be the set of cluster points of the filter base on ; is closed and clearly contains ; we shall show that . Let and let be the neighbourhood filter of in ; then by hypothesis every set of meets every set of ; hence is a filter base on and there is an ultrafilter on which is finer than both and the filter whose base is (§ 6, no. 2, Proposition 1, Corollary 1 and no. 4, Theorem 1). The ultrafilter whose base is is finer than and therefore converges to . By virtue of d) there is a point such that and converges to ; since is finer than , is a cluster point of ; hence . This shows that and therefore that is closed.
To complete the proof we have to show that is closed for every topological space . From what has been proved it is enough to show that if satisfies condition d), then so does . This is a consequence of the following general lemma:
Lemma 2
If* is a family of continuous mappings , each of which satisfies condition d) of Theorem 1, then the product mapping
Let be an ultrafilter on , and let be a point of such that converges to . This means that each of the ultrafilter bases converges to (§ 7, no. 6, Proposition 10, Corollary 1). By virtue of condition d), for each there exists such that and converges to ; but then converges to (loc. cit.) and we have . This completes the proof of Lemma 2 and hence of Theorem 1.
Corollary 1
A topological space* is quasi-compact if and only if the mapping is proper.
Apply a) b) to .
Corollary 2
Every continuous mapping* of a quasi-compact space into a Hausdorff space is proper.
The composition is proper by Corollary 1; hence is proper by no. 1, Proposition 5 d). Alternatively we may apply the criterion b) of Theorem 1, using § 9, no. 4, Theorem 2, Corollary 2.
Corollary 3
If* is a family of proper mappings, then the product mapping is proper.
In view of Theorem 1, this is just Lemma 2 above.
If we apply this corollary to the family of mappings and use Corollary 1, we have Tychonoff’s theorem (§ 9, no 5, Theorem 3).
Corollary 4
Let* be a Hausdorff space, and let be a family of proper mappings. Then the mapping of into is proper.
The proof is the same as in the case of a finite family (no. 1, Proposition 5, Corollary 3), using Corollary 3 above and the fact that the diagonal of is closed (§ 8, no. 1, Proposition 1).
Corollary 5
If* is any quasi-compact space and is any topological space, then the projection is proper.
For we may identify with and with the product of and , both of which are proper mappings.
Example
Let be a set, and let be a mapping of onto a topological space ; topologize with the inverse image under of the topology of . Then is proper, for is closed (§ 5, no. 1, Example 3) and the inverse image of a point of is a subspace of whose topology is the coarsest topology and is therefore quasi-compact.
Remark
When is Hausdorff, condition d) of Theorem 1 is equivalent to the following:
d') If is an ultrafilter on such that is a convergent filter base, then is convergent.
For if converges to and converges to , then the uniqueness of the limit in and the continuity of show that we must have . Likewise, Y being Hausdorff, condition c) of Theorem 1 is equivalent to:
c') *If is a filter on X such that has a cluster point, then has a cluster point.
For c) c') d') d) c).
On the other hand, if Y is not Hausdorff, then d') no longer implies d); for example, take X to consist of one point and Y to consist of two points, with the coarsest topology.
Proposition 6
Let be a proper mapping, and let K be a quasi-compact subset of Y. Then is quasi-compact.
By Proposition 3 of no. 1, the mapping is proper. Since is a proper mapping (Theorem 1, Corollary 1) it follows from no. 1, Proposition 5 a) that the composition is proper, whence is quasi-compact by Theorem 1, Corollary 1.
3. Proper mappings into locally compact spaces
Proposition 7
Let f be a continuous mapping of a Hausdorff space X into a locally compact space Y. Then f is proper if and only if the inverse image under f of every compact subset of Y is compact. Further, if f is proper then X is locally compact.
If f is proper and K is a compact subset of Y, then is compact by Proposition 6 of no. 2. Conversely, if this condition is satisfied, let be a covering of Y by relatively compact open sets. Then the sets are compact in X and their interiors cover X; since X is Hausdorff this shows that X is locally compact. Furthermore, each of the mappings is proper (no. 2, Theorem 1, Corollary 2) and therefore f is proper by Proposition 3 b) of no. 1.
Corollary
Let X, X' be two locally compact spaces, and let Y (resp. Y') be the compact space obtained by adjoining a point at infinity (resp. ) to X (resp. X') (§ 9, no. 8). Then a continuous mapping is proper if and only if its extension , such that , is continuous.
By Proposition 7, f is proper if and only if, for each compact subset K' of X', is the complement of a compact subset of X; by the definition of the neighbourhoods of (resp. ) in Y (resp. Y') this is so if and only if is continuous at .
4. Quotient spaces of compact spaces and locally compact spaces
Proposition 8
Let be a compact space, an equivalence relation on , the graph of in , the canonical mapping . Then the following conditions are equivalent:
a) is closed in .
b) is closed.
c) is proper.
d) is Hausdorff.
Furthermore, if these conditions are satisfied then is compact.
is closed if and only if is closed; hence b) implies c) by reason of Theorem 1b) of no. 2. That c) implies d) is a particular case of no. 1, Proposition 5, Corollary 2. d) implies a) for any topological space ( 8, no. 3, Proposition 8). It remains to show that a) implies b). If is a closed subset of its saturation (with respect to ) is ; by hypothesis, is a closed subset of the compact space , and is therefore compact ( 9, no. 3, Proposition 3); the result now follows from the continuity of ( 9, no. 4, Theorem 2, Corollary 2).
Finally it is clear that if is Hausdorff then it is compact ( 9, no. 4, Theorem 2).
Proposition 9
Let be a locally compact space, an equivalence relation on , the graph of in , the canonical mapping ; let be the compact space obtained by adjoining a point at infinity to , and let be the equivalence relation on whose graph is . Then the following conditions are equivalent:
a) is proper.
b) The saturation of each compact subset of with respect to is compact.
c) is closed.
d) The restriction of to is proper.
e) is closed and the equivalence classes with respect to are compact.
Furthermore, if these conditions are satisfied, is locally compact.
a) b): Since and is proper, is Hausdorff (no. 1, Proposition 5, Corollary 2); hence the image under of every compact subset of is compact ( 9, no. 4, Theorem 2, Corollary 1).
The saturation of with respect to is and is therefore compact by no. 2, Proposition 6.
b) c) : If is closed in and does not contain , then is a compact subset of ; hence its saturation with respect to , which is the same as its saturation with respect to , is compact and a fortiori closed in . If and if , then the saturation of with respect to is the union of and the saturation of with respect to ; hence it is enough to show that is closed in (i.e. that is a closed relation). For this, it is enough to show that if is any compact subset of then is compact (, no. 7, Proposition 11). Now the saturation of with respect to is compact by hypothesis, and is the saturation of , which is also compact; a fortiori is compact.
c) d) : Since is regular (, no. 2, Corollary to Proposition 1), is closed in (, no. 6, Proposition 14) and therefore compact. It follows that is the one-point compactification of (, no. 8, Theorem 4). Since the restriction to of is continuous at , the result follows from no. 3, Corollary to Proposition 7.
d) e) : If is any closed subset of , then is closed in , whence the saturation of with respect to , which is equal to , is closed in (no. 1, Proposition 1). Also the equivalence class of mod is homeomorphic to the inverse image of under the restriction of to and is therefore compact [no. 2, Theorem 1 b)].
e) a) : If is closed, then by definition is closed, and for each , is an equivalence class mod and is therefore compact; hence is proper by Theorem 1 b) of no. 2.
Finally we have to prove that is locally compact. is compact by c) and Proposition 8; the relation is that induced on by ; is open in and is saturated with respect to ; hence is homeomorphic to the image of under the canonical mapping (, no. 6, Proposition 10, Corollary 1). Now is open in , and hence is a locally compact subspace of .
Q.E.D.
Corollary
Let be a Hausdorff space, a topological space, a proper mapping. Then for to be compact (resp. locally compact) it is necessary and sufficient that is compact (resp. locally compact), and it is sufficient that is compact (resp. locally compact).
f_z : X \to f(X) is proper [no. 1, Proposition 3 a)] it follows that X is compact (resp. locally compact) by reason of Proposition 6 of no. 2 and Proposition 7 of no. 3. Finally, if Y is compact (resp. locally compact) then so is f(X) which is closed in Y (no. 1, Proposition 1 and , no. 7, Proposition 13)
Remark
If X is locally compact but not compact, then a closed equivalence relation R on X need not be Hausdorff (Chapter IX, § 4, Exercise 14); and even if R is Hausdorff, X/R need not be locally compact (Exercise 17). However, we have the following criterion:
Proposition 10
Let X be a locally compact space, R an open Hausdorff equivalence relation on X, and let f : X \to X/R be the canonical mapping. Then X/R is locally compact, and if K' is any compact subset of X/R there is a compact subset K of X such that f(K) = K'.
The first assertion is a consequence of the facts that each x \in X has a compact neighbourhood V and that f(V) is a compact neighbourhood of f(x) (§ 5, no. 3, Proposition 5 and § 9, no. 4, Theorem 2, Corollary 1). For each y \in K' let V(y) be a compact neighbourhood of some point of f^{-1}(y) in X, so that f(V(y)) is a compact neighbourhood of y. There are a finite number of points y_i \in K' such that the f(V(y_i)) cover K'. Let K_1 be the compact set in X; we have K' \subset f(K_1); hence K = K_1 \cap f^{-1}(K') is compact (because it is closed in K_1) and f(K) = K'.
Exercises
See the exercises for § 10.