Bourbaki

9. Compact spaces and locally compact spaces

1. Quasi-compact spaces and compact spaces

Definition 1

A topological space* XX is said to be quasi-compact if it satisfies the following axiom:

(C) Every filter on XX has at least one cluster point.

A topological space is said to be compact if it is quasi-compact and Hausdorff.

It follows immediately from this axiom that if ff is a mapping of a set ZZ into a quasi-compact space XX, and F\mathfrak{F} is any filter on ZZ, then ff has at least one cluster point with respect to F\mathfrak{F}. In particular, every sequence of points of a quasi-compact space has at least one cluster point; but this condition is not equivalent to (C) (Exercise 11).

We give three axioms each of which is equivalent to axiom (C):

(C') Every ultrafilter on XX is convergent.

(C') ⟹\Longrightarrow (C): If F\mathfrak{F} is a filter on XX then there is an ultrafilter finer than F\mathfrak{F} (§ 6, no. 4, Theorem 1). Since this ultrafilter converges to a point xx, xx is a cluster point of F\mathfrak{F}.

(C) ⟹\Longrightarrow (C'): For if an ultrafilter has a cluster point then it converges to this point (§ 7, no. 2, Corollary to Proposition 4).

If ff is a mapping of a set ZZ into a quasi-compact space XX, and U\mathfrak{U} is an ultrafilter on ZZ, ff has at least one limit point with respect to U\mathfrak{U} (§ 6, no. 6, Proposition 10).

(C'') Every family of closed subsets of XX whose intersection is empty contains a finite subfamily whose intersection is empty.

(C) ⟹\Longrightarrow (C''): Let G\mathfrak{G} be a family of closed subsets of XX with empty intersection. If every finite subfamily of G\mathfrak{G} has a non-empty intersection, then G\mathfrak{G} generates a filter (§ 6, no. 2, Proposition 1) which has a cluster point by hypothesis. This point belongs to all the sets of G\mathfrak{G} (since they are closed); so we have a contradiction.

(C′′)  ⟹  (C)(C'') \implies (C): For if (C)(C) is false then there is a filter F\mathfrak{F} on XX which has no cluster point; hence the closures of the sets of F\mathfrak{F} form a family of closed subsets of XX contradicting axiom (C′′)(C'').

(C′′′)(C''') (Axiom of Borel-Lebesgue) Every open covering of XX contains a finite open covering of XX.

(C′′′)  ⟺  (C′′)(C''') \iff (C'') by taking complements.

If XX is quasi-compact, then every locally finite covering R\mathfrak{R} of XX is finite. For each point of XX has an open neighbourhood which meets only a finite number of sets of R\mathfrak{R}, and by (C′′′)(C''') a finite number of these neighbourhoods covers XX.

Example 1

Every finite space is quasi-compact, and more generally every space in which there is only a finite number of open sets is quasi-compact. A finite space is compact if and only if it is discrete, for a finite Hausdorff space is discrete (§8§ 8, no. 1, Corollary to Proposition 3). Conversely, every compact discrete space is finite, for in such a space the sets consisting of a single point are open; hence the space is finite by (C′′′)(C''').

Example 2

Let XX be a set, and give XX the topology in which the closed sets are XX and all finite subsets of XX [this set of subsets clearly satisfies axioms (O1′)(O'_1) and (OII′)(O'_{II}) of §1§ 1, no. 4]. The topological space so defined is quasi-compact. For if (Fi)i∈I(F_i)_{i \in I} is a family of closed subsets of XX with empty intersection, then FαF_\alpha is finite for some α∈I\alpha \in I. Let aka_k (1≤k≤n1 \leq k \leq n) be the elements of FαF_\alpha; then by hypothesis for each index kk there is an index ik∈Ii_k \in I such that ak∉Fika_k \notin F_{i_k}; the intersection of the FikF_{i_k} (1≤k≤n1 \leq k \leq n) and FαF_\alpha is therefore empty, whence axiom (C′′)(C'') is satisfied. If XX is infinite it is not Hausdorff.

Remark

Quasi-compact (non-Hausdorff) spaces are of use mainly in applications of topology to algebraic geometry and are seldom featured in other mathematical theories, where on the contrary compact spaces play an important role.

Theorem 1

Let* F\mathfrak{F} be a filter on a quasi-compact space XX and let AA be the set of cluster points of F\mathfrak{F}. Then every neighbourhood of AA belongs to F\mathfrak{F}.

Let VV be a neighbourhood of AA and suppose it possible that every set of F\mathfrak{F} meets ∁V\complement V. The intersections of the sets of F\mathfrak{F} with ∁V\complement V then form a base of a filter G\mathfrak{G} on XX; XX is quasi-compact, so that G\mathfrak{G} has at least one cluster point yy, which does not belong to AA, because the neighbourhood VV of AA does not meet some of the sets of G\mathfrak{G}. But since G\mathfrak{G} is finer than F\mathfrak{F}, yy is also a cluster point of F\mathfrak{F}, which is contrary to hypothesis.

Corollary

For a filter on a compact space to converge it is necessary and sufficient that it has a single cluster point.

Necessity by § 8, no. 1, Proposition 1; sufficiency by Theorem 1 above.

2. Regularity of a compact space

Proposition 1

Let X be a compact space, x a point of X. In order that a filter base B formed of closed neighbourhoods of x should be a fundamental system of neighbourhoods of x it is necessary and sufficient that the intersection of the sets of B consists of x alone.

The condition is necessary since X is Hausdorff (§ 8, no. 1, Proposition 1). It is sufficient, for it signifies that x is the only cluster point of B; hence B converges to x by the Corollary to Theorem 1 of no. 1.

Corollary

Every compact space is regular.

For it follows from axiom (Hi) (§ 8, no. 1, Proposition 1) that the filter base formed by all the closed neighbourhoods of an arbitrary point of the space satisfies the condition of Proposition 1.

The following proposition amplifies the Corollary to Proposition 1:

Proposition 2

Let X be a compact space and let A, B be two disjoint closed subsets of X. Then there exist two open sets U, V, such that U ∩ V = ∅ and A ⊂ U and B ⊂ V.

Suppose the conclusion is false. If every neighbourhood U of A meets every neighbourhood V of B, then the sets U ∩ V form a filter base B on X, which therefore has a cluster point x ∈ X. Now x must lie in A, since if y is any point of X not in A there is a neighbourhood of y and a neighbourhood of A which do not intersect, since X is regular, and thus y cannot be a cluster point of B. Similarly x must lie in B and we have a contradiction.

This proposition has important consequences which will be examined in Chapter IX, § 4.

The non-Hausdorff quasi-compact space X of Example 2 of no. 1 does not satisfy axiom (O_{III}), nor a fortiori the property stated in Proposition 2, since any two non-empty open sets of this space always intersect.

3. Quasi-compacts sets; compact sets; relatively compact sets

Definition 2

A subset A of a topological space X is said to be a quasi-compact (resp. compact) set if the subspace A is quasi-compact (resp. compact).

A subset AA of a topological space XX is a quasi-compact set if and only if every covering of AA by open sets of XX contains a finite covering of AA; this follows from axiom (C′′′)(C'''). In a Hausdorff space, the notions of quasi-compact and compact sets are the same, since every subspace is Hausdorff.

Example 1

In a topological space XX, every finite subset is quasi-compact; the empty set and every set consisting of one point are compact.

Example 2

In a topological space XX, let (xn)n∈N(x_n)_{n \in \mathbf{N}} be an infinite sequence of points which converges to a point aa; then the set AA consisting of the points xnx_n (n∈Nn \in \mathbf{N}) and aa is quasi-compact. For if (Ui)(U_i) is a covering of AA by open sets of XX, then a∈Uxa \in U_x for some index xx. UxU_x is a neighbourhood of aa and therefore there is only a finite number of indices nkn_k such that xnk∉Uxx_{n_k} \notin U_x. For each index kk let iki_k be an index such that xnk∈Uikx_{n_k} \in U_{i_k}; then UxU_x and the UikU_{i_k} form a finite open covering of AA.

Proposition 3

Every closed subset of a quasi-compact* (resp. compact) space is quasi-compact (resp. compact).

This is an immediate consequence of axiom (C′′)(C'') if we remark that if AA is closed in XX then every set which is closed in AA is closed in XX.

Proposition 4

Every compact subset of a Hausdorff space is closed.

Let AA be a compact subset of a Hausdorff space XX, and let xx be any point of A‾\overline{A}; we have to show that x∈Ax \in A. By hypothesis, every neighbourhood of xx meets AA, and therefore the neighbourhood filter B\mathfrak{B} of xx in XX induces a filter BA\mathfrak{B}_A on AA; AA is compact whence BA\mathfrak{B}_A has a cluster point y∈Ay \in A. Since the filter B\mathfrak{B} is coarser than the filter on XX generated by BA\mathfrak{B}_A (considered as a filter base on XX), yy is also a cluster point of B\mathfrak{B}; hence y=xy = x, because B\mathfrak{B} converges to xx in XX and XX is Hausdorff (§ 8, no. 1, Proposition 1).

Corollary

In a compact space* XX a subset AA is compact if and only if it is closed in XX.

Proposition 5

The union of a finite family of quasi-compact subsets of a topological space is quasi-compact.

It is sufficient to show that if AA and BB are two quasi-compact subsets of a topological space XX, then A∪BA \cup B is quasi-compact. Let R\mathscr{R} be covering of A∪BA \cup B; then R\mathscr{R} is a covering of AA and a covering of BB; hence R\mathscr{R} contains a finite covering R1\mathscr{R}_1 of AA and a finite covering R2\mathscr{R}_2 of BB; R1∪R2\mathscr{R}_1 \cup \mathscr{R}_2 is thus a finite covering of A∪BA \cup B contained in R\mathscr{R}.

Definition 3

A subset* AA of a topological space XX is said to be relatively quasi-compact (resp. relatively compact) in XX if AA is contained in a quasi-compact (resp. compact) subset of XX.

To abbreviate, we say also that AA is a "relatively quasi-compact set" (resp. "relatively compact set") when there is no ambiguity about XX. In a Hausdorff space the notions of relatively quasi-compact set and relatively compact set are the same.

Proposition 6

If XX is a Hausdorff space, a subset AA of XX is relatively compact if and only if A‾\overline{A} is compact.

If AA is relatively compact, then A‾\overline{A} is compact by Proposition 4 and its corollary; the reverse implication is self-evident.

Proposition 7

If AA is a relatively quasi-compact subset of a topological space XX, then every filter base on AA has a cluster point in XX.

For if A⊂KA \subset K, where KK is a quasi-compact subset of XX, then every filter base on AA has a cluster point in KK.

The converse of this proposition is not valid without restriction on XX (Exercise 22).

Remark

In a non-Hausdorff space, a compact set need not be closed, and its closure need not be quasi-compact (Exercise 5); the intersection of two compact sets need not be quasi-compact (Exercise 5); the union of two compact sets need not be compact (Exercise 5).

4. Image of a compact space under a continuous mapping

Theorem 2

If ff is a continuous mapping of a quasi-compact space XX into a topological space X′X', then the set f(X)f(X) is quasi-compact.

Let R\mathscr{R} be a covering of f(X)f(X) by open sets in X′X'; then f‾−1(R)\overline{f}^{-1}(\mathscr{R}) is an open covering of XX (§ 2, no. 1, Theorem 1); hence there is a finite subset S\mathscr{S} of R\mathscr{R} such that (Sf‾)(\mathscr{S} \overline{f}) is a covering of XX; but then S\mathscr{S} is a covering of f(X)f(X) and the theorem is proved.

Corollary 1

Let ff be a continuous mapping of a topological space XX into a Hausdorff space X′X'. Then the image under ff of any quasi-compact (resp. relatively quasi-compact) set in XX is a compact (resp. relatively compact) set in X′X'.

Corollary 2

Every continuous mapping ff of a quasi-compact space XX into a Hausdorff space X′X' is closed. If also ff is bijective, then ff is a homeomorphism.

This follows immediately from Corollary 1 and Proposition 4 of no. 3.

In particular:

Corollary 3

A Hausdorff topology which is coarser than the topology of a quasi-compact space must coincide with the latter.

Corollary 4

Let XX be a topological space and RR a Hausdorff equivalence relation on XX.

a) If there is a quasi-compact set KK in XX which meets every equivalence class mod RR, then X/RX/R is compact and the canonical mapping of K/RKK/R_K onto X/RX/R is a homeomorphism.

b) If KK also meets each equivalence class in only one point, then KK is a continuous section of XX with respect to the relation RR (§ 3, no. 5).

Let ff be the restriction to KK of the canonical mapping X→X/RX \to X/R. Since X/RX/R is Hausdorff it follows from Corollary 1 that X/RX/R is compact and from Corollary 2 that ff is closed; hence the bijection K/RK→X/RK/R_K \to X/R associated with ff is a homeomorphism (§ 5, no. 2, Proposition 3). This deals with a); b) follows immediately, since we now have K/RK=KK/R_K = K.

5. Product of compact spaces

Theorem 3 (Tychonoff)

Every product of quasi-compact (resp. compact) spaces is quasi-compact (resp. compact). Conversely, if a product of non-empty spaces is quasi-compact (resp. compact) then each of the factors is quasi-compact (resp. compact).

In view of the characterization of Hausdorff product spaces given in § 8, no. 2, Proposition 7 it is enough to prove the assertions for quasi-compact spaces. If X=∏i∈IXiX = \prod_{i \in I} X_i is quasi-compact and non-empty, then Xi=pr⁡i(X)X_i = \operatorname{pr}_i(X) is quasi-compact by reason of Theorem 2 of no. 4. Conversely, suppose the XiX_i are quasi-compact and let U\mathfrak{U} be an ultrafilter on XX; then for each i∈Ii \in I, pr⁡i(U)\operatorname{pr}_i(\mathfrak{U}) is an ultrafilter base on XiX_i (§ 6, no. 6, Proposition 10) which therefore converges by reason of axiom (C'); hence U\mathfrak{U} is convergent (§ 7, no. 6, Corollary 1 of Proposition 10) and therefore XX is quasi-compact.

Corollary

For a subset of a product of topological spaces to be relatively quasi-compact it is necessary and sufficient that each of its projections should be relatively quasi-compact in the corresponding factor.

Necessity follows from Theorem 2 of § 4. To prove sufficiency, let AA be a subset of ∏iXi\prod_i X_i such that, for each index ii, pr⁡i(A)\operatorname{pr}_i(A) is contained in a quasi-compact subset KiK_i of XiX_i; then AA is contained in the quasi-compact subset ∏iKi\prod_i K_i of ∏iXi\prod_i X_i.

6. Inverse limits of compact spaces

Proposition 8

Let (Xα,fαβ)(X_\alpha, f_{\alpha\beta}) be an inverse system of compact spaces indexed by a directed set II such that fααf_{\alpha\alpha} is the identity mapping for each α∈I\alpha \in I. Let X=lim←⁡XαX = \varprojlim X_\alpha be the inverse limit and fα:X→Xαf_\alpha : X \to X_\alpha the canonical mapping (§ 4, no. 4). Then a) XX is compact and for each α∈I\alpha \in I we have

fα(X)=⋂β≥αfαβ(Xβ). f_\alpha(X) = \bigcap_{\beta \geq \alpha} f_{\alpha\beta}(X_\beta).
b) If the XαX_\alpha are all non-empty then XX is non-empty.

XX is a closed subspace of ∏αXα\prod_\alpha X_\alpha (§ 8, no. 2, Proposition 7, Corollary 2) which is compact by Theorem 3 of no. 5 and Proposition 3 of no. 3. The other assertions are consequences of Set Theory, chap. III, § 7, no. 4, th. 1. We apply this theorem by taking Sα\mathscr{S}_\alpha to be the set of closed subsets of XαX_\alpha. The conditions (i) and (ii) are just axioms (O1′)(O'_1) and (C′′)(C'') respectively; condition (iii) is satisfied since {xα}\{x_\alpha\} is closed and fαβf_{\alpha\beta} continuous (§ 2, no. 1, Theorem 1), and lastly condition (iv) is satisfied by reason of Corollary 2 of Theorem 2 of no. 4.

Corollary 1

Let* (Xα,fαβ)(X_\alpha, f_{\alpha\beta}) be an inverse system of topological spaces indexed by a directed set, such that for each pair of indices α,β\alpha, \beta for which α≤β\alpha \leq \beta and for each xα∈Xαx_\alpha \in X_\alpha, f‾αβ−1(xα)\overline{f}_{\alpha\beta}^{-1}(x_\alpha) is compact. Then equation (1) is valid and f‾α−1(xα)\overline{f}_{\alpha}^{-1}(x_\alpha) is compact for each index α\alpha and each xα∈Xαx_\alpha \in X_\alpha.

For each xα∈⋂β≥αfαβ(Xβ)x_\alpha \in \bigcap_{\beta \geq \alpha} f_{\alpha\beta}(X_\beta) and each β≥α\beta \geq \alpha, let LβL_\beta denote f‾αβ−1(xα)\overline{f}_{\alpha\beta}^{-1}(x_\alpha). If α≤β≤γ\alpha \leq \beta \leq \gamma, then we have fβγ(Lγ)⊂Lβf_{\beta\gamma}(L_\gamma) \subset L_\beta and the set of all indices β≥α\beta \geq \alpha is cofinal in the index set. It follows immediately that the LβL_\beta (β≥α\beta \geq \alpha) form an inverse system of topological spaces (with the restrictions of the fβγf_{\beta\gamma} as mappings), whose inverse limit LL is homeomorphic to f‾α−1(xα)\overline{f}_{\alpha}^{-1}(x_\alpha). Since by hypothesis the LβL_\beta are compact and not empty, the corollary follows from Proposition 8.

Corollary 2

Let* (Xα,fαβ)(X_\alpha, f_{\alpha\beta}) and (Xα′,fαβ′)(X'_\alpha, f'_{\alpha\beta}) be two inverse systems of topological spaces indexed by the same directed set II, and let (uα)(u_\alpha) be an inverse system of mappings uα:Xα→Xα′u_\alpha : X_\alpha \to X'_\alpha. Let X=lim←⁡XαX = \varprojlim X_\alpha, X′=lim←⁡Xα′X' = \varprojlim X'_\alpha, u=lim←⁡uαu = \varprojlim u_\alpha. Then: a) If x′=(xα′)∈X′x' = (x'_\alpha) \in X' is such that u′‾α−1(xα′)\overline{u'}_{\alpha}^{-1}(x'_\alpha) is compact and non-empty for each α∈I\alpha \in I, then u‾−1(x′)\overline{u}^{-1}(x') is compact and non-empty.

b) *If the XαX_\alpha are compact, the Xα′X'_\alpha Hausdorff and the uαu_\alpha surjective and continuous, then uu is surjective.

Let LαL_\alpha denote u‾α−1(xα′)\overline{u}_\alpha^{-1}(x'_\alpha); then clearly the LαL_\alpha form an inverse system of topological spaces (with the restrictions of the fαβf_{\alpha\beta} as maps) and u‾−1(x′=L)\overline{u}^{-1}(x' = L) is the inverse limit of the LαL_\alpha; assertion a) therefore follows from Proposition 8. Assertion b) is an immediate consequence, in view of Proposition 3 of no. 3.

7. Locally compact spaces

Definition 4

A topological space XX is said to be locally compact if it is Hausdorff and if every point of XX has a compact neighbourhood.

Clearly a compact space is locally compact, but the converse is false; for example, every discrete space is locally compact, but not compact if infinite.

\* As we shall see in Chapter IV, § 2, the real line R\mathbf{R} is locally compact, but not compact. \*

Proposition 9

Every locally compact space is regular.

Let XX be a locally compact space, then every point x∈Xx \in X has a compact neighbourhood VV; since XX is Hausdorff, VV is closed (no. 3, Proposition 4). On the other hand, VV is a regular subspace of XX (no. 2, Corollary to Proposition 1) and therefore XX is regular (§ 8, no. 4, Proposition 13).

Corollary

In a locally compact space every point has a fundamental system of compact neighbourhoods.

For the intersection of a closed neighbourhood of xx and a compact neighbourhood of xx is a compact neighbourhood of xx (no. 3, Proposition 3).

There exist non-Hausdorff topological spaces in which every point has a fundamental system of compact neighbourhoods (Exercise 5).

The Corollary to Proposition 9 may be generalized as follows:

Proposition 10

In a locally compact space XX, every compact set KK has a fundamental system of compact neighbourhoods.

Let UU be any neighbourhood of KK. For each x∈Kx \in K there is a compact neighbourhood W(x)W(x) of xx contained in UU. The interiors of the sets

W(x) form an open covering of K as x runs through K; hence there exist a finite number of points xi∈Kx_i \in K (1≤i≤n1 \leq i \leq n) such that the interiors of the W(x_i) cover K. The union V of the W(x_i) is therefore a compact neighbourhood of K contained in U (no. 3, Proposition 5).

Proposition 11

Let X be a locally compact space and F a subset of X such that F \cap K is compact whenever K is a compact subset of X. Then F is closed in X.

In view of Proposition 4 of no. 3, this follows from Proposition 3 a) of § 3, no. 1.

Proposition 12

In a Hausdorff space X, every locally compact subspace A is locally closed.

By hypothesis, for every x∈Ax \in A there is a neighbourhood V of x in X such that V∩AV \cap A is compact and therefore closed in V (no. 3, Proposition 4).

Proposition 13

Every locally closed subspace of a locally compact space X is locally compact.

Let A be a locally closed subspace of X; then for each x∈Ax \in A there is a neighbourhood U of x in X such that U∩AU \cap A is closed in U. Let V⊂UV \subset U be a compact neighbourhood of x in X; V∩A=V∩(U∩A)V \cap A = V \cap (U \cap A) is closed in V and therefore compact (no. 3, Proposition 3). Since V∩AV \cap A is a neighbourhood of x in A, the result is proved (it is clear that A is Hausdorff).

Theorem 1 (no. 1) and Corollary 2 of Theorem 2 (no. 4) do not extend to locally compact spaces which are not compact.

For example, in an infinite discrete space X, the filter consisting of those sets which contain a given point x∈Xx \in X and have a finite complement has x as its only cluster point but does not converge to x. Since any mapping f of X into a Hausdorff space X' is continuous, the image under f of an arbitrary subset of X (which is closed in X, since X is discrete) will not in general be a closed subset of X'.

The proposition corresponding to Theorem 3 of no. 5 is the following:

Proposition 14

a) *Let (Xi)i∈I(X_i)_{i \in I} be a family of locally compact spaces such that XiX_i is compact for all but a finite number of indices. Then the product space X=∏i∈IXiX = \prod_{i \in I} X_i is locally compact.

b) Conversely, if the product of a family (Xi)i∈I(X_i)_{i \in I} of non-empty topological spaces is locally compact, then the factors XiX_i are compact for all but a finite number of indices, and the factors which are not compact are locally compact.

a) Let x=(xi)x = (x_i) be a point of XX. For each index i∈Ii \in I such that XiX_i is locally compact but not compact, let ViV_i be a compact neighbourhood of xix_i in XiX_i, and for all other indices ii put Vi=XiV_i = X_i. Then ∏i∈IVi\prod_{i \in I} V_i is a compact neighbourhood of xx in XX (no. 5, Theorem 3). Also XX is Hausdorff by , no. 2, Proposition 7, and is therefore locally compact

b) If X=∏i∈IXiX = \prod_{i \in I} X_i is locally compact and the XiX_i non-empty, then each of the XiX_i is homeomorphic to a closed subspace of XX (§4§ 4, no. 2, Proposition 4 and §4§ 4, no. 3, Corollary to Proposition 7), hence locally compact by Proposition 13. Let a=(ai)a = (a_i) be a point of XX and let VV be a compact neighbourhood of aa; since we have pr⁡iV=Xi\operatorname{pr}_i V = X_i for all but a finite number of indices (§4§ 4, no. 1), it follows from no. 4, Corollary 1 to Theorem 2, that the XiX_i are compact except for a finite number of indices.

8. Embedding of a locally compact space in a compact space

Theorem 4 (Alexandroff)

If XX is any locally compact space, there exists a compact space X′X' and a homeomorphism ff of XX onto the complement of a point in X′X'. Furthermore, if X1′X'_1 is another compact space such that there is a homeomorphism f1f_1 of XX onto the complement of a point in X1′X'_1, then there is a unique homeomorphism gg of X′X' onto X1′X'_1 such that f1=g∘ff_1 = g \circ f.

Let us begin by proving the second assertion of the theorem. Let

f(X)=X′−{ω}andf1(X)=X1′−{ω1}. f(X) = X' - \{ \omega \} \quad \text{and} \quad f_1(X) = X'_1 - \{ \omega_1 \}.
If the homeomorphism gg exists it must be unique, for by definition we have g(x′)=f1(f‾(x′))g(x') = f_1(\overline{f}(x')) if x′≠ωx' \neq \omega and therefore g(ω)=ω1g(\omega) = \omega_1. It remains to show that the bijection g:X′→X1′g : X' \to X'_1 thus defined is bicontinuous; since X′X' and X1′X'_1 are interchangeable we need only show that the image under gg of a neighbourhood of a point x′∈X′x' \in X' is a neighbourhood of g(x′)g(x') in X1′X'_1. This is obvious from the definition of gg if x′≠ωx' \neq \omega. If x′=ωx' = \omega, let V′V' be an open neighbourhood of ω\omega in X′X'; then X′−V′=KX' - V' = K is closed in X′X' and therefore compact (no. 3, Proposition 3) and is contained in f(X)f(X); hence g(K)=f1(f‾(K))g(K) = f_1(\overline{f}(K)) is compact (no. 4, Theorem 2, Corollary 1). It follows that g(V′)=X1′−g(K)g(V') = X'_1 - g(K) is an open neighbourhood of ω1\omega_1 (no. 3, Proposition 4). Hence gg is a homeomorphism.

To prove the first part of the theorem, let X′X' be a set which is the sum of XX and a set consisting of a single point ω\omega. We define a topology on X′X' by taking the set O\mathscr{O} of open subsets of X′X' to consist of all open subsets of XX and all subsets of the form (X−K)∪{ω}(X - K) \cup \{ \omega \}, where KK is a compact subset of XX. Since any intersection of compact subsets of XX is compact (no. 3, Propositions 3 and 4) and since any closed subset of a compact set is compact (no. 3, Proposition 3), it follows that D\mathfrak{D} satisfies axiom (OI)(O_I); and since any finite union of compact subsets of XX is compact (no. 3, Proposition 5), D\mathfrak{D} also satisfies (OII)(O_{II}). Every compact subset of XX is closed in XX (no. 3, Proposition 4) and therefore the topology induced on XX by that of X′X' is the original topology on XX. Thus it remains to show that X′X' is compact. In the first place, X′X' is Hausdorff. For if x,yx, y are any two distinct points of XX, they have disjoint open neighbourhoods V,WV, W respectively in XX, and V,WV, W are open in X′X'; on the other hand each x∈Xx \in X has a compact neighbourhood KK in XX, which is also a neighbourhood of xx in X′X', while

(X−K)∪{ω} (X - K) \cup \{ \omega \}

is a neighbourhood of ω\omega in X′X' and manifestly does not meet KK. Finally, X′X' is quasi-compact. Let (Uλ)λ∈L(U_\lambda)_{\lambda \in L} be an open covering of X′X'; then for at least one index μ∈L\mu \in L we have Uμ=(X−Kμ)∪{ω}U_\mu = (X - K_\mu) \cup \{ \omega \} where KμK_\mu is a compact subset of XX. Hence there is a finite subset HH of LL such that the sets UλU_\lambda (for λ∈H\lambda \in H) cover KμK_\mu; if J=H∪{μ}J = H \cup \{ \mu \}, then (Uλ)λ∈J(U_\lambda)_{\lambda \in J} is a finite open covering of X′X', and the proof is complete.

Notice that if XX is already compact, then ω\omega is an isolated point of the compact space X′X'; hence X′X' is the sum (§\S 2, no. 4, Example 3) of the space XX and the space {ω}\{ \omega \}.

When a compact space X′X' has been constructed as above from a locally compact space XX by adjoining an element ω\omega, it is often said that ω\omega is the "point at infinity" of X′X', and that X′X' is obtained from XX by adjoining a point at infinity. X′X' is also called the Alexandroff compactification or the one-point compactification of the locally compact space XX.

\* Example. If we apply Alexandroff's theorem to the real plane R2\mathbf{R}^2, we get a compact space homeomorphic to the sphere S2S_2 whose equation is x12+x22+x32=1x_1^2 + x_2^2 + x_3^2 = 1 in R3\mathbf{R}^3. A homeomorphism of these two spaces may be described as follows: the point ω\omega (the point at infinity) adjoined to R2\mathbf{R}^2 is mapped to (0,0,1)∈S2(0, 0, 1) \in S_2, and every point (x1,x2)(x_1, x_2) of R2\mathbf{R}^2 is mapped to the point where the line joining the points (0,1,1)(0, 1, 1) and (x1,x2,0)(x_1, x_2, 0) in R3\mathbf{R}^3 meets S2S_2 again. This homeomorphism is known as stereographic projection.

9. Locally compact σ\sigma-compact spaces

Definition 5

A locally compact space XX is said to be σ\sigma-compact or countable at infinity if it is a countable union of compact subsets.

Example 1

A discrete space is σ\sigma-compact if and only if it is countable.

Example 2

\* The real line R\mathbf{R} is locally compact and σ\sigma-compact, since it is the union of the compact intervals [−n,+n][ -n, +n ] for n∈Nn \in \mathbf{N}. \

Remark

A Hausdorff space can be a countable union of compact subspaces without being locally compact. \* An example is Hilbert space with the weak topology, as we shall show in a later volume.

Proposition 15

If XX is a locally compact σ\sigma-compact space, there is a sequence (Un)(U_n) of relatively compact open subsets of XX which cover XX, such that U‾n⊂Un+1\overline{U}_n \subset U_{n+1} for each nn.

Let XX be the union of a sequence (Kn)(K_n) of compact sets. Let U1U_1 be a relatively compact open neighbourhood of K1K_1 (no. 7, Proposition 10) and define UnU_n inductively for n>1n > 1 to be a relatively compact open neighbourhood of U‾n−1∈Kn\overline{U}_{n-1} \in K_n (no. 3, Proposition 5; no. 7, Proposition 10). The sequence (Un)(U_n) clearly has the required properties.

Corollary 1

With the notation of Proposition 15, every compact subset KK of XX is contained in some UnU_n.

For KK can be covered by a finite number of the UkU_k, by axiom (C''').

Corollary 2

Let XX be a locally compact space and let X′X' be the compact space obtained by adjoining a point at infinity ω\omega to XX (no. 8). Then XX is σ\sigma-compact if and only if the point ω\omega has a countable fundamental system of neighbourhoods in X′X'.

If XX is σ\sigma-compact we can construct a sequence of subsets UnU_n of XX as in Proposition 15, and the neighbourhoods X′−U‾nX' - \overline{U}_n of ω\omega in X′X' form a fundamental system of neighbourhoods of ω\omega by reason of Corollary 1. The converse follows from the fact that the complements of open neighbourhoods of ω\omega are compact subsets of XX.

Clearly every closed subspace of a locally compact σ\sigma-compact space is locally compact and σ\sigma-compact. Likewise any finite product of locally compact σ\sigma-compact spaces is locally compact and σ\sigma-compact.

Notice, however, that an open subspace of a compact space need not be σ\sigma-compact, as Alexandroff's theorem (no. 8, Theorem 4) shows.

10. Paracompact spaces

Definition 6

A topological space is said to be paracompact if it is Hausdorff and satisfies the following axiom:

(PC) Every open covering R\mathscr{R} of XX has a locally finite open refinement R′\mathscr{R}'. (Set Theory, Chapter II, § 4, no. 6, Definition 5).

Every compact space is clearly paracompact. Every discrete space XX is paracompact, for the open covering formed by all sets consisting of a single point of XX is locally finite and is finer than every open covering of XX.

Proposition 16

Every closed subspace* FF of a paracompact space XX is paracompact.

Certainly FF is Hausdorff. On the other hand, if (Vi)(V_i) is an open covering in the subspace FF, then each ViV_i is of the form Vi=Ui∩FV_i = U_i \cap F, where UiU_i is open in XX. Consider the open covering R\mathscr{R} of XX formed by CFCF and the UiU_i; since XX is paracompact, R\mathscr{R} has a locally finite refinement R′\mathscr{R}', and the intersections with FF of the sets belonging to R′\mathscr{R}' form a locally finite open covering of FF which is finer than the given covering (Vi)(V_i).

On the other hand an open subspace of a compact space need not be paracompact (Exercise 11).

Proposition 17

The product of a paracompact space and a compact space is paracompact*.

Let XX be a paracompact space, YY a compact space, R\mathscr{R} an open covering of X×YX \times Y. For each (x,y)∈X×Y(x, y) \in X \times Y there is an open neighbourhood V(x,y)V(x, y) of xx in XX and an open neighbourhood W(x,y)W(x, y) of yy in YY such that V(x,y)×W(x,y)V(x, y) \times W(x, y) is contained in some set belonging to R\mathscr{R}. For each x∈Xx \in X, the sets W(x,y)W(x, y) as yy runs through YY form an open covering of YY; hence there exist a finite number of points

yi∈Y(1≤i≤n(x)) y_i \in Y \quad (1 \leq i \leq n(x))
such that the W(x,yi)W(x, y_i) cover YY. Let U(x)U(x) denote
⋂i=1n(x)V(x,yi); \bigcap_{i=1}^{n(x)} V(x, y_i);
then each of the open sets U(x)×W(x,yi)U(x) \times W(x, y_i) is contained in a set of R\mathscr{R}. Now let (Ti)i∈I(T_i)_{i \in I} be a locally finite open covering of XX which refines the covering (U(x))x∈X(U(x))_{x \in X}. For each i∈Ii \in I, let xix_i be a point of XX such that Ti⊂U(xi)T_i \subset U(x_i), and let us denote by Si,kS_{i, k} the sets W(xi,yk)W(x_i, y_k) corresponding to this point xix_i (1≤k≤n(xi)1 \leq k \leq n(x_i)). Clearly the sets
Ti×Si,k(i∈I, 1≤k≤n(xi) for each i∈I) T_i \times S_{i, k} \quad (i \in I, \ 1 \leq k \leq n(x_i) \text{ for each } i \in I)
form an open covering of X×YX \times Y which refines R\mathscr{R}, and the proof will be complete if we show that this covering is locally finite. Let (x,y)(x, y) be any point of X×YX \times Y; there is a neighbourhood QQ of xx which meets only a finite number of sets TiT_i, and therefore the neighbourhood Q×YQ \times Y of (x,y)(x, y) meets only a finite number of sets Ti×Si,kT_i \times S_{i, k}.

On the other hand the product of two paracompact spaces need not be paracompact (see Chapter IX, , Exercise 16)

Proposition 18

The sum* (§ 2, no. 4, Example 3) of a family (Xi)i∈I(X_i)_{i \in I} of paracompact spaces is paracompact.

Let XX be the sum of the XiX_i, and let (Vλ)λ∈L(V_\lambda)_{\lambda \in L} be an open covering of XX. The covering formed by the open sets Xi∩YλX_i \cap Y_\lambda is finer than (Vλ)(V_\lambda). For each i∈Ii \in I, let (Ui,μ)μ∈Mi(U_{i,\mu})_{\mu \in M_i} be a locally finite open refinement of the covering (Vλ∩Xi)λ∈L(V_\lambda \cap X_i)_{\lambda \in L}; then the open covering of XX formed by the

Ui,μ(i∈I, μ∈Mi for each i∈I) U_{i,\mu} \quad (i \in I, \ \mu \in M_i \text{ for each } i \in I)

is locally finite and refines the original covering (Vλ)(V_\lambda).

Theorem 5

A locally compact space* XX is paracompact if and only if XX is the sum of a family of locally compact σ\sigma-compact spaces.

Suppose XX is paracompact, and for each x∈Xx \in X let VxV_x be a relatively compact open neighbourhood of xx in XX. Then by hypothesis there exists a locally finite open covering (U(α))α∈A(U(\alpha))_{\alpha \in A} of XX which refines the covering (Vx)x∈X(V_x)_{x \in X}. The U(α)U(\alpha) are therefore relatively compact. Every compact subset KK of XX meets only a finite number of the sets U(α)U(\alpha), for the non-empty sets U(α)∩KU(\alpha) \cap K form a locally finite open covering of the compact space XX; hence they must be finite in number (no. 1). Now let RR be the following relation between two points x,yx, y of XX: "there exists a finite sequence (αi)1≤i≤n(\alpha_i)_{1 \leq i \leq n} of indices in AA such that x∈U(α1), y∈U(αn)x \in U(\alpha_1), \ y \in U(\alpha_n) and U(αi)U(\alpha_i) meets U(αi+1)U(\alpha_{i+1}) for 1≤i≤n−11 \leq i \leq n - 1".

It is immediately verified that RR is an equivalence relation, and that each equivalence class mod RR is an open subset of XX [since the U(α)U(\alpha) are open sets]. XX is therefore the sum of the locally compact subspaces (no. 7, Proposition 13) formed by the equivalence classes mod RR, and it remains to show that each of these subspaces is the union of a countable subfamily of the family (U(α))(U(\alpha)).

Let xx be any point of XX, and define a sequence (Cn)(C_n) of relatively compact open subsets of XX by induction on nn as follows; C1C_1 is the union of the sets U(α)U(\alpha) which contain xx, and for each n>1n > 1, CnC_n is the union of the sets U(α)U(\alpha) which meet Cn−1C_{n-1}. It is immediately verified by induction on nn that each of the CnC_n is relatively compact and is the union of a finite number of sets U(α)U(\alpha). Furthermore, the equivalence class of xx with respect to RR is the union of the CnC_n: for if (αi)1≤i≤n(\alpha_i)_{1 \leq i \leq n} is a sequence of indices such that x∈U(α1)x \in U(\alpha_1) and U(αi)U(\alpha_i) meets U(αi+1)U(\alpha_{i+1}) for 1≤i≤n−11 \leq i \leq n - 1, then one sees by induction on ii that U(αi)⊂CiU(\alpha_i) \subset C_i for 1≤i≤n1 \leq i \leq n. It follows that the equivalence classes mod RR are σ\sigma-compact, and this completes the proof of the first part of the theorem.

To prove the converse, we may assume (by Proposition 18) that XX is σ\sigma-compact. Let R=(Gλ)λ∈L\mathfrak{R} = (G_\lambda)_{\lambda \in L} be any open covering of XX, and let (Un)(U_n) be a sequence of relatively compact open sets in XX which have the properties stated in Proposition 15 of no. 9. Let KnK_n denote the compact set U‾n−Un−1\overline{U}_n - U_{n-1} (Un=∅U_n = \emptyset if n≤0n \leq 0). The open set Un+1−U‾n−2U_{n+1} - \overline{U}_{n-2} is a neighbourhood of KnK_n by construction; hence for each x∈Knx \in K_n there is a neighbourhood WxW_x of xx contained in one of the sets GλG_\lambda and contained also in Un+1−U‾n−2U_{n+1} - \overline{U}_{n-2}. Since KnK_n is compact, a finite number of the sets WxW_x cover KnK_n; let Hni(1≤i≤pn)H_{ni} (1 \leq i \leq p_n) be these sets. Then the family R′\mathfrak{R}' of sets Hni(n≥1,1≤i≤pn for each n)H_{ni} (n \geq 1, 1 \leq i \leq p_n \text{ for each } n) is an open covering of XX which refines R\mathfrak{R}, and hence to complete the proof we have to show that R′\mathfrak{R}' is locally finite. Let zz be any point of XX, nn the smallest integer such that z∈Unz \in U_n; then since z∉Un−1z \notin U_{n-1}, there is a neighbourhood TT of zz which is contained in UnU_n and does not meet Un−2U_{n-2}. It follows that TT meets only those sets HmiH_{mi} for which n−2≤m≤n+1n - 2 \leq m \leq n + 1, i.e. TT meets only a finite number of sets of R′\mathfrak{R}'.

In the course of the proof we have also established the following result:

Corollary

Let XX be a locally compact paracompact space. Then every open covering R\mathfrak{R} of XX has a locally finite open refinement R′\mathfrak{R}' formed of relatively compact sets. If XX is σ\sigma-compact then R′\mathfrak{R}' can be taken to be countable.

Exercises

See the exercises for § 9.

Transcribed from the printed volume. Not translated.