Bourbaki

8. Hausdorff spaces and regular spaces

1. Hausdorff spaces

Proposition 1

Let XX be a topological space. Then the following statements are equivalent:

(H) Any two distinct points of XX have disjoint neighbourhoods. (Hi) The intersection of the closed neighbourhoods of any point of XX consists of that point alone. (Hii) The diagonal of the product space X×XX \times X is a closed set. (Hiii) For every set II, the diagonal of the product space Y=XIY = X^I is closed in YY. (Hiv) No filter on XX has more than one limit point. (Hv) If a filter F\mathfrak{F} on XX converges to xx, then xx is the only cluster point of F\mathfrak{F}.

We shall prove the implications

(H)⟹(Hi)⟹(Hv)⟹(Hiv)⟹(H)(H)⟹(Hiii)⟹(Hii)⟹(H). \begin{array}{cccccc} (H) & \Longrightarrow & (Hi) & \Longrightarrow & (Hv) & \Longrightarrow (Hiv) \Longrightarrow (H) \\ (H) & \Longrightarrow & (Hiii) & \Longrightarrow & (Hii) & \Longrightarrow (H). \end{array}

and

(H) ⟹\Longrightarrow (Hi): If x≠yx \neq y there is an open neighbourhood UU of xx and an open neighbourhood VV of yy such that U∩V=∅U \cap V = \varnothing; hence y∉U‾y \notin \overline{U}.

(Hi) ⟹\Longrightarrow (Hv): Let y≠xy \neq x; then there is a closed neighbourhood VV of xx such that y∉Vy \notin V, and by hypothesis there exists M∈FM \in \mathfrak{F} such that M⊂VM \subset V; thus M∩CV=∅M \cap C_V = \varnothing. But CVC_V is a neighbourhood of yy; hence yy is not a cluster point of F\mathfrak{F}.

(Hv) ⟹\Longrightarrow (Hiv): Clear, since every limit point of a filter is also a cluster point.

(Hiv) ⟹\Longrightarrow (H): Suppose x≠yx \neq y and that every neighbourhood VV of xx meets every neighbourhood WW of yy. Then the sets V∩WV \cap W form a base of a filter which has both xx and yy as limit points, which is contrary to hypothesis.

(H) ⟹\Longrightarrow (Hiii): Let (x)=(xi)(x) = (x_i) be a point of XIX^I which does not belong to the diagonal Δ\Delta. Then there are at least two indices λ,μ\lambda, \mu such that xλ≠xμx_\lambda \neq x_\mu. Let VλV_\lambda (resp. VμV_\mu) be a neighbourhood of xλx_\lambda (resp. xμx_\mu) in XX, such that Vλ∩Vμ=∅V_\lambda \cap V_\mu = \varnothing; then the set W=Vλ×Vμ×∏i≠λ,μXiW = V_\lambda \times V_\mu \times \prod_{i \neq \lambda, \mu} X_i (where Xi=XX_i = X if i≠λ,μi \neq \lambda, \mu) is a neighbourhood of xx in XIX^I (§ 4, no. 1) which does not meet Δ\Delta. Hence Δ\Delta is closed in XIX^I.

(Hiii) ⟹\Longrightarrow (Hii): Obvious.

(Hii) ⟹\Longrightarrow (H): If x≠yx \neq y then (x,y)∈X×X(x, y) \in X \times X is not in the diagonal Δ\Delta, hence (§ 4, no. 1) there is a neighbourhood VV of xx and a neighbourhood WW of yy in XX such that (V×W)∩Δ=∅(V \times W) \cap \Delta = \varnothing, which means that

V∩W=∅. V \cap W = \varnothing.

Definition 1

A topological space satisfying the conditions of Proposition 1 is called a Hausdorff or separated space; the topology of such a space is said to be a Hausdorff topology.

Axiom (H) is Hausdorff’s axiom.

Example

Any discrete space is Hausdorff. The rational line QQ is Hausdorff, for if x,yx, y are two rational numbers such that x<yx < y then there is a rational number zz such that x<z<yx < z < y, and the neighbourhoods ]←,z[\leftarrow, z[ of xx and ]z,→[z, \rightarrow[ of yy do not intersect.

A set XX having at least two points and carrying the coarsest topology (§ 2, no. 2) is not a Hausdorff space.

Let f:X→Yf : X \to Y be a mapping of a set XX into a Hausdorff space YY; then it follows immediately from Proposition 1 that ff can have at most one limit with respect to a filter F\mathfrak{F} on XX, and that if ff has yy as a limit with respect to F\mathfrak{F}, then yy is the only cluster point of ff with respect to F\mathfrak{F}.

Proposition 2

Let f,gf, g be two continuous mappings of a topological space XX into a Hausdorff space YY; then the set of all x∈Xx \in X such that f(x)=g(x)f(x) = g(x) is closed in XX.

For this set is the inverse image of the diagonal of Y×YY \times Y under the mapping x↦(f(x),g(x))x \mapsto (f(x), g(x)), which is continuous (§ 4, no. 1, Proposition 1). The result therefore follows from (Hii) and § 2, no. 1, Theorem 1.

Corollary 1 (Principle of extension of identities)

Let f,gf, g be two continuous mappings of a topological space XX into a Hausdorff space YY. If f(x)=g(x)f(x) = g(x) at all points of a dense subset of XX, then f=gf = g.

In other words, a continuous map of XX into YY (Hausdorff) is uniquely determined by its values at all points of a dense subset of XX.

Corollary 2

If ff is a continuous mapping of a topological space XX into a Hausdorff space YY, then the graph of ff is closed in X×YX \times Y.

For this graph is the set of all (x,y)∈X×Y(x, y) \in X \times Y such that f(x)=yf(x) = y, and the two mappings (x,y)→y(x, y) \to y and (x,y)→f(x)(x, y) \to f(x) are continuous.

Proposition 3

Let (xi)1≤i≤n(x_i)_{1 \leq i \leq n} be a finite family of distinct points of a Hausdorff space XX; then each xix_i has a neighbourhood ViV_i in XX such that the ViV_i (1≤i≤n1 \leq i \leq n) are mutually disjoint.

The proof is by induction on nn: the case n=2n = 2 is just the axiom (H). Let then WiW_i (1≤i≤n−11 \leq i \leq n - 1) be a neighbourhood of xix_i such that the WiW_i are mutually disjoint. On the other hand, for 1≤i≤n−11 \leq i \leq n - 1 there is a neighbourhood TiT_i of xix_i and a neighbourhood UiU_i of xnx_n which do not intersect. If we take ViV_i to be Wi∩TiW_i \cap T_i for 1≤i≤n−11 \leq i \leq n - 1 and

Vn=⋂i=1n−1Ui, V_n = \bigcap_{i=1}^{n-1} U_i,
the conditions of the proposition are satisfied.

Corollary

Every finite Hausdorff space is discrete.

Proposition 4

Every finite subset of a Hausdorff space is closed.

For every subset consisting of a single point is closed by reason of axiom (H\textsuperscript{i}).

Proposition 5

Let XX be a topological space and suppose that for each pair of distinct points x,yx, y of XX there is a continuous mapping ff of XX into a Hausdorff space X′X' such that f(x)≠f(y)f(x) \neq f(y). Then XX is Hausdorff.

Let V′V' and W′W' be disjoint neighbourhoods of f(x)f(x) and f(y)f(y) respectively in X′X'; then f‾−1(V′)\overline{f}^{-1}(V') and f‾−1(W′)\overline{f}^{-1}(W') are disjoint neighbourhoods of xx and yy respectively in XX.

Corollary

Every topology which is finer than a Hausdorff topology is Hausdorff.

2. Subspaces and products of Hausdorff spaces

A subspace AA of a Hausdorff space XX is Hausdorff, as we see by applying Proposition 5 of no. 1 to the canonical injection A→XA \to X. Conversely, we have

Proposition 6

If every point of a topological space XX has a closed neighbourhood which is a Hausdorff subspace of XX, then XX is Hausdorff.

Let x∈Xx \in X and let VV be a closed neighbourhood of xx in XX such that the subspace VV is Hausdorff. Then the closed neighbourhoods of xx in VV have {x}\{x\} as their intersection (axiom (H\textsuperscript{'})); but they are also closed neighbourhoods of xx in XX (§ 3, no. 1) and therefore XX satisfies (H\textsuperscript{i}).

There exist non-Hausdorff spaces in which every point has a Hausdorff neighbourhood (Exercise 7).

Proposition 7

Every product of Hausdorff spaces is Hausdorff. Conversely, if a product of non-empty spaces is Hausdorff, then each factor is a Hausdorff space.

Let X=∏i∈IXiX = \prod_{i \in I} X_i be a product of topological spaces. Then if x,yx, y are two distinct points of XX, we have pr⁡ix≠pr⁡iy\operatorname{pr}_i x \neq \operatorname{pr}_i y for some index ii, and Proposition 5 of no. 1 shows that XX is Hausdorff if the XiX_i are. Conversely, if XX is Hausdorff and the XiX_i are non-empty, then each XiX_i is homeomorphic to a subspace of XX (§ 4, no. 2, Proposition 4) and is therefore Hausdorff.

Corollary 1

Let XX be a set, let (Yi)i∈I(Y_i)_{i \in I} be a family of Hausdorff topological spaces, and for each i∈Ii \in I let fif_i be a mapping of XX into YiY_i. Let XX carry the coarsest topology T\mathfrak{T} for which the fif_i are continuous. Then a necessary and sufficient condition for XX to be Hausdorff is that for each pair of distinct points x,yx, y of XX we have fi(x)≠fi(y)f_i(x) \neq f_i(y) for some index i∈Ii \in I.

The condition is sufficient by reason of Proposition 5 of no. 1. Conversely, suppose XX is Hausdorff; let Y=∏i∈IYiY = \prod_{i \in I} Y_i and let f=(fi)i∈If = (f_i)_{i \in I} be the mapping x→(fi(x))x \to (f_i(x)). By Proposition 7 above YY is Hausdorff, and by Proposition 3 of § 4, no. 1, T\mathfrak{T} is the inverse image under ff of the topology of YY. If f(x)=f(y)f(x) = f(y) for two distinct points x,yx, y of XX it is clear that every open set (in the topology T\mathfrak{T}) which contains xx also contains yy, contrary to the hypothesis that XX is Hausdorff.

Corollary 2

Let (Xα,fαβ)(X_\alpha, f_{\alpha \beta}) be an inverse system of topological spaces. If the XαX_\alpha are Hausdorff, then X=lim←⁡XαX = \varprojlim X_\alpha is Hausdorff and is a closed subspace of ∏αXα\prod_\alpha X_\alpha.

The first assertion follows from the fact that XX is a subspace of the Hausdorff space ∏αXα\prod_\alpha X_\alpha (Proposition 7). To show that XX is closed in the product space, let FαβF_{\alpha \beta} (α≤β\alpha \leq \beta) be the subset of ∏αXα\prod_\alpha X_\alpha consisting of points xx for which pr⁡αx=fαβ(pr⁡βx)\operatorname{pr}_\alpha x = f_{\alpha \beta}(\operatorname{pr}_\beta x); the FαβF_{\alpha \beta} are closed in ∏αXα\prod_\alpha X_\alpha (no. 1, Proposition 2), hence so is their intersection XX.

Evidently, any sum of Hausdorff spaces (§ 2, no. 4, Example 3) is a Hausdorff space.

3. Hausdorff quotient spaces

Let us look for conditions under which a quotient space X/RX/R is Hausdorff (in which case the equivalence relation RR is said to be Hausdorff). In the first place, if X/RX/R is Hausdorff, then the subsets of X/RX/R consisting of a single point are closed (no. 1, Proposition 4) and hence each equivalence class mod RR is closed in XX. But this necessary condition is not sufficient.

The definition of open sets in X/RX/R gives rise to the following necessary and sufficient condition: X/RX/R is Hausdorff if and only if any two distinct equivalence classes in XX are contained in disjoint saturated open subsets of XX. We shall give other more usable conditions.

Proposition 8

A necessary condition for the quotient space X/RX/R to be Hausdorff is that the graph CC of RR is closed in X×XX \times X. If the equivalence relation RR is open, this condition is also sufficient.

Let φ:X→X/R\varphi : X \to X/R be the canonical mapping; then CC is the inverse image under φ×φ:X×X→(X/R)×(X/R)\varphi \times \varphi : X \times X \to (X/R) \times (X/R) of the diagonal Δ\Delta of (X/R)×(X/R)(X/R) \times (X/R). The first part of the proposition therefore follows from the continuity of φ×φ\varphi \times \varphi [Axiom (Hii) and Theorem 1 of § 2, no. 1]. If RR is open then (X/R)×(X/R)(X/R) \times (X/R) can be identified with the quotient space (X×X)/(R×R)(X \times X)/(R \times R) (§5§ 5, no. 3, corollary to Proposition 8), and Δ\Delta is then identified with the canonical image in (X×X)/(R×R)(X \times X)/(R \times R) of the set CC, which is saturated with respect to R×RR \times R. Hence Δ\Delta is closed in X×XX \times X and therefore XX is Hausdorff.

If RR is not open, there are examples where CC is closed but RR is not Hausdorff (Exercises 10 and 28).

To show that X/RX/R is Hausdorff we can also apply Proposition 5 of no. 1: MM and NN being two distinct equivalence classes of RR it is sufficient that there should be a continuous mapping ff of an open subset AA of XX, saturated with respect to RR and containing MM and NN, into a Hausdorff space X′X', such that 1) ff is constant on each equivalence class mod RR contained in AA, 2) ff takes distinct values on MM and NN. For since A/RAA/R_A can be identified with an open subset of X/RX/R (§3§ 3, no. 6, Proposition 10, Corollary 1), we can apply Proposition 5 of no. 1 to the mapping g:A/RA→X′g : A/R_A \to X' induced by ff, since gg is continuous (§3§ 3, no. 4, Proposition 6).

In particular:

Proposition 9

If ff is a continuous mapping of a topological space XX into a Hausdorff space X′X', and RR is the equivalence relation f(x)=f(y)f(x) = f(y), then the quotient space X/RX/R is Hausdorff.

Proposition 10

If XX is a Hausdorff space, and if XX has a continuous section ss with respect to the equivalence relation RR, then X/RX/R is Hausdorff and s(X/R)s(X/R) is closed in XX.

For (§3§ 3, no. 5) X/RX/R is homeomorphic to the subspace s(X/R)s(X/R) of XX, which is Hausdorff. Furthermore s(X/R)s(X/R) is the set of all x∈Xx \in X such that s(φ(x))=xs(\varphi(x)) = x, where φ:X→X/R\varphi : X \to X/R is the canonical mapping; hence the second assertion follows from no. 1, Proposition 2.

4. Regular spaces

Proposition 11

The following properties of a topological space XX are equivalent:

(O_{III}) The set of closed neighbourhoods of any point of XX is a fundamental system of neighbourhoods of the point.

(O'_{III}) Given any closed subset FF of XX and any point x∉Fx \notin F there is a neighbourhood of xx and a neighbourhood of FF which do not intersect.

(O_{III}) \Longrightarrow (O'_{III}): If FF is closed and x∉Fx \notin F, then there is a closed neighbourhood VV of xx contained in the neighbourhood CFC_F of xx; VV and CVC_V are neighbourhoods of xx and FF respectively, and have no point in common.

(O'_{III}) \Longrightarrow (O_{III}): If WW is an open neighbourhood of x∈Xx \in X, then there is a neighbourhood UU of xx and a neighbourhood VV of CWC_W which are disjoint, and therefore U‾⊂W\overline{U} \subset W.

Definition 2

A topological space is said to be regular if it is Hausdorff and satisfies axiom (O_{III}); its topology is then said to be regular.

A discrete space is regular. \* We shall see in § 9 that every locally compact space (in particular the real line R\mathbf{R}) is regular. \*

Proposition 12

Every subspace of a regular space is regular.

Let AA be a subspace of a regular space XX. Since XX is Hausdorff, so is AA (no. 2); on the other hand, every neighbourhood of a point x∈Ax \in A with respect to AA is of the form V∩AV \cap A, where VV is a neighbourhood of xx in XX. Since XX is regular there is a neighbourhood WW of xx in XX which is closed in XX and contained in VV; W∩AW \cap A is then a neighbourhood of xx in AA, closed in AA and contained in V∩AV \cap A. Hence the result. Conversely:

Proposition 13

If every point xx of a topological space XX has a closed neighbourhood which is a regular subspace of XX, then XX is regular.

XX is Hausdorff by Proposition 6 of no. 2. Let xx be any point of XX and let VV be a closed regular neighbourhood of xx. If UU is any neighbourhood of xx contained in VV, then UU is a neighbourhood of xx relative to VV; hence by hypothesis there is a neighbourhood WW of xx in VV which is closed in VV and contained in UU. But WW is a neighbourhood of xx in XX since VV is a neighbourhood of xx in XX, and WW is closed in XX since VV is closed in XX.

Remark 1

There are examples of non-Hausdorff spaces in which every point has a regular neighbourhood (Exercise 7).

Remark 2

There are spaces which are Hausdorff but not regular (Exercise 20).

Remark 3

A topology which is finer than a regular topology need not be regular (Exercise 20).

5. Extension by continuity; double limit

Theorem 1

Let X be a topological space, A a dense subset of X, f : A → Y a mapping of A into a regular space Y. A necessary and sufficient condition for f to extend to a continuous mapping f‾:X→Y\overline{f} : X \to Y is that, for each x∈Xx \in X, f(y)f(y) tends to a limit in Y when y tends to x while remaining in A. The continuous extension f‾\overline{f} of f to X is then unique.

The uniqueness of f‾\overline{f} follows from the principle of extension of identities (no. 1, Proposition 2, Corollary 1). It is clear that the condition is necessary, for if f‾\overline{f} is continuous on X, then for each x∈Xx \in X we have

f‾(x)=lim⁡y→x,y∈Af‾(y)=lim⁡y→x,y∈Af(y) \overline{f}(x) = \lim_{y \to x, y \in A} \overline{f}(y) = \lim_{y \to x, y \in A} f(y)
(§ 7, no. 5). Conversely, suppose that the condition is satisfied and define
f‾(x)=lim⁡y→x,y∈Af(y) \overline{f}(x) = \lim_{y \to x, y \in A} f(y)
for each x∈Xx \in X; f‾(x)\overline{f}(x) is a well-defined element of Y, since Y is Hausdorff. We have to show that f‾\overline{f} is continuous at each point x∈Xx \in X. Let then V' be a closed neighbourhood of f‾(x)\overline{f}(x) in Y; then by hypothesis there is an open neighbourhood V of x in X such that f(V∩A)⊂V′f(V \cap A) \subset V'. Since V is a neighbourhood of each of its points, we have
f‾(z)=lim⁡y→z,y∈V∩Af(y) \overline{f}(z) = \lim_{y \to z, y \in V \cap A} f(y)
for each z∈Vz \in V, and from this it follows that f‾(z)∈f‾(V∩A)⊂V′\overline{f}(z) \in \overline{f}(V \cap A) \subset V', since V' is closed. The result now follows from the fact that the closed neighbourhoods of f(x)f(x) form a fundamental system of neighbourhoods of f(x)f(x) in Y.

The mapping f‾\overline{f} is said to be obtained by extending f by continuity to X.

In the statement of Theorem 1 the hypothesis that Y is regular cannot be weakened without imposing additional restrictions on X, A or f (Exercise 19).

Corollary

Let F1\mathfrak{F}_1 be a filter on a set X1X_1, and F2\mathfrak{F}_2 a filter on a set X2X_2; let F1×F2\mathfrak{F}_1 \times \mathfrak{F}_2 be the product filter (§ 6, no. 7) on X=X1×X2X = X_1 \times X_2, and let f be a mapping of X into a regular space Y. Suppose that a) lim⁡F1×F2f\lim_{\mathfrak{F}_1 \times \mathfrak{F}_2} f exists.

b) lim⁡x2,F2f(x1,x2)=g(x1)\lim_{x_2, \mathfrak{F}_2} f(x_1, x_2) = g(x_1) exists for all x1∈X1x_1 \in X_1.

Then lim⁡x1,F1g(x1)\lim_{x_1, \mathfrak{F}_1} g(x_1) exists and is equal to lim⁡F1×F2f\lim_{\mathfrak{F}_1 \times \mathfrak{F}_2} f.

Let X1′=X1∪{ω1}X'_1 = X_1 \cup \{\omega_1\} (resp. X2′=X2∪{ω2}X'_2 = X_2 \cup \{\omega_2\}) be the topological space associated with the filter F1\mathfrak{F}_1 (resp. F2\mathfrak{F}_2) (§ 6, no. 5, Example). In the product space X′=X1′×X2′X' = X'_1 \times X'_2 let X′′X'' be the union of the subspaces X1×X2′X_1 \times X'_2 and {(ω1,ω2)}\{(\omega_1, \omega_2)\}. XX is clearly a dense subspace of X′′X'', and the hypotheses imply that f(y1,y2)f(y_1, y_2) tends to a limit when (y1,y2)(y_1, y_2) tend to any point (x1,x2)(x_1, x_2) of X′′X'' whilst remaining in XX. The existence of the extension of ff by continuity to X′′X'' then follows from Theorem 1. Since also (ω1,ω2)(\omega_1, \omega_2) lies in the closure of X1×{ω2}X_1 \times \{\omega_2\} relative to X′′X'', the result follows immediately (§ 7, no. 5).

6. Equivalence relations on a regular space

Proposition 14

Let* XX be a regular space, RR a closed equivalence relation on XX. Then the graph CC of RR in X×XX \times X is closed.

Let (a,b)(a, b) be a point of X×XX \times X in the closure of CC, and let VV (resp. WW) be a closed neighbourhood of aa (resp. a neighbourhood of bb) in XX; then there is a point (x,y)∈C∩(V×W)(x, y) \in C \cap (V \times W). Since x∈Vx \in V, yy belongs to the saturation SS of VV with respect to RR; hence each neighbourhood WW of bb meets SS. By hypothesis SS is closed, and therefore b∈Sb \in S. Now let BB be the saturation of {b}\{b\} with respect to RR, then each closed neighbourhood VV of aa meets BB; since by hypothesis BB is closed and XX is regular, it follows that a∈Ba \in B and therefore that (a,b)∈C(a, b) \in C. This completes the proof.

Corollary

On a regular space, every equivalence relation which is both open and closed is Hausdorff*.

This follows from Proposition 14 and Proposition 8 of no. 3.

Proposition 15

Let* XX be a regular space, FF a closed subset of XX, RR the equivalence relation on XX obtained by identifying all the points of FF [in other words, the equivalence relation whose equivalence classes are FF (if F≠∅F \neq \emptyset*) and the sets* {x}\{x\} where x∈CFx \in CF*]. Then the quotient space X/RX/R is Hausdorff.

Let MM and NN be two distinct equivalence classes in XX. If each of them consists of a single point in the complement of FF, then there exist two disjoint open neighbourhoods of MM and NN in the Hausdorff subspace CFCF; these are neighbourhoods of MM and NN in XX and are saturated with respect to RR. If M=FM = F (so that F≠∅F \neq \emptyset) and N={b}N = \{ b \} where b∉Fb \notin F, then since XX is regular there is an open neighbourhood of bb and an open neighbourhood of FF which do not intersect; these neighbourhoods are saturated with respect to RR, and the proposition is proved.

Note that the quotient space X/RX/R is not necessarily regular (Chapter IX, § 4, Exercise 14).

Exercises

See the exercises for § 8.

Transcribed from the printed volume. Not translated.