Bourbaki

3. Metrizable groups, valued fields, normed spaces and algebras

1. Metrizable topological groups

Proposition 1

The left and right uniformities of a topological group GG are metrizable if and only if GG is Hausdorff and the identity element ee of GG has a countable fundamental system of neighbourhoods.

The condition is clearly necessary. Conversely, if it is satisfied, let (Vn)(V_n) be a fundamental system of neighbourhoods of ee; if UnU_n denotes the set of pairs (x,y)∈G×G(x, y) \in G \times G such that x−1y∈Vnx^{-1}y \in V_n, then the UnU_n form a countable fundamental system of entourages of the left uniformity of GG; since this uniformity is Hausdorff, it follows from § 2, no. 4, Theorem 1 that it is metrizable. Similarly for the right uniformity of GG.

A topological group GG is said to be metrizable if its topology is metrizable. Proposition 1 then shows that its two uniformities are metrizable.

This result can be sharpened with the help of the following notion:

Definition 1

A metric* dd on a group GG (written multiplicatively) is said to be left-invariant (resp. right-invariant) *if we have

d(zx,zy)=d(x,y)[resp. d(xz,yz)=d(x,y)] d(zx, zy) = d(x, y) \quad [\text{resp. } d(xz, yz) = d(x, y)]

for all x,y,zx, y, z in GG.

Proposition 2

The left* (resp. right) uniformity of a metrizable group GG can be defined by a left-invariant (resp. right-invariant) metric on GG.

Suppose that the fundamental system (Vn)(V_n) of neighbourhoods of ee consists of symmetric neighbourhoods such that Vn+13⊂VnV_{n+1}^3 \subset V_n for each nn. Then the corresponding entourages UnU_n of the left uniformity are symmetric entourages such that Un+1⊂UnU_{n+1} \subset U_n. The method used in the proof of Proposition 2 of § 1, no. 4 allows us to construct, from the sequence of entourages (Un)(U_n), a metric dd on GG compatible with the left uniformity of GG; and since for each z∈Gz \in G the mapping (x,y)→(zx,zy)(x, y) \to (zx, zy) leaves each of the UnU_n invariant, the definition of dd shows that it is a left-invariant metric. This method also holds for the right uniformity.

Note that, if the two uniformities of GG are distinct, the metric dd is not right-invariant, and hence in general d(x−1,y−1)≠d(x,y)d(x^{-1}, y^{-1}) \neq d(x, y).

In particular, if GG is a metrizable abelian group, its uniformity is defined by an invariant metric dd: if GG is written additively, we have

d(x,y)=d(0,y−x)=d(0,x−y). d(x, y) = d(0, y - x) = d(0, x - y).

We shall often write ∣x∣|x| (or ∣∣x∣||x|) for d(0,x)d(0, x); we have then

d(x,y)=∣x−y∣. d(x, y) = |x - y|.

The function ∣x∣|x| satisfies the following three conditions:

a) ∣−x∣=∣x∣|-x| = |x| for all x∈Gx \in G.

b) ∣x+y∣≤∣x∣+∣y∣|x + y| \leq |x| + |y| for all x∈Gx \in G and all y∈Gy \in G.

c) ∣x∣=0|x| = 0 if and only if x=0x = 0.

Conversely:

Proposition 3

Let GG be an abelian group, written additively, and let x→∣x∣x \to |x| be a mapping G→RG \to \mathbf{R} which satisfies conditions a), b) and c) above. Then the function d(x,y)=∣x−y∣d(x, y) = |x - y| is an invariant metric on GG; the topology T\mathscr{T} which it defines on GG is compatible with the group structure of GG, and the uniformity defined by dd is the same as the uniformity of the topological group obtained by endowing GG with the topology T\mathscr{T}.

The function d(x,y)d(x, y) is a metric on GG, for the relation d(x,y)=0d(x, y) = 0 is equivalent to x=yx = y by c); we have d(x,y)=d(y,x)d(x, y) = d(y, x) by a); and

d(x,y)=∣(x−z)+(z−y)∣≤∣x−z∣+∣z−y∣=d(x,z)+d(z,y) d(x, y) = |(x - z) + (z - y)| \leq |x - z| + |z - y| = d(x, z) + d(z, y)

by b). Moreover, dd is invariant, since (x+z)−(y+z)=x−y(x + z) - (y + z) = x - y. For each real number x>0x > 0, let VxV_x be the set of all x∈Gx \in G such that ∣x∣<x|x| < x; then the VxV_x form a fundamental system S\mathfrak{S} of neighbourhoods of 00 for the topology T\mathscr{T}, and since dd is invariant, a+Sa + \mathfrak{S} is a fundamental system of neighbourhoods of aa for the topology T\mathscr{T}, for each a∈Ga \in G. By a), the VxV_x are symmetric, and by b), we have Va+Vx⊂V2aV_a + V_x \subset V_{2a}; hence the topology T\mathscr{T} is compatible with the group structure of GG (Chapter III, § 1, no. 2). The last part of the proposition follows immediately.

Conditions a', b' and c' are equivalent to c) together with the condition

∣x−y∣≤∣x∣+∣y∣. |x - y| \leq |x| + |y|.

For a' and b' clearly imply b'); conversely, taking x=0x = 0 in b') and using c), we see that ∣−y∣≤∣y∣|-y| \leq |y|; replacing yy by −y-y it follows that ∣−y∣=∣y∣|-y| = |y|, which is a); replacing yy by −y-y in b') we then get b').

Proposition 4

If G is a metrizable group, then every Hausdorff quotient group G/H of G is metrizable. If G is also complete, then G/H is complete (*).

The first part of the proposition is a consequence of the fact that the identity element of G/H has a countable fundamental system of neighbourhoods in G/H; for if (V_n) is a fundamental system of neighbourhoods of e in G, then the canonical images V˙n\dot{V}_n of the sets V_n in G/H form a fundamental system of neighbourhoods of the identity element of G/H (Chapter III, § 2, no. 6, Proposition 17).

To show that G/H is complete if G is complete, it is enough, by § 2, no. 6, Proposition 9, to show that every Cauchy sequence (x˙n)(\dot{x}_n) (with respect to the left uniformity of G/H) is convergent. We may assume, by passing to a subsequence of (x˙n)(\dot{x}_n) if necessary, that for each pair of indices p,qp, q such that p≥np \geq n and q≥nq \geq n, we have x˙p−1x˙q∈V˙n\dot{x}_p^{-1}\dot{x}_q \in \dot{V}_n; this means that for each pair of points y∈x˙p,z∈x˙qy \in \dot{x}_p, z \in \dot{x}_q, we have y−1z∈HVn=VnHy^{-1}z \in HV_n = V_nH; and therefore, for each y∈x˙py \in \dot{x}_p, the intersection of x˙q\dot{x}_q and the neighbourhood yVnyV_n of yy is not empty. Suppose then that the sequence (V_n) has been chosen so that Vn+12⊂VnV_{n+1}^2 \subset V_n, and define inductively a sequence (xn)(x_n) of points of G, such that xn∈x˙nx_n \in \dot{x}_n and xn+1∈xnVnx_{n+1} \in x_n V_n; this is possible by what has been said. It follows then by induction that for each p>0p > 0 we have xn+p∈xnVnVn+1…Vn+p−1⊂xnVn−1x_{n+p} \in x_n V_n V_{n+1} \ldots V_{n+p-1} \subset x_n V_{n-1}. The sequence (xn)(x_n) is therefore a Cauchy sequence in G, so it converges to a point aa; and it follows immediately that the canonical image a˙\dot{a} of aa in G/H is the limit of the sequence (x˙n)(\dot{x}_n).

Corollary 1

Let G be a complete metrizable group, let G_0 be a dense subgroup of G and let H_0 be a closed normal subgroup of G_0. If H is the closure of H_0 in G, the quotient group G_0/H_0 has a completion isomorphic to G/H.

H is a normal subgroup of G (Chapter III, § 2, no. 3, Proposition 8) and Proposition 4 shows that G/H is complete. Also if φ\varphi is the canonical mapping of G onto G/H, it is clear that φ(G0)\varphi(G_0) is dense in G/H. The result therefore follows from Chapter III, § 2, no. 7, Proposition 21.

Let G, G' be two Hausdorff abelian topological groups, and G^,G^′\hat{G}, \hat{G}' their respective completions. We recall (Chapter III, § 3, no. 3, Proposition 5) that if uu is a continuous homomorphism of G into G', then uu is uniformly continuous and extends uniquely to a continuous homomorphism of G^\hat{G} into G^′\hat{G}', which we shall denote by u^\hat{u} in the remainder

(*) There exist non-metrizable complete groups G containing a closed subgroup H such that G/H is not complete.

of this subsection. The diagram

G→uG′i↓i′↓G^→u^G^′ \begin{array}{ccc} G & \xrightarrow{u} & G' \\ i \downarrow & & i' \downarrow \\ \hat{G} & \xrightarrow{\hat{u}} & \hat{G}' \end{array}

in which i,i′i, i' are the canonical injections) is commutative. If vv is a continuous homomorphism of G′G' into a Hausdorff abelian topological group G′′G'', and if w=v∘uw = v \circ u, then it is follows immediately that w^=v^∘u^\hat{w} = \hat{v} \circ \hat{u}.

Let HH be a closed subgroup of GG and let E=G/HE = G/H. Let j:H→Gj : H \to G and p:G→Ep : G \to E be the canonical mappings. Let H‾\overline{H} be the closure of HH in G^\hat{G}; H‾\overline{H} is a complete group and we identify it with the completion H^\hat{H} of HH. The continuous extension j^\hat{j} of jj to H^\hat{H} is evidently the canonical injection of H^\hat{H} in G^\hat{G}.

Suppose from now on that GG is metrizable. Then the canonical mapping of E=GHE = GH into G^H^\hat{G}\hat{H} is a topological isomorphism of EE onto a dense subgroup of the complete group G^/H^\hat{G}/\hat{H} (Corollary 1), and thus we may identify G^H^\hat{G}\hat{H} with E^\hat{E} and the continuous extension p^\hat{p} of pp to G^\hat{G} with the canonical mapping of G^\hat{G} onto G^/H^\hat{G}/\hat{H}.

Corollary 2

Let G,G′G, G' be two metrizable abelian topological groups; let u:G→G′u : G \to G' be a strict morphism with kernel NN and image PP. Then u^:G^→G^′\hat{u} : \hat{G} \to \hat{G}' is a strict morphism with kernel N^\hat{N} and image P^\hat{P}.

Let u=j∘v∘pu = j \circ v \circ p be the canonical factorization of uu, where vv is an isomorphism of the topological group G/NG/N onto the topological group u(G)=Pu(G) = P. We have u^=j^∘v^∘p^\hat{u} = \hat{j} \circ \hat{v} \circ \hat{p}, and we have seen that p^\hat{p} is the canonical mapping of G^\hat{G} onto G^N^\hat{G}\hat{N}, and that j^\hat{j} is the canonical mapping of P^\hat{P} into G^\hat{G}. On the other hand, v^\hat{v} is an isomorphism of G^/N^\hat{G}/\hat{N} onto P^\hat{P} (Chapter III, § 3, no. 4, Proposition 5), whence the result.

Corollary 3

Let G,G′,G′′G, G', G'' be three metrizable abelian topological groups and let u:G→G′u : G \to G' and v:G′→G′′v : G' \to G'' be two strict morphisms such that the sequence G→uG′→vG′′G \xrightarrow{u} G' \xrightarrow{v} G'' is exact [i.e., u(G)=v‾(0)u(G) = \overline{v}(0)]. Then the sequence G^→u^G^′→v^G^′′\hat{G} \xrightarrow{\hat{u}} \hat{G}' \xrightarrow{\hat{v}} \hat{G}'' is exact.

For if we put N=u(G)=v‾(0)N = u(G) = \overline{v}(0), it follows from Corollary 2 that N^\hat{N} is both the image of u^\hat{u} and the kernel of v^\hat{v}.

Remark 1

Let GG be a non-Hausdorff topological group such that the Hausdorff group associated with GG is metrizable; equivalently, such that the identity element of GG has a countable fundamental system of neighbourhoods in G. The proof of Proposition 4 applies to this case without modification, H being an arbitrary normal subgroup of G, and shows that the Hausdorff group associated with G/H is metrizable, and that G/H is a complete group (in general not Hausdorff) whenever G is complete.

Remark 2

Let d be a left-invariant metric which defines the topology of a metrizable group G, and let H be a closed normal subgroup of G. If x˙\dot{x} and y˙\dot{y} are any two points of G/H, consider the distance d(x˙,y˙)d(\dot{x}, \dot{y}) of the two closed subsets x˙,y˙\dot{x}, \dot{y} in G (§ 2, no. 2); we shall see that this function is a left-invariant metric on G/H and defines the topology of this quotient group.

Notice first that if x∈x˙x \in \dot{x} and y∈y˙y \in \dot{y} we have d(x˙,y˙)=d(x,Hy)d(\dot{x}, \dot{y}) = d(x, Hy); for d(x,Hy)=inf⁡h∈Hd(x,hy)d(x, Hy) = \inf_{h \in H} d(x, h y), and therefore d(h′x,Hy)=d(x,Hy)d(h'x, Hy) = d(x, Hy) for all h′∈Hh' \in H, since d is left-invariant; this proves the assertion (§ 2, no. 2). Hence for each z˙∈G/H\dot{z} \in G/H we have [§ 2, no. 2, formula (2)]

∣d(x˙,z˙)−d(y˙,z˙)∣=∣d(x,z˙)−d(y,z˙)∣≤d(x,y); |d(\dot{x}, \dot{z}) - d(\dot{y}, \dot{z})| = |d(x, \dot{z}) - d(y, \dot{z})| \leq d(x, y);

and since this inequality is valid for all x∈x˙x \in \dot{x} and all y∈y˙y \in \dot{y}, we have ∣d(x˙,z˙)−d(y˙,z˙)∣≤d(x˙,y˙)|d(\dot{x}, \dot{z}) - d(\dot{y}, \dot{z})| \leq d(\dot{x}, \dot{y}), which shows that d(x˙,y˙)d(\dot{x}, \dot{y}) is a metric on G/H. Moreover, for any z∈z˙z \in \dot{z}, we have

d(z˙x,z˙y)=inf⁡h∈Hd(zx,hzy) d(\dot{z}x, \dot{z}y) = \inf_{h \in H} d(zx, hzy)

from above; but since hzy=z(z−1hz)yhzy = z(z^{-1}hz) y and since z−1hzz^{-1}hz runs through H as h runs through H (H being normal), the left-invariance of d(x,y)d(x, y) shows that we have d(zx,Hzy)=d(x,Hy)=d(x˙,y˙)d(zx, Hz y) = d(x, Hy) = d(\dot{x}, \dot{y}). Finally, if V is a neighbourhood of e in G defined by d(e,x)<αd(e, x) < \alpha, the image V of V in G/H is the set defined by d(e,x˙)<αd(e, \dot{x}) < \alpha; this completes the proof.

2. Valued division rings

Definition 2

An absolute value on a division ring K is a mapping x→∣x∣x \to |x| of K into R+\mathbf{R}_+ which satisfies the following conditions:

(VM_I) ∣x∣=0|x| = 0 if and only if x=0x = 0. (VM_II) ∣xy∣=∣x∣⋅∣y∣|xy| = |x| \cdot |y| for all x,yx, y in K. (VM_III) ∣x+y∣≤∣x∣+∣y∣|x + y| \leq |x| + |y| for all x,yx, y in K.

By (VM_II) we have ∣x∣=∣1∣⋅∣x∣|x| = |1| \cdot |x|, and since by (VM_I) there is at least one x such that ∣x∣≠0|x| \neq 0, we have ∣1∣=1|1| = 1; it follows that 1=∣1∣21 = |1|^2, hence ∣1∣=1|1| = 1 and consequently

∣−x∣=∣−1∣∣x∣=∣x∣; |-x| = |-1| |x| = |x|;

therefore ∣x−y∣≤∣x∣+∣y∣|x - y| \leq |x| + |y| for all x,yx, y in K. We can therefore say that d(x,y)=∣x−y∣d(x, y) = |x - y| is an invariant metric on the additive group K, and that the mapping x→∣x∣x \to |x| is a homomorphism of the multiplicative group K∗K^* of non-zero elements of KK into the multiplicative group R+∗\mathbf{R}_+^* of real numbers >0> 0.

The invariant metric ∣x−y∣|x - y| defines a metric space topology on KK, compatible with its additive group structure (no. 1, Proposition 3); but, moreover, this topology is compatible with the division ring structure of KK. For the continuity of xyxy on K×KK \times K follows from the relation

xy−x0y0=(x−x0)(y−y0)+(x−x0)y0+x0(y−y0), xy - x_0 y_0 = (x - x_0)(y - y_0) + (x - x_0)y_0 + x_0(y - y_0),

which gives

∣xy−x0y0∣≤∣x−x0∣⋅∣y−y0∣+∣x0∣⋅∣y−y0∣+∣y0∣⋅∣x−x0∣. |xy - x_0 y_0| \leq |x - x_0| \cdot |y - y_0| + |x_0| \cdot |y - y_0| + |y_0| \cdot |x - x_0|.

Likewise, the continuity of x−1x^{-1} at every point x0≠0x_0 \neq 0 follows from the identity x−1−x0−1=x−1(x0−x)x0−1x^{-1} - x_0^{-1} = x^{-1}(x_0 - x)x_0^{-1}, which gives, by (VM_{II}),

∣x−1−x0−1∣=∣x−x0∣∣x0∣⋅∣x∣; |x^{-1} - x_0^{-1}| = \frac{|x - x_0|}{|x_0| \cdot |x|};

now if ε>0\varepsilon > 0 is such that ε<∣x0∣\varepsilon < |x_0|, the relation ∣x−x0∣≤ε|x - x_0| \leq \varepsilon implies ∣x∣≥∣x0∣−ε|x| \geq |x_0| - \varepsilon, whence ∣x−1−x0−1∣≤ε/∣x0∣(∣x0∣−ε)|x^{-1} - x_0^{-1}| \leq \varepsilon / |x_0|(|x_0| - \varepsilon); and this establishes the continuity of x−1x^{-1} at the point x0x_0.

Definition 3

A valued division ring is a division ring* KK endowed with the structure defined by a given absolute value on KK.

A valued division ring will always be considered as endowed with the topology defined by its absolute value, which makes it a topological division ring. If K0K_0 is a division subring of a valued division ring KK, the restriction to K0K_0 of the absolute value on KK is an absolute value on K0K_0, which defines on K0K_0 the topology induced by the topology of KK.

Example 1

Let KK be an arbitrary division ring. For each x∈Kx \in K, put ∣x∣=1|x| = 1 if x≠0x \neq 0, and ∣0∣=0|0| = 0. The mapping x→∣x∣x \to |x| so defined is an absolute value on KK, called the improper absolute value. The topology defined by an absolute value ∣x∣|x| on a division ring KK is discrete if and only if ∣x∣|x| is the improper absolute value. This condition is clearly sufficient; conversely, if the topology of KK is discrete, ∣x∣|x| can take no value α>0\alpha > 0 other than 1; for if we had ∣x0∣=α<1|x_0| = \alpha < 1, the sequence (x0n)(x_0^n) would consist of non-zero terms and would converge to 0; to deal with the case α>1\alpha > 1, consider x0−1x_0^{-1} in place of x0x_0.

Example 2

The absolute value of a real number (Chapter IV, § 1, no. 6) satisfies axioms (VM_I), (VM_{II}) and (VM_{III}), and the topology it defines on the field R\mathbf{R} is the topology of the real line. On the field C\mathbf{C} of complex numbers (identified with R2\mathbf{R}^2) [resp. the division ring H\mathbf{H} of quaternions (identified with R4\mathbf{R}^4)] the Euclidean norm is again an absolute value and defines the topology of the field C\mathbf{C} (resp. the division ring H\mathbf{H}) (Chapter VIII, § 1, nos. 2 and 4).

Example 3

On a division ring KK, a real valuation is a function vv defined on K∗K^* with values in R\mathbf{R} which satisfies the following conditions: a) if x∈K∗x \in K^* and y∈K∗y \in K^*, then v(xy)=v(x)+v(y)v(xy) = v(x) + v(y); b) if in addition x+y≠0x + y \neq 0, then v(x+y)≥inf⁡(v(x),v(y))v(x + y) \geq \inf(v(x), v(y)). If aa is any real number >1> 1, we can then define an absolute value on KK by putting ∣x∣=a−v(x)|x| = a^{-v(x)} for x≠0x \neq 0, and ∣0∣=0|0| = 0. For the relation v(xy)=v(x)+v(y)v(xy) = v(x) + v(y) for x≠0x \neq 0 and y≠0y \neq 0 implies the relation ∣xy∣=∣x∣.∣y∣|xy| = |x|.|y| for these values of xx and yy, and this relation is trivially true if one of x,yx, y is zero; likewise, from the relation v(x+y)≥inf⁡(v(x),v(y))v(x + y) \geq \inf(v(x), v(y)) for x≠0,y≠0x \neq 0, y \neq 0 and x+y≠0x + y \neq 0 we deduce ∣x+y∣≤sup⁡(∣x∣,∣y∣)≤∣x∣+∣y∣|x + y| \leq \sup(|x|, |y|) \leq |x| + |y|, and these inequalities are still satisfied if one of x,y,x+yx, y, x + y is zero. In particular, if vp(x)v_p(x) is the pp-adic valuation on the field Q\mathbf{Q} of rational numbers (the exponent of pp in the decomposition of xx into a product of prime factors), then the corresponding absolute value ∣x∣p=p−vp(x)|x|_p = p^{-v_p(x)} is called the pp-adic absolute value on the field Q\mathbf{Q} (cf. Chapter III, § 6, Exercise 23).

Remark

If xx is a root of unity in a valued division ring, then ∣x∣=1|x| = 1, for xn=1x^n = 1 implies ∣x∣n=1|x|^n = 1 and hence ∣x∣=1|x| = 1. In particular, the only absolute value on a finite field is the improper absolute value, since every element ≠0\neq 0 of such a field is a root of unity.

Definition 4

Two absolute values on a division ring KK are said to be equivalent if they define the same topology on KK.

Proposition 5

Two absolute values ∣x∣1,∣x∣2|x|_1, |x|_2 on a division ring KK, neither of which is the improper absolute value, are equivalent if and only if the relation ∣x∣1<1|x|_1 < 1 implies ∣x∣2<1|x|_2 < 1. There exists then a real number ρ>0\rho > 0 such that ∣x∣2=∣x∣1ρ|x|_2 = |x|_1^\rho for all x∈Kx \in K.

The condition is necessary, for the set of all x∈Kx \in K such that ∣x∣1<1|x|_1 < 1 is the same as the set of all xx such that, with respect to the topology defined by the absolute value ∣x∣1|x|_1, lim⁡n→∞xn=0\lim_{n \to \infty} x^n = 0.

Suppose conversely that ∣x∣1<1⟹∣x∣2<1|x|_1 < 1 \Longrightarrow |x|_2 < 1. Then ∣x∣1>1⟹∣x∣2>1|x|_1 > 1 \Longrightarrow |x|_2 > 1, because ∣x−1∣1<1|x^{-1}|_1 < 1 and therefore ∣x−1∣2<1|x^{-1}|_2 < 1. Since by hypothesis the absolute value ∣x∣1|x|_1 is not improper, there exists x0∈Kx_0 \in K such that ∣x0∣1>1|x_0|_1 > 1. Let a=∣x0∣1,b=∣x0∣2a = |x_0|_1, b = |x_0|_2 and let ρ=log⁡b/log⁡a>0\rho = \log b / \log a > 0. Let x∈K∗x \in K^* and put ∣x∣1=∣x0∣1γ|x|_1 = |x_0|_1^\gamma. If mm and nn are integers such that n>0n > 0 and m/n>γm/n > \gamma, then ∣x∣1<∣x0∣1m/n|x|_1 < |x_0|_1^{m/n}, and therefore ∣xnx0−m∣1<1|x^n x_0^{-m}|_1 < 1; hence ∣xnx0−m∣2<1,∣x∣2<∣x0∣2m/n|x^n x_0^{-m}|_2 < 1, |x|_2 < |x_0|_2^{m/n}. Similarly, if m/n<γm/n < \gamma, we see that ∣x∣2>∣x0∣2m/n|x|_2 > |x_0|_2^{m/n}; it follows therefore that ∣x∣2=∣x0∣2γ|x|_2 = |x_0|_2^\gamma; in other words

log⁡∣x∣2=γlog⁡b=γρlog⁡a=ρlog⁡∣x∣1, \log |x|_2 = \gamma \log b = \gamma \rho \log a = \rho \log |x|_1,

i.e., ∣x∣2=∣x∣1p|x|_2 = |x|^p_1. It is now clear that the neighbourhoods of zero for the topologies defined on KK by ∣x∣1|x|_1 and ∣x∣2|x|_2 are identical.

Conversely, if ∣x∣|x| is any absolute value on KK, the function ∣x∣p|x|^p is an absolute value on KK (equivalent to ∣x∣|x|) for all pp such that 0<p≤10 < p \leq 1. We have only to verify the inequality ∣x+y∣p≤∣x∣p+∣y∣p|x + y|^p \leq |x|^p + |y|^p; and since ∣x+y∣p≤(∣x∣+∣y∣)p|x + y|^p \leq (|x| + |y|)^p it is enough to show that, if a>0a > 0 and b>0b > 0, we have (a+b)p≤ap+bp(a + b)^p \leq a^p + b^p for any pp such that 0<p≤10 < p \leq 1. If we put c=a/(a+b)c = a/(a + b) and d=b/(a+b)d = b/(a + b), we have c+d=1c + d = 1, and the inequality to be proved is cp+dp≥1c^p + d^p \geq 1; but this follows immediately from the relations cp≥cc^p \geq c and dp≥dd^p \geq d, which are valid since 0<c≤10 < c \leq 1, 0<d≤10 < d \leq 1, 0<p≤10 < p \leq 1.

Hence the set of values of r>0r > 0 such that ∣x∣r|x|^r is an absolute value is a finite or infinite interval of R\mathbf{R} with left-hand end-point 00; if it is finite, it is evidently closed; for if we have ∣x+y∣r≤∣x∣r+∣y∣r|x + y|^r \leq |x|^r + |y|^r for any x,yx, y in KK and all rr such that 0<r<r00 < r < r_0, then by continuity the inequality is still valid for r=r0r = r_0. If ∣x∣r|x|^r is an absolute value for all r>0r > 0, then we have

∣x+y∣≤(∣x∣r+∣y∣r)1/r |x + y| \leq (|x|^r + |y|^r)^{1/r}
for all xx and yy in KK and all r>0r > 0. Now, if a,ba, b are two real numbers ≥0\geq 0, we have lim⁡r→∞(ar+br)1/c=sup⁡(a,b)\lim_{r \to \infty} (a^r + b^r)^{1/c} = \sup (a, b); for, supposing for example that a≥ba \geq b, we have a≤(ar+br)1/r≤21/raa \leq (a^r + b^r)^{1/r} \leq 2^{1/r} a, and the result follows by letting r→+∞r \to + \infty.

Thus, if ∣x∣r|x|^r is an absolute value for all r>0r > 0, we have

∣x+y∣≤sup⁡(∣x∣,∣y∣) |x + y| \leq \sup (|x|, |y|)
which can be expressed by saying that v(x)=−log⁡∣x∣ (x≠0)v(x) = -\log |x| \ (x \neq 0) is a valuation on KK.

Remark

The proof of Proposition 5 shows that, if the topology defined by ∣x∣2|x|_2 is coarser than that defined by ∣x∣1|x|_1, and if ∣x∣1|x|_1 is not improper, then ∣x∣1|x|_1 and ∣x∣2|x|_2 are equivalent, for the relation ∣x∣2<1|x|_2 < 1 then implies ∣x∣2<1|x|_2 < 1. Thus the topologies defined by two absolute values on KK, neither of which is improper, cannot be comparable without being identical.

Proposition 6

The completion* K^\hat{K} of a division ring KK endowed with an absolute value ∣x∣|x| is a division ring, and the function ∣x∣|x| can be extended by continuity to an absolute value on K^\hat{K}, which defines the topology of K^\hat{K}.

Let F\mathfrak{F} be a Cauchy filter on KK (with respect to the additive uniformity) which does not have 00 as a cluster point; to show that K^\hat{K} is a division ring it is enough to establish that the image of F\mathfrak{F} under the mapping x→x−1x \to x^{-1} is a Cauchy filter base (Chapter III, § 6, no. 8, Proposition 7). Now, by hypothesis there exists a real number α>0\alpha > 0 and a set A∈FA \in \mathfrak{F} such that ∣x∣≥α|x| \geq \alpha for all x∈Ax \in A; on the other hand, for each ε>0\varepsilon > 0 there exists a set B∈FB \in \mathfrak{F} such that B⊂AB \subset A and ∣x−y∣≤ε|x - y| \leq \varepsilon for all x∈Bx \in B.

and y∈By \in B; hence

∣x−1−y−1∣=∣x−y∣∣x∣⋅∣y∣≤εa2, |x^{-1} - y^{-1}| = \frac{|x - y|}{|x| \cdot |y|} \leq \frac{\varepsilon}{a^2},

and the first part of the proposition follows. The invariant metric ∣x−y∣=d(x,y)|x - y| = d(x, y) extends by continuity to a metric on K^\hat{K} (§ 2, no. 1, Proposition 1) which defines the topology of K^\hat{K} and is invariant by the principle of extension of identities; we continue to denote this invariant metric by d(x,y)d(x, y). If we put ∣x∣=d(0,x)|x| = d(0, x) for x∈K^x \in \hat{K}, it is clear that ∣x∣|x| is the extension by continuity of the function ∣x∣|x| on KK and is therefore an absolute value on K^\hat{K} by the principle of extension of identities.

3. Normed spaces over a valued division ring

Definition 5

If E is a (left) vector space over a non-discrete valued division ring K, a norm on E is a mapping x→p(x)x \to p(x) of E into R+\mathbf{R}_+ which satisfies the following axioms*:

(NO_I) p(x)=0p(x) = 0 if and only if x=0x = 0; (NO_{II}) p(x+y)≤p(x)+p(y)p(x + y) \leq p(x) + p(y) for all x,yx, y in E; (NO_{III}) p(tx)=∣t∣p(x)p(tx) = |t|p(x) for all t∈Kt \in K and all x∈Ex \in E.

The normed spaces most frequently met with have either R\mathbf{R} or C\mathbf{C} as field of scalars (with the usual absolute value).

From (NO_{III}) it follows in particular that p(−x)=p(x)p(-x) = p(x); hence if we put d(x,y)=p(x−y)d(x, y) = p(x - y), dd is an invariant metric on the additive group E, and defines a metric space topology compatible with the additive group structure of E (no. 1, Proposition 3); moreover, the mapping

(t,x)→tx(t, x) \to tx

is continuous on K×EK \times E; for we have

tx−t0x0=(t−t0)(x−x0)+(t−t0)x+t0(x−x0)tx - t_0 x_0 = (t - t_0)(x - x_0) + (t - t_0)x + t_0(x - x_0)

and therefore

p(tx−t0x0)≤∣t−t0∣p(x−x0)+∣t−t0∣p(x)+∣t0∣p(x−x0),p(tx - t_0 x_0) \leq |t - t_0| p(x - x_0) + |t - t_0| p(x) + |t_0| p(x - x_0),

which shows that the left-hand side can be made as small as we please by taking ∣t−t0∣|t - t_0| and p(x−x0)p(x - x_0) sufficiently small.

Let E be a subset of K. A function f:E→Kf : E \to K is called a normed space over K.

A normed space is endowed with the topology and the uniformity defined by its norm.

Consider a finite-dimensional division ring K. Considered as a real vector space, the absolute value ∣x∣|x| is a norm.

The norm ∥x∥=∑xi2\|x\| = \sqrt{\sum x_i^2}, which we have called the Euclidean norm on the space Rn\mathbf{R}^n (Chapter VI, § 2) is evidently a norm in the sense of Definition 3. So are the functions sup⁡∣xi∣\sup |x_i| and ∑∣xi∣\sum |x_i|.

Let S(E;K′)S(E; K') be the set of all functions ff on a set E which take their values in a division ring K′K' and are such that the real-valued function x↦f(x)x \mapsto f(x) is bounded on E. This set is clearly a vector space over K′K'. Let us denote by p(f)=sup⁡x∈Ef(x)p(f) = \sup_{x \in E} f(x), then pp is a norm on the vector space S(E;K′)S(E; K') (cf. Chapter X, § 1).

\* 4) On the vector space C(I;R)C(I; \mathbf{R}) of all finite continuous real-valued functions defined on the interval I=[0,1]I = [0, 1] of R\mathbf{R}, the function

p(x)=∫01∣x(t)∣ dt p(x) = \int_0^1 |x(t)| \, dt

is a norm.

In a normed space E, the closed ball B with centre o and radius 1, that is the set of all xx such that p(x)≤1p(x) \leq 1, will be called the unit ball of E. We shall show that a fundamental system of neighbourhoods of o is formed by the translations of the unit ball by the elements of K. The open ball with centre o and radius 1 is the closed ball with centre o and radius 1; hence it is enough to show that for each real number r>0r > 0 there exists k∈Nk \in \mathbf{N} such that 0<∣k∣<r0 < |k| < r; it is sufficient to take k=⌊c/r⌋k = \lfloor c/r \rfloor, where cc is a sufficiently large integer, in order that ∣k∣2<r|k|^2 < r.

Let E be a normed space over a non-discrete valued field KK.

Proposition 7

Two norms p,qp, q on a vector space EE are equivalent if and only if there exist two numbers a>0,b>0a > 0, b > 0 such that

(I)

a.p(x)≤q(x)≤b.p(x) a . p(x) \leq q(x) \leq b . p(x)
for all x∈Ex \in E.

These inequalities are sufficient, for it follows from the relation a.p(x)≤q(x)a . p(x) \leq q(x) that, for each r>0r > 0, the closed ball with centre o and radius arar (relative to the norm qq) is contained in the closed ball with centre o and radius rr (relative to the norm pp); hence the topology defined by qq is finer than the topology defined by pp. Similarly the inequality q(x)≤b.p(x)q(x) \leq b . p(x) shows that the topology defined by pp is finer than that defined by qq, and hence pp and qq are equivalent.

Let us now show that the inequalities (I) are necessary. If the topology defined by qq is finer than the topology defined by pp, then the unit ball with respect to pp contains a closed ball with centre o and radius α>0\alpha > 0 with respect to qq; i.e., the relation q(x)≤αq(x) \leq \alpha implies p(x)≤1p(x) \leq 1. If t0∈Kt_0 \in K is such that 0<∣t0∣<10 < |t_0| < 1, then for each x≠ox \neq o in EE there is a unique rational integer kk such that α∣t0∣<q(t0kx)≤α\alpha |t_0| < q(t_0^k x) \leq \alpha; therefore p(t0kx)≤1p(t_0^k x) \leq 1, so that

p(x)≤1∣t0∣k≤1α∣t0∣q(x); p(x) \leq \frac{1}{|t_0|^k} \leq \frac{1}{\alpha |t_0|} q(x);
putting a=α∣t0∣a = \alpha |t_0| we have therefore a.p(x)≤q(x)a . p(x) \leq q(x) for all x≠ox \neq o, and this inequality is also valid when x=ox = o. Similarly we show that if the topology defined by pp is finer than that defined by qq, there exists b>0b > 0 such that q(x)≤b.p(x)q(x) \leq b . p(x).

Example

In the space Rn\mathbf{R}^n, the three norms

∑i=1nxi2,sup⁡1≤i≤n∣xi∣and∑i=1n∣xi∣ \sqrt{\sum_{i=1}^n x_i^2}, \quad \sup_{1 \leq i \leq n} |x_i| \quad \text{and} \quad \sum_{i=1}^n |x_i|
are equivalent, because we have (2)
sup⁡1≤i≤n∣xi∣≤∑i=1nxi2≤∑i=1n∣xi∣≤n.sup⁡1≤i≤n∣xi∣. \sup_{1 \leq i \leq n} |x_i| \leq \sqrt{\sum_{i=1}^n x_i^2} \leq \sum_{i=1}^n |x_i| \leq n . \sup_{1 \leq i \leq n} |x_i|.

Proposition 8

Let EE be a normed space over a non-discrete valued division ring, let pp be the norm on EE, and let E^\hat{E} be the additive topological group which is the completion of the additive group EE. Then the function (t,x)→tx(t, x) \to tx can be extended by continuity to K^×E^\hat{K} \times \hat{E} and defines on E^\hat{E} a vector space structure over K^\hat{K}; the norm pp can be extended by continuity to a norm pˉ\bar{p} on E^\hat{E} which defines the topology of E^\hat{E}.

The extension of txtx by continuity is a particular case of the theorem of extension of a continuous bilinear mapping of a product of two abelian groups into a third (Chapter III, § 6, no. 5, Theorem 1); we have 1.x=x1.x = x and t(ux)=(tu)xt(u x) = (t u)x for t∈K^t \in \hat{K}, u∈K^u \in \hat{K} and x∈E^x \in \hat{E}, by the principle of extension of identities; hence the external law (t,x)→tx(t, x) \to t x indeed defines on E^\hat{E} a structure of a vector space over K^\hat{K}. On the other hand, the invariant metric d‾(x,y)=p‾(x−y)\overline{d}(x, y) = \overline{p}(x - y) extends to an invariant metric d‾\overline{d} on E^\hat{E} (§ 2, no. 1, Proposition 1) which defines the topology of E^\hat{E}; if we set p‾(x)=d‾(0,x)\overline{p}(x) = \overline{d}(0, x), then p‾\overline{p} is the extension of pp by continuity, and satisfies axioms (NO_I) and (NO_{II}); by virtue of the continuity of txt x on K^×E^\hat{K} \times \hat{E}, p‾\overline{p} also satisfies (NO_{III}) (principle of extension of identities) and is therefore a norm on E^\hat{E}.

When we have to consider a definite normed space structure on a vector space EE, we shall usually denote the norm of a vector xx by ∣∣x∣∣||x||, unless this notation is likely to lead to confusion.

4. Quotient spaces and product spaces of normed spaces

Proposition 9

Let EE be a normed space over a non-discrete valued division ring KK, and let HH be a closed vector subspace of EE. If, for each class x˙∈E/H\dot{x} \in E/H, we put ∣∣x˙∣∣=inf⁡x∈x˙∣∣x∣∣||\dot{x}|| = \inf_{x \in \dot{x}} ||x||, the function ∣∣x˙∣∣||\dot{x}|| is a norm on the vector space E/HE/H, and the topology defined by this norm is the quotient by HH of the topology of EE.

By Remark 2 of no. 1, d(x˙,y˙)=∣∣x˙−y˙∣∣d(\dot{x}, \dot{y}) = ||\dot{x} - \dot{y}|| is an invariant metric on E/HE/H which defines the quotient by HH of the topology of EE. It remains only to show that ∣∣tx˙∣∣=∣t∣⋅∣∣x˙∣∣||t \dot{x}|| = |t| \cdot ||\dot{x}||, and this follows immediately from the definition of ∣∣x˙∣∣||\dot{x}|| [Chapter IV, § 5, no. 7, formula (23)].

The norm ∣∣x˙∣∣||\dot{x}|| may also be interpreted as follows: it is the distance (in EE) of every point x∈x˙x \in \dot{x} from the subspace HH, for the points of x˙\dot{x} are the points x−zx - z, where zz runs through HH.

Proposition 10

Let (Ei)1≤i≤n(E_i)_{1 \leq i \leq n} be a finite family of normed spaces over a non-discrete valued division ring KK, and let E=∏i=1nEiE = \prod_{i=1}^n E_i be the product vector space. If for each x=(xi)∈Ex = (x_i) \in E we put ∣∣x∣∣=sup⁡1≤i≤n∣∣xi∣∣||x|| = \sup_{1 \leq i \leq n} ||x_i||, then the function ∣∣x∣∣||x|| is a norm on EE, and the topology it defines on EE is the product of the topologies of the EiE_i.

For if x=(xi)x = (x_i) and y=(yi)y = (y_i), we have x+y=(xi+yi)x + y = (x_i + y_i) and therefore

∣∣x+y∣∣=sup⁡i∣∣xi+yi∣∣≤sup⁡i(∣∣xi∣∣+∣∣yi∣∣)≤sup⁡i∣∣xi∣∣+sup⁡i∣∣yi∣∣=∣∣x∣∣+∣∣y∣∣. ||x + y|| = \sup_i ||x_i + y_i|| \leq \sup_i (||x_i|| + ||y_i||) \leq \sup_i ||x_i|| + \sup_i ||y_i|| = ||x|| + ||y||.

On the other hand, it is clear that ∣∣tx∣∣=∣t∣.∣∣x∣∣||tx|| = |t|.||x||, and that if ∣∣x∣∣=0||x|| = 0, then ∣∣xi∣∣=0||x_i|| = 0 and therefore xi=0x_i = 0 for 1≤i≤n1 \leq i \leq n, so that x=0x = 0; hence ∣∣x∣∣||x|| is a norm on EE. Also the relation ∣∣x∣∣<a||x|| < a is equivalent to the nn relations ∣∣xi∣∣<a||x_i|| < a, and therefore the norm ∣∣x∣∣||x|| defines the product topology on EE.

Similarly we can show that the functions ∑i=1n∣∣xi∣∣\sum_{i=1}^n ||x_i|| and ∑i=1n∣∣xi∣∣2\sqrt{\sum_{i=1}^n ||x_i||^2} are norms on EE; the inequalities (2) show that all three norms are equivalent.

In particular, in the (left or right) vector space KnK^n, if we put

p1(x)=sup⁡i∣xi∣,p2(x)=∑i=1n∣xi∣,p3(x)=∑i=1n∣xi∣2 p_1(x) = \sup_i |x_i|, \quad p_2(x) = \sum_{i=1}^n |x_i|, \quad p_3(x) = \sqrt{\sum_{i=1}^n |x_i|^2}

for x=(xi)1≤i≤nx = (x_i)_{1 \leq i \leq n}, then the three functions p1,p2,p3p_1, p_2, p_3 are equivalent norms which define on KnK^n the topology which is the product of the topologies of the factors KK.

5. Continuous multilinear functions

Theorem 1

Let Ei(1≤i≤n)E_i (1 \leq i \leq n) and FF be normed spaces over a non-discrete valued division ring KK, and let ff be a multilinear mapping of ∏i=1nEi\prod_{i=1}^n E_i into FF. Then ff is continuous on ∏i=1nEi\prod_{i=1}^n E_i if and only if there exists a real number a>0a > 0 such that, for all xi∈Ei (1≤i≤n)x_i \in E_i \ (1 \leq i \leq n), we have

∣∣f(x1,x2,…,xn)∣∣≤a.∣∣x1∣∣.∣∣x2∣∣…∣∣xn∣∣ ||f(x_1, x_2, \ldots, x_n)|| \leq a . ||x_1|| . ||x_2|| \ldots ||x_n||

(3)

The condition is necessary. For if ff is continuous at the point (0,0,…,0)(0, 0, \ldots, 0) there exists a number b>0b > 0 such that the relations ∣∣xi∣∣≤b (1≤i≤n)||x_i|| \leq b \ (1 \leq i \leq n) imply ∣∣f(x1,…,xn)∣∣≤1||f(x_1, \ldots, x_n)|| \leq 1. Let t0t_0 be an element of KK such that 0<∣t0∣<10 < |t_0| < 1; then for every point (xi)∈∏i=1nEi(x_i) \in \prod_{i=1}^n E_i such that none of the xix_i is zero, there exist nn rational integers kik_i such that b∣t0∣<∣∣t0kixi∣∣≤bb|t_0| < ||t_0^{k_i} x_i|| \leq b; consequently we have

∣t0∣k1+k2+⋯+kn∣∣f(x1,x2,…,xn)∣∣≤1; |t_0|^{k_1 + k_2 + \cdots + k_n} ||f(x_1, x_2, \ldots, x_n)|| \leq 1;

on the other hand we have 1∣t0∣ki≤1b∣t0∣∣∣xi∣∣\frac{1}{|t_0|^{k_i}} \leq \frac{1}{b|t_0|} ||x_i||, and the relation (3) therefore follows, with a=(1/b∣t0∣)na = (1/b|t_0|)^n. This relation is evidently still valid when one of the xix_i is zero.

The condition is sufficient. We shall show that, if it is satisfied, ff is continuous at every point (ai)(a_i) of ∏i=1nEi\prod_{i=1}^n E_i. We can write

f(x1,…,xn)−f(a1,…,an)=∑i=1nf(a1,…,ai−1,xi−ai,xi+1,…,xn). f(x_1, \ldots, x_n) - f(a_1, \ldots, a_n) = \sum_{i=1}^n f(a_1, \ldots, a_{i-1}, x_i - a_i, x_{i+1}, \ldots, x_n).

Now, using (3), the conditions ∣∣xi−ai∣∣≤r||x_i - a_i|| \leq r (1≤i≤n1 \leq i \leq n) imply that

∣∣f(a1,…,ai−1,xi−ai,xi+1,…,xn)∣∣≤ar∏k≠in(∣∣ak∣∣+r); ||f(a_1, \ldots, a_{i-1}, x_i - a_i, x_{i+1}, \ldots, x_n)|| \leq ar \prod_{k \neq i}^n (||a_k|| + r);

hence, if cc is the maximum of the numbers ∣∣ai∣∣||a_i|| (1≤i≤n1 \leq i \leq n), we have

∣∣f(x1,…,xn)−f(a1,…,an)∣∣≤nar(c+r)n−1. ||f(x_1, \ldots, x_n) - f(a_1, \ldots, a_n)|| \leq nar (c + r)^{n-1}.

Since the right-hand side of this inequality is a polynomial in rr with zero constant term, it tends to 0 as rr tends to 0; hence ff is continuous.

Remark

Two of the propositions proved earlier are consequences of this theorem: the continuity of the bilinear function trtr, by virtue of the relation xr=t⋅xxr = t \cdot x; and Proposition 7, by applying Theorem 1 to the identity mapping of EE, considered as a linear mapping of the space EE, endowed with the norm pp into the space EE endowed with the norm qq (or vice versa).

6. Absolutely summable families in a normed space

Definition 8

In a normed space EE, a family (xi)(x_i) of points of EE is said to be absolutely summable if the family (∣∣xi∣∣)(||x_i||) of norms of the xix_i is summable in R\mathbf{R}.

This concept appears to depend on the norm chosen on EE; but by Proposition 7 of no. 3 and the comparison principle for summable families of real numbers, a family which is absolutely summable with respect to a norm pp on EE is absolutely summable with respect to any norm on EE which is equivalent to pp.

If (xi)i∈I(x_i)_{i \in I} is a family of points of EE which is summable and absolutely summable, we have

∥∑i∈Ixi∥≤∑i∈I∥xi∥. \left\| \sum_{i \in I} x_i \right\| \leq \sum_{i \in I} \|x_i\|.

Indeed, for each finite subset JJ of II we have ∥∑i∈Jxi∥≤∑i∈J∥xi∥\left\| \sum_{i \in J} x_i \right\| \leq \sum_{i \in J} \|x_i\|, and the inequality (4) follows by passing to the limit with respect to the directed set of finite subsets of II.

Proposition 11

In a complete normed space E, every absolutely summable family is summable.

For if (xi)(x_i) is an absolutely summable family in E, then for each ε>0\varepsilon > 0 there is a finite subset J of the index set I such that, for each finite subset H of I which does not meet J, we have ∑i∈H∣∣xi∣∣≤ε\sum_{i \in H} ||x_i|| \leq \varepsilon; hence a fortiori ∥∑i∈Hxi∥≤ε\left\| \sum_{i \in H} x_i \right\| \leq \varepsilon, and this proves the proposition, since E is complete (Cauchy’s criterion, Chapter III, § 5, no. 2, Theorem 1).

A series whose general term is xnx_n is said to be absolutely convergent in E if the series whose general term is ∣∣xn∣∣||x_n|| is convergent in R\mathbf{R}, or (equivalently) if the family (xn)(x_n) is absolutely summable; consequently (Chapter III, § 5, no. 7, Proposition 9):

Corollary

In a complete normed space E, every absolutely convergent series is commutatively convergent.

The converse of Proposition 11 is in general false.

Consider for example the space B(N;R)\mathscr{B}(\mathbf{N}; \mathbf{R}) of bounded sequences x=(xn)n∈Nx = (x_n)_{n \in \mathbf{N}} of real numbers, with the norm ∣∣x∣∣=sup⁡n∣xn∣||x|| = \sup_n |x_n|. Let xmx_m be the sequence (xmn)n∈N(x_{mn})_{n \in \mathbf{N}} such that xmn=0x_{mn} = 0 if m≠nm \neq n and xmm=1/mx_{mm} = 1/m for m≥1m \geq 1. It is immediately verified that the sequence (xm)m∈N(x_m)_{m \in \mathbf{N}} is summable in B(N;R)\mathscr{B}(\mathbf{N}; \mathbf{R}) and that its sum is the element y=(yn)y = (y_n) such that y0=0y_0 = 0 and yn=1/ny_n = 1/n if n≥1n \geq 1; but since ∣∣xm∣∣=1/m||x_m|| = 1/m, the sequence of norms of the xmx_m is not summable in R\mathbf{R}.

However, we have seen in Chapter VII, § 3, no. 1, that every summable family in Rn\mathbf{R}^n is absolutely summable.

7. Normed algebras over a valued field

Definition 9

If A is an algebra over a non-discrete valued field K, a norm p(x)p(x) on A (A being considered as a vector space over K) is said to be compatible with the algebra structure of A if the topology it defines is compatible with the ring structure of A. An algebra over K, endowed with the structure defined by a norm compatible with the algebra structure, is called a normed algebra.

If A is a normed algebra over K, and if p(x)p(x) is the norm on A, the bilinear mapping (x,y)→xy(x, y) \to xy of A×AA \times A into A is continuous, by hypothesis; hence by Theorem 1 of no. 5 there exists a real number a>0a > 0 such that p(xy)≤a⋅p(x)p(y)p(xy) \leq a \cdot p(x)p(y). Replacing p(x)p(x) by the equivalent norm a⋅p(x)a \cdot p(x), we may therefore always assume that the norm ∣∣x∣∣||x|| on a normed algebra A is such that

∣∣xy∣∣≤∣∣x∣∣⋅∣∣y∣∣. ||xy|| \leq ||x|| \cdot ||y||.

It follows from (5) by induction that, for each integer n>0n > 0, we have

∣∣xn∣∣≤∣∣x∣∣n. ||x^n|| \leq ||x||^n.

Example 1

Let KK be a valued division ring and let K′K' be a subfield of the centre of KK such that the trace on K′K' of the absolute value ∣x∣|x| of KK is not the improper absolute value on K′K'. Then KK, with ∣x∣|x| as norm, is a normed algebra over K′K'.

Example 2

Let KK be a non-discrete valued field and let Mn(K)M_n(K) be the ring of square matrices of order nn over KK. Regarded as a vector space over KK, Mn(K)M_n(K) is isomorphic to Kn2K^{n^2}. If for each X=(xij)∈Mn(K)X = (x_{ij}) \in M_n(K) we define ∥X∥=sup⁡i,j∣xij∣\|X\| = \sup_{i,j} |x_{ij}|, then ∥X∥\|X\| is a norm on Mn(K)M_n(K), and the topology defined by this norm is the product topology on Kn2K^{n^2} (Proposition 10); from this it follows (because of the continuity of polynomials in any number of variables over KK) that this norm is compatible with the KK-algebra structure of Mn(K)M_n(K).

Example 3

The set B(X;K)\mathscr{B}(X; K) of all functions ff on a set XX with values in a non-discrete valued field KK, such that x→∣f(x)∣x \to |f(x)| is bounded on XX, is an algebra over KK; the norm ∥f∥=sup⁡x∈X∣f(x)∣\|f\| = \sup_{x \in X} |f(x)| is compatible with the ring structure of B(X;K)\mathscr{B}(X; K), because we have ∥fg∥≤∥f∥⋅∥g∥\|fg\| \leq \|f\|\cdot\|g\| (cf. Chapter X, § 1).

Let aa be a closed two-sided ideal in a normed algebra AA. If in the quotient algebra A/aA/a we put ∣∣x˙∣∣=inf⁡x∈X∣∣x∣∣||\dot{x}|| = \inf_{x \in X} ||x||, we get a norm on A/aA/a which defines the topology which is the quotient by aa of the topology of AA (Proposition 9); since this quotient topology is compatible with the quotient ring structure of A/aA/a (Chapter III, § 6, no. 4) it follows that the quotient algebra A/aA/a, with the norm ∣∣x∣∣||x||, is a normed algebra.

Likewise, if (Ai)1≤i≤n(A_i)_{1 \leq i \leq n} is a family of nn normed algebras over a valued field KK, and if in the product algebra A=∏i=1nAiA = \prod_{i=1}^n A_i we put ∣∣x∣∣=sup⁡i∣∣xi∣∣||x|| = \sup_i ||x_i||, where x=(xi)x = (x_i), we have a norm on AA which defines the product of the topologies of the AiA_i (Proposition 10); since this topology is compatible with the ring structure of AA (Chapter III, § 6, no. 4), it follows that the product algebra AA, with the norm ∣∣x∣∣||x||, is a normed algebra.

Let AA be a normed algebra over a valued field KK. The completion A^\hat{A} of AA (Chapter III, § 6, no. 5, Proposition 6) is also endowed with a K^\hat{K}-vector space structure (no. 3, Proposition 8), and it is clear from the principle of extension of identities that we have t(xy)=(tx)y=x(ty)t(xy) = (tx)y = x(ty) for all t∈K^t \in \hat{K} and all x,y∈A^x, y \in \hat{A}. Hence A^\hat{A} is an algebra over K^\hat{K}; on the other hand (no. 3, Proposition 8), the norm on AA extends by continuity to a norm which defines the topology of A^\hat{A}, and therefore A^\hat{A}, endowed with this norm, is a normed algebra over the field K^\hat{K}.

If (xλ)λ∈L(x_\lambda)_{\lambda \in L} and (yμ)μ∈M(y_\mu)_{\mu \in M} are two absolutely summable families in a normed algebra AA, the family (xλyμ)(λ,μ)∈L×M(x_\lambda y_\mu)_{(\lambda, \mu) \in L \times M} is absolutely summable, because ∣∣xλyμ∣∣≤∣∣xλ∣∣⋅∣∣yμ∣∣||x_\lambda y_\mu|| \leq ||x_\lambda|| \cdot ||y_\mu|| (Chapter IV, § 7, no. 3, Proposition 1); if in addition AA is complete, all three families are summable and we have

∑(λ,μ)∈L×Mxλyμ=(∑λ∈Lxλ)(∑μ∈Myμ) \sum_{(\lambda, \mu) \in L \times M} x_\lambda y_\mu = \left( \sum_{\lambda \in L} x_\lambda \right) \left( \sum_{\mu \in M} y_\mu \right)
by the associativity of the sum on the left-hand side (Chapter III, § 5, no. 3, formula (2)).

If the normed algebra AA has an identity element e≠0e \neq 0, the mapping t→tet \to te is an isomorphism of the field structure of KK onto that of the subfield KeKe of AA; this isomorphism is also an isomorphism of the topological field structure of KK onto that of KeKe (the topology of the latter being induced by that of AA), for the restriction ∣∣te∣∣||te|| of the norm of AA to KeKe is a norm equivalent to the absolute value

∣t∣=1∣∣e∣∣∣∣te∣∣. |t| = \frac{1}{||e||} ||te||.
If ∣∣e∣∣=1||e|| = 1 we have ∣∣te∣∣=∣t∣||te|| = |t|, and we can then identify the valued field KK with the normed subfield KeKe of AA, and in particular we may denote the identity element of AA by the symbol 1.

In what follows we shall be concerned only with normed algebras which have an identity element ee, and in which the norm satisfies the inequality (5); putting x=y=ex = y = e in this inequality, it follows that ∣∣e∣∣≥1||e|| \geq 1.

Proposition 12

If the series whose general term is znz^n is convergent in AA, then e−ze - z is a unit of AA and we have*

(e−z)−1=∑n=0∞zn. (e - z)^{-1} = \sum_{n=0}^\infty z^n.
*Conversely, if ∣∣z∣∣<1||z|| < 1 and if e−ze - z is a unit in AA, then the series whose general term is znz^n is convergent and formula (7) is valid.

For each p>0p > 0 we have

(e−z)∑n=0pzn=e−zp+1. (e - z) \sum_{n=0}^p z^n = e - z^{p+1}.
If the series whose general term is znz^n is convergent and if yy is its sum, then znz^n tends to 0 as n→+∞n \to + \infty; hence by passing to the limit in (8) we have (e−z)y=e(e - z)y = e; similarly we prove that y(e−z)=ey(e - z) = e, and hence y=(e−z)−1y = (e - z)^{-1} (note that this part of the argument is valid in any topological ring which has an identity element).

Conversely, if ∣∣z∣∣<1||z|| < 1, then since ∣∣zp+1∣∣≤∣∣z∣∣p+1||z^{p+1}|| \leq ||z||^{p+1}, it follows that zp+1z^{p+1} tends to 0 as p→+∞p \to +\infty; multiplying both sides (8) on the left by (e−z)−1(e-z)^{-1} and letting pp tend to infinity, we see that the series whose general term is znz^n converges and has (e−z)−1(e-z)^{-1} as its sum.

Corollary

Let A be a complete normed algebra. Then for each z∈Az \in A such that ∣∣z∣∣<1||z|| < 1, e−ze - z is a unit in A.

The series whose general term is znz^n is absolutely convergent, since ∣∣zn∣∣≤∣∣z∣∣n||z^n|| \leq ||z||^n for n>0n > 0, and is therefore convergent, since A is complete (no. 6, Proposition 11).

Proposition 13

Let G be the group of units of a complete normed algebra A. Then G is an open subset of A; the topology induced on G by the topology of A is compatible with the group structure of G; and G, endowed with this topology, is a complete group* (with respect to each of its two uniformities).

The corollary to Proposition 12 shows that G contains a neighbourhood V of ee in A; hence, for each x0∈Gx_0 \in G, the elements of x0Vx_0V are units, and x0Vx_0V is a neighbourhood of x0x_0 in A, since x↦x0xx \mapsto x_0x is a homeomorphism of A onto itself (x0x_0 being a unit of A). Hence G is open in A.

To show that the topology induced on G by the topology of A is compatible with the group structure of G, it is sufficient to show that the function x−1x^{-1} is continuous on G. Let x0∈Gx_0 \in G, and for each x∈Gx \in G, write xx in the form x=x0(e+u)x = x_0(e + u), so that u=x0−1(x−x0)u = x_0^{-1}(x - x_0); then ∣∣u∣∣≤∣∣x0−1∣∣⋅∣∣x−x0∣∣||u|| \leq ||x_0^{-1}|| \cdot ||x - x_0||, and thus if ∣∣x−x0∣∣≤1/∣∣x0−1∣∣||x - x_0|| \leq 1 / ||x_0^{-1}||, we have ∣∣u∣∣≤1||u|| \leq 1, e+u=x0−1xe + u = x_0^{-1}x is a unit, the series whose general term is (−1)nun(-1)^n u^n is absolutely convergent, and

x−1=(e+u)−1x0−1=x0−1+(∑n=1∞(−1)nun)x0−1, x^{-1} = (e + u)^{-1} x_0^{-1} = x_0^{-1} + \left( \sum_{n=1}^{\infty} (-1)^n u^n \right) x_0^{-1},

from which it follows that

∣∣x0−1−x0−1∣∣≤∣∣∑n=0∞(−1)nun∣∣⋅∣∣u∣∣⋅∣∣x0−1∣∣≤∣∣∑n=0∞(−1)nun∣∣⋅∣∣x0−1∣2⋅∣∣x−x0∣∣. ||x_0^{-1} - x_0^{-1}|| \leq \left| \left| \sum_{n=0}^{\infty} (-1)^n u^n \right| \right| \cdot ||u|| \cdot ||x_0^{-1}|| \\ \leq \left| \left| \sum_{n=0}^{\infty} (-1)^n u^n \right| \right| \cdot ||x_0^{-1}|^2 \cdot ||x - x_0||.

As xx tends to x0x_0, ∣∣x−x0∣∣||x - x_0|| tends to 0, and since

∣∣∑n=0∞(−1)nun∣∣≤∣∣e∣∣+∣∣u∣∣1−∣∣u∣∣ \left| \left| \sum_{n=0}^{\infty} (-1)^n u^n \right| \right| \leq ||e|| + \frac{||u||}{1 - ||u||}

remains bounded, it follows that x−1x^{-1} tends to x0−1x_0^{-1}.

Finally, to show that the left uniformity of G is complete, let us show that every Cauchy filter F~\tilde{\mathscr{F}} with respect to this uniformity is a Cauchy filter with respect to the additive uniformity of AA and converges to a point of GG. For each ε\varepsilon such that 0<ε<10 < \varepsilon < 1, there is a set M∈FM \in \mathfrak{F} such that ∣∣x−1y−e∣∣≤ε||x^{-1}y - e|| \leq \varepsilon for all x,yx, y in MM, i.e., such that

∣∣y−x∣∣≤ε ∣∣x∣∣. ||y - x|| \leq \varepsilon \ ||x||.
Let aa be a point of MM; for each x∈Mx \in M we have ∣∣x−a∣∣≤ε ∣∣a∣∣||x - a|| \leq \varepsilon \ ||a||, and therefore ∣∣x∣∣≤(1+ε)∣∣a∣∣||x|| \leq (1 + \varepsilon)||a||. On the other hand, there exists a set N⊂MN \subset M belonging to F\mathfrak{F} and such that ∣∣x−1y−e∣∣≤ε/(1+ε)∣∣a∣∣||x^{-1}y - e|| \leq \varepsilon/(1 + \varepsilon)||a|| for all xx and yy in NN; it follows that ∣∣y−x∣∣≤ε∣∣x∣∣/(1+ε)∣∣a∣∣≤ε||y - x|| \leq \varepsilon ||x||/(1 + \varepsilon)||a|| \leq \varepsilon, which shows that F\mathfrak{F} is a Cauchy filter with respect to the additive uniformity of AA, and therefore converges to a point x0x_0, since AA is complete. Since x0x_0 is the limit of F\mathfrak{F}, we have ∣∣x−1x0−e∣∣≤ε||x^{-1}x_0 - e|| \leq \varepsilon for all x∈Mx \in M by the principle of extension of inequalities; since ε>1\varepsilon > 1, it follows that x−1x0x^{-1}x_0 is a unit in AA; hence x0x_0 is a unit, i.e., x0∈Gx_0 \in G.

Proposition 14

In a complete valued division ring, the multiplicative group of non-zero elements is a complete group.

The proof is similar to that of Proposition 13; we have only to replace the norm of AA by the absolute value of the division ring under consideration.

Note that we cannot apply Proposition 13 directly, because a (non-commutative) valued division ring is not necessarily an algebra over a non-discrete valued field (the restriction of the absolute value to the centre of the division ring might be improper).

Remark

Proposition 13 is not necessarily true for a non-complete normed algebra. For example, in the algebra C(I;R)C(I; \mathbf{R}) of all finite continuous real-valued functions on I=[0,1]I = [0, 1] [the norm being ∣∣x∣∣=sup⁡t∈I∣x(t)∣||x|| = \sup_{t \in I} |x(t)|], the subalgebra PP of all polynomials in tt (restricted to II) is not complete; if x(t)x(t) is any non-constant polynomial, then 1+εx1 + \varepsilon x is arbitrarily close to the identity element 1 of PP when ε\varepsilon is arbitrarily small, but 1+εx1 + \varepsilon x is not a unit in PP. However, if AA is a non-complete normed algebra, GG its group of units, A^\hat{A} the completion of AA, then GG is a subgroup of the group of units of A^\hat{A}, and therefore the topology induced on GG by the topology of AA is compatible with the group structure of GG.

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.