3. Metrizable groups, valued fields, normed spaces and algebras
1. Metrizable topological groups
Proposition 1
The left and right uniformities of a topological group are metrizable if and only if is Hausdorff and the identity element of has a countable fundamental system of neighbourhoods.
The condition is clearly necessary. Conversely, if it is satisfied, let be a fundamental system of neighbourhoods of ; if denotes the set of pairs such that , then the form a countable fundamental system of entourages of the left uniformity of ; since this uniformity is Hausdorff, it follows from § 2, no. 4, Theorem 1 that it is metrizable. Similarly for the right uniformity of .
A topological group is said to be metrizable if its topology is metrizable. Proposition 1 then shows that its two uniformities are metrizable.
This result can be sharpened with the help of the following notion:
Definition 1
A metric* on a group (written multiplicatively) is said to be left-invariant (resp. right-invariant) *if we have
for all in .
Proposition 2
The left* (resp. right) uniformity of a metrizable group can be defined by a left-invariant (resp. right-invariant) metric on .
Suppose that the fundamental system of neighbourhoods of consists of symmetric neighbourhoods such that for each . Then the corresponding entourages of the left uniformity are symmetric entourages such that . The method used in the proof of Proposition 2 of § 1, no. 4 allows us to construct, from the sequence of entourages , a metric on compatible with the left uniformity of ; and since for each the mapping leaves each of the invariant, the definition of shows that it is a left-invariant metric. This method also holds for the right uniformity.
Note that, if the two uniformities of are distinct, the metric is not right-invariant, and hence in general .
In particular, if is a metrizable abelian group, its uniformity is defined by an invariant metric : if is written additively, we have
We shall often write (or ) for ; we have then
The function satisfies the following three conditions:
a) for all .
b) for all and all .
c) if and only if .
Conversely:
Proposition 3
Let be an abelian group, written additively, and let be a mapping which satisfies conditions a), b) and c) above. Then the function is an invariant metric on ; the topology which it defines on is compatible with the group structure of , and the uniformity defined by is the same as the uniformity of the topological group obtained by endowing with the topology .
The function is a metric on , for the relation is equivalent to by c); we have by a); and
by b). Moreover, is invariant, since . For each real number , let be the set of all such that ; then the form a fundamental system of neighbourhoods of for the topology , and since is invariant, is a fundamental system of neighbourhoods of for the topology , for each . By a), the are symmetric, and by b), we have ; hence the topology is compatible with the group structure of (Chapter III, § 1, no. 2). The last part of the proposition follows immediately.
Conditions a', b' and c' are equivalent to c) together with the condition
For a' and b' clearly imply b'); conversely, taking in b') and using c), we see that ; replacing by it follows that , which is a); replacing by in b') we then get b').
Proposition 4
If G is a metrizable group, then every Hausdorff quotient group G/H of G is metrizable. If G is also complete, then G/H is complete (*).
The first part of the proposition is a consequence of the fact that the identity element of G/H has a countable fundamental system of neighbourhoods in G/H; for if (V_n) is a fundamental system of neighbourhoods of e in G, then the canonical images of the sets V_n in G/H form a fundamental system of neighbourhoods of the identity element of G/H (Chapter III, § 2, no. 6, Proposition 17).
To show that G/H is complete if G is complete, it is enough, by § 2, no. 6, Proposition 9, to show that every Cauchy sequence (with respect to the left uniformity of G/H) is convergent. We may assume, by passing to a subsequence of if necessary, that for each pair of indices such that and , we have ; this means that for each pair of points , we have ; and therefore, for each , the intersection of and the neighbourhood of is not empty. Suppose then that the sequence (V_n) has been chosen so that , and define inductively a sequence of points of G, such that and ; this is possible by what has been said. It follows then by induction that for each we have . The sequence is therefore a Cauchy sequence in G, so it converges to a point ; and it follows immediately that the canonical image of in G/H is the limit of the sequence .
Corollary 1
Let G be a complete metrizable group, let G_0 be a dense subgroup of G and let H_0 be a closed normal subgroup of G_0. If H is the closure of H_0 in G, the quotient group G_0/H_0 has a completion isomorphic to G/H.
H is a normal subgroup of G (Chapter III, § 2, no. 3, Proposition 8) and Proposition 4 shows that G/H is complete. Also if is the canonical mapping of G onto G/H, it is clear that is dense in G/H. The result therefore follows from Chapter III, § 2, no. 7, Proposition 21.
Let G, G' be two Hausdorff abelian topological groups, and their respective completions. We recall (Chapter III, § 3, no. 3, Proposition 5) that if is a continuous homomorphism of G into G', then is uniformly continuous and extends uniquely to a continuous homomorphism of into , which we shall denote by in the remainder
(*) There exist non-metrizable complete groups G containing a closed subgroup H such that G/H is not complete.
of this subsection. The diagram
in which are the canonical injections) is commutative. If is a continuous homomorphism of into a Hausdorff abelian topological group , and if , then it is follows immediately that .
Let be a closed subgroup of and let . Let and be the canonical mappings. Let be the closure of in ; is a complete group and we identify it with the completion of . The continuous extension of to is evidently the canonical injection of in .
Suppose from now on that is metrizable. Then the canonical mapping of into is a topological isomorphism of onto a dense subgroup of the complete group (Corollary 1), and thus we may identify with and the continuous extension of to with the canonical mapping of onto .
Corollary 2
Let be two metrizable abelian topological groups; let be a strict morphism with kernel and image . Then is a strict morphism with kernel and image .
Let be the canonical factorization of , where is an isomorphism of the topological group onto the topological group . We have , and we have seen that is the canonical mapping of onto , and that is the canonical mapping of into . On the other hand, is an isomorphism of onto (Chapter III, § 3, no. 4, Proposition 5), whence the result.
Corollary 3
Let be three metrizable abelian topological groups and let and be two strict morphisms such that the sequence is exact [i.e., ]. Then the sequence is exact.
For if we put , it follows from Corollary 2 that is both the image of and the kernel of .
Remark 1
Let be a non-Hausdorff topological group such that the Hausdorff group associated with is metrizable; equivalently, such that the identity element of has a countable fundamental system of neighbourhoods in G. The proof of Proposition 4 applies to this case without modification, H being an arbitrary normal subgroup of G, and shows that the Hausdorff group associated with G/H is metrizable, and that G/H is a complete group (in general not Hausdorff) whenever G is complete.
Remark 2
Let d be a left-invariant metric which defines the topology of a metrizable group G, and let H be a closed normal subgroup of G. If and are any two points of G/H, consider the distance of the two closed subsets in G (§ 2, no. 2); we shall see that this function is a left-invariant metric on G/H and defines the topology of this quotient group.
Notice first that if and we have ; for , and therefore for all , since d is left-invariant; this proves the assertion (§ 2, no. 2). Hence for each we have [§ 2, no. 2, formula (2)]
and since this inequality is valid for all and all , we have , which shows that is a metric on G/H. Moreover, for any , we have
from above; but since and since runs through H as h runs through H (H being normal), the left-invariance of shows that we have . Finally, if V is a neighbourhood of e in G defined by , the image V of V in G/H is the set defined by ; this completes the proof.
2. Valued division rings
Definition 2
An absolute value on a division ring K is a mapping of K into which satisfies the following conditions:
(VM_I) if and only if . (VM_II) for all in K. (VM_III) for all in K.
By (VM_II) we have , and since by (VM_I) there is at least one x such that , we have ; it follows that , hence and consequently
therefore for all in K. We can therefore say that is an invariant metric on the additive group K, and that the mapping is a homomorphism of the multiplicative group of non-zero elements of into the multiplicative group of real numbers .
The invariant metric defines a metric space topology on , compatible with its additive group structure (no. 1, Proposition 3); but, moreover, this topology is compatible with the division ring structure of . For the continuity of on follows from the relation
which gives
Likewise, the continuity of at every point follows from the identity , which gives, by (VM_{II}),
now if is such that , the relation implies , whence ; and this establishes the continuity of at the point .
Definition 3
A valued division ring is a division ring* endowed with the structure defined by a given absolute value on .
A valued division ring will always be considered as endowed with the topology defined by its absolute value, which makes it a topological division ring. If is a division subring of a valued division ring , the restriction to of the absolute value on is an absolute value on , which defines on the topology induced by the topology of .
Example 1
Let be an arbitrary division ring. For each , put if , and . The mapping so defined is an absolute value on , called the improper absolute value. The topology defined by an absolute value on a division ring is discrete if and only if is the improper absolute value. This condition is clearly sufficient; conversely, if the topology of is discrete, can take no value other than 1; for if we had , the sequence would consist of non-zero terms and would converge to 0; to deal with the case , consider in place of .
Example 2
The absolute value of a real number (Chapter IV, § 1, no. 6) satisfies axioms (VM_I), (VM_{II}) and (VM_{III}), and the topology it defines on the field is the topology of the real line. On the field of complex numbers (identified with ) [resp. the division ring of quaternions (identified with )] the Euclidean norm is again an absolute value and defines the topology of the field (resp. the division ring ) (Chapter VIII, § 1, nos. 2 and 4).
Example 3
On a division ring , a real valuation is a function defined on with values in which satisfies the following conditions: a) if and , then ; b) if in addition , then . If is any real number , we can then define an absolute value on by putting for , and . For the relation for and implies the relation for these values of and , and this relation is trivially true if one of is zero; likewise, from the relation for and we deduce , and these inequalities are still satisfied if one of is zero. In particular, if is the -adic valuation on the field of rational numbers (the exponent of in the decomposition of into a product of prime factors), then the corresponding absolute value is called the -adic absolute value on the field (cf. Chapter III, § 6, Exercise 23).
Remark
If is a root of unity in a valued division ring, then , for implies and hence . In particular, the only absolute value on a finite field is the improper absolute value, since every element of such a field is a root of unity.
Definition 4
Two absolute values on a division ring are said to be equivalent if they define the same topology on .
Proposition 5
Two absolute values on a division ring , neither of which is the improper absolute value, are equivalent if and only if the relation implies . There exists then a real number such that for all .
The condition is necessary, for the set of all such that is the same as the set of all such that, with respect to the topology defined by the absolute value , .
Suppose conversely that . Then , because and therefore . Since by hypothesis the absolute value is not improper, there exists such that . Let and let . Let and put . If and are integers such that and , then , and therefore ; hence . Similarly, if , we see that ; it follows therefore that ; in other words
i.e., . It is now clear that the neighbourhoods of zero for the topologies defined on by and are identical.
Conversely, if is any absolute value on , the function is an absolute value on (equivalent to ) for all such that . We have only to verify the inequality ; and since it is enough to show that, if and , we have for any such that . If we put and , we have , and the inequality to be proved is ; but this follows immediately from the relations and , which are valid since , , .
Hence the set of values of such that is an absolute value is a finite or infinite interval of with left-hand end-point ; if it is finite, it is evidently closed; for if we have for any in and all such that , then by continuity the inequality is still valid for . If is an absolute value for all , then we have
Thus, if is an absolute value for all , we have
Remark
The proof of Proposition 5 shows that, if the topology defined by is coarser than that defined by , and if is not improper, then and are equivalent, for the relation then implies . Thus the topologies defined by two absolute values on , neither of which is improper, cannot be comparable without being identical.
Proposition 6
The completion* of a division ring endowed with an absolute value is a division ring, and the function can be extended by continuity to an absolute value on , which defines the topology of .
Let be a Cauchy filter on (with respect to the additive uniformity) which does not have as a cluster point; to show that is a division ring it is enough to establish that the image of under the mapping is a Cauchy filter base (Chapter III, § 6, no. 8, Proposition 7). Now, by hypothesis there exists a real number and a set such that for all ; on the other hand, for each there exists a set such that and for all .
and ; hence
and the first part of the proposition follows. The invariant metric extends by continuity to a metric on (§ 2, no. 1, Proposition 1) which defines the topology of and is invariant by the principle of extension of identities; we continue to denote this invariant metric by . If we put for , it is clear that is the extension by continuity of the function on and is therefore an absolute value on by the principle of extension of identities.
3. Normed spaces over a valued division ring
Definition 5
If E is a (left) vector space over a non-discrete valued division ring K, a norm on E is a mapping of E into which satisfies the following axioms*:
(NO_I) if and only if ; (NO_{II}) for all in E; (NO_{III}) for all and all .
The normed spaces most frequently met with have either or as field of scalars (with the usual absolute value).
From (NO_{III}) it follows in particular that ; hence if we put , is an invariant metric on the additive group E, and defines a metric space topology compatible with the additive group structure of E (no. 1, Proposition 3); moreover, the mapping
is continuous on ; for we have
and therefore
which shows that the left-hand side can be made as small as we please by taking and sufficiently small.
Let E be a subset of K. A function is called a normed space over K.
A normed space is endowed with the topology and the uniformity defined by its norm.
Consider a finite-dimensional division ring K. Considered as a real vector space, the absolute value is a norm.
The norm , which we have called the Euclidean norm on the space (Chapter VI, § 2) is evidently a norm in the sense of Definition 3. So are the functions and .
Let be the set of all functions on a set E which take their values in a division ring and are such that the real-valued function is bounded on E. This set is clearly a vector space over . Let us denote by , then is a norm on the vector space (cf. Chapter X, § 1).
\* 4) On the vector space of all finite continuous real-valued functions defined on the interval of , the function
is a norm.
In a normed space E, the closed ball B with centre o and radius 1, that is the set of all such that , will be called the unit ball of E. We shall show that a fundamental system of neighbourhoods of o is formed by the translations of the unit ball by the elements of K. The open ball with centre o and radius 1 is the closed ball with centre o and radius 1; hence it is enough to show that for each real number there exists such that ; it is sufficient to take , where is a sufficiently large integer, in order that .
Let E be a normed space over a non-discrete valued field .
Proposition 7
Two norms on a vector space are equivalent if and only if there exist two numbers such that
(I)
These inequalities are sufficient, for it follows from the relation that, for each , the closed ball with centre o and radius (relative to the norm ) is contained in the closed ball with centre o and radius (relative to the norm ); hence the topology defined by is finer than the topology defined by . Similarly the inequality shows that the topology defined by is finer than that defined by , and hence and are equivalent.
Let us now show that the inequalities (I) are necessary. If the topology defined by is finer than the topology defined by , then the unit ball with respect to contains a closed ball with centre o and radius with respect to ; i.e., the relation implies . If is such that , then for each in there is a unique rational integer such that ; therefore , so that
Example
In the space , the three norms
Proposition 8
Let be a normed space over a non-discrete valued division ring, let be the norm on , and let be the additive topological group which is the completion of the additive group . Then the function can be extended by continuity to and defines on a vector space structure over ; the norm can be extended by continuity to a norm on which defines the topology of .
The extension of by continuity is a particular case of the theorem of extension of a continuous bilinear mapping of a product of two abelian groups into a third (Chapter III, § 6, no. 5, Theorem 1); we have and for , and , by the principle of extension of identities; hence the external law indeed defines on a structure of a vector space over . On the other hand, the invariant metric extends to an invariant metric on (§ 2, no. 1, Proposition 1) which defines the topology of ; if we set , then is the extension of by continuity, and satisfies axioms (NO_I) and (NO_{II}); by virtue of the continuity of on , also satisfies (NO_{III}) (principle of extension of identities) and is therefore a norm on .
When we have to consider a definite normed space structure on a vector space , we shall usually denote the norm of a vector by , unless this notation is likely to lead to confusion.
4. Quotient spaces and product spaces of normed spaces
Proposition 9
Let be a normed space over a non-discrete valued division ring , and let be a closed vector subspace of . If, for each class , we put , the function is a norm on the vector space , and the topology defined by this norm is the quotient by of the topology of .
By Remark 2 of no. 1, is an invariant metric on which defines the quotient by of the topology of . It remains only to show that , and this follows immediately from the definition of [Chapter IV, § 5, no. 7, formula (23)].
The norm may also be interpreted as follows: it is the distance (in ) of every point from the subspace , for the points of are the points , where runs through .
Proposition 10
Let be a finite family of normed spaces over a non-discrete valued division ring , and let be the product vector space. If for each we put , then the function is a norm on , and the topology it defines on is the product of the topologies of the .
For if and , we have and therefore
On the other hand, it is clear that , and that if , then and therefore for , so that ; hence is a norm on . Also the relation is equivalent to the relations , and therefore the norm defines the product topology on .
Similarly we can show that the functions and are norms on ; the inequalities (2) show that all three norms are equivalent.
In particular, in the (left or right) vector space , if we put
for , then the three functions are equivalent norms which define on the topology which is the product of the topologies of the factors .
5. Continuous multilinear functions
Theorem 1
Let and be normed spaces over a non-discrete valued division ring , and let be a multilinear mapping of into . Then is continuous on if and only if there exists a real number such that, for all , we have
(3)
The condition is necessary. For if is continuous at the point there exists a number such that the relations imply . Let be an element of such that ; then for every point such that none of the is zero, there exist rational integers such that ; consequently we have
on the other hand we have , and the relation (3) therefore follows, with . This relation is evidently still valid when one of the is zero.
The condition is sufficient. We shall show that, if it is satisfied, is continuous at every point of . We can write
Now, using (3), the conditions () imply that
hence, if is the maximum of the numbers (), we have
Since the right-hand side of this inequality is a polynomial in with zero constant term, it tends to 0 as tends to 0; hence is continuous.
Remark
Two of the propositions proved earlier are consequences of this theorem: the continuity of the bilinear function , by virtue of the relation ; and Proposition 7, by applying Theorem 1 to the identity mapping of , considered as a linear mapping of the space , endowed with the norm into the space endowed with the norm (or vice versa).
6. Absolutely summable families in a normed space
Definition 8
In a normed space , a family of points of is said to be absolutely summable if the family of norms of the is summable in .
This concept appears to depend on the norm chosen on ; but by Proposition 7 of no. 3 and the comparison principle for summable families of real numbers, a family which is absolutely summable with respect to a norm on is absolutely summable with respect to any norm on which is equivalent to .
If is a family of points of which is summable and absolutely summable, we have
Indeed, for each finite subset of we have , and the inequality (4) follows by passing to the limit with respect to the directed set of finite subsets of .
Proposition 11
In a complete normed space E, every absolutely summable family is summable.
For if is an absolutely summable family in E, then for each there is a finite subset J of the index set I such that, for each finite subset H of I which does not meet J, we have ; hence a fortiori , and this proves the proposition, since E is complete (Cauchy’s criterion, Chapter III, § 5, no. 2, Theorem 1).
A series whose general term is is said to be absolutely convergent in E if the series whose general term is is convergent in , or (equivalently) if the family is absolutely summable; consequently (Chapter III, § 5, no. 7, Proposition 9):
Corollary
In a complete normed space E, every absolutely convergent series is commutatively convergent.
The converse of Proposition 11 is in general false.
Consider for example the space of bounded sequences of real numbers, with the norm . Let be the sequence such that if and for . It is immediately verified that the sequence is summable in and that its sum is the element such that and if ; but since , the sequence of norms of the is not summable in .
However, we have seen in Chapter VII, § 3, no. 1, that every summable family in is absolutely summable.
7. Normed algebras over a valued field
Definition 9
If A is an algebra over a non-discrete valued field K, a norm on A (A being considered as a vector space over K) is said to be compatible with the algebra structure of A if the topology it defines is compatible with the ring structure of A. An algebra over K, endowed with the structure defined by a norm compatible with the algebra structure, is called a normed algebra.
If A is a normed algebra over K, and if is the norm on A, the bilinear mapping of into A is continuous, by hypothesis; hence by Theorem 1 of no. 5 there exists a real number such that . Replacing by the equivalent norm , we may therefore always assume that the norm on a normed algebra A is such that
It follows from (5) by induction that, for each integer , we have
Example 1
Let be a valued division ring and let be a subfield of the centre of such that the trace on of the absolute value of is not the improper absolute value on . Then , with as norm, is a normed algebra over .
Example 2
Let be a non-discrete valued field and let be the ring of square matrices of order over . Regarded as a vector space over , is isomorphic to . If for each we define , then is a norm on , and the topology defined by this norm is the product topology on (Proposition 10); from this it follows (because of the continuity of polynomials in any number of variables over ) that this norm is compatible with the -algebra structure of .
Example 3
The set of all functions on a set with values in a non-discrete valued field , such that is bounded on , is an algebra over ; the norm is compatible with the ring structure of , because we have (cf. Chapter X, § 1).
Let be a closed two-sided ideal in a normed algebra . If in the quotient algebra we put , we get a norm on which defines the topology which is the quotient by of the topology of (Proposition 9); since this quotient topology is compatible with the quotient ring structure of (Chapter III, § 6, no. 4) it follows that the quotient algebra , with the norm , is a normed algebra.
Likewise, if is a family of normed algebras over a valued field , and if in the product algebra we put , where , we have a norm on which defines the product of the topologies of the (Proposition 10); since this topology is compatible with the ring structure of (Chapter III, § 6, no. 4), it follows that the product algebra , with the norm , is a normed algebra.
Let be a normed algebra over a valued field . The completion of (Chapter III, § 6, no. 5, Proposition 6) is also endowed with a -vector space structure (no. 3, Proposition 8), and it is clear from the principle of extension of identities that we have for all and all . Hence is an algebra over ; on the other hand (no. 3, Proposition 8), the norm on extends by continuity to a norm which defines the topology of , and therefore , endowed with this norm, is a normed algebra over the field .
If and are two absolutely summable families in a normed algebra , the family is absolutely summable, because (Chapter IV, § 7, no. 3, Proposition 1); if in addition is complete, all three families are summable and we have
If the normed algebra has an identity element , the mapping is an isomorphism of the field structure of onto that of the subfield of ; this isomorphism is also an isomorphism of the topological field structure of onto that of (the topology of the latter being induced by that of ), for the restriction of the norm of to is a norm equivalent to the absolute value
In what follows we shall be concerned only with normed algebras which have an identity element , and in which the norm satisfies the inequality (5); putting in this inequality, it follows that .
Proposition 12
If the series whose general term is is convergent in , then is a unit of and we have*
For each we have
Conversely, if , then since , it follows that tends to 0 as ; multiplying both sides (8) on the left by and letting tend to infinity, we see that the series whose general term is converges and has as its sum.
Corollary
Let A be a complete normed algebra. Then for each such that , is a unit in A.
The series whose general term is is absolutely convergent, since for , and is therefore convergent, since A is complete (no. 6, Proposition 11).
Proposition 13
Let G be the group of units of a complete normed algebra A. Then G is an open subset of A; the topology induced on G by the topology of A is compatible with the group structure of G; and G, endowed with this topology, is a complete group* (with respect to each of its two uniformities).
The corollary to Proposition 12 shows that G contains a neighbourhood V of in A; hence, for each , the elements of are units, and is a neighbourhood of in A, since is a homeomorphism of A onto itself ( being a unit of A). Hence G is open in A.
To show that the topology induced on G by the topology of A is compatible with the group structure of G, it is sufficient to show that the function is continuous on G. Let , and for each , write in the form , so that ; then , and thus if , we have , is a unit, the series whose general term is is absolutely convergent, and
from which it follows that
As tends to , tends to 0, and since
remains bounded, it follows that tends to .
Finally, to show that the left uniformity of G is complete, let us show that every Cauchy filter with respect to this uniformity is a Cauchy filter with respect to the additive uniformity of and converges to a point of . For each such that , there is a set such that for all in , i.e., such that
Proposition 14
In a complete valued division ring, the multiplicative group of non-zero elements is a complete group.
The proof is similar to that of Proposition 13; we have only to replace the norm of by the absolute value of the division ring under consideration.
Note that we cannot apply Proposition 13 directly, because a (non-commutative) valued division ring is not necessarily an algebra over a non-discrete valued field (the restriction of the absolute value to the centre of the division ring might be improper).
Remark
Proposition 13 is not necessarily true for a non-complete normed algebra. For example, in the algebra of all finite continuous real-valued functions on [the norm being ], the subalgebra of all polynomials in (restricted to ) is not complete; if is any non-constant polynomial, then is arbitrarily close to the identity element 1 of when is arbitrarily small, but is not a unit in . However, if is a non-complete normed algebra, its group of units, the completion of , then is a subgroup of the group of units of , and therefore the topology induced on by the topology of is compatible with the group structure of .
Exercises
See the exercises for § 3.