Bourbaki

3. Topological characterization of the groups R\mathbf{R} and T\mathbf{T}

Theorem 1

A topological group* GG in which there exists a neighbourhood of the identity element homeomorphic to an open interval of R\mathbf{R} is locally isomorphic to R\mathbf{R}.

The significance of this theorem is that it allows us to deduce, from a purely topological property of a group GG, a property of the group structure of GG.

We are concerned here with a phenomenon which is peculiar to the group R\mathbf{R} and has no analogue for the groups Rn\mathbf{R}^n when n>1n > 1 (cf. Chapter VIII, § 1, no. 4). Groups locally isomorphic to R\mathbf{R} are sometimes called one-parameter groups.

To prove Theorem 1 we shall reduce it to Proposition 2 of § 2. By hypothesis, there is a homeomorphism φ\varphi of an open neighbourhood UU of the identity element ee of GG onto an open interval in R\mathbf{R}. By means of the inverse of the mapping φ\varphi we can transport to UU the linear order structure of the interval φ(U)\varphi(U); the topology of UU (induced by that of GG) then has a base consisting of all the open intervals of UU (Chapter

IV, , no. 4, Proposition 5). We can find a symmetric neighbourhood V of e such that V.V ⊂ U and such that V is an open interval; for there exists an open interval V' containing e such that V'.V' ⊂ U ∩ U^{-1}, V'.V'^{-1} ⊂ U and V'^{-1}.V' ⊂ U; taking V = V' ∪ V'^{-1}, V is open and symmetric, satisfies V.V ⊂ U and is connected, hence is an interval (Chapter IV, § 2, no. 5, Theorem 4)

We show that, if x, y, z belong to V, the relation x < y implies xz < yz and zx < zy. Indeed, the functions f_1(z) = φ(yz) − φ(xz) and f_2(z) = φ(zy) − φ(zx) are continuous on V; they are > 0 for z = e and do not vanish in V [e.g., if we had φ(yz) = φ(xz), we should have yz = xz and therefore y = x]. Since f_1(V) and f_2(V) are connected (Chapter I, § 11, no. 2, Proposition 4) and are therefore intervals in R (Chapter IV, § 2, no. 5, Theorem 4), and since these intervals each contain a number > 0 and do not contain 0, they are contained in R^*_+ : that is, we have f_1(z) > 0 and f_2(z) > 0 for all z ∈ V.

If x and y are two elements of V such that x ≥ e and y ≥ e, then in particular we have xy ≥ e. Let E denote the (linearly ordered) set of elements of U which are ≥ e, and let I denote the set of elements of V which are ≥ e; then the axioms (GR_I), (GR_{II}), (GR_{IIIa}) and (GR_{IVa}) of § 2 are satisfied (taking ω to be the element e, and the law of composition to be that of the group G). This is clear for (GR_I), (GR_{II}) and (GR_{IVa}), from what precedes. As to (GR_{IIIa}), it is enough to remark that, if e < x < y (x ∈ V, y ∈ V), we have x^{-1} ∈ V, hence x^{-1} < e < x^{-1}y and x^{-1}y < y; consequently z = x^{-1}y belongs to I and we have xz = y. By Proposition 2 of § 2 there exists therefore a strictly increasing mapping f of I onto an interval of R, with left-hand end-point 0, such that f(e) = 0 and f(xy) = f(x) + f(y) whenever x, y and xy belong to I (which will be the case whenever x and y belong to W ∩ I, W being a neighbourhood of e such that W.W ⊂ V).

For every element x ∈ V which does not belong to I we have x < e, hence x^{-1} > e; consequently we can extend f to a strictly increasing mapping f‾\overline{f} of V onto an interval of R by putting f‾(x)=−f(x−1)\overline{f}(x) = -f(x^{-1}) for all x < e in V. The inverse image under f‾\overline{f} of an open interval contained in f‾(V)\overline{f}(V) is an open interval of V, so that f‾\overline{f} is continuous on V; conversely, the image under f‾\overline{f} of an open interval of V is an open interval of f‾(V)\overline{f}(V), and therefore f‾\overline{f} is a homeomorphism of V onto a neighbourhood of 0 in the group R. On the other hand, it is easily checked (as in Proposition 6 of § 1, no. 4, by considering the various possible cases) that we have f‾(xy)=f‾(x)+f‾(y)\overline{f}(xy) = \overline{f}(x) + \overline{f}(y) whenever x, y and xy all belong to V; and we therefore conclude that f‾\overline{f}, restricted to a suitable neighbourhood of e in G, is a local isomorphism of G with R (Chapter III, § 1, no. 3, Proposition 3).

Q.E.D.

Theorem 2

A connected group* GG in which there exists a neighbourhood of the identity element homeomorphic to an open interval of R\mathbf{R} is isomorphic to either R\mathbf{R} or T\mathbf{T}.

This is an immediate consequence of the preceding theorem, together with Proposition 7 of § 1, no. 4.

Remark 1

To decide whether a group GG which satisfies the conditions of Theorem 2 is isomorphic to T\mathbf{T} or to R\mathbf{R}, it is enough to see whether GG is compact or not.

Remark 2

Theorem 2 shows in particular that every topological group which is homeomorphic to the group R\mathbf{R} is necessarily isomorphic to R\mathbf{R}.

Remark 3

The preceding topological characterization of the groups R\mathbf{R} and T\mathbf{T} involves the topological space R\mathbf{R} as an auxiliary set. It is possible to characterize the topological group structures of R\mathbf{R} and T\mathbf{T} by means of axioms which do not involve any auxiliary set (see Exercises 4 and 5).

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.