Bourbaki

2. Equicontinuous sets

1. Definition and general criteria

Definition 1

Let XX be a topological space and YY a uniform space. A subset HH of F(X;Y)\mathscr{F}(X; Y) is said to be equicontinuous at a point x0∈Xx_0 \in X if, for each entourage VV of YY, there is a neighbourhood UU of x0x_0 in XX such that* (f(x0),f(x))∈V(f(x_0), f(x)) \in V for all x∈Ux \in U and all f∈Hf \in H. H is said to be equicontinuous if it is equicontinuous at every point of XX.

Definition 2

Let X and Y be two uniform spaces. A subset H of F(X;Y)\mathscr{F}(X; Y) is said to be uniformly equicontinuous if, for each entourage V of Y, there exists an entourage U of X such that we have (f(x),f(x′))∈V(f(x), f(x')) \in V whenever (x,x′)∈U(x, x') \in U and f∈Hf \in H.

A family (fi)i∈I(f_i)_{i \in I} of mappings of X into Y is said to be equicontinuous at a point x0x_0 (resp. equicontinuous, uniformly equicontinuous) if the set of the fif_i is equicontinuous at x0x_0 (resp. equicontinuous, uniformly equicontinuous).

It is clear that if H⊂F(X;Y)H \subset \mathscr{F}(X; Y) is equicontinuous at x0x_0, then each f∈Hf \in H is continuous at x0x_0; if H is equicontinuous, then each f∈Hf \in H is continuous on X, i.e. H⊂C(X;Y)H \subset C(X; Y). Likewise, if H is uniformly equicontinuous (X being a uniform space), every f∈Hf \in H is uniformly continuous on X. It is also clear that a uniformly equicontinuous set of mappings is equicontinuous; but a set of uniformly continuous mappings can be equicontinuous without being uniformly equicontinuous (see Exercise 1; Corollary 2 to Proposition 1; and no. 2, Proposition 4).

Example 1

Let X be a topological space (resp. a uniform space) and Y a uniform space. Every finite set of continuous (resp. uniformly continuous) mappings of X into Y is equicontinuous (resp. uniformly equicontinuous).

Example 2

Let X, Y be two metric spaces, d (resp. d′d') the metric on X (resp. Y), and let k, α\alpha be two real numbers > 0. Then the set of all mappings f:X→Yf : X \to Y such that

d′(f(x),f(x′))≤k(d(x,x′))α d'(f(x), f(x')) \leq k(d(x, x'))^\alpha
for each pair of points x,x′x, x' of X, is uniformly equicontinuous. For example, the set of all isometries (Chapter IX, § 2, no. 2) of X onto a subset of Y is uniformly equicontinuous.

\* Let H be a set of real-valued functions defined on an interval I⊂RI \subset \mathbf{R}, which are differentiable on I and are such that ∣f′(x)∣≤k|f'(x)| \leq k for all x∈Ix \in I and all f∈Hf \in H. Then H is uniformly equicontinuous, because if x1,x2x_1, x_2 are any two points of I we have ∣f(x1)−f(x2)∣≤k∣x1−x2∣|f(x_1) - f(x_2)| \leq k|x_1 - x_2| for each f∈Hf \in H by the mean value theorem. \

Example 3

Let G be a topological group, let Y be a uniform space and let f:G→Yf : G \to Y be a uniformly continuous mapping [G being endowed with its left uniformity (Chapter III, § 3, no. 1)]. For each s∈Gs \in G, let fsf_s be the mapping x→f(sx)x \to f(sx) of G into Y. Then the set of mappings fs(s∈G)f_s (s \in G) is uniformly equicontinuous, since the relation x−1x′∈Vx^{-1}x' \in V is equivalent to (sx)−1(sx′)∈V(sx)^{-1}(sx') \in V.

Proposition 1

Let T be a set, let S\mathscr{S} be a set of subsets of T, let Y be a uniform space, X a topological (resp. uniform) space, and let f be a mapping of T×XT \times X into YY. For each A∈SA \in \mathscr{S}, let HA⊂F(X;Y)H_A \subset \mathscr{F}(X; Y) be the set of all mappings x→f(t,x)x \to f(t, x) as tt runs through AA. Then the mapping x→f(.,x)x \to f(., x) of XX into FS(T;Y)\mathscr{F}_\mathscr{S}(T; Y) is continuous at a point x0∈Xx_0 \in X (resp. uniformly continuous) if and only if the set HAH_A is equicontinuous at x0x_0 (resp. uniformly equicontinuous) for all A∈SA \in \mathscr{S}.

Consider first the particular case where S={T}\mathscr{S} = \{ T \}, i.e. FS(T;Y)=Fu(T;Y)\mathscr{F}_\mathscr{S}(T; Y) = \mathscr{F}_u(T; Y). For each entourage VV of YY, the condition (f(.,x),f(.,x′))∈W(V)(f(., x), f(., x')) \in W(V) signifies that (f(t,x),f(t,x′))∈V(f(t, x), f(t, x')) \in V for all t∈Tt \in T. To say that x→f(.,x)x \to f(., x) is continuous at x0x_0 (resp. is uniformly continuous) is therefore equivalent to saying that, for each entourage VV of YY, there is a neighbourhood UU of x0x_0 in XX (resp. an entourage MM of XX) such that the relation x∈Ux \in U [resp. (x,x′)∈M(x, x') \in M] implies (f(t,x),f(t,x0))∈V(f(t, x), f(t, x_0)) \in V [resp. (f(t,x),f(t,x′))∈V(f(t, x), f(t, x')) \in V] for all t∈Tt \in T, and the proposition follows from Definitions 1 and 2. In the general case, we have to express that, for each A∈SA \in \mathscr{S}, the mapping x→f(.,x)∣Ax \to f(., x)|A of XX into Fu(A;Y)\mathscr{F}_u(A; Y) is continuous at x0x_0 (resp. uniformly continuous), by virtue of § 1, no. 2; from what has been said, this is equivalent to saying that, for each A∈SA \in \mathscr{S}, HAH_A is equicontinuous at x0x_0 (resp. uniformly equicontinuous).

Proposition 1 allows us to translate Definitions 1 and 2 into forms which are sometimes useful, by applying it to the case where T=HT = H and ff is the mapping (h,x)→h(x)(h, x) \to h(x) of H×XH \times X into YY; since f(.,x)f(., x) is the mapping h→h(x)h \to h(x) of HH into YY, we see that:

Corollary 1

Let XX be a topological (resp. uniform) space, YY a uniform space and HH a subset of F(X;Y)\mathscr{F}(X; Y). For each x∈Xx \in X, let x~\tilde{x} denote the mapping h→h(x)h \to h(x) of HH into YY. Then HH is equicontinuous at x0x_0 (resp. uniformly equicontinuous) if and only if the mapping x→x~x \to \tilde{x} of XX into the uniform space Fu(H;Y)\mathscr{F}_u(H; Y) is continuous at x0x_0 (resp. uniformly continuous).

In particular, if XX is compact, every continuous mapping of XX into Fu(H;Y)\mathscr{F}_u(H; Y) is uniformly continuous (Chapter II, § 4, no. 1, Theorem 2). Therefore:

Corollary 2

Let XX be a compact space, YY a uniform space. Then every equicontinuous subset of F(X;Y)\mathscr{F}(X; Y) is uniformly equicontinuous.

Now suppose we have a set TT, a topological space XX, a uniform space YY and a mapping f:T×X→Yf : T \times X \to Y. Let f~\tilde{f} denote the mapping x→f(.,x)x \to f(., x) of XX into Fu(T;Y)\mathscr{F}_u(T; Y), and let us consider the canonical mapping θ:(t,g)→g(t)\theta : (t, g) \to g(t) of T×Fu(T;Y)T \times \mathscr{F}_u(T; Y) into YY. It is clear that the diagram

T×X→fY↓ιT×f~↑θT×Fu(T;Y) \begin{array}{ccc} T \times X & \xrightarrow{f} & Y \\ \downarrow_{\iota_T \times \tilde{f}} & & \uparrow \theta \\ T \times \mathscr{F}_u(T; Y) \end{array}

(where iTi_T is the identity mapping of T) is commutative. Suppose now that T is endowed with a topology and that, for each x∈Xx \in X, the mapping f(.,x):t→f(t.,x)f(., x) : t \to f(t., x) is continuous; we can then replace Fu(T;Y)\mathscr{F}_u(T; Y) by Cu(T;Y)\mathscr{C}_u(T; Y) in the above diagram. But we know that θ\theta is continuous from § 1, no. 6, Proposition 9; hence if f~\tilde{f} is continuous it follows that ff is continuous. Since the continuity of f~\tilde{f} can be expressed with the help of Proposition 1, we obtain the following result:

Corollary 3

Let T, X be topological spaces, let Y be a uniform space and let f be a mapping of T × X into Y. Then f is continuous, provided that the following conditions are satisfied:

1) For each x∈Xx \in X, the partial mapping t→f(t,x)t \to f(t, x) is continuous.

2) As t runs through T, the partial mappings x→f(t,x)x \to f(t, x) form an equicontinuous subset of F(X;Y)\mathscr{F}(X; Y).

In particular, take T to be a subset H of F(X;Y)\mathscr{F}(X; Y) and f to be the canonical mapping (h,x)→h(x)(h, x) \to h(x) of H×XH \times X into Y; condition 1) of Corollary 3 means that H is endowed with a topology finer than that of pointwise convergence, and condition 2) means that H is equicontinuous. Hence:

Corollary 4

Let X be a topological space, Y a uniform space, H an equicontinuous set of mappings of X into Y. If H is endowed with the topology of pointwise convergence, then the mapping (h,x)→h(x)(h, x) \to h(x) of H×XH \times X into Y is continuous.

More intuitively, this expresses the fact that if h∈Hh \in H converges pointwise to h0∈Hh_0 \in H and if x∈Xx \in X converges to x0x_0, then h(x)h(x) converges to h0(x0)h_0(x_0).

Corollary 5

Let X be a topological space, let Y, Z be two uniform spaces and let H be an equicontinuous set of mappings of Y into Z. If H, C(X;Y)\mathscr{C}(X; Y) and C(X;Z)\mathscr{C}(X; Z) are endowed with the topology of pointwise convergence, then the mapping (u,v)→u∘v(u, v) \to u \circ v of H×C(X;Y)H \times \mathscr{C}(X; Y) into C(X;Z)\mathscr{C}(X; Z) is continuous.

We have to show that, for each x∈Xx \in X, the mapping (u,v)→u(v(x))(u, v) \to u(v(x)) of H×C(X;Y)H \times \mathscr{C}(X; Y) into Z is continuous. Now v→v(x)v \to v(x) is continuous on H (§ 1, no. 2, Remark 6), and it follows from Corollary 4 that (u,y)→u(y)(u, y) \to u(y) is a continuous mapping of H×YH \times Y into Z; since (u,v)→u(v(x))(u, v) \to u(v(x)) is the composition of (u,y)→u(y)(u, y) \to u(y) and (u,v)→(u,v(x))(u, v) \to (u, v(x)), the result is proved.

The following proposition and its corollary are the analogues of Corollaries 3 and 4 of Proposition 1 for uniformly equicontinuous sets of mappings:

Proposition 2

Let T, X, Y be uniform spaces and let f be a mapping of T × X into Y. Then f is uniformly continuous if and only if the following two conditions are satisfied:

1) The mappings x → f(t, x) (t ∈ T) form a uniformly equicontinuous subset of F(X;Y)\mathscr{F}(X; Y).

2) The mappings t → f(t, x) (x ∈ X) form a uniformly equicontinuous subset of F(T;Y)\mathscr{F}(T; Y).

It is easily seen that the conditions are necessary. Conversely, suppose that they are satisfied. Let W be an entourage of Y; then there exists an entourage U of T and an entourage V of X such that:

1) (t′,t′′)∈U(t', t'') \in U implies that, for each x∈Xx \in X,

(f(t′,x),f(t′′,x))∈W. (f(t', x), f(t'', x)) \in W.

2) (x′,x′′)∈V(x', x'') \in V implies that, for each t∈Tt \in T,

(f(t,x′),f(t,x′′))∈W. (f(t, x'), f(t, x'')) \in W.

It is now clear that the relation "(t′,t′′)∈U(t', t'') \in U and (x′,x′′)∈V(x', x'') \in V" implies that (f(t′,x′),f(t′′,x′′))∈W^(f(t', x'), f(t'', x'')) \in \hat{W}, whence the result.

In particular, take T to be a subset H of F(X;Y)\mathscr{F}(X; Y), endowed with the uniformity of uniform convergence, and take f to be the canonical mapping (h,x)→h(x)(h, x) \to h(x); then condition 2) of Proposition 2 is automatically satisfied because, for each entourage W of Y, the set of pairs (h′,h′′)(h', h'') such that (h′(x),h′′(x))∈W(h'(x), h''(x)) \in W for all x∈Xx \in X is by definition an entourage of the uniform structure of H. Hence only condition 1) has to be expressed; in other words:

Corollary

Let X, Y be two uniform spaces and let H be a subset of F(X;Y)\mathscr{F}(X; Y). Then H is uniformly equicontinuous if and only if the mapping (h,x)→h(x)(h, x) \to h(x) of H×XH \times X into Y is uniformly continuous, H being endowed with the uniformity of uniform convergence.

2. Special criteria for equicontinuity

It is clear that every subset of an equicontinuous (resp. uniformly equicontinuous) set is equicontinuous (resp. uniformly equicontinuous). Again, if X is a topological (resp. uniform) space and Y is a uniform space, every finite union of equicontinuous (resp. uniformly equicontinuous) subsets of F(X;Y)\mathscr{F}(X; Y) is equicontinuous (resp. uniformly equicontinuous).

Let X, X' be two topological (resp. uniform) spaces, let Y, Y' be two uniform spaces, let f:X→X′f : X \to X' be a continuous (resp. uniformly continuous) mapping and let g:Y→Y′g : Y \to Y' be a uniformly continuous mapping.

It follows immediately from the definitions that the mapping u→g∘u∘fu \to g \circ u \circ f of F(X;Y)\mathscr{F}(X; Y) into F(X′;Y′)\mathscr{F}(X'; Y') transforms equicontinuous (resp. uniformly equicontinuous) sets into equicontinuous (resp. uniformly equicontinuous) sets.

Proposition 3

Let XX be a topological (resp. uniform) space, let (Yi)i∈I(Y_i)_{i \in I} be a family of uniform spaces, let YY be a set, and for each i∈Ii \in I, let fif_i be a mapping of YY into YiY_i. Let YY be endowed with the coarsest uniformity for which all the fif_i are uniformly continuous. For a subset HH of F(X;Y)\mathscr{F}(X; Y) to be equicontinuous (resp. uniformly equicontinuous) it is necessary and sufficient that, for each i∈Ii \in I, the image of HH under the mapping u→fi∘uu \to f_i \circ u be an equicontinuous (resp. uniformly equicontinuous) subset of F(X;Yi)\mathscr{F}(X; Y_i).

This is an immediate consequence of Definitions 1 and 2 and the definition of the entourages of YY.

Proposition 4

Let X,YX, Y be two uniform spaces and let HH be a set of uniformly continuous mappings of XX into YY. Let X^,Y^\hat{X}, \hat{Y} be the Hausdorff completions of X,YX, Y respectively, and let H~\tilde{H} denote the set of mappings u^:X^→Y^\hat{u} : \hat{X} \to \hat{Y} as uu runs through HH (Chapter II, § 3, no. 7, Proposition 15). Then HH is uniformly equicontinuous if and only if H~\tilde{H} is uniformly equicontinuous.

We recall that the diagram

X→uYi↓j↓X^→u^Y^ \begin{array}{ccc} X & \xrightarrow{u} & Y \\ i \downarrow & & j \downarrow \\ \hat{X} & \xrightarrow{\hat{u}} & \hat{Y} \end{array}

is commutative, where ii and jj are the canonical mappings; moreover, the uniformity of XX (resp. YY) is the inverse image under ii (resp. jj) of that of X^\hat{X} (resp. Y^\hat{Y}). Hence HH is uniformly equicontinuous if and only if its image under the mapping u→j∘uu \to j \circ u is uniformly equicontinuous (Proposition 3), and we may already restrict ourselves to the case where YY is Hausdorff and complete; moreover, if H~\tilde{H} is uniformly equicontinuous then so is HH, because it is the image of H~\tilde{H} under the mapping u^→u^∘i\hat{u} \to \hat{u} \circ i; thus it remains to prove the converse when Y=Y^Y = \hat{Y}. Let VV be a closed entourage of YY; by hypothesis there is an entourage UU of XX such that the relations (x,x′)∈U(x, x') \in U and u∈Hu \in H imply that (u(x),u(x′))∈V(u(x), u(x')) \in V. Now, if U′U' is the image of UU under i×ii \times i, the closure U′‾\overline{U'} of U′U' in X^×X^\hat{X} \times \hat{X} is an entourage of X^\hat{X} (Chapter II, § 3, no. 7, Proposition 12); the hypothesis implies that, whenever (z,z′)∈U′(z, z') \in U' and u∈Hu \in H, we have (u^(z),u^(z′))∈V(\hat{u}(z), \hat{u}(z')) \in V. Since VV is closed and u^\hat{u} is continuous, we have also (u^(t),u^(t′))∈V(\hat{u}(t), \hat{u}(t')) \in V for all (t,t′)∈U′‾(t, t') \in \overline{U'} and all u∈Hu \in H; this completes the proof.

Proposition 5

Let G,G′G, G' be two topological groups endowed with their left uniformities, and let HH be a set of homomorphisms of GG into G′G'. Then the following conditions are equivalent: a) HH is equicontinuous at the identity element ee of GG, b) HH is equicontinuous, c) HH is uniformly equicontinuous.

It is enough to show that a) implies c). Let V′V' be a neighbourhood of the identity element e′e' of G′G'; then, by hypothesis, there is a neighbourhood VV of ee in GG such that u(V)⊂V′u(V) \subset V' for all u∈Hu \in H; since the elements of HH are homomorphisms, the relation x−1y∈Vx^{-1} y \in V implies that we have

(u(x))−1u(y)=u(x−1y)∈V′. (u(x))^{-1} u(y) = u(x^{-1} y) \in V'.
In view of the definition of the entourages of the left uniformities of GG and G′G' (Chapter III, § 3, no. 1), the result follows.

3. Closure of an equicontinuous set

Proposition 6

Let XX be a topological (resp. uniform) space, let YY be a uniform space and let HH be a subset of F(X;Y)\mathscr{F}(X; Y). Then HH is equicontinuous at a point x0∈Xx_0 \in X (resp. uniformly equicontinuous) if and only if the closure H‾\overline{H} of HH in Fs(X;Y)\mathscr{F}_s(X; Y) is equicontinuous at x0x_0 (resp. uniformly equicontinuous).

The condition is sufficient, trivially. To show that it is necessary, consider an entourage VV of YY which is closed in Y×YY \times Y; by hypothesis, there is a neighbourhood UU of x0x_0 in XX (resp. an entourage MM of XX) such that the relation x∈Ux \in U (resp. (x′,x′′)∈M(x', x'') \in M) implies (h(x0),h(x))∈V(h(x_0), h(x)) \in V [resp. (h(x′),h(x′′))∈V(h(x'), h(x'')) \in V] for all h∈Hh \in H. Since VV is closed, the mappings h∈F(X;Y)h \in \mathscr{F}(X; Y) which satisfy the relation (h(x0),h(x))∈V(h(x_0), h(x)) \in V for all x∈Ux \in U [resp. the relation (h(x′),h(x′′))∈V(h(x'), h(x'')) \in V for all (x′,x′′)∈M(x', x'') \in M] form a closed subset of Fs(X;Y)\mathscr{F}_s(X; Y) (§ 1, no. 2, Remark 6); since this closed subset contains HH, it contains H‾\overline{H}. Hence the result, since the closed entourages of YY form a fundamental system of entourages (Chapter II, § 1, no. 2, Proposition 2, Corollary 2).

4. Pointwise convergence and compact convergence on equicontinuous sets

Theorem 1

Let XX be a topological (resp. uniform) space, let YY be a uniform space and let HH be an equicontinuous (resp. uniformly equicontinuous) subset of C(X;Y)\mathscr{C}(X; Y). Then the following uniformities on HH are identical: the uniformity of compact (resp. precompact) convergence, the uniformity of pointwise convergence and the uniformity of pointwise convergence in a dense subset DD of XX.

It is enough to show that the last uniformity on HH is finer than the first; in other words that, given an entourage VV of YY and a compact (resp. precompact) subset AA of XX, there exists an entourage WW of YY and a finite subset FF of DD such that the relation

(2)u∈H, v∈H and (u(x),v(x))∈W for all x∈F (2)\quad u \in H,\ v \in H\ \text{and}\ (u(x), v(x)) \in W\ \text{for all}\ x \in F

implies

(3)(u(x), v(x))∈V for all x∈A. (3)\quad (u(x),\ v(x)) \in V\ \text{for all}\ x \in A.

Suppose first that AA is compact and HH equicontinuous. Given a symmetric entourage WW of YY, every point x∈Xx \in X has a neighbourhood U(x)U(x) such that the relation x′∈U(x)x' \in U(x) implies (u(x), u(x′))∈W(u(x),\ u(x')) \in W for all u∈Hu \in H. We can therefore cover the compact set AA by a finite number of open sets UiU_i such that, for each pair of points x′, x′′x',\ x'' of the same set UiU_i, we have (u(x′), u(x′′))∈W^(u(x'),\ u(x'')) \in \hat{W} for all u∈Hu \in H. Let aia_i be a point of D∩UiD \cap U_i, let FF be the set of the aia_i, and suppose that (2) is true; then for each x∈Ax \in A there exists an index ii such that aia_i and xx belong to the same set UiU_i, so that we have (u(x), u(ai))∈W^(u(x),\ u(a_i)) \in \hat{W} and (v(a′), v(x))∈W^(v(a'),\ v(x)) \in \hat{W}; thus (2) implies (3) provided that WW is chosen so that W^⊂V\hat{W} \subset V.

If AA is precompact and HH uniformly equicontinuous, we use Proposition 4 of no. 2; it is enough to note that i(A)i(A) is compact in X^\hat{X}, i(D)i(D) dense in X^\hat{X} and that the entourages of YY are the inverse images of those of Y^\hat{Y} under the mapping j×jj \times j.

Corollary

Under the hypotheses of Theorem 1, the closure H‾\overline{H} of HH in F(X;Y)\mathscr{F}(X; Y) with respect to the topology of pointwise convergence is the same as the closure of HH in C(X;Y)\mathscr{C}(X; Y) with respect to the topology of compact (resp. precompact) convergence.

For the set H‾\overline{H} is equicontinuous (resp. uniformly equicontinuous) by Proposition 6 of no. 3, and hence is contained in C(X;Y)\mathscr{C}(X; Y); the result follows immediately from the fact that, on H‾\overline{H}, the two topologies under consideration are the same, by virtue of Theorem 1.

5. Compact sets of continuous mappings

Theorem 2 (Ascoli)

Let XX be a topological (resp. uniform) space, let S\mathscr{S} be a covering of XX, let YY be a uniform space and HH a set of mappings of XX into YY such that, for each A∈SA \in \mathscr{S} and each u∈Hu \in H, the restriction of uu to AA is continuous (resp. uniformly continuous). Then, for HH to be precompact with respect to the uniformity of S\mathscr{S}-convergence, it is necessary in all cases and also sufficient* if the sets A∈SA \in \mathscr{S} are compact (resp. precompact) that the following conditions should be satisfied:

a) For each A∈SA \in \mathscr{S}, the set H∣A⊂F(A;Y)H|A \subset \mathscr{F}(A; Y) of restrictions to AA of functions of HH is equicontinuous (resp. uniformly equicontinuous).

b) For each x∈Xx \in X, the set H(x)⊂YH(x) \subset Y of points u(x)u(x) (u∈Hu \in H) is precompact.

1) Let us show first that conditions a) and b) are necessary. We know (§ 1, no. 2, Remark 6) that the mapping u→u(x)u \to u(x) of FS(X;Y)\mathscr{F}_{\mathscr{S}}(X; Y) into YY is uniformly continuous; hence, if HH is precompact, so is H(x)H(x) (Chapter II, § 4, no. 2, Proposition 2), which proves b). To prove a), consider a set A∈SA \in \mathscr{S}, a point x0∈Ax_0 \in A and an entourage VV of YY; since HH is precompact it can be covered by a finite number of W(A,V)W(A, V)-small sets; in other words there is a finite sequence (ui)(u_i) of elements of HH such that, for each u∈Hu \in H, we have

(u(x), ui(x))∈Vfor all x∈A (u(x),\ u_i(x)) \in V \quad \text{for all } x \in A

for at least one index ii.

Since each of the ui∣Au_i|A is continuous at x0x_0 (resp. uniformly continuous) there is a neighbourhood UiU_i of x0x_0 in AA (resp. an entourage MiM_i of AA) such that

x∈Ui  ⟹  (ui(x),ui(x0))∈V, x \in U_i \implies (u_i(x), u_i(x_0)) \in V,

(resp. such that

(x′,x′′)∈Mi  ⟹  (ui(x′),ui(x′′))∈V.) (x', x'') \in M_i \implies (u_i(x'), u_i(x'')) \in V.)

Let UU (resp. MM) be the intersection of the UiU_i (resp. MiM_i); it is a neighbourhood of x0x_0 in AA (resp. an entourage of AA). For each u∈Hu \in H there is an index ii for which (4) holds; writing condition (4) for x0x_0 and for xx (resp. for x′x' and x′′x'') and taking account of (5) [resp. (6)], we see immediately that the relation x∈Ux \in U [resp. (x′,x′′)∈M(x', x'') \in M] implies (u(x), u(x0))∈V∘(u(x),\ u(x_0)) \in \overset{\circ}{V} [resp. (u(x′), u(x′′))∈V∘(u(x'),\ u(x'')) \in \overset{\circ}{V}], for each u∈Hu \in H; and this establishes a).

2) Now let us show that the conditions a) and b) are sufficient if the sets A∈SA \in \mathscr{S} are compact (resp. precompact). Condition b) implies that HH is precompact with respect to the uniformity of pointwise convergence (Chapter II, § 4, no. 2, Proposition 3). But it follows from condition a) and Theorem 1 of no. 4 that on H∣AH|A the uniformity of pointwise convergence in AA coincides with the uniformity of uniform convergence in AA; hence H∣AH|A is precompact in Fu(A;Y)\mathscr{F}_u(A; Y), which implies that HH is precompact with respect to the uniformity of S\mathscr{S}-convergence (§ 1, no. 2).

Note that condition b) of Theorem 2 is automatically satisfied if YY is a precompact space.

Corollary 1

Let XX be a topological (resp. uniform) space, let YY be a Hausdorff uniform space and let HH be an equicontinuous (resp. uniformly equicontinuous) subset of C(X;Y)C(X; Y). Suppose that H(x)H(x) is relatively compact in YY for each x∈Xx \in X. Then HH is relatively compact in C(X;Y)C(X; Y) with respect to the topology of compact (resp. precompact) convergence.

Let H‾\overline{H} be the closure of HH in Fs(X;Y)\mathscr{F}_s(X; Y). H‾\overline{H} is equicontinuous (resp. uniformly equicontinuous) (no. 3, Proposition 6). Moreover, we have H‾(x)⊂H(x)‾\overline{H}(x) \subset \overline{H(x)} (§ 1, no. 2, Remark 6) and therefore H‾(x)\overline{H}(x) is also relatively compact; hence Theorem 2 shows that H‾\overline{H} is precompact with respect to S\mathscr{S}-convergence, where S\mathscr{S} denotes the set of all compact (resp. precompact) subsets of XX. Moreover, since H(x)‾\overline{H(x)} is compact, and therefore complete, H‾\overline{H} is complete with respect to the uniformity of pointwise convergence (Chapter II, § 3, no. 5, Proposition 10 and no. 4, Proposition 8) and therefore also with respect to the uniformity of S\mathscr{S}-convergence (§ 1, no. 5, Proposition 5, Corollary 2); H‾\overline{H} is therefore compact, since it is precompact, complete and Hausdorff (§ 1, no. 2, Proposition 1).

Corollary 2

Let XX be a topological (resp. uniform) space, let YY be a complete Hausdorff uniform space and let HH be an equicontinuous (resp. uniformly equicontinuous) subset of C(X;Y)C(X; Y). Suppose that H(x)H(x) is relatively compact in YY for all x∈Dx \in D, where DD is a dense subset of XX. Then HH is relatively compact in C(X;Y)C(X; Y) with respect to the topology of compact (resp. precompact) convergence.

It is enough to show that H(x)H(x) is relatively compact for all x∈Xx \in X, for we can then apply Corollary 1. Since YY is complete it is enough to show that H(x)H(x) is precompact for all x∈Xx \in X. Now if VV is any symmetric entourage of YY, there is a neighbourhood UU of xx such that (u(x),u(x′))∈V(u(x), u(x')) \in V for all x′∈Ux' \in U and all u∈Hu \in H. By hypothesis there exists x′∈U∩Dx' \in U \cap D, and since H(x′)H(x') is relatively compact in YY, there exists a finite number of points yk∈Yy_k \in Y such that H(x′)H(x') is contained in the union of the sets V(yk)V(y_k); hence H(x)H(x) is contained in the union of the sets V(yk)V(y_k), and the proof is complete.

Corollary 3

Let XX be a locally compact space, YY a Hausdorff uniform space, HH a subset of C(X;Y)C(X; Y). Then HH is relatively compact in Cc(X;Y)C_c(X; Y) if and only if HH is equicontinuous and H(x)H(x) relatively compact in YY for all x∈Xx \in X.

In view of Corollary 1 it is enough to show that, if HH is relatively compact in Cc(X;Y)C_c(X; Y), then HH is equicontinuous. Now each point x∈Xx \in X has a compact neighbourhood AA, and it follows from Theorem 2 that H/AH/A is equicontinuous; this implies that HH is equicontinuous at xx, and the result is proved.

Remark

Let XX be a topological space, YY a uniform space and S\mathscr{S} a set of subsets of XX. Then on every precompact subset HH of FS(X;Y)\mathscr{F}_{\mathscr{S}}(X; Y), the uniformity of S\mathscr{S}-convergence is the same as the uniformity of pointwise convergence in B=⋃A∈SAB = \bigcup_{A \in \mathscr{S}} A. We can reduce to the case where B=XB = X and YY is Hausdorff and complete; for if jj is the canonical injection B→XB \to X and ii the canonical mapping Y→Y^Y \to \hat{Y}, the uniformity of S\mathscr{S}-convergence on F(X;Y)\mathscr{F}(X; Y) is the inverse image of the uniformity of S\mathscr{S}-convergence on F(B;Y^)\mathscr{F}(B; \hat{Y}) under the mapping θ:u→i∘u∘j\theta : u \to i \circ u \circ j (§ 1, no. 4, Proposition 4), and HH is precompact if and only if θ(H)\theta(H) is (Chapter II, § 4, no. 2, Proposition 3). This being so, if B=XB = X and YY is Hausdorff and complete, FS(X;Y)\mathscr{F}_{\mathscr{S}}(X; Y) is Hausdorff and complete (§ 1, no. 2, Proposition 1 and no. 5, Theorem 1); hence the closure H‾\overline{H} of HH in this space is compact. On H‾\overline{H}, the topology of pointwise convergence is Hausdorff (§ 1, no. 2, Proposition 1) and coarser than that of S\mathscr{S}-convergence; hence these two topologies coincide (Chapter I, § 9, no. 4, Theorem 2, Corollary 3) and consequently so do the uniformities of S\mathscr{S}-convergence and pointwise convergence (Chapter II, § 4, no. 1, Theorem 1).

Exercises

See the exercises for § 2.

Transcribed from the printed volume. Not translated.