Bourbaki

Proposition 8

Tag 02WQ, permanent. Cite it as [Bourbaki, Tag 02WQ].

Théories spectrales, chapter IV, § 1. Opérateurs compacts sur un espace hilbertien

Let uu be a positive compact endomorphism of E. Let H be a closed subspace of E and iH:H→Ei_H: H\rightarrow E the canonical injection. Denote by uHu_H the endomorphism iH∗uiHi^*_Hui_H of H. It is compact and positive.

a) One has IH⊂IEI_H\subset I_E and λn(uH)⩽λn(u)\lambda_n(u_H)\leqslant \lambda_n(u) for all n∈IHn\in I_H;

b) If H is of finite codimension k∈Nk\in \mathbf{N} in E, then one has IH+k⊂IEI_H+k\subset I_E and λn+k(u)⩽λn(uH)\lambda_{n+k}(u)\leqslant \lambda_n(u_H) for all n∈IHn\in I_H.

The endomorphism uHu_H is compact (prop. 3 of III, p. 5). It is positive since ⟨x∣uH(x)⟩=⟨iH(x)∣u(iH(x))⟩⩾0\langle x|u_H(x)\rangle =\langle i_H(x)|u(i_H(x))\rangle \geqslant 0 for all x∈Hx\in H.

Let n∈IH⊂IEn\in I_H\subset I_E. Let F be a subspace of dimension n+1n+ 1 of H adapted to uHu_H. One has therefore λn(uH)=rF(uH)\lambda_n(u_H) =r_F(u_H) (prop. 5 of IV, p. 153, a)), and since moreover rF(uH)=rF(u)⩽λn(u)r_F(u_H) =r_F(u)\leqslant \lambda_n(u) (prop. 6 of IV, p. 154), one obtains assertion a).

Suppose that H is of codimension k∈Nk\in \mathbf{N} in E and that n∈IHn\in I_H. Let F be a subspace of H of dimension nn adapted to uHu_H. Its orthogonal complement in H is equal to H∩F∘H\cap F^{\circ}, and it is the orthogonal complement in E of the subspace F+H∘F + H^{\circ} of dimension n+kn+k. Hence n+k∈IEn+k\in I_E and (prop. 5 of IV, p. 153, b))

λn(uH)=\lambda_n(u_H) = sup ⟨x∣uH(x)⟩2=RF+H∘(u)\frac{\langle x|u_H(x)\rangle}{2}= R_{F+H^{\circ}}(u)

x∈H∩F∘∥x∥ _{x\in H\cap F^{\circ}}\|x\|
x≠0x\not =0

whence λn(uH)⩽λn+k(u)\lambda_n(u_H)\leqslant \lambda_{n+k}(u) (prop. 6 of IV, p. 154).

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Cites

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Machine translation of the English, by gpt-5-6-mini, gpt-5-mini, gpt-5.4, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.