Bourbaki

Proposition 10

Tag 02X0, permanent. Cite it as [Bourbaki, Tag 02X0].

Théories spectrales, chapter IV, § 1. Opérateurs compacts sur un espace hilbertien

One has the equality

∏i=0nαi(u)=∥∧n+1u∥ \prod_{i=0}^n\alpha_i(u) =\|\wedge^{n+1}u\|

for every n∈IEn\in I_E.

Lemma 3, c) proves that ∥∧^n+1u∥=∥∧^n+1∣u∣∥\|\widehat{\wedge}^{n+1}u\|=\|\widehat{\wedge}^{n+1}|u|\|; moreover, since αi(u)=αi(∣u∣)\alpha_i(u) =\alpha_i(|u|) for every i∈IEi\in I_E (remark 5 of IV, p. 157, (2)), it is enough to prove the assertion for ∣u∣|u|. This makes it possible to suppose that F = E and that uu is positive.

Let then B=(ej)j∈JB = (e_j)_{j\in J} be an orthonormal basis of E such that uu is diagonalizable in the basis B (theorem 1 of IV, p. 149), and let (λj)j∈J(\lambda_j)_{j\in J} be the family of eigenvalues of uu in the basis B. Endow J with a total order, and denote by JnJ_n the set of strictly increasing families (j0,...,jn)∈Jn+1(j_0, . . . , j_n)\in J^{n+1} of elements of J. The vectors

eι=ej0∧⋯∧ejn e_{\iota}=e_{j_0}\wedge \cdots \wedge e_{j_n}

for ι=(j0,...,jn)∈Jn\iota = (j_0, . . . , j_n)\in J_n form an orthonormal basis BnB_n of ∧^n+1E\widehat{\wedge}^{n+1}E (EVT, V, p. 34, prop. 5). For every ι=(j0,...,jn)∈Jn\iota = (j_0, . . . , j_n)\in J_n, let

λι=∏j=0nλij \lambda_{\iota}=\prod_{j=0}^n\lambda_{i_j}

Then (∧^n+1u)eι=λιeι(\widehat{\wedge}^{n+1}u)e_{\iota}=\lambda_{\iota}e_{\iota}, hence ∧^n+1u\widehat{\wedge}^{n+1}u is diagonal in the basis BnB_n. Consequently, one has

∥∧^n+1u∥=\|\widehat{\wedge}^{n+1}u\|= supι∈Inλι_{\iota\in I_n}\lambda_{\iota}

(lemma 1 of IV, p. 147), which is equal to the product λ0(u)⋯λn(u)\lambda_0(u)\cdots \lambda_n(u) of the n+1n+ 1 greatest eigenvalues of uu. The desired formula follows, since λi(u)=αi(u)\lambda_i(u) =\alpha_i(u) for every i∈IEi\in I_E when uu is positive (remark 5 of IV, p. 157, (3)).

In particular, if α1(u)<α0(u)=∥u∥\alpha_1(u)< \alpha_0(u) =\|u\|, one sees that the inequality ∥∧^n(u)∥⩽∥u∥n\|\widehat{\wedge}^n(u)\|\leqslant \|u\|^n (EVT, V, p. 34, formula (29)) is not an equality in general if n⩾2n\geqslant 2.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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Machine translation of the English, by gpt-5-6-mini, gpt-5-mini, gpt-5.4, against glossary version 34. Not checked by a person. That model is a cut down version of the one the rest of this language was written by.