Bourbaki

Exercise 23, § 6

Tag 03O3, permanent. Cite it as [Bourbaki, Tag 03O3].

Theory of Sets, III, 247

Bourbaki marks this one as harder than the rest.

Let α\alpha be an ordinal >0> 0. A mapping ff of the ordinal α\alpha into itself is said to be divergent if for each ordinal λ0<α\lambda_0 < \alpha there exists an ordinal μ0<α\mu_0 < \alpha such that the relation μ0⩽ξ<α\mu_0 \leqslant \xi < \alpha implies λ0⩽f(ξ)<α\lambda_0 \leqslant f(\xi) < \alpha [^1].

(a) Let φ\varphi be a strictly increasing mapping of an ordinal β\beta into α\alpha such that

φ(sup⁡ζ<γζ)=sup⁡ζ<γφ(ζ)for allγ<β,\varphi \left( \sup_{\zeta < \gamma} \zeta \right) = \sup_{\zeta < \gamma} \varphi(\zeta) \quad \text{for all} \quad \gamma < \beta,

and such that

sup⁡ζ<βφ(ζ)=α.\sup_{\zeta < \beta} \varphi(\zeta) = \alpha.
[^2]

Then there exists a divergent mapping ff of α\alpha into itself, such that f(ξ)<ξf(\xi) < \xi for all ξ\xi satisfying 0<ξ<α0 < \xi < \alpha, if and only if there exists a divergent mapping of β\beta into itself of the same type.

(b) Deduce from (a) that there exists a divergent mapping of ωα\omega_\alpha into itself, such that f(ξ)<ξf(\xi) < \xi for all ξ\xi satisfying 0<ξ<α0 < \xi < \alpha, if and only if the final character of ωα\omega_\alpha is ω0\omega_0. (If ωα\omega_\alpha is a regular ordinal >ω0> \omega_0, define inductively a strictly increasing sequence (ηn)(\eta_n) as follows : η1=1\eta_1 = 1, and ηn+1\eta_{n+1} is the least ordinal ζ\zeta such that f(ξ)>ηnf(\xi) > \eta_n for all ξ⩾ζ\xi \geqslant \zeta.)

(c) Let ωαˉ\omega_{\bar{\alpha}} be the final character of ωα\omega_\alpha (Exercise 16). Show that, if αˉ>0\bar{\alpha} > 0 and if ff is a mapping of ωα\omega_\alpha into itself such that f(ξ)<ζf(\xi) < \zeta for all ξ\xi such that 0<ξ<ωα0 < \xi < \omega_\alpha, then there exists an ordinal λ0\lambda_0 such that the set of solutions of the equation f(ξ)=λ0f(\xi) = \lambda_0 has a cardinal ⩾ℵαˉ\geqslant \aleph_{\bar{\alpha}}.

[^1]: If the well-ordered set Oα′O'_\alpha of ordinals ⩽α\leqslant \alpha is endowed with the topology T−(Oα′)\mathscr{T}_-(O'_\alpha) (General Topology, Chapter I, § 2, Exercise 5), this condition may be written lim⁡ξ→α, ξ<αf(ξ)=α\lim_{\xi \to \alpha, \, \xi < \alpha} f(\xi) = \alpha. [^2]: If we extend φ\varphi to Oβ′O'_\beta by defining φ(β)=α\varphi(\beta) = \alpha, the conditions above signify that φ\varphi is continuous with respect to the topologies T−(Oα′)\mathscr{T}_-(O'_\alpha) and T−(Oβ′)\mathscr{T}_-(O'_\beta) on Oα′O'_\alpha and Oβ′O'_\beta respectively (loc. cit.).

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