6. Infinite sets
1. The set of natural integers
Definition 1 03MV
A set is said to be infinite if it is not finite.
In particular, a cardinal is infinite if it is not an integer.
The relation "there exists an infinite set" implies that the relation " is an integer" is collectivizing (Chapter II, § 1, no. 4); for if is an infinite cardinal and an arbitrary integer, we cannot have (§ 4, no. 2, Proposition 2). We have therefore for all integers , which shows that the set of integers (§ 3, no. 2, Remark following Theorem 1) contains all integers. Conversely, if the relation " is an integer" is collectivizing, then the set E of integers is an infinite set. For each integer , the interval is a subset of elements of E (§ 5, no. 3, Proposition 5). Therefore Card (E) . But to say that Card(E) for every integer means that E is infinite.
¶ We now introduce the following axiom :
A5 ("Axiom of infinity".) There exists an infinite set.
It is not known whether or not this axiom can be deduced from the axioms and axiom schemes introduced previously; although the question has not been definitively settled, it is to be presumed that this axiom is independent of the others.
The preceding remarks then prove the following theorem :
Theorem 1 03MW
The relation " is an integer" is collectivizing.
We shall denote by the set of integers (also called "the set of natural integers" when necessary to avoid ambiguity). The cardinal of is denoted by . Whenever is considered as an ordered set, it is always the ordering (called the usual ordering) defined in § 3, no. 2 that is under consideration, unless the contrary is expressly stated.
Definition 2 03MX
A sequence* (resp. a sequence of elements of a set E) is a family (resp. a family of elements of E) whose index set is a subset of . The sequence is said to be infinite if its index set is an infinite subset of .
Let be a relation and let I denote the set of integers such that is true. I is then a subset of . A sequence is then sometimes written , and is called the nth term in the sequence. A sequence whose index set is the set of integers is often written or , or even just if or . Under the same conditions, for example, the notations and are used to denote the product of a sequence of sets , and there are analogous notations for unions, intersections, cardinal products, and cardinal sums.
Every subfamily of a sequence is a sequence, called a subsequence of the given sequence.
Two sequences , with the same index set are said to differ only in the order of their terms if there exists a permutation of the index set I such that for all .
A multiple sequence is a family whose index set is a subset of a product ( an integer) ("double sequence" for , "triple sequence" for , and so on).
Let I be a set equipotent to and let be a bijection of onto I. For each family indexed by the set I, the sequence is said to be obtained by arranging the family in the order defined by . The sequences which correspond in this way to two distinct bijections of onto I differ only in the order of their terms. For a finite family indexed by a set I of elements we may similarly define a finite sequence with or as index set, by arranging the family in the order defined by a bijection of one or the other of these intervals onto I.
2. Definition of mappings by induction
Since the set is well-ordered, we may apply criterion C60 (§ 2, no. 2), which now takes the following form (with the same notation) :
C62. Let be a letter and let be a term. Then there exists a set U and a mapping of onto U such that for each integer we have , where denotes the mapping of onto which agrees with on . Moreover, the set U and the mapping are uniquely determined by this condition.
We shall deduce from this the following criterion :
C63. Let and be two terms. Then there exists a set and a mapping of onto such that and for each integer . Moreover, the set and the mapping are uniquely determined by these conditions.
To deduce C63 from C62 [^1], let
for each letter . If is a mapping of a subset of into a set, then is just the domain of (Chapter II, § 3, no. 1). Let be the least upper bound of in [^2]. Let be the empty mapping, with as source and target, i.e. (Chapter II, § 3, nos. 1 and 4), the triple and consider the relation
which we denote by ; finally, let be the term . Apply C62 to the term . Since is equal to , we have ; hence . If on the other hand , we have and , whence
Examples
Example 1 03TC
Suppose that is an element of a set and that is the term , where is a mapping of into itself [^3]. Then it is immediately seen by induction on that for all we have ; consequently is a mapping of into such that and for all integers .
Likewise, let be a mapping of into , and let be the mapping of into itself defined by . By the preceding discussion there exists a unique mapping of into such that and for all , from which follows the existence and uniqueness of a mapping of into E such that and for each integer .
Example 2 03TD
Let X be a set and let E be the set of mappings of X into itself. Let denote the identity mapping of X into itself, and let be any element of E. Take to be the term [^4]. By applying C63 we see that there exists a unique mapping of into E, denoted by , such that and . The mapping is called the nth iterate of the mapping .
Example 3 03TE
If we take to be the term , and to be a set E, it follows likewise that there exists a mapping, denoted by , of into a set V(E) such that , , and for every integer .
Remark 03MY
Let E be a set, let A be a subset of E, let be a mapping of A into E, and let be an element of A. Take to be the term . Criterion C63 is applicable and proves the existence of a mapping of onto a set V such that and for every integer . It may happen that ; if not, let be the largest integer such that . Then , and is a term about which nothing can be said. Hence in this case is considered to be defined only on the interval ("restricted induction").
3. Properties of infinite cardinals
Theorem 2 03MZ
For every infinite cardinal we have .
We shall use the following two lemmas :
Lemma 1 03N0
Every infinite set E contains a set equipotent to .
There exists a well-ordering relation on E (§ 2, no. 3, Theorem 1), which we shall denote by . The hypothesis implies that the well-ordered set E cannot be isomorphic to a segment of distinct from , for such a segment is of the form (§ 2, no. 1, Proposition 1) and is therefore finite. It follows that is isomorphic to a segment of E (§ 2, no. 3, Theorem 3), whence the result.
Lemma 2 03N1
The set is equipotent to .
Since contains the set , which is equipotent to , we have . To complete the proof it is enough to define an injection of into . For this purpose we note that there exists an injection of into the set of mappings of into , obtained as follows : if is the least integer such that , and if is the dyadic expansion of (§ 5, no. 7), is defined to be the sequence such that for and for . Proposition 8 of § 5, no. 7 shows that is injective. For each pair we define as follows : if and , let be the integer such that , where and for all . It is clear that the relation implies and ; hence , and therefore is injective.
¶ We come now to the proof of Theorem 2. Let E be a set such that . Let D be a subset of E equipotent to (Lemma 1). Then there exists a bijection of D onto (Lemma 2). Let be the set of pairs , where X is a subset of E containing D and is a bijection of X onto which extends . Order the set by means of the relation
between and . Then it is immediately seen that is inductive (cf. § 2, no. 4, Example 2). Hence, by Zorn's Lemma (§ 2, no. 4, Theorem 2), has a maximal element . We shall show that , which will suffice to prove the theorem. If is not equal to , let . Then and is infinite, and (§ 3, no. 6, Proposition 14); hence and . From the hypothesis it follows that , for otherwise we should have , and we have assumed that . Hence there is a subset equipotent to F. Let ; we shall show that there exists a bijection of Z onto which extends . We have
and the four products on the right-hand side are mutually disjoint. Since F and Y are equipotent, we have
whence
There is therefore a bijection of Y onto the set
the mapping of Z into Z Z, which is equal to on F and to on Y, is therefore a bijection which extends , contrary to the definition of . Hence , and the proof is complete.
Corollary 1 03N2
If is an infinite cardinal, then for every integer .
By induction on .
Corollary 2 03N3
The product of a finite family of non-zero cardinals, of which the greatest is an infinite cardinal , is equal to .
Let denote the product and let be the number of elements in I. Then (§ 3, no. 6, Proposition 14). On the other hand, since for all , we have (§ 3, no. 6, Proposition 14).
Corollary 3 03N4
Let be an infinite cardinal and let be a family of cardinals whose index set I has a cardinal . Then ; and if for at least one index , then .
Let be the cardinal of I; then we have (§ 3, no. 6, Proposition 14), and for all .
Corollary 4 03N5
If and are two non-zero cardinals, one of which is infinite, we have .
This follows directly from Corollaries 2 and 3.
4. Countable sets
Definition 3 03N6
A set is said to be countable if it is equipotent to a subset of the set of integers.
Proposition 1 03N7
Every subset of a countable set is countable. The product of a finite family of countable sets is countable. The union of a sequence of countable sets is countable.
The first assertion is obvious. The others follow from the Corollaries to Theorem 2, no. 3.
¶ We have proved (no. 3, Lemma 1) that if is any infinite cardinal, then . This has the following consequences :
Proposition 2 03N8
Every countable infinite set E is equipotent to .
For by definition; and since E is infinite.
Proposition 3 03N9
Every infinite set has a partition* formed of countable infinite sets , the index set I being equipotent to E.
For (no. 3, Theorem 2, Corollary 4).
Proposition 4 03NA
Let* be a mapping of a set E onto an infinite set F such that, for each , is countable. Then F is equipotent to E.
For the sets form a partition of E; hence
and by Proposition 3 of § 3, no. 2.
Proposition 5 03NB
The set* of finite subsets of an infinite set E is equipotent to E.
For each integer , let denote the set of subsets of E which have elements. For each there exists a bijection of onto X. Hence the cardinal of is at most equal to that of the set of mappings of into E, i.e., to (no. 3, Theorem 2, Corollary 1). Therefore
On the other hand, since is an injective mapping of E into , we have .
Definition 4 03NC
A set is said to have the power of the continuum if it is equipotent to the set of all subsets of* .
A set which has the power of the continuum is not countable (§ 3, no. 6, Theorem 2).
\* The name "power of the continuum" arises from the fact that the set of real numbers is equipotent to (General Topology, Chapter IV, § 8). \* The continuum hypothesis is the assertion that every uncountable set contains a subset which has the power of the continuum; the generalized continuum hypothesis is the assertion that, for every infinite cardinal , every cardinal is .
5. Stationary sequences
Definition 5 03ND
A sequence* of elements of a set E is said to be stationary if there exists an integer such that for all integers .
Proposition 6 03NE
Let* E *be an ordered set. Then the following statements are equivalent :
(a) Every non-empty subset of E has a maximal element. (b) Every increasing sequence of elements of E is stationary.
We show first that (a) implies (b). Let X be the set of elements of the sequence , and let be a maximal element of X. If , we have by hypothesis , and therefore by the maximality of . Conversely, suppose that there exists a non-empty subset A of E which has no maximal element. For each , let be the set of all such that . By assumption, for all ; hence there exists a mapping of A into A such that for all (Chapter II, § 5, no. 4, Proposition 6). If , then the sequence defined inductively by the conditions , is evidently increasing and not stationary.
Corollary 1 03NF
A totally ordered set* E is well-ordered if and only if every decreasing sequence of elements of E *is stationary.
For to say that E is well-ordered is equivalent to saying that every non-empty subset of E has a minimal element (§ 1, no. 10, Proposition 10), and the assertion therefore follows from Proposition 6.
Corollary 2 03NG
Every increasing sequence of elements of a finite ordered set is stationary.
For every finite ordered set has a maximal element (§ 4, no. 4, Proposition 3, Corollary 2).
¶ An ordered set E which satisfies the equivalent conditions of Proposition 6 is sometimes said to be Noetherian.
Proposition 7 ("Principle of Noetherian induction") 03RM
— Let E be a Noetherian set, and let F be a subset of E with the following property : if is such that the relation implies , then . Under these conditions, F E.
Indeed, suppose E F; then E F has a maximal element . By definition we have for all ; but this implies , which is absurd.
Exercises
See the exercises for § 6.
[^1]: It is also possible to give a direct proof of C63, analogous to the proof of C60 (§ 2, no. 2). [^2]: The definition of the least upper bound (§ 1, nos. 7, 8, and 9) can be formulated in such a way that it has a meaning even for a set which is not bounded above (it denotes a term, in the formalized language, of the form , which the reader will have no difficulty in writing down). [^3]: If , the term is the term denoted by . [^4]: Here we mean the term denoted by (T, X, X), where T is the term denoted by is an ordered pair and and .