Bourbaki

6. Infinite sets

1. The set of natural integers

Definition 1 03MV

A set is said to be infinite if it is not finite.

In particular, a cardinal is infinite if it is not an integer.

The relation "there exists an infinite set" implies that the relation "xx is an integer" is collectivizing (Chapter II, § 1, no. 4); for if a\mathfrak{a} is an infinite cardinal and nn an arbitrary integer, we cannot have a⩽n\mathfrak{a} \leqslant n (§ 4, no. 2, Proposition 2). We have therefore n<an < \mathfrak{a} for all integers nn, which shows that the set of integers <a< \mathfrak{a} (§ 3, no. 2, Remark following Theorem 1) contains all integers. Conversely, if the relation "xx is an integer" is collectivizing, then the set E of integers is an infinite set. For each integer nn, the interval [0,n][0, n] is a subset of n+1n + 1 elements of E (§ 5, no. 3, Proposition 5). Therefore Card (E) ⩾n+1>n\geqslant n + 1 > n. But to say that Card(E) ≠n\neq n for every integer nn means that E is infinite.

¶ We now introduce the following axiom :

A5 ("Axiom of infinity".) There exists an infinite set.

It is not known whether or not this axiom can be deduced from the axioms and axiom schemes introduced previously; although the question has not been definitively settled, it is to be presumed that this axiom is independent of the others.

The preceding remarks then prove the following theorem :

Theorem 1 03MW

The relation "xx is an integer" is collectivizing.

We shall denote by N\mathbf{N} the set of integers (also called "the set of natural integers" when necessary to avoid ambiguity). The cardinal of N\mathbf{N} is denoted by ℵ0\aleph_0. Whenever N\mathbf{N} is considered as an ordered set, it is always the ordering (called the usual ordering) defined in § 3, no. 2 that is under consideration, unless the contrary is expressly stated.

Definition 2 03MX

A sequence* (resp. a sequence of elements of a set E) is a family (resp. a family of elements of E) whose index set is a subset of N\mathbf{N}. The sequence is said to be infinite if its index set is an infinite subset of N\mathbf{N}.

Let P{n}\mathrm{P}\{n\} be a relation and let I denote the set of integers nn such that P{n}\mathrm{P}\{n\} is true. I is then a subset of N\mathbf{N}. A sequence (xn)n∈I(x_n)_{n\in\mathrm{I}} is then sometimes written (xn)P{n}(x_n)_{\mathrm{P}\{n\}}, and xnx_n is called the nth term in the sequence. A sequence whose index set is the set of integers n⩾kn \geqslant k is often written (xn)k⩽n(x_n)_{k \leqslant n} or (xn)n⩾k(x_n)_{n \geqslant k}, or even just (xn)(x_n) if k=0k = 0 or k=1k = 1. Under the same conditions, for example, the notations ∏P{n}Xn\prod_{\mathrm{P}\{n\}} \mathrm{X}_n and ∏n=k∞Xn\prod_{n=k}^{\infty} \mathrm{X}_n are used to denote the product of a sequence of sets (Xn)n∈I(\mathrm{X}_n)_{n\in\mathrm{I}}, and there are analogous notations for unions, intersections, cardinal products, and cardinal sums.

Every subfamily of a sequence is a sequence, called a subsequence of the given sequence.

Two sequences (xn)n∈I(x_n)_{n\in\mathrm{I}}, (yn)n∈I(y_n)_{n\in\mathrm{I}} with the same index set are said to differ only in the order of their terms if there exists a permutation ff of the index set I such that xf(n)=ynx_{f(n)} = y_n for all n∈In \in \mathrm{I}.

A multiple sequence is a family whose index set is a subset of a product Np\mathbf{N}^p (pp an integer) ("double sequence" for p=2p = 2, "triple sequence" for p=3p = 3, and so on).

Let I be a set equipotent to N\mathbf{N} and let ff be a bijection of N\mathbf{N} onto I. For each family (xι)ι∈I(x_\iota)_{\iota\in\mathrm{I}} indexed by the set I, the sequence n→xf(n)n \to x_{f(n)} is said to be obtained by arranging the family (xι)ι∈I(x_\iota)_{\iota\in\mathrm{I}} in the order defined by ff. The sequences which correspond in this way to two distinct bijections of N\mathbf{N} onto I differ only in the order of their terms. For a finite family indexed by a set I of nn elements we may similarly define a finite sequence with [1,n][1, n] or [0,n−1][0, n-1] as index set, by arranging the family in the order defined by a bijection of one or the other of these intervals onto I.

2. Definition of mappings by induction

Since the set N\mathbf{N} is well-ordered, we may apply criterion C60 (§ 2, no. 2), which now takes the following form (with the same notation) :

C62. Let uu be a letter and let T{u}\mathrm{T}\{u\} be a term. Then there exists a set U and a mapping ff of N\mathbf{N} onto U such that for each integer nn we have f(n)=T{f(n)}f(n) = \mathrm{T}\{f^{(n)}\}, where f(n)f^{(n)} denotes the mapping of [0,n[[0, n[ onto f([0,n[)f([0, n[) which agrees with ff on [0,n[[0, n[. Moreover, the set U and the mapping ff are uniquely determined by this condition.

We shall deduce from this the following criterion :

C63. Let S{v}S\{v\} and aa be two terms. Then there exists a set VV and a mapping ff of N\mathbf{N} onto VV such that f(0)=af(0) = a and f(n)=S{f(n−1)}f(n) = S\{f(n-1)\} for each integer n⩾1n \geqslant 1. Moreover, the set VV and the mapping ff are uniquely determined by these conditions.

To deduce C63 from C62 [^1], let

D(u)=Ex(x∈N and (∃y)((x,y)∈pr1(pr1(u))))D(u) = \mathscr{E}_x(x \in \mathbf{N} \ \text{and} \ (\exists y)((x, y) \in \mathrm{pr}_1(\mathrm{pr}_1(u))))

for each letter uu. If uu is a mapping of a subset of N\mathbf{N} into a set, then D(u)D(u) is just the domain of uu (Chapter II, § 3, no. 1). Let M(u)M(u) be the least upper bound of D(u)D(u) in N\mathbf{N} [^2]. Let φ\varphi be the empty mapping, with ∅\emptyset as source and target, i.e. (Chapter II, § 3, nos. 1 and 4), the triple (∅,∅,∅))(\emptyset, \emptyset, \emptyset)) and consider the relation

(u=φ and y=a) or (u≠φ and y=S{u(M(u))})(u = \varphi \ \text{and} \ y = a) \ \text{or} \ (u \neq \varphi \ \text{and} \ y = S\{u(M(u))\})

which we denote by R{y,u}R\{y, u\} ; finally, let T{u}T\{u\} be the term τy(R{y,u})\tau_y(R\{y, u\}). Apply C62 to the term T{u}T\{u\}. Since f(0)f^{(0)} is equal to φ\varphi, we have T{f(0)}=aT\{f^{(0)}\} = a; hence f(0)=af(0) = a. If on the other hand n>0n > 0, we have D(f(n))=[0,n−1]D(f^{(n)}) = [0, n-1] and M(f(n))=n−1M(f^{(n)}) = n-1, whence

T{f(n)}=S{f(n)(n−1)}=S{f(n−1)}.T\{f^{(n)}\} = S\{f^{(n)}(n-1)\} = S\{f(n-1)\}.

Examples

Example 1 03TC

Suppose that aa is an element of a set EE and that S{u}S\{u\} is the term g(u)g(u), where gg is a mapping of EE into itself [^3]. Then it is immediately seen by induction on nn that for all n∈Nn \in \mathbf{N} we have f(n)∈Ef(n) \in E; consequently ff is a mapping of N\mathbf{N} into EE such that f(0)=af(0) = a and f(n+1)=g(f(n))f(n+1) = g(f(n)) for all integers nn.

Likewise, let hh be a mapping of N×E\mathbf{N} \times E into EE, and let ψ\psi be the mapping of N×E\mathbf{N} \times E into itself defined by ψ(n,x)=(n+1,h(n,x))\psi(n, x) = (n+1, h(n, x)). By the preceding discussion there exists a unique mapping g=(θ,f)g = (\theta, f) of N\mathbf{N} into N×E\mathbf{N} \times E such that g(0)=(0,a)g(0) = (0, a) and g(n+1)=ψ(g(n))g(n+1) = \psi(g(n)) for all nn, from which follows the existence and uniqueness of a mapping ff of N\mathbf{N} into E such that f(0)=af(0) = a and f(n+1)=h(n,f(n))f(n + 1) = h(n, f(n)) for each integer nn.

Example 2 03TD

Let X be a set and let E be the set of mappings of X into itself. Let ee denote the identity mapping of X into itself, and let ff be any element of E. Take S{u}S\{u\} to be the term f∘uf \circ u [^4]. By applying C63 we see that there exists a unique mapping of N\mathbf{N} into E, denoted by n→fnn \to f^n, such that f0=ef^0 = e and fn+1=f∘fnf^{n+1} = f \circ f^n. The mapping fnf^n is called the nth iterate of the mapping ff.

Example 3 03TE

If we take S{u}S\{u\} to be the term P(u)\mathfrak{P}(u), and aa to be a set E, it follows likewise that there exists a mapping, denoted by n→Pn(E)n \to \mathfrak{P}^n(\mathrm{E}), of N\mathbf{N} into a set V(E) such that P0(E)=E\mathfrak{P}^0(\mathrm{E}) = \mathrm{E}, P1(E)=P(E)\mathfrak{P}^1(\mathrm{E}) = \mathfrak{P}(\mathrm{E}), and Pn+1(E)=P(Pn(E))\mathfrak{P}^{n+1}(\mathrm{E}) = \mathfrak{P}(\mathfrak{P}^n(\mathrm{E})) for every integer nn.

Remark 03MY

Let E be a set, let A be a subset of E, let gg be a mapping of A into E, and let aa be an element of A. Take S{u}S\{u\} to be the term g(u)g(u). Criterion C63 is applicable and proves the existence of a mapping ff of N\mathbf{N} onto a set V such that f(0)=af(0) = a and f(n+1)=g(f(n))f(n + 1) = g(f(n)) for every integer nn. It may happen that V⊂A\mathrm{V} \subset \mathrm{A}; if not, let pp be the largest integer such that f([0,p])⊂Af([0, p]) \subset \mathrm{A}. Then f(p+1)=g(p)∉Af(p + 1) = g(p) \notin \mathrm{A}, and g(g(p))g(g(p)) is a term about which nothing can be said. Hence in this case ff is considered to be defined only on the interval [0,p+1][0, p + 1] ("restricted induction").

3. Properties of infinite cardinals

Theorem 2 03MZ

For every infinite cardinal a\mathfrak{a} we have a2=a\mathfrak{a}^2 = \mathfrak{a}.

We shall use the following two lemmas :

Lemma 1 03N0

Every infinite set E contains a set equipotent to N\mathbf{N}.

There exists a well-ordering relation on E (§ 2, no. 3, Theorem 1), which we shall denote by x⩽yx \leqslant y. The hypothesis implies that the well-ordered set E cannot be isomorphic to a segment of N\mathbf{N} distinct from N\mathbf{N}, for such a segment is of the form [0,n][0, n] (§ 2, no. 1, Proposition 1) and is therefore finite. It follows that N\mathbf{N} is isomorphic to a segment of E (§ 2, no. 3, Theorem 3), whence the result.

Lemma 2 03N1

The set N×N\mathbf{N} \times \mathbf{N} is equipotent to N\mathbf{N}.

Since N×N\mathbf{N} \times \mathbf{N} contains the set {0}×N\{0\} \times \mathbf{N}, which is equipotent to N\mathbf{N}, we have Card(N)⩽Card(N×N)\mathrm{Card}(\mathbf{N}) \leqslant \mathrm{Card}(\mathbf{N} \times \mathbf{N}). To complete the proof it is enough to define an injection ff of N×N\mathbf{N} \times \mathbf{N} into N\mathbf{N}. For this purpose we note that there exists an injection φ\varphi of N\mathbf{N} into the set of mappings of N\mathbf{N} into I={0,1}\mathrm{I} = \{0, 1\}, obtained as follows : if rr is the least integer such that n>2rn > 2^r, and if ∑k=0r−1εk2r−k−1\sum_{k=0}^{r-1} \varepsilon_k 2^{r-k-1} is the dyadic expansion of nn (§ 5, no. 7), φ(n)\varphi(n) is defined to be the sequence (um)m∈N(u_m)_{m \in \mathbf{N}} such that um=εr−m−1u_m = \varepsilon_{r-m-1} for m<rm < r and um=0u_m = 0 for m⩾rm \geqslant r. Proposition 8 of § 5, no. 7 shows that φ\varphi is injective. For each pair (n,n′)∈N×N(n, n') \in \mathbf{N} \times \mathbf{N} we define f(n,n′)f(n, n') as follows : if φ(n)=(um)\varphi(n) = (u_m) and φ(n′)=(vm)\varphi(n') = (v_m), let f(n,  n′)f(n, \; n') be the integer ss such that φ(s)=wm\varphi(s) = w_m, where w2m=umw_{2m} = u_m and w2m+1=vmw_{2m+1} = v_m for all m∈Nm \in \mathbf{N}. It is clear that the relation f(n,  n′)=f(n1,  n1′)f(n, \; n') = f(n_1, \; n_1') implies φ(n)=φ(n1)\varphi(n) = \varphi(n_1) and φ(n′)=φ(n1′)\varphi(n') = \varphi(n_1'); hence (n,n′)=(n1,n1′)(n, n') = (n_1, n_1'), and therefore ff is injective.

¶ We come now to the proof of Theorem 2. Let E be a set such that Card(E)=a\mathrm{Card}(\mathrm{E}) = \mathfrak{a}. Let D be a subset of E equipotent to N\mathbf{N} (Lemma 1). Then there exists a bijection ψ0\psi_0 of D onto D×D\mathrm{D} \times \mathrm{D} (Lemma 2). Let M\mathfrak{M} be the set of pairs (X,ψ)(\mathrm{X}, \psi), where X is a subset of E containing D and ψ\psi is a bijection of X onto X×X\mathrm{X} \times \mathrm{X} which extends ψ0\psi_0. Order the set M\mathfrak{M} by means of the relation

“X⊂X′ and ψ′ is an extension of ψ”\text{``} \mathrm{X} \subset \mathrm{X}' \text{ and } \psi' \text{ is an extension of } \psi \text{''}

between (X,ψ)(\mathrm{X}, \psi) and (X′,ψ′)(\mathrm{X}', \psi'). Then it is immediately seen that M\mathfrak{M} is inductive (cf. § 2, no. 4, Example 2). Hence, by Zorn's Lemma (§ 2, no. 4, Theorem 2), M\mathfrak{M} has a maximal element (F,f)(\mathrm{F}, f). We shall show that Card (F)=a\mathrm{Card}\,(\mathrm{F}) = \mathfrak{a}, which will suffice to prove the theorem. If Card (F)\mathrm{Card}\,(\mathrm{F}) is not equal to a\mathfrak{a}, let Card (F)=b<a\mathrm{Card}\,(\mathrm{F}) = \mathfrak{b} < \mathfrak{a}. Then b=b2\mathfrak{b} = \mathfrak{b}^2 and b\mathfrak{b} is infinite, and b⩽2b⩽3b⩽b2=b\mathfrak{b} \leqslant 2\mathfrak{b} \leqslant 3\mathfrak{b} \leqslant \mathfrak{b}^2 = \mathfrak{b} (§ 3, no. 6, Proposition 14); hence 2b=b2\mathfrak{b} = \mathfrak{b} and 3b=b3\mathfrak{b} = \mathfrak{b}. From the hypothesis b<a\mathfrak{b} < \mathfrak{a} it follows that Card (E−F)>b\mathrm{Card}\,(\mathrm{E} - \mathrm{F}) > \mathfrak{b}, for otherwise we should have Card (E)⩽2b=b\mathrm{Card}\,(\mathrm{E}) \leqslant 2\mathfrak{b} = \mathfrak{b}, and we have assumed that b<Card (E)\mathfrak{b} < \mathrm{Card}\,(\mathrm{E}). Hence there is a subset Y⊂E−F\mathrm{Y} \subset \mathrm{E} - \mathrm{F} equipotent to F. Let Z=F∪Y\mathrm{Z} = \mathrm{F} \cup \mathrm{Y}; we shall show that there exists a bijection gg of Z onto Z×Z\mathrm{Z} \times \mathrm{Z} which extends ff. We have

Z×Z=(F×F)∪(F×Y)∪(Y×F)∪(Y×Y),\mathrm{Z} \times \mathrm{Z} = (\mathrm{F} \times \mathrm{F}) \cup (\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y}),

and the four products on the right-hand side are mutually disjoint. Since F and Y are equipotent, we have

Card(F×Y)=Card(Y×F)=Card(Y×Y)=b2=b,\mathrm{Card}(\mathrm{F} \times \mathrm{Y}) = \mathrm{Card}(\mathrm{Y} \times \mathrm{F}) = \mathrm{Card}(\mathrm{Y} \times \mathrm{Y}) = \mathfrak{b}^2 = \mathfrak{b},

whence

Card((F×Y)∪(Y×F)∪(Y×Y))=3b=b.\mathrm{Card}((\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y})) = 3\mathfrak{b} = \mathfrak{b}.

There is therefore a bijection f1f_1 of Y onto the set

(F×Y)∪(Y×F)∪(Y×Y);(\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y});

the mapping gg of Z into Z ×\times Z, which is equal to ff on F and to f1f_1 on Y, is therefore a bijection which extends ff, contrary to the definition of ff. Hence Card(F)=a\mathrm{Card}(\mathrm{F}) = \mathfrak{a}, and the proof is complete.

Corollary 1 03N2

If a\mathfrak{a} is an infinite cardinal, then an=a\mathfrak{a}^n = \mathfrak{a} for every integer n⩾1n \geqslant 1.

By induction on nn.

Corollary 2 03N3

The product of a finite family (ai)i∈I(\mathfrak{a}_i)_{i \in \mathrm{I}} of non-zero cardinals, of which the greatest is an infinite cardinal a\mathfrak{a}, is equal to a\mathfrak{a}.

Let b\mathfrak{b} denote the product and let nn be the number of elements in I. Then b⩽an=a\mathfrak{b} \leqslant \mathfrak{a}^n = \mathfrak{a} (§ 3, no. 6, Proposition 14). On the other hand, since ai⩾1\mathfrak{a}_i \geqslant 1 for all i∈Ii \in \mathrm{I}, we have b⩾a\mathfrak{b} \geqslant \mathfrak{a} (§ 3, no. 6, Proposition 14).

Corollary 3 03N4

Let a\mathfrak{a} be an infinite cardinal and let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} be a family of cardinals ⩽a\leqslant \mathfrak{a} whose index set I has a cardinal ⩽a\leqslant \mathfrak{a}. Then ∑ι∈Iaι⩽a\sum\limits_{\iota \in \mathrm{I}} \mathfrak{a}_\iota \leqslant \mathfrak{a}; and if aι=a\mathfrak{a}_\iota = \mathfrak{a} for at least one index ι∈I\iota \in \mathrm{I}, then ∑ι∈Iaι=a\sum\limits_{\iota \in \mathrm{I}} \mathfrak{a}_\iota = \mathfrak{a}.

Let b\mathfrak{b} be the cardinal of I; then we have ∑ι∈Iaι⩽ab⩽a2=a\sum\limits_{\iota \in \mathrm{I}} \mathfrak{a}_\iota \leqslant \mathfrak{a}\mathfrak{b} \leqslant \mathfrak{a}^2 = \mathfrak{a} (§ 3, no. 6, Proposition 14), and ∑ι∈Iaι⩾aϰ\sum\limits_{\iota \in \mathrm{I}} \mathfrak{a}_\iota \geqslant \mathfrak{a}_\varkappa for all ϰ∈I\varkappa \in \mathrm{I}.

Corollary 4 03N5

If a\mathfrak{a} and b\mathfrak{b} are two non-zero cardinals, one of which is infinite, we have ab=a+b=sup⁡ (a, b)\mathfrak{a}\mathfrak{b} = \mathfrak{a} + \mathfrak{b} = \sup\,(\mathfrak{a},\,\mathfrak{b}).

This follows directly from Corollaries 2 and 3.

4. Countable sets

Definition 3 03N6

A set is said to be countable if it is equipotent to a subset of the set N\mathbf{N} of integers.

Proposition 1 03N7

Every subset of a countable set is countable. The product of a finite family of countable sets is countable. The union of a sequence of countable sets is countable.

The first assertion is obvious. The others follow from the Corollaries to Theorem 2, no. 3.

¶ We have proved (no. 3, Lemma 1) that if a\mathfrak{a} is any infinite cardinal, then Card(N)⩽a\mathrm{Card}(\mathbf{N}) \leqslant \mathfrak{a}. This has the following consequences :

Proposition 2 03N8

Every countable infinite set E is equipotent to N\mathbf{N}.

For Card(E)⩽Card(N)\mathrm{Card}(\mathrm{E}) \leqslant \mathrm{Card}(\mathbf{N}) by definition; and Card(N)⩽Card(E)\mathrm{Card}(\mathbf{N}) \leqslant \mathrm{Card}(\mathrm{E}) since E is infinite.

Proposition 3 03N9

Every infinite set has a partition* (Xι)ι∈I(\mathrm{X}_\iota)_{\iota \in \mathrm{I}} formed of countable infinite sets Xι\mathrm{X}_\iota, the index set I being equipotent to E.

For Card(E)=Card(E) Card(N)\mathrm{Card}(\mathrm{E}) = \mathrm{Card}(\mathrm{E})\ \mathrm{Card}(\mathbf{N}) (no. 3, Theorem 2, Corollary 4).

Proposition 4 03NA

Let* ff be a mapping of a set E onto an infinite set F such that, for each y∈Fy \in \mathrm{F}, f−1(y)\overset{-1}{f}(y) is countable. Then F is equipotent to E.

For the sets f−1(y)\overset{-1}{f}(y) (y∈F)(y \in \mathrm{F}) form a partition of E; hence

Card(E)⩽Card(F)Card(N)=Card(F),\mathrm{Card}(\mathrm{E}) \leqslant \mathrm{Card}(\mathrm{F})\mathrm{Card}(\mathbf{N}) = \mathrm{Card}(\mathrm{F}),

and Card(F)⩽Card(E)\mathrm{Card}(\mathrm{F}) \leqslant \mathrm{Card}(\mathrm{E}) by Proposition 3 of § 3, no. 2.

Proposition 5 03NB

The set* F(E)\mathfrak{F}(\mathrm{E}) of finite subsets of an infinite set E is equipotent to E.

For each integer nn, let Fn\mathfrak{F}_n denote the set of subsets of E which have nn elements. For each X∈Fn\mathrm{X} \in \mathfrak{F}_n there exists a bijection of [1,n][1, n] onto X. Hence the cardinal of Fn\mathfrak{F}_n is at most equal to that of the set of mappings of [1,n][1, n] into E, i.e., to Card(En)=Card(E)\mathrm{Card}(\mathrm{E}^n) = \mathrm{Card}(\mathrm{E}) (no. 3, Theorem 2, Corollary 1). Therefore

Card(F(E))=∑n∈NCard(Fn)⩽Card(E)Card(N)=Card(E).\mathrm{Card}(\mathfrak{F}(\mathrm{E})) = \sum_{n \in \mathbf{N}} \mathrm{Card}(\mathfrak{F}_n) \leqslant \mathrm{Card}(\mathrm{E})\mathrm{Card}(\mathbf{N}) = \mathrm{Card}(\mathrm{E}).

On the other hand, since x→{x}x \to \{x\} is an injective mapping of E into F(E)\mathfrak{F}(\mathrm{E}), we have Card(E)⩽Card(F(E))\mathrm{Card}(\mathrm{E}) \leqslant \mathrm{Card}(\mathfrak{F}(\mathrm{E})).

Definition 4 03NC

A set is said to have the power of the continuum if it is equipotent to the set of all subsets of* N\mathbf{N}.

A set which has the power of the continuum is not countable (§ 3, no. 6, Theorem 2).

\* The name "power of the continuum" arises from the fact that the set of real numbers is equipotent to P(N)\mathfrak{P}(\mathbf{N}) (General Topology, Chapter IV, § 8). \* The continuum hypothesis is the assertion that every uncountable set contains a subset which has the power of the continuum; the generalized continuum hypothesis is the assertion that, for every infinite cardinal a\mathfrak{a}, every cardinal >a> \mathfrak{a} is ⩾2a\geqslant 2^{\mathfrak{a}}.

5. Stationary sequences

Definition 5 03ND

A sequence* (xn)n∈N(x_n)_{n \in \mathbf{N}} of elements of a set E is said to be stationary if there exists an integer mm such that xn=xmx_n = x_m for all integers n⩾mn \geqslant m.

Proposition 6 03NE

Let* E *be an ordered set. Then the following statements are equivalent :

(a) Every non-empty subset of E has a maximal element. (b) Every increasing sequence (xn)(x_n) of elements of E is stationary.

We show first that (a) implies (b). Let X be the set of elements of the sequence (xn)(x_n), and let xmx_m be a maximal element of X. If n⩾mn \geqslant m, we have by hypothesis xn⩾xmx_n \geqslant x_m, and therefore xn=xmx_n = x_m by the maximality of xmx_m. Conversely, suppose that there exists a non-empty subset A of E which has no maximal element. For each x∈Ax \in A, let TxT_x be the set of all y∈Ay \in A such that y>xy > x. By assumption, Tx≠∅T_x \neq \emptyset for all x∈Ax \in A; hence there exists a mapping ff of A into A such that f(x)>xf(x) > x for all x∈Ax \in A (Chapter II, § 5, no. 4, Proposition 6). If a∈Aa \in A, then the sequence (xn)n∈N(x_n)_{n \in \mathbf{N}} defined inductively by the conditions x0=ax_0 = a, xn+1=f(xn)x_{n+1} = f(x_n) is evidently increasing and not stationary.

Corollary 1 03NF

A totally ordered set* E is well-ordered if and only if every decreasing sequence of elements of E *is stationary.

For to say that E is well-ordered is equivalent to saying that every non-empty subset of E has a minimal element (§ 1, no. 10, Proposition 10), and the assertion therefore follows from Proposition 6.

Corollary 2 03NG

Every increasing sequence of elements of a finite ordered set is stationary.

For every finite ordered set has a maximal element (§ 4, no. 4, Proposition 3, Corollary 2).

¶ An ordered set E which satisfies the equivalent conditions of Proposition 6 is sometimes said to be Noetherian.

Proposition 7 ("Principle of Noetherian induction") 03RM

— Let E be a Noetherian set, and let F be a subset of E with the following property : if a∈Ea \in E is such that the relation x>ax > a implies x∈Fx \in F, then a∈Fa \in F. Under these conditions, F == E.

Indeed, suppose E ≠\neq F; then E −- F has a maximal element bb. By definition we have x∈Fx \in F for all x>bx > b; but this implies b∈Fb \in F, which is absurd.

Exercises

See the exercises for § 6.

[^1]: It is also possible to give a direct proof of C63, analogous to the proof of C60 (§ 2, no. 2). [^2]: The definition of the least upper bound (§ 1, nos. 7, 8, and 9) can be formulated in such a way that it has a meaning even for a set which is not bounded above (it denotes a term, in the formalized language, of the form τx(R{x})\tau_x(R\{x\}), which the reader will have no difficulty in writing down). [^3]: If g=(G,E,E)g = (G, E, E), the term g(u)g(u) is the term denoted by τy((u,y)∈G)\tau_y((u, y) \in G). [^4]: Here we mean the term denoted by (T, X, X), where T is the term denoted by Sz(z\mathfrak{S}_z(z is an ordered pair and (∃y)((pr1z,y)∈pr1(pr1(u))(\exists y)((\mathrm{pr}_1 z, y) \in \mathrm{pr}_1(\mathrm{pr}_1(u)) and (y,pr2z)∈pr1(pr1(f)))(y, \mathrm{pr}_2 z) \in \mathrm{pr}_1(\mathrm{pr}_1(f))).

Transcribed from the printed edition, 2004, Springer. Not translated.