Bourbaki

Lemma 2

Tag 03N1, permanent. Cite it as [Bourbaki, Tag 03N1].

Theory of Sets, chapter III, § 6. Infinite sets

The set N×N\mathbf{N} \times \mathbf{N} is equipotent to N\mathbf{N}.

Since N×N\mathbf{N} \times \mathbf{N} contains the set {0}×N\{0\} \times \mathbf{N}, which is equipotent to N\mathbf{N}, we have Card(N)⩽Card(N×N)\mathrm{Card}(\mathbf{N}) \leqslant \mathrm{Card}(\mathbf{N} \times \mathbf{N}). To complete the proof it is enough to define an injection ff of N×N\mathbf{N} \times \mathbf{N} into N\mathbf{N}. For this purpose we note that there exists an injection φ\varphi of N\mathbf{N} into the set of mappings of N\mathbf{N} into I={0,1}\mathrm{I} = \{0, 1\}, obtained as follows : if rr is the least integer such that n>2rn > 2^r, and if ∑k=0r−1εk2r−k−1\sum_{k=0}^{r-1} \varepsilon_k 2^{r-k-1} is the dyadic expansion of nn (§ 5, no. 7), φ(n)\varphi(n) is defined to be the sequence (um)m∈N(u_m)_{m \in \mathbf{N}} such that um=εr−m−1u_m = \varepsilon_{r-m-1} for m<rm < r and um=0u_m = 0 for m⩾rm \geqslant r. Proposition 8 of § 5, no. 7 shows that φ\varphi is injective. For each pair (n,n′)∈N×N(n, n') \in \mathbf{N} \times \mathbf{N} we define f(n,n′)f(n, n') as follows : if φ(n)=(um)\varphi(n) = (u_m) and φ(n′)=(vm)\varphi(n') = (v_m), let f(n,  n′)f(n, \; n') be the integer ss such that φ(s)=wm\varphi(s) = w_m, where w2m=umw_{2m} = u_m and w2m+1=vmw_{2m+1} = v_m for all m∈Nm \in \mathbf{N}. It is clear that the relation f(n,  n′)=f(n1,  n1′)f(n, \; n') = f(n_1, \; n_1') implies φ(n)=φ(n1)\varphi(n) = \varphi(n_1) and φ(n′)=φ(n1′)\varphi(n') = \varphi(n_1'); hence (n,n′)=(n1,n1′)(n, n') = (n_1, n_1'), and therefore ff is injective.

¶ We come now to the proof of Theorem 2. Let E be a set such that Card(E)=a\mathrm{Card}(\mathrm{E}) = \mathfrak{a}. Let D be a subset of E equipotent to N\mathbf{N} (Lemma 1). Then there exists a bijection ψ0\psi_0 of D onto D×D\mathrm{D} \times \mathrm{D} (Lemma 2). Let M\mathfrak{M} be the set of pairs (X,ψ)(\mathrm{X}, \psi), where X is a subset of E containing D and ψ\psi is a bijection of X onto X×X\mathrm{X} \times \mathrm{X} which extends ψ0\psi_0. Order the set M\mathfrak{M} by means of the relation

“X⊂X′ and ψ′ is an extension of ψ”\text{``} \mathrm{X} \subset \mathrm{X}' \text{ and } \psi' \text{ is an extension of } \psi \text{''}

between (X,ψ)(\mathrm{X}, \psi) and (X′,ψ′)(\mathrm{X}', \psi'). Then it is immediately seen that M\mathfrak{M} is inductive (cf. § 2, no. 4, Example 2). Hence, by Zorn's Lemma (§ 2, no. 4, Theorem 2), M\mathfrak{M} has a maximal element (F,f)(\mathrm{F}, f). We shall show that Card (F)=a\mathrm{Card}\,(\mathrm{F}) = \mathfrak{a}, which will suffice to prove the theorem. If Card (F)\mathrm{Card}\,(\mathrm{F}) is not equal to a\mathfrak{a}, let Card (F)=b<a\mathrm{Card}\,(\mathrm{F}) = \mathfrak{b} < \mathfrak{a}. Then b=b2\mathfrak{b} = \mathfrak{b}^2 and b\mathfrak{b} is infinite, and b⩽2b⩽3b⩽b2=b\mathfrak{b} \leqslant 2\mathfrak{b} \leqslant 3\mathfrak{b} \leqslant \mathfrak{b}^2 = \mathfrak{b} (§ 3, no. 6, Proposition 14); hence 2b=b2\mathfrak{b} = \mathfrak{b} and 3b=b3\mathfrak{b} = \mathfrak{b}. From the hypothesis b<a\mathfrak{b} < \mathfrak{a} it follows that Card (E−F)>b\mathrm{Card}\,(\mathrm{E} - \mathrm{F}) > \mathfrak{b}, for otherwise we should have Card (E)⩽2b=b\mathrm{Card}\,(\mathrm{E}) \leqslant 2\mathfrak{b} = \mathfrak{b}, and we have assumed that b<Card (E)\mathfrak{b} < \mathrm{Card}\,(\mathrm{E}). Hence there is a subset Y⊂E−F\mathrm{Y} \subset \mathrm{E} - \mathrm{F} equipotent to F. Let Z=F∪Y\mathrm{Z} = \mathrm{F} \cup \mathrm{Y}; we shall show that there exists a bijection gg of Z onto Z×Z\mathrm{Z} \times \mathrm{Z} which extends ff. We have

Z×Z=(F×F)∪(F×Y)∪(Y×F)∪(Y×Y),\mathrm{Z} \times \mathrm{Z} = (\mathrm{F} \times \mathrm{F}) \cup (\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y}),

and the four products on the right-hand side are mutually disjoint. Since F and Y are equipotent, we have

Card(F×Y)=Card(Y×F)=Card(Y×Y)=b2=b,\mathrm{Card}(\mathrm{F} \times \mathrm{Y}) = \mathrm{Card}(\mathrm{Y} \times \mathrm{F}) = \mathrm{Card}(\mathrm{Y} \times \mathrm{Y}) = \mathfrak{b}^2 = \mathfrak{b},

whence

Card((F×Y)∪(Y×F)∪(Y×Y))=3b=b.\mathrm{Card}((\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y})) = 3\mathfrak{b} = \mathfrak{b}.

There is therefore a bijection f1f_1 of Y onto the set

(F×Y)∪(Y×F)∪(Y×Y);(\mathrm{F} \times \mathrm{Y}) \cup (\mathrm{Y} \times \mathrm{F}) \cup (\mathrm{Y} \times \mathrm{Y});

the mapping gg of Z into Z ×\times Z, which is equal to ff on F and to f1f_1 on Y, is therefore a bijection which extends ff, contrary to the definition of ff. Hence Card(F)=a\mathrm{Card}(\mathrm{F}) = \mathfrak{a}, and the proof is complete.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

Cited by

Nothing.

Cites

Transcribed from the printed edition, 2004, Springer. Not translated.