Bourbaki

Exercise 17, § 2

Tag 03UR, permanent. Cite it as [Bourbaki, Tag 03UR].

Theory of Sets, III, 226

Bourbaki marks this one as harder than the rest.

Given an ordinal α0\alpha_0, a term f(ξ)f(\xi) is said to be an ordinal functional symbol (with respect to ξ\xi) defined for ξ⩾α0\xi \geqslant \alpha_0 if the relation "ξ\xi is an ordinal and ξ⩾α0\xi \geqslant \alpha_0" implies the relation "f(ξ)f(\xi) is an ordinal"; f(ξ)f(\xi) is said to be normal if the relation α0⩽ξ<η\alpha_0 \leqslant \xi < \eta implies f(ξ)<f(η)f(\xi) < f(\eta) and if, for each family (ξι)ι∈I(\xi_\iota)_{\iota \in I} of ordinals ⩾α0\geqslant \alpha_0, we have sup⁡ι∈If(ξι)=f(sup⁡ι∈Iξι)\sup_{\iota \in I} f(\xi_\iota) = f(\sup_{\iota \in I} \xi_\iota) (cf. Exercise 14 (d)).

(a) Show that, for each ordinal α>0\alpha > 0, α+ξ\alpha + \xi and αξ\alpha\xi are normal functional symbols defined for ξ⩾0\xi \geqslant 0 (use Exercise 15 (f)).

(b) Let w(ξ)w(\xi) be an ordinal functional symbol defined for ξ⩾α0\xi \geqslant \alpha_0 such that w(ξ)⩾ξw(\xi) \geqslant \xi and such that α0⩽ξ<η\alpha_0 \leqslant \xi < \eta implies w(ξ)<w(η)w(\xi) < w(\eta). Also let g(ξ,η)g(\xi, \eta) be a term such that the relation "ξ\xi and η\eta are ordinals ⩾α0\geqslant \alpha_0" implies the relation "g(ξ,η)g(\xi, \eta) is an ordinal such that g(ξ,η)>ξg(\xi, \eta) > \xi".

Define a term f(ξ,η)f(\xi, \eta) with the following properties : (1) for each ordinal ξ⩾α0\xi \geqslant \alpha_0, f(ξ,1)=w(ξ)f(\xi, 1) = w(\xi); (2) for each ordinal ξ⩾α0\xi \geqslant \alpha_0 and each ordinal η>1\eta > 1, f(ξ,η)=sup⁡0<ζ<ηg(f(ξ,ζ),ξ)f(\xi, \eta) = \sup_{0 < \zeta < \eta} g(f(\xi, \zeta), \xi) (use criterion C60 of no. 2). Show that if f1(ξ,η)f_1(\xi, \eta) is another term with these two properties, then f(ξ,η)=f1(ξ,η)f(\xi, \eta) = f_1(\xi, \eta) for all ξ⩾α0\xi \geqslant \alpha_0 and all η⩾1\eta \geqslant 1. Prove that, for each ordinal ξ⩾α0\xi \geqslant \alpha_0, f(ξ,η)f(\xi, \eta) is a normal functional symbol with respect to η\eta (defined for all η⩾1\eta \geqslant 1). Show that f(ξ,η)⩾ξf(\xi, \eta) \geqslant \xi for all η⩾1\eta \geqslant 1 and ξ⩾α0\xi \geqslant \alpha_0, and that f(ξ,η)⩾ηf(\xi, \eta) \geqslant \eta for all ξ⩾sup⁡(α0,1)\xi \geqslant \sup(\alpha_0, 1) and η⩾1\eta \geqslant 1. Furthermore, for each pair (α,β)(\alpha, \beta) of ordinals such that α>0\alpha > 0, α⩾α0\alpha \geqslant \alpha_0, and β⩾w(α)\beta \geqslant w(\alpha) there exists a unique ordinal ξ\xi such that

f(α,ξ)⩽β<f(α,ξ+1),f(\alpha, \xi) \leqslant \beta < f(\alpha, \xi + 1),

and we have ξ⩽β\xi \leqslant \beta.

(c) If we take α0=0\alpha_0 = 0, w(ξ)=ξ+1w(\xi) = \xi + 1, g(ξ,η)=ξ+1g(\xi, \eta) = \xi + 1, then f(ξ,η)=ξ+ηf(\xi, \eta) = \xi + \eta. If we take α0=1\alpha_0 = 1, w(ξ)=ξw(\xi) = \xi, g(ξ,η)=ξ+ηg(\xi, \eta) = \xi + \eta, then f(ξ,η)=ξηf(\xi, \eta) = \xi\eta.

(d) Show that if the relations α0⩽ξ⩽ξ′\alpha_0 \leqslant \xi \leqslant \xi', α0⩽η⩽η′\alpha_0 \leqslant \eta \leqslant \eta' imply g(ξ,η)⩽g(ξ′,η′)g(\xi, \eta) \leqslant g(\xi', \eta'), then the relations α0⩽ξ⩽ξ′\alpha_0 \leqslant \xi \leqslant \xi', 1⩽η⩽η′1 \leqslant \eta \leqslant \eta' imply f(ξ,η)⩽f(ξ′,η′)f(\xi, \eta) \leqslant f(\xi', \eta'). If the relations α0⩽ξ⩽ξ′\alpha_0 \leqslant \xi \leqslant \xi', α0⩽η<η′\alpha_0 \leqslant \eta < \eta' imply g(ξ,η)<g(ξ,η′)g(\xi, \eta) < g(\xi, \eta') and g(ξ,η)⩽g(ξ′,η)g(\xi, \eta) \leqslant g(\xi', \eta), then the relations α0⩽ξ<ξ′\alpha_0 \leqslant \xi < \xi' and η⩾0\eta \geqslant 0 imply f(ξ,η+1)<f(ξ′,η+1)f(\xi, \eta + 1) < f(\xi', \eta + 1).

(e) Suppose that w(ξ)=ξw(\xi) = \xi and that the relations α0⩽ξ⩽ξ′\alpha_0 \leqslant \xi \leqslant \xi', α0⩽η<η′\alpha_0 \leqslant \eta < \eta' imply g(ξ,η)<g(ξ,η′)g(\xi, \eta) < g(\xi, \eta') and g(ξ,η)⩽g(ξ′,η)g(\xi, \eta) \leqslant g(\xi', \eta). Suppose, moreover, that for each ξ⩾α0\xi \geqslant \alpha_0, g(ξ,η)g(\xi, \eta) is a normal functional symbol with respect to η\eta (defined for η⩾α0\eta \geqslant \alpha_0), and that, whenever ξ⩾α0\xi \geqslant \alpha_0, η⩾α0\eta \geqslant \alpha_0, and ζ⩾α0\zeta \geqslant \alpha_0, we have the associativity relation

g(g(ξ,η),ζ)=g(ξ,g(η,ζ)).g(g(\xi, \eta), \zeta) = g(\xi, g(\eta, \zeta)).

Show that, if ξ⩾α0\xi \geqslant \alpha_0, η⩾1\eta \geqslant 1, and ζ⩾1\zeta \geqslant 1, then

g(f(ξ,η),f(ξ,ζ))=f(ξ,η+ζ)g(f(\xi, \eta), f(\xi, \zeta)) = f(\xi, \eta + \zeta)

("distributivity" of gg with respect to ff) and

f(f(ξ,η),ζ)=f(ξ,ηζ)f(f(\xi, \eta), \zeta) = f(\xi, \eta\zeta)

("associativity" of ff).

Solution

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