Bourbaki

Proposition 15

Tag 0827, permanent. Cite it as [Bourbaki, Tag 0827].

Topological Vector Spaces, chapter V, § 4. Some classes of operators in hilbertian spaces

Suppose that there exists a real hilbertian space structure on EE such that H(x)=∥x∥2H(x) = \|x\|^2 for all x∈Ex \in E. For Tr⁡(Q/H)\operatorname{Tr}(Q/H) to be finite, it is necessary and sufficient that there exists a continuous and positive endomorphism uu of EE with finite trace, such that Q(x)=⟨x∣u(x)⟩Q(x) = \langle x|u(x)\rangle for all x∈Ex \in E; this endomorphism uu is unique, and we have

Tr⁡(u)=Tr⁡(Q/H)=∑i∈IQ(ei) \operatorname{Tr}(u) = \operatorname{Tr}(Q/H) = \sum_{i \in I} Q(e_i)

for every orthonormal bases (ei)i∈I(e_i)_{i \in I} of EE.

Suppose that Tr⁡(Q/H)\operatorname{Tr}(Q/H) is finite. For every x∈Ex \in E of norm 1, we have H(x)=1H(x) = 1, hence Q(x)≤Tr⁡(Q/H)Q(x) \leq \operatorname{Tr}(Q/H). Therefore, Q(x)≤Tr⁡(Q/H)⋅∥x∥2Q(x) \leq \operatorname{Tr}(Q/H) \cdot \|x\|^2 for all x∈Ex \in E, and

∣⟨x∣y⟩Q∣≤Q(x)1/2Q(y)1/2≤Tr⁡(Q/H)⋅∥x∥⋅∥y∥ |\langle x|y\rangle_Q| \leq Q(x)^{1/2} Q(y)^{1/2} \leq \operatorname{Tr}(Q/H) \cdot \|x\| \cdot \|y\|

by the Cauchy-Schwarz inequality. Consequently, the bilinear form (x,y)↦⟨x∣y⟩Q(x, y) \mapsto \langle x|y\rangle_Q on E×EE \times E is continuous. There exists (V, p. 16, cor. 2) a mapping u∈L(E)u \in \mathscr{L}(E) such that ⟨x∣y⟩Q=⟨x∣u(y)⟩\langle x|y\rangle_Q = \langle x|u(y)\rangle. We have ⟨x∣y⟩Q=⟨y∣x⟩Q\langle x|y\rangle_Q = \langle y|x\rangle_Q for x,yx, y in EE, hence uu is hermitian; and ⟨x∣u(x)⟩=Q(x)≥0\langle x|u(x)\rangle = Q(x) \geq 0, hence uu is positive.

Conversely, let uu be a continuous and positive endomorphism of EE such that Q(x)=⟨x∣u(x)⟩Q(x) = \langle x|u(x)\rangle for all x∈Ex \in E. Then

⟨x∣u(y)⟩=12(Q(x+y)−Q(x)−Q(y))=⟨x∣y⟩Q, \langle x|u(y)\rangle = \frac{1}{2}(Q(x + y) - Q(x) - Q(y)) = \langle x|y\rangle_Q,

which gives the uniqueness of uu. By formula (24') (V, p. 50), we get

Tr⁡(u)=sup⁡x1,…,xm∑i=1m⟨xi∣u(xi)⟩=sup⁡x1,…,xm∑i=1mQ(xi), \operatorname{Tr}(u) = \sup_{x_1, \ldots, x_m} \sum_{i=1}^m \langle x_i|u(x_i)\rangle = \sup_{x_1, \ldots, x_m} \sum_{i=1}^m Q(x_i),

where (x1,…,xm)(x_1, \ldots, x_m) range over the set of all finite orthonormal sequences of elements of EE. By the definition of Tr⁡(Q/H)\operatorname{Tr}(Q/H), we get Tr⁡(u)=Tr⁡(Q/H)\operatorname{Tr}(u) = \operatorname{Tr}(Q/H). Finally, for every orthonormal basis (ei)i∈I(e_i)_{i \in I} of EE, we have Tr⁡(u)=∑i∈I⟨ei∣u(ei)⟩\operatorname{Tr}(u) = \sum_{i \in I} \langle e_i|u(e_i)\rangle by formula (25) of V, p. 50, hence Tr⁡(u)=∑i∈IQ(ei)\operatorname{Tr}(u) = \sum_{i \in I} Q(e_i).

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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Transcribed from the printed volume. Not translated.