§ 8. Restriction of the field of scalars in vector spaces
Throughout this paragraph, K denotes a field and K' a subfield of K. On a set V, a right (resp. left) vector space structure over K defines, by restriction of scalars, a right (resp. left) vector space structure over K'.
1. Definition of k'-structures
Proposition 1
Let V be a right vector space over K and V' a subset of V which is a vector subspace over K'. The following conditions are equivalent:
(a) The K-linear mapping of into V such that for all , is bijective.
(b) Every K'-linear mapping of V' into a vector K-space W can be extended uniquely to a K-linear mapping f of V into W.
(c) Every basis of V' over K' is a basis of V over K.
(d) There exists a basis of V' over K' which is also a basis of V over K.
(e) The vector K-space V is generated by V' and every subset of V' free over K' is free over K.
We know (§ 5, no. 1) that has a right vector K-space structure under which ( in K, ) and that for every K'-linear mapping of V' into a vector K-space W, there exists one and only one K-linear mapping of into W such that for . If j is the canonical injection of V' into V, is just the corresponding K-linear mapping . If is bijective, then for every K'-linear mapping is the unique K-linear mapping of V into W extending ; in other words, (a) implies (b). Conversely, if (b) holds, there exists in particular a K-linear mapping of V into such that for all ; it is immediate that ; on the other hand, for all and, as by hypothesis can be extended uniquely to an endomorphism of V, of necessity , which completes the proof that (a) and (b) are equivalent.
For every basis B' of V' over K', the set B of elements of , where runs through B', is a basis of over K (§ 5, no. 1, Proposition 4) and . For to be bijective, it is necessary that the image under of every basis of be a basis of V over K and it is sufficient that it be so for a single basis of (§ 1, no. 11, Corollary 2 to Proposition 17). This proves the equivalence of (a), (c) and (d).
As every subset of V' which is free over K' is contained in a basis of V' over K' (§ 7, no. 1, Theorem 2), (c) implies (e). Finally, suppose that (e) holds; if B' is a basis of V' over K', it is a free subset of V over K; on the other hand B' generates V' over K' and hence generates V over K by hypothesis; therefore B' is a basis of V over K, which proves that (e) implies (c).
Definition 1
Let V be a right vector space over a field K and K' a subfield of K. Every vector sub-K'-space V' of V satisfying the equivalent conditions of Proposition 1 is called a K'-structure on V.
Example
Let B be a basis of V over K. For every subfield K' of K, the vector sub-K'-space of V generated by B admits B as a basis over K' and hence is a K'-structure on V. For example, if K is commutative and V is taken to be the polynomial K-algebra K[X1, ..., X_n], then, for every subfield K' of K, K'[X_1, ..., X_n] is a K'-structure on V.
2. Rationality for a subspace
Definition 2
Let V be a right vector space over K, with a K'-structure V'. A vector of V is said to be rational over K' if it belongs to V'. A vector sub-K-space W of V is said to be rational over K' if it is generated (over K) by vectors rational over K'.
Let (v'_i)_{i \in I} be a basis of V' over K', which is therefore also a basis of V over K (no. 1, Proposition 1). For a vector x = of V to be rational over K', it is necessary and sufficient that for all .
If W is a vector sub-K-space of V which is rational over K', it follows from Definition 2 that is a vector sub-K'-space of W, which generates W over K; on the other hand every subset of W' which is free over K' is also free over K since it is contained in V' (no. 1, Proposition 1). It follows (no. 1, Proposition 1) that W' is a K'-structure on W said to be induced by the K'-structure V' on V.
For every vector sub-K'-space W' of V', we shall denote by W'.K the vector sub-K-space of V consisting of the linear combinations of elements of W' with coefficients in K.
Proposition 2
Let V be a right vector space over K and V' a K'-structure on V. The mapping W' \mapsto W'.K is a bijection of the set of vector sub-K'-spaces of V' onto the set of vector sub-K-spaces of V which are rational over K' and the inverse bijection is W \mapsto W \cap V'.
Clearly the bijection , the inverse of the bijection defined in no. 1, Proposition 1, maps every vector sub-K'-space W' of V' onto its image under the canonical injection and W'.K onto W' ; the assertions of Proposition 2 are thus consequences of Definition 2 and § 7, no. 9, Proposition 19.
Corollary 1
Every sum and every intersection of vector sub-K-spaces of V which are rational over K' is a rational subspace over K'*.
The assertion concerning sums is obvious. On the other hand, if is a family of vector sub--spaces of , then (§ 7, no. 7, Corollary to Proposition 14), which proves the corollary.
A basis of over is said to be rational over if it consists of vectors which are rational over .
Corollary 2
Every basis of over which is rational over is a basis of over .
If is the vector sub--space of generated by , then , whence by virtue of Proposition 2.
3. Rationality for a linear mapping
Definition 3
Let be two right vector spaces over with -structures respectively. A -linear mapping is said to be rational over if .
If is a third right vector space over , with a -structure and a -linear mapping is rational over , clearly is rational over .
Proposition 3
Let be two right vector spaces over and -structures on respectively. (resp. ) is canonically identified with (resp. ) (no. 1, Proposition 1).
(i) *The mapping is a bijection of onto the set of -linear mappings of into which are rational over ; the inverse bijection associates with every -linear mapping rational over the -linear mapping with the same graph as the restriction of to .
(ii) *For every -linear mapping rational over ,
(i) Clearly with the above identifications, if is a -linear mapping, is rational over and is the mapping with the same graph as the restriction of to . Conversely, if is a -linear mapping rational over and has the same graph as the restriction of to , and coincide on , which is a generating system of over , hence .
(ii) If , then and, as (§ 7, no. 9, Proposition 19); the formula follows immediately.
Corollary 1
In the notation of Proposition 3, ,
This is a particular case of § 7, no. 9, Corollary to Proposition 18.
Corollary 2
Let be a -linear mapping rational over . For every vector sub--space of (resp. of ) rational over , (resp. ) is a vector sub--space of (resp. ) rational over .
In the notation of Proposition 3, for every vector sub--space of , ; whence the assertion relating to (no. 2, Proposition 2). On the other hand, let be a vector sub--space of and let be the canonical -linear mapping ; then ; hence, by Corollary 1,
Let be two right vector -spaces with -structures respectively. It is immediate that is a -structure on , called the product of the -structures and .
Proposition 4
For a -linear mapping to be rational over , it is necessary and sufficient that its graph be rational over for the product -structure on .
Let be the mapping from to ; this is a -linear mapping such that ; if is rational over , so is by virtue of Corollary 2 to Proposition 3. Conversely, suppose that is rational over and let it have the -structure induced by that on ; it follows immediately from the definitions that the restrictions to of the projections , are -linear mappings, rational over of into and respectively. As is bijective, its inverse mapping is rational over (Corollary 1 to Proposition 3) and hence so is .
4. Rational linear forms
Let be a right vector space over with a -structure . As is a -structure on the right vector -space , we may define linear forms , rational over , as the linear mappings of into , rational over for the
K'-structures on V and K_d. By virtue of no. 3, Proposition 3, the set R' of these linear forms is the image of the dual V'* of V' under the composite mapping
(I)
where and is the linear form on V such that for all (§ 5, no. 4). We know that this mapping is injective (§ 7, no. 9, Propositions 20 and 19) and clearly R' is a left vector sub-K'-space of V*; moreover every subset of R' free over K' is free over K. But in general R' does not necessarily generate V* over K and does not therefore define a K'-structure on V* (Exercise 2). However, if V is of finite dimension n over K, V'* is of dimension n over K' and R' then defines canonically a K'-structure on V*.
Proposition 5
Let V be a right vector space over K, V' a K'-structure on V and W a vector sub-K-space of V. For W to be rational over K', it is necessary and sufficient that there exist a set H \subset V^* of rational linear forms over K' such that W is the orthogonal of H in V (§ 2, no. 4).
Let H be a subset of V* whose elements are rational linear forms over K'. For all , the kernel of is a vector sub-K-space of V, rational over K' (no. 3, Corollary 2 to Proposition 3); the intersection of these kernels is therefore also a vector sub-K-space of V, rational over K' (no. 2, Corollary 1 to Proposition 2).
Conversely, let W be a vector sub-K-space of V rational over K', so that W is identified with , where (no. 2, Proposition 2). For a linear form to be zero on W', it is necessary and sufficient that the linear form which corresponds to it under (1) be zero on W, for by no. 3, Corollary I to Proposition 3,
Let H' be the orthogonal of W' in V'*; we know (§ 7, no. 5, Theorem 7) that W' is the orthogonal of H' in V'; if H is the image of H' in V* under the mapping (1), it follows from the above that W is the orthogonal of H in V, taking account of no. 7, Corollary to Proposition 14.
5. Application to linear systems
Proposition 6
(i) Given a system of homogeneous linear equations
(2)
(ii) Given a system of linear equations
whose coefficients and right hand sides belong to , if there exists a solution to the system consisting of elements of , there also exists a solution consisting of elements of .
(i) For every set S, let the right vector K-space be given the -structure . Let be the K-linear mapping of into mapping every vector to the vector defined by for all . Clearly is rational over ; its kernel V, which is the set of solutions in K of the system (2), is a subspace of rational over (no. 3, Corollary 2 to Proposition 3) and hence generated by the solutions of (2) in .
(ii) We consider K as a left vector -space; there exists a -linear projector of K onto its vector subspace (§ 7, no. 3, Proposition 4); if is a solution of (3) in K, then , which proves that is a solution of (3) in .
A ring K is called (left) faithfully flat over a subring if Proposition 6 holds for K and ; we shall study this notion in detail later (Commutative Algebra, I, § 3).
6. Smallest field of rationality
Let V be a right vector K-space with a -structure . For every field L such that , we write ; clearly every basis of over is a basis of V over K and a basis of over L. Hence is an L-structure on V and a -structure on .
Proposition 7
(i) *Let V be a right vector K-space with a K'-structure V'. For every vector (resp. every vector sub-K-space W of V), the set of subfields L of K containing and such that (resp. W) is rational over L has a least element (resp. ).
(ii) Let be two right vector K-spaces with K'-structures respectively. For every K-linear mapping f of into , the set of subfields L of K containing and such that f is rational over L has a least element .
We first prove assertion (i) for a vector . Let B be a basis of V rational over ; B is a basis of over and a basis of over L for every field L such that ; for to be rational over L, it is necessary and sufficient that the belong to L (no. 2) and hence the smallest field L with this property is the field generated by K', and the for .
We next prove (ii). Let be bases of respectively, which are rational over and write, for all (*the family is just the matrix of with respect to the bases and ; cf. § 10, no. 4*). As (resp. ) is a basis of (resp. ) over L for every field such that , for to be rational over L, it is necessary and sufficient that the belong to L; the smallest field with this property is therefore the field generated by K' and the for .
Finally, to establish assertion (i) for a subspace W of V, we shall first prove the following lemma:
Lemma 1
Let V be a right vector K-space with a K'-structure V' and W a vector sub-K-space of V. There exist two vector sub-K-spaces of V, rational over K', such that V is the direct sum of and and, if V is identified with , W is the graph of a K-linear mapping g of into .
Let B be a basis of V rational over K'. Applying Theorem 2 of § 7, no. 1, to a basis of W over K, considered as a free subset of V, and the generating system the union of this free subset and B, it is seen that there exists a subset C of B such that V is the direct sum of W and the subspace of V generated by C. Also let be the subspace of V generated by . As , clearly and are rational over K'. Moreover, for all , there exists one and only one vector of such that , since V is the direct sum of W and ; then W is the graph of g and g is K-linear since W is a vector sub-K-space of V.
Having proved this lemma, it is known that W is rational over a subfield L of K containing K' if and only if g is rational over L (no. 3, Proposition 4). The smallest field such that g is rational over is therefore also the smallest field over which W is rational.
7. Criteria for rationality
For every subfield L of K, let denote the endomorphism ring of K considered as a left vector space over L; if L contains K', is a subring of . For every subset of , there exists a largest subfield L of K containing K' and such that is contained in , namely the set of such that for all and all (it is immediately verified that this set is a ring and, on the other hand, replacing by in the preceding relation, we obtain when ). We shall call this field the centralizer of in K and denote it by .
Now let V be a right vector K-space with a K'-structure V'. For all , there exists one and only one endomorphism of the -module V such that for and : for, in no. 1, a -isomorphism of onto V was defined which maps to and is necessarily equal to .
Theorem 1
Let be a subset of and the subfield of K the centralizer of .
(i) Let V be a right vector K-space with a K'-structure. For a vector to be rational over L, it is necessary and sufficient that for all and all . For a vector sub-K-space W of V to be rational over L, it is necessary and sufficient that for all .
(ii) Let be two right vector K-spaces each with a K'-structure. For a K-linear mapping f of into to be rational over L, it is necessary and sufficient that for all and all .
We first prove assertion (i) for x. Let B be a basis of V rational over K' and write ; then, for and ,
and therefore, the relations
"for all and all , "
and
"for all , all and all , "
are equivalent. The second of these relations means that for all , , which proves the first assertion of (i).
We next prove (ii). For f to be rational over L, it is necessary and sufficient that, for all rational over K', is a vector in rational over L; this will imply that is rational over L for every vector of rational over L, such a vector being a linear combination with coefficients in L of vectors rational over K'. The above condition is equivalent, by the first part of the argument, to the relation
which may also be written
As every element of is a linear combination with coefficients in K of elements of rational over K', condition (5) is equivalent to
for all and all .
Finally, to prove the second assertion in (i), we use no. 6, Lemma 1: W is the graph of a K-linear mapping and W is rational over if and only if the mapping g is rational over L (no. 3, Proposition 4). By (ii), for g to be rational over L, it is necessary and sufficient that for all and all ; as , the above condition means that the graph W of g is stable under for all .
Exercises
See the exercises for § 8.