Bourbaki

§ 8. Restriction of the field of scalars in vector spaces

Throughout this paragraph, K denotes a field and K' a subfield of K. On a set V, a right (resp. left) vector space structure over K defines, by restriction of scalars, a right (resp. left) vector space structure over K'.

1. Definition of k'-structures

Proposition 1

Let V be a right vector space over K and V' a subset of V which is a vector subspace over K'. The following conditions are equivalent:

(a) The K-linear mapping λ\lambda of V(K)′=V′⊗K′KV'_{(K)} = V' \otimes_{K'} K into V such that λ(x′⊗ξ)=x′ξ\lambda(x' \otimes \xi) = x'\xi for all x′∈V′,ξ∈Kx' \in V', \xi \in K, is bijective.

(b) Every K'-linear mapping f′f' of V' into a vector K-space W can be extended uniquely to a K-linear mapping f of V into W.

(c) Every basis of V' over K' is a basis of V over K.

(d) There exists a basis of V' over K' which is also a basis of V over K.

(e) The vector K-space V is generated by V' and every subset of V' free over K' is free over K.

We know (§ 5, no. 1) that V(K)′V'_{(K)} has a right vector K-space structure under which (x′⊗ξ)η=x′⊗(ξη)(x' \otimes \xi)\eta = x' \otimes (\xi\eta) (ξ,η\xi, \eta in K, x′∈V′x' \in V') and that for every K'-linear mapping f′f' of V' into a vector K-space W, there exists one and only one K-linear mapping fˉ′\bar{f}' of V(K)′V'_{(K)} into W such that fˉ′(x′⊗1)=f′(x′)\bar{f}'(x' \otimes 1) = f'(x') for x′∈V′x' \in V'. If j is the canonical injection of V' into V, λ\lambda is just the corresponding K-linear mapping jˉ\bar{j}. If λ\lambda is bijective, then for every K'-linear mapping f′:V′→W,fˉ′∘λ−1f': V' \to W, \bar{f}' \circ \lambda^{-1} is the unique K-linear mapping of V into W extending f′f'; in other words, (a) implies (b). Conversely, if (b) holds, there exists in particular a K-linear mapping μ\mu of V into V(K)′V'_{(K)} such that μ(x′)=x′⊗1\mu(x') = x' \otimes 1 for all x′∈V′x' \in V'; it is immediate that μ∘λ=1V(K)′\mu \circ \lambda = 1_{V'_{(K)}}; on the other hand, λ(μ(x′))=x′\lambda(\mu(x')) = x' for all x′∈V′x' \in V' and, as by hypothesis j:V′→Vj: V' \to V can be extended uniquely to an endomorphism of V, of necessity λ∘μ=1V\lambda \circ \mu = 1_V, which completes the proof that (a) and (b) are equivalent.

For every basis B' of V' over K', the set B of elements v′⊗1v' \otimes 1 of V(K)′V'_{(K)}, where v′v' runs through B', is a basis of V(K)′V'_{(K)} over K (§ 5, no. 1, Proposition 4) and λ(B)=B′\lambda(B) = B'. For λ\lambda to be bijective, it is necessary that the image under λ\lambda of every basis of V(K)′V'_{(K)} be a basis of V over K and it is sufficient that it be so for a single basis of V(K)′V'_{(K)} (§ 1, no. 11, Corollary 2 to Proposition 17). This proves the equivalence of (a), (c) and (d).

As every subset of V' which is free over K' is contained in a basis of V' over K' (§ 7, no. 1, Theorem 2), (c) implies (e). Finally, suppose that (e) holds; if B' is a basis of V' over K', it is a free subset of V over K; on the other hand B' generates V' over K' and hence generates V over K by hypothesis; therefore B' is a basis of V over K, which proves that (e) implies (c).

Definition 1

Let V be a right vector space over a field K and K' a subfield of K. Every vector sub-K'-space V' of V satisfying the equivalent conditions of Proposition 1 is called a K'-structure on V.

Example

Let B be a basis of V over K. For every subfield K' of K, the vector sub-K'-space of V generated by B admits B as a basis over K' and hence is a K'-structure on V. For example, if K is commutative and V is taken to be the polynomial K-algebra K[X1, ..., X_n], then, for every subfield K' of K, K'[X_1, ..., X_n] is a K'-structure on V.

2. Rationality for a subspace

Definition 2

Let V be a right vector space over K, with a K'-structure V'. A vector of V is said to be rational over K' if it belongs to V'. A vector sub-K-space W of V is said to be rational over K' if it is generated (over K) by vectors rational over K'.

Let (v'_i)_{i \in I} be a basis of V' over K', which is therefore also a basis of V over K (no. 1, Proposition 1). For a vector x = ∑ivi′ξi\sum_i v'_i \xi_i of V to be rational over K', it is necessary and sufficient that ξi∈K′\xi_i \in K' for all i∈Ii \in I.

If W is a vector sub-K-space of V which is rational over K', it follows from Definition 2 that W′=W∩V′W' = W \cap V' is a vector sub-K'-space of W, which generates W over K; on the other hand every subset of W' which is free over K' is also free over K since it is contained in V' (no. 1, Proposition 1). It follows (no. 1, Proposition 1) that W' is a K'-structure on W said to be induced by the K'-structure V' on V.

For every vector sub-K'-space W' of V', we shall denote by W'.K the vector sub-K-space of V consisting of the linear combinations of elements of W' with coefficients in K.

Proposition 2

Let V be a right vector space over K and V' a K'-structure on V. The mapping W' \mapsto W'.K is a bijection of the set of vector sub-K'-spaces of V' onto the set of vector sub-K-spaces of V which are rational over K' and the inverse bijection is W \mapsto W \cap V'.

Clearly the bijection λ−1:V→V′⊗K′K\lambda^{-1}: V \to V' \otimes_{\mathbf{K'}} \mathbf{K}, the inverse of the bijection λ\lambda defined in no. 1, Proposition 1, maps every vector sub-K'-space W' of V' onto its image under the canonical injection x′↦x′⊗1x' \mapsto x' \otimes 1 and W'.K onto W' ⊗K′K\otimes_{\mathbf{K'}} \mathbf{K}; the assertions of Proposition 2 are thus consequences of Definition 2 and § 7, no. 9, Proposition 19.

Corollary 1

Every sum and every intersection of vector sub-K-spaces of V which are rational over K' is a rational subspace over K'*.

The assertion concerning sums is obvious. On the other hand, if (Wi′)i∈I(W'_i)_{i \in I} is a family of vector sub-K′\mathbf{K}'-spaces of V′V', then (⋂i∈IWi′)⊗K′K=⋂i∈I(Wi⊗K′K)\left( \bigcap_{i \in I} W'_i \right) \otimes_{\mathbf{K}'} \mathbf{K} = \bigcap_{i \in I} (W_i \otimes_{\mathbf{K}'} \mathbf{K}) (§ 7, no. 7, Corollary to Proposition 14), which proves the corollary.

A basis BB of VV over K\mathbf{K} is said to be rational over K′\mathbf{K}' if it consists of vectors which are rational over K′\mathbf{K}'.

Corollary 2

Every basis of VV over K\mathbf{K} which is rational over K′\mathbf{K}' is a basis of V′V' over K′\mathbf{K}'.

If W′W' is the vector sub-K′\mathbf{K}'-space of V′V' generated by BB, then W′.K=V=V′.KW'.\mathbf{K} = V = V'.\mathbf{K}, whence V′=W′V' = W' by virtue of Proposition 2.

3. Rationality for a linear mapping

Definition 3

Let V1,V2V_1, V_2 be two right vector spaces over K\mathbf{K} with K′\mathbf{K}'-structures V1′,V2′V'_1, V'_2 respectively. A K\mathbf{K}-linear mapping f:V1→V2f : V_1 \to V_2 is said to be rational over K′\mathbf{K}' if f(V1′)⊂V2′f(V'_1) \subset V'_2.

If V3V_3 is a third right vector space over K\mathbf{K}, with a K′\mathbf{K}'-structure V3′V'_3 and a K\mathbf{K}-linear mapping g:V2→V3g : V_2 \to V_3 is rational over K′\mathbf{K}', clearly g∘f:V1→V3g \circ f : V_1 \to V_3 is rational over K′\mathbf{K}'.

Proposition 3

Let V1,V2V_1, V_2 be two right vector spaces over K\mathbf{K} and V1′,V2′V'_1, V'_2 K′\mathbf{K}'-structures on V1,V2V_1, V_2 respectively. V1V_1 (resp. V2V_2) is canonically identified with V1′⊗K′KV'_1 \otimes_{\mathbf{K}'} \mathbf{K} (resp. V2′⊗K′KV'_2 \otimes_{\mathbf{K}'} \mathbf{K}) (no. 1, Proposition 1).

(i) *The mapping f′↦f′⊗1K=f(K)′f' \mapsto f' \otimes 1_{\mathbf{K}} = f'_{(\mathbf{K})} is a bijection of HomK′(V1′,V2′)\mathrm{Hom}_{\mathbf{K}'}(V'_1, V'_2) onto the set of K\mathbf{K}-linear mappings of V1V_1 into V2V_2 which are rational over K′\mathbf{K}'; the inverse bijection associates with every K\mathbf{K}-linear mapping f:V1→V2f : V_1 \to V_2 rational over K′\mathbf{K}' the K′\mathbf{K}'-linear mapping f′:V1′→V2′f' : V'_1 \to V'_2 with the same graph as the restriction of ff to V1′V'_1.

(ii) *For every K\mathbf{K}-linear mapping f:V1→V2f : V_1 \to V_2 rational over K′\mathbf{K}',

f(V1′)=f(V1)∩V2′andf−1(V2′)=V1′+Ker(f). f(V'_1) = f(V_1) \cap V'_2 \quad \text{and} \quad f^{-1}(V'_2) = V'_1 + \mathrm{Ker}(f).

(i) Clearly with the above identifications, if f′:V1′→V2′f' : V'_1 \to V'_2 is a K′\mathbf{K}'-linear mapping, f(K)′=f′⊗1Kf'_{(\mathbf{K})} = f' \otimes 1_{\mathbf{K}} is rational over K′\mathbf{K}' and f′f' is the mapping with the same graph as the restriction of f(K)′f'_{(\mathbf{K})} to V1′V'_1. Conversely, if f:V1→V2f : V_1 \to V_2 is a K\mathbf{K}-linear mapping rational over K′\mathbf{K}' and f′:V1′→V2′f' : V'_1 \to V'_2 has the same graph as the restriction of ff to V1′V'_1, ff and f(K)′f'_{(\mathbf{K})} coincide on V1′V'_1, which is a generating system of V1V_1 over K\mathbf{K}, hence f=f(K)′f = f'_{(\mathbf{K})}.

(ii) If f=f′⊗1Kf = f' \otimes 1_{\mathbf{K}}, then f(V1)=f(V1′⊗K′K)=f′(V1′)⊗K′Kf(V_1) = f(V'_1 \otimes_{\mathbf{K}'} \mathbf{K}) = f'(V'_1) \otimes_{\mathbf{K}'} \mathbf{K} and, as f′(V1′)⊂V2′,f(V1′)=f′(V1′)∩V2′f'(V'_1) \subset V'_2, f(V'_1) = f'(V'_1) \cap V'_2 (§ 7, no. 9, Proposition 19); the formula f−1(V2′)=V1′+Ker(f)f^{-1}(V'_2) = V'_1 + \mathrm{Ker}(f) follows immediately.

Corollary 1

In the notation of Proposition 3, Im⁡(f)=(Im⁡(f′))(K)\operatorname{Im}(f) = (\operatorname{Im}(f'))_{(\mathbf{K})},

Ker⁡(f′)=(Ker⁡(f′))(K),Coker⁡(f)=(Coker⁡(f′))(K). \operatorname{Ker}(f') = (\operatorname{Ker}(f'))_{(\mathbf{K})}, \quad \operatorname{Coker}(f) = (\operatorname{Coker}(f'))_{(\mathbf{K})}.
In particular, for ff to be injective (resp. surjective, zero), it is necessary and sufficient that f′f' be so. If ff is bijective, its inverse mapping is rational over K′\mathbf{K}'.

This is a particular case of § 7, no. 9, Corollary to Proposition 18.

Corollary 2

Let f:V1→V2f : V_1 \to V_2 be a K\mathbf{K}-linear mapping rational over K′\mathbf{K}'. For every vector sub-K\mathbf{K}-space W1W_1 of V1V_1 (resp. W2W_2 of V2V_2) rational over K′\mathbf{K}', f(W1)f(W_1) (resp. f−1(W2)f^{-1}(W_2)) is a vector sub-K\mathbf{K}-space of V2V_2 (resp. V1V_1) rational over K′\mathbf{K}'.

In the notation of Proposition 3, for every vector sub-K′\mathbf{K}'-space W1′W'_1 of V1′V'_1, f(K)′(W1′⊗K′K)=f′(W1′)⊗K′Kf'_{(\mathbf{K})}(W'_1 \otimes_{\mathbf{K}'} \mathbf{K}) = f'(W'_1) \otimes_{\mathbf{K}'} \mathbf{K}; whence the assertion relating to W1W_1 (no. 2, Proposition 2). On the other hand, let W2′W'_2 be a vector sub-K′\mathbf{K}'-space of V2′V'_2 and let g′g' be the canonical K′\mathbf{K}'-linear mapping V2′→V2′/W2′V'_2 \to V'_2/W'_2; then f′(W2′)=Ker⁡(g′∘f′)f'(W'_2) = \operatorname{Ker}(g' \circ f'); hence, by Corollary 1,

f(K)′−1(W2′⊗K′K)=f′−1(W2′)⊗K′K, {f'_{(\mathbf{K})}}^{-1}(W'_2 \otimes_{\mathbf{K}'} \mathbf{K}) = {f'}^{-1}(W'_2) \otimes_{\mathbf{K}'} \mathbf{K},
whence the assertion relating to W2W_2.

Let V1,V2V_1, V_2 be two right vector K\mathbf{K}-spaces with K′\mathbf{K}'-structures V1′,V2′V'_1, V'_2 respectively. It is immediate that V1′×V2′V'_1 \times V'_2 is a K′\mathbf{K}'-structure on V1×V2V_1 \times V_2, called the product of the K′\mathbf{K}'-structures V1′V'_1 and V2′V'_2.

Proposition 4

For a K\mathbf{K}-linear mapping f:V1→V2f : V_1 \to V_2 to be rational over K′\mathbf{K}', it is necessary and sufficient that its graph Γ\Gamma be rational over K′\mathbf{K}' for the product K′\mathbf{K}'-structure on V1×V2V_1 \times V_2.

Let gg be the mapping x1↦(x1,f(x1))x_1 \mapsto (x_1, f(x_1)) from V1V_1 to V1×V2V_1 \times V_2; this is a K\mathbf{K}-linear mapping such that Γ=g(V1)\Gamma = g(V_1); if ff is rational over K′\mathbf{K}', so is Γ\Gamma by virtue of Corollary 2 to Proposition 3. Conversely, suppose that Γ\Gamma is rational over K′\mathbf{K}' and let it have the K′\mathbf{K}'-structure induced by that on V1×V2V_1 \times V_2; it follows immediately from the definitions that the restrictions p1,p2p_1, p_2 to Γ\Gamma of the projections pr1,pr2\mathrm{pr}_1, \mathrm{pr}_2, are K\mathbf{K}-linear mappings, rational over K′\mathbf{K}' of Γ\Gamma into V1V_1 and V2V_2 respectively. As p1p_1 is bijective, its inverse mapping q1q_1 is rational over K′\mathbf{K}' (Corollary 1 to Proposition 3) and hence so is f=p2∘q1f = p_2 \circ q_1.

4. Rational linear forms

Let VV be a right vector space over K\mathbf{K} with a K′\mathbf{K}'-structure V′V'. As Kd′K'_d is a K′\mathbf{K}'-structure on the right vector K\mathbf{K}-space KdK_d, we may define linear forms x∗∈V∗x^* \in V^*, rational over K′\mathbf{K}', as the linear mappings of VV into KdK_d, rational over K′\mathbf{K}' for the

K'-structures on V and K_d. By virtue of no. 3, Proposition 3, the set R' of these linear forms is the image of the dual V'* of V' under the composite mapping

(I)

V′∗→ϕK⊗K′V′∗→υV∗ {V'}^* \xrightarrow{\phi} K \otimes_{K'} {V'}^* \xrightarrow{\upsilon} V^*

where ϕ(x′∗)=1⊗x′∗\phi({x'}^*) = 1 \otimes {x'}^* and υ(ξ⊗x′∗)\upsilon(\xi \otimes {x'}^*) is the linear form y∗y^* on V such that y∗(x′)=ξ⟨x′∗,x′⟩y^*(x') = \xi \langle {x'}^*, x' \rangle for all x′∈V′x' \in V' (§ 5, no. 4). We know that this mapping is injective (§ 7, no. 9, Propositions 20 and 19) and clearly R' is a left vector sub-K'-space of V*; moreover every subset of R' free over K' is free over K. But in general R' does not necessarily generate V* over K and does not therefore define a K'-structure on V* (Exercise 2). However, if V is of finite dimension n over K, V'* is of dimension n over K' and R' then defines canonically a K'-structure on V*.

Proposition 5

Let V be a right vector space over K, V' a K'-structure on V and W a vector sub-K-space of V. For W to be rational over K', it is necessary and sufficient that there exist a set H \subset V^* of rational linear forms over K' such that W is the orthogonal of H in V (§ 2, no. 4).

Let H be a subset of V* whose elements are rational linear forms over K'. For all x∗∈Hx^* \in H, the kernel of x∗x^* is a vector sub-K-space of V, rational over K' (no. 3, Corollary 2 to Proposition 3); the intersection of these kernels is therefore also a vector sub-K-space of V, rational over K' (no. 2, Corollary 1 to Proposition 2).

Conversely, let W be a vector sub-K-space of V rational over K', so that W is identified with W′⊗K′KW' \otimes_{K'} K, where W′=W∩V′W' = W \cap V' (no. 2, Proposition 2). For a linear form x′∗∈V′∗{x'}^* \in {V'}^* to be zero on W', it is necessary and sufficient that the linear form x∗∈V∗x^* \in V^* which corresponds to it under (1) be zero on W, for by no. 3, Corollary I to Proposition 3,

Ker⁡(x∗)=(Ker⁡(x′∗))⊗K′KandKer⁡(x∗′)=(Ker⁡(x∗))∩V′. \operatorname{Ker}(x^*) = (\operatorname{Ker}({x'}^*)) \otimes_{K'} K \quad \text{and} \quad \operatorname{Ker}(x^{*\prime}) = (\operatorname{Ker}(x^*)) \cap V'.

Let H' be the orthogonal of W' in V'*; we know (§ 7, no. 5, Theorem 7) that W' is the orthogonal of H' in V'; if H is the image of H' in V* under the mapping (1), it follows from the above that W is the orthogonal of H in V, taking account of no. 7, Corollary to Proposition 14.

5. Application to linear systems

Proposition 6

(i) Given a system of homogeneous linear equations

(2)

∑i∈Iαμiξi=0(μ∈M) \sum_{i \in I} \alpha_{\mu i} \xi_i = 0 \quad (\mu \in M)
whose coefficients αμi\alpha_{\mu i} belong to K', every solution (ξi)(\xi_i) of this system consisting of elements of K is a linear combination with coefficients in K of solutions (ξi′)(\xi'_i) of (2) consisting of elements of K'.

(ii) Given a system of linear equations

∑i∈Iαμiξi=βμ(μ∈M) \sum_{i \in I} \alpha_{\mu i} \xi_i = \beta_\mu \quad (\mu \in M)

whose coefficients αμi\alpha_{\mu i} and right hand sides βμ\beta_\mu belong to K′K', if there exists a solution to the system consisting of elements of KK, there also exists a solution consisting of elements of K′K'.

(i) For every set S, let the right vector K-space Kd(S)K_d^{(S)} be given the K′K'-structure Kd′(S)K_{d'}^{(S)}. Let ff be the K-linear mapping of Kd(I)K_d^{(I)} into Kd(M)K_d^{(M)} mapping every vector (ξi)i∈I(\xi_i)_{i \in I} to the vector (ζμ)μ∈M(\zeta_\mu)_{\mu \in M} defined by ζμ=∑i∈Iαμiξi\zeta_\mu = \sum_{i \in I} \alpha_{\mu i} \xi_i for all μ∈M\mu \in M. Clearly ff is rational over K′K'; its kernel V, which is the set of solutions in K of the system (2), is a subspace of Kd(I)K_d^{(I)} rational over K′K' (no. 3, Corollary 2 to Proposition 3) and hence generated by the solutions of (2) in K′K'.

(ii) We consider K as a left vector K′K'-space; there exists a K′K'-linear projector pp of K onto its vector subspace Ks′K'_s (§ 7, no. 3, Proposition 4); if (ξi)(\xi_i) is a solution of (3) in K, then ∑i∈Iαμip(ξi)=p(∑i∈Iαμiξi)=p(βμ)=βμ\sum_{i \in I} \alpha_{\mu i} p(\xi_i) = p \left( \sum_{i \in I} \alpha_{\mu i} \xi_i \right) = p(\beta_\mu) = \beta_\mu, which proves that (p(ξi))(p(\xi_i)) is a solution of (3) in K′K'.

A ring K is called (left) faithfully flat over a subring K′K' if Proposition 6 holds for K and K′K'; we shall study this notion in detail later (Commutative Algebra, I, § 3).

6. Smallest field of rationality

Let V be a right vector K-space with a K′K'-structure V′V'. For every field L such that K′⊂L⊂KK' \subset L \subset K, we write VL=V′.LV_L = V'.L; clearly every basis of V′V' over K′K' is a basis of V over K and a basis of VLV_L over L. Hence VLV_L is an L-structure on V and V′V' a K′K'-structure on VLV_L.

Proposition 7

(i) *Let V be a right vector K-space with a K'-structure V'. For every vector x∈Vx \in V (resp. every vector sub-K-space W of V), the set of subfields L of K containing K′K' and such that xx (resp. W) is rational over L has a least element K′(x)K'(x) (resp. K′(W)K'(W)).

(ii) Let V1,V2V_1, V_2 be two right vector K-spaces with K'-structures V1′,V2′V_1', V_2' respectively. For every K-linear mapping f of V1V_1 into V2V_2, the set of subfields L of K containing K′K' and such that f is rational over L has a least element K′(f)K'(f).

We first prove assertion (i) for a vector x∈Vx \in V. Let B be a basis of V rational over K′K'; B is a basis of V′V' over K′K' and a basis of VLV_L over L for every field L such that K′⊂L⊂KK' \subset L \subset K; for x=∑b∈Bbξbx = \sum_{b \in B} b \xi_b to be rational over L, it is necessary and sufficient that the ξb\xi_b belong to L (no. 2) and hence the smallest field L with this property is the field generated by K', and the ξb\xi_b for b∈Bb \in B.

We next prove (ii). Let B1,B2B_1, B_2 be bases of V1,V2V_1, V_2 respectively, which are rational over K′K' and write, for all b1∈B1,f(b1)=∑b2∈B2b2αb2b1b_1 \in B_1, f(b_1) = \sum_{b_2 \in B_2} b_2 \alpha_{b_2 b_1} (*the family (αb2b1)(\alpha_{b_2 b_1}) is just the matrix of ff with respect to the bases B1B_1 and B2B_2; cf. § 10, no. 4*). As B1B_1 (resp. B2B_2) is a basis of (V1)L(V_1)_L (resp. (V2)L(V_2)_L) over L for every field such that K′⊂L⊂KK' \subset L \subset K, for ff to be rational over L, it is necessary and sufficient that the αb2b1\alpha_{b_2 b_1} belong to L; the smallest field with this property is therefore the field generated by K' and the αb2b1\alpha_{b_2 b_1} for b1∈B1,b2∈B2b_1 \in B_1, b_2 \in B_2.

Finally, to establish assertion (i) for a subspace W of V, we shall first prove the following lemma:

Lemma 1

Let V be a right vector K-space with a K'-structure V' and W a vector sub-K-space of V. There exist two vector sub-K-spaces W1,W2W_1, W_2 of V, rational over K', such that V is the direct sum of W1W_1 and W2W_2 and, if V is identified with W1×W2W_1 \times W_2, W is the graph of a K-linear mapping g of W1W_1 into W2W_2.

Let B be a basis of V rational over K'. Applying Theorem 2 of § 7, no. 1, to a basis of W over K, considered as a free subset of V, and the generating system the union of this free subset and B, it is seen that there exists a subset C of B such that V is the direct sum of W and the subspace W2W_2 of V generated by C. Also let W1W_1 be the subspace of V generated by B−CB - C. As B⊂V′B \subset V', clearly W1W_1 and W2W_2 are rational over K'. Moreover, for all x∈W1x \in W_1, there exists one and only one vector g(x)g(x) of W2W_2 such that x+g(x)∈Wx + g(x) \in W, since V is the direct sum of W and W2W_2; then W is the graph of g and g is K-linear since W is a vector sub-K-space of V.

Having proved this lemma, it is known that W is rational over a subfield L of K containing K' if and only if g is rational over L (no. 3, Proposition 4). The smallest field K′(g)K'(g) such that g is rational over K′(g)K'(g) is therefore also the smallest field over which W is rational.

7. Criteria for rationality

For every subfield L of K, let EndL(K)\mathrm{End}_L(K) denote the endomorphism ring of K considered as a left vector space over L; if L contains K', EndL(K)\mathrm{End}_L(K) is a subring of EndK′(K)\mathrm{End}_{K'}(K). For every subset M\mathscr{M} of EndK′(K)\mathrm{End}_{K'}(K), there exists a largest subfield L of K containing K' and such that M\mathscr{M} is contained in EndL(K)\mathrm{End}_L(K), namely the set of ξ∈K\xi \in K such that ϕ(ξη)=ξ⋅ϕ(η)\phi(\xi \eta) = \xi \cdot \phi(\eta) for all η∈K\eta \in K and all ϕ∈M\phi \in \mathscr{M} (it is immediately verified that this set is a ring and, on the other hand, replacing η\eta by ξ−1η\xi^{-1} \eta in the preceding relation, we obtain ϕ(ξ−1η)=ξ−1⋅ϕ(η)\phi(\xi^{-1} \eta) = \xi^{-1} \cdot \phi(\eta) when ξ≠0\xi \neq 0). We shall call this field the centralizer of M\mathscr{M} in K and denote it by χ(M)\chi(\mathscr{M}).

Now let V be a right vector K-space with a K'-structure V'. For all ϕ∈EndK′(K)\phi \in \mathrm{End}_{K'}(K), there exists one and only one endomorphism ϕv\phi_v of the Z\mathbf{Z}-module V such that ϕV(x′.ξ)=x′.ϕ(ξ)\phi_V(x'.\xi) = x'.\phi(\xi) for x′∈V′x' \in V' and ξ∈K\xi \in K: for, in no. 1, a Z\mathbf{Z}-isomorphism λ\lambda of V′⊗K′KV' \otimes_{K'} K onto V was defined which maps x′⊗ξx' \otimes \xi to x′.ξx'.\xi and ϕV\phi_V is necessarily equal to λ∘(1V′⊗ϕ)∘λ−1\lambda \circ (1_{V'} \otimes \phi) \circ \lambda^{-1}.

Theorem 1

Let M\mathscr{M} be a subset of EndK′(K)\mathrm{End}_{K'}(K) and L=χ(M)L = \chi(\mathscr{M}) the subfield of K the centralizer of M\mathscr{M}.

(i) Let V be a right vector K-space with a K'-structure. For a vector x∈Vx \in V to be rational over L, it is necessary and sufficient that ϕV(x.η)=x.ϕ(η)\phi_V(x.\eta) = x.\phi(\eta) for all ϕ∈M\phi \in \mathscr{M} and all η∈K\eta \in K. For a vector sub-K-space W of V to be rational over L, it is necessary and sufficient that ϕV(W)⊂W\phi_V(W) \subset W for all ϕ∈M\phi \in \mathscr{M}.

(ii) Let V1,V2V_1, V_2 be two right vector K-spaces each with a K'-structure. For a K-linear mapping f of V1V_1 into V2V_2 to be rational over L, it is necessary and sufficient that f(ϕV1(x1))=ϕV2(f(x1))f(\phi_{V_1}(x_1)) = \phi_{V_2}(f(x_1)) for all x1∈V1x_1 \in V_1 and all ϕ∈M\phi \in \mathscr{M}.

We first prove assertion (i) for x. Let B be a basis of V rational over K' and write x=∑b∈Bb.ξbx = \sum_{b \in B} b.\xi_b; then, for ϕ∈M\phi \in \mathscr{M} and η∈K\eta \in K,

ϕV(x.η)−x.ϕ(η)=∑b∈Bb.(ϕ(ξbη)−ξb.ϕ(η)) \phi_V(x.\eta) - x.\phi(\eta) = \sum_{b \in B} b.(\phi(\xi_b\eta) - \xi_b.\phi(\eta))

and therefore, the relations

"for all ϕ∈M\phi \in \mathscr{M} and all η∈K\eta \in K, ϕV(x.η)=x.ϕ(η)\phi_V(x.\eta) = x.\phi(\eta)"

and

"for all ϕ∈M\phi \in \mathscr{M}, all b∈Bb \in B and all η∈K\eta \in K, ϕ(ξbη)=ξb.ϕ(η)\phi(\xi_b\eta) = \xi_b.\phi(\eta)"

are equivalent. The second of these relations means that for all b∈Bb \in B, ξb∈χ(M)\xi_b \in \chi(\mathscr{M}), which proves the first assertion of (i).

We next prove (ii). For f to be rational over L, it is necessary and sufficient that, for all x1′∈V1x'_1 \in V_1 rational over K', f(x1′)f(x'_1) is a vector in V2V_2 rational over L; this will imply that f(x1)f(x_1) is rational over L for every vector x1x_1 of V1V_1 rational over L, such a vector being a linear combination with coefficients in L of vectors rational over K'. The above condition is equivalent, by the first part of the argument, to the relation

f(x1′).ϕ(η)=ϕV2(f(x1′).η)for ϕ∈M and η∈K f(x'_1).\phi(\eta) = \phi_{V_2}(f(x'_1).\eta) \quad \text{for } \phi \in \mathscr{M} \text{ and } \eta \in K

which may also be written

f(ϕV1(x1′.η))=ϕV2(f(x1′.η))for ϕ∈M and η∈K. f(\phi_{V_1}(x'_1.\eta)) = \phi_{V_2}(f(x'_1.\eta)) \quad \text{for } \phi \in \mathscr{M} \text{ and } \eta \in K.

As every element of V1V_1 is a linear combination with coefficients in K of elements of V1V_1 rational over K', condition (5) is equivalent to

f(ϕV1(x1))=ϕV2(f(x1)) f(\phi_{V_1}(x_1)) = \phi_{V_2}(f(x_1))

for all x1∈V1x_1 \in V_1 and all ϕ∈M\phi \in \mathscr{M}.

Finally, to prove the second assertion in (i), we use no. 6, Lemma 1: W is the graph of a K-linear mapping g:W1→W2g : W_1 \to W_2 and W is rational over if and only if the mapping g is rational over L (no. 3, Proposition 4). By (ii), for g to be rational over L, it is necessary and sufficient that g(ϕW1(x1))=ϕW2(g(x1))g(\phi_{W_1}(x_1)) = \phi_{W_2}(g(x_1)) for all x1∈W1x_1 \in W_1 and all ϕ∈M\phi \in \mathscr{M}; as ϕv=ϕW1×ϕW2\phi_v = \phi_{W_1} \times \phi_{W_2}, the above condition means that the graph W of g is stable under ϕv\phi_v for all ϕ∈M\phi \in \mathscr{M}.

Exercises

See the exercises for § 8.

Transcribed from the printed edition, 1998, Springer. Not translated.