§ 9. Affine spaces and projective spaces
1. Definition of affine spaces
Definition 1
Given a left (resp. right) vector space T over a field K, an affine space attached to T is any homogeneous space E of the additive group T* (I, § 5, no. 5) such that 0 is the only operator in T leaving invariant all the elements of E (that is, T operates faithfully and transitively on E). Under these conditions, T is called the translation space of E and its elements are called the translations of E (or free vectors of E).
Cites 1
In what follows we shall confine our attention to the case where T is a left vector space over K. The dimension (over K) of the translation vector space T of an affine space E is called the dimension of E (over K) and is denoted by dim E or . An affine space of dimension one (resp. two) is called an affine line (resp. an affine plane). The elements of an affine space are also called points.
Under the conditions of Definition 1, for and we shall denote by or the transform of the point a under t. Then the relations
hold for . The mapping is a bijection of E onto itself, which we identify with t. Definition 1 moreover implies that, for all , the mapping is a bijection of T onto E. In other words, given two points of E, there exists one and only one translation t such that ; we shall denote this translation by ; then the formulae
hold for . If four points of E are such that , the formula
and the commutativity of addition in T show that .
Given a point , the mapping is a bijection of onto ; when is identified with under this mapping, we say that is considered as the vector space obtained by taking as origin in . Conversely, every vector space has canonically the structure of an affine space attached to , namely the homogeneous space structure corresponding to the subgroup of (I, § 5, no. 6).
Remark
The definitions of this no. and some of the results which follow extend immediately to the case where, instead of a vector space , we consider an arbitrary commutative group with operators .
2. Barycentric calculus
Proposition 1
Let* be a family of points in an affine space and a family of elements of of finite support such that (resp. *). If is any point of , the point defined by
Cites 1
If is another point of , then
Under the conditions of Proposition 1, the point defined by
Thus in particular the notation introduced in no. 1 is recovered. When , the point is called the barycentre of the points given the masses .
Given points of , whose number is not a multiple of the characteristic of (V, § 1), the point is called (by an abuse of
language) the barycentre of the points () (for , we say "midpoint" instead of "barycentre"); it is characterized by the relation
3. Affine linear varieties
Definition 2
Given an affine space* , a subset of is called an affine linear variety (or simply a linear variety or an affine subset of ) if, for every family of points of and every family of elements of of finite support such that , the barycentre belongs to .
It amounts to the same to say that the condition of Definition 2 holds for every finite family of points of .
The empty set is a linear variety; every intersection of linear varieties is a linear variety.
Let be a non-empty subset of and a point of ; the relation
Proposition 2
For a non-empty subset* of an affine space to be a linear variety, it is necessary and sufficient that be a vector subspace for the vector space structure on obtained by taking a point of *as origin.
In particular, the non-empty affine linear varieties of a vector space (considered as an affine space) are just the translates of the vector subspaces of ; the vector subspaces of are therefore the linear varieties containing 0.
Let be a non-empty linear variety of the affine space ; the set of free vectors , where and run through , is a vector subspace of the translation space of called the direction of : for, if , then
Every vector belonging to the direction of a line is called a direction vector of this line; its components with respect to a basis of T form what is called a system of direction parameters of the line in question.
The codimension of a linear variety V in E is the codimension of its direction D in T; a linear variety of codimension 1 in E is called an (affine) hyperplane of E.
Two linear varieties with the same direction are called parallel; it amounts to the same to say that one is derived from the other by translation. If V is a linear variety in T (considered as an affine space), its direction is the linear variety parallel to V and containing 0.
Proposition 3
Given a family* of points of an affine space E, the set V of barycentres ((\lambdai) of finite support, ) is a linear variety of* E.
If the family is empty, then because of the condition . It may therefore be assumed that the family is non-empty and in this case the proposition is obvious, taking one of the as origin in E.
The variety V is obviously the smallest linear variety containing the ; it is said to be generated by the family and this family is called a generating system of V.
In the notation of Proposition 3, assuming the family is non-empty, for the expression for every point in the form to be unique, it is necessary and sufficient that, denoting an arbitrary index of I by , the family of vectors , where runs through the set of indices , be free in T. Then the family of points of E is said to be affinely free (or that its elements form an affinely free system, or are affinely independent) and that is the barycentric coordinate of of index with respect to the affinely free family .
A family of points of E which is not affinely free is said to be affinely related.
Proposition 4
For a non-empty family* of points in an affine space E to be affinely related, it is necessary and sufficient that there exist a family of elements not all zero in K, of finite support, such that and .
Given an index , to say that the family of vectors , where runs through the set of indices , is related in T, means that there exists a family of scalars not all zero such that , which may also be written , with , in other words .
Proposition 5
For a non-empty family of points of an affine space to be affinely free, it is necessary and sufficient that, for every index , do not belong to the linear variety generated by the of index .
Cites 1
Cites II § 7. Vector spaces
The proposition is obvious if has only a single element. Otherwise, taking as origin in one of the of index , the proposition follows from § 7, no. 1, Remark.
4. Affine linear mappings
Definition 3
Given two affine spaces attached to two vector spaces over the same field , a mapping of into is called an affine linear mapping (or an affine mapping) if, for every family of points of and every family such that ,
(3)
Proposition 6
Let be an affine mapping of into . There exists one and only one linear mapping of into such that
for all .
Let be any point of . The mapping
is a linear mapping of into , for we may write
and it follows from (3) that and . Moreover, if is another point of , then ; for the relation
implies
that is . Whence the existence of ; the uniqueness is immediate.
is called the linear mapping of into associated with . Conversely, for every linear mapping of into and every ordered pair of points , it is immediately verified that
is an affine mapping of E into E' whose associated linear mapping is v. To say that u is an affine mapping of E into E' therefore also means that, if an arbitrary point a in E and the point u(a) in E' are taken as origins, u is a linear mapping for the two vector spaces thus obtained.
Let E'' be a third affine space, T'' its translation space, u' an affine mapping of E' into E'' and v' the linear mapping of T' into T'' associated with u'. Clearly u' o u is an affine mapping of E into E''; moreover, for a \in E and t \in T,
In particular, the affine bijections of E onto itself form a group G, called the affine group of E. The mapping which associates with u \in G the linear mapping v associated with u is, by the above, a homomorphism of G onto the linear group \mathbf{GL}(T). If u is a translation, v is the identity and conversely. Hence, the kernel of the above homomorphism is the translation group T of E which is therefore a normal subgroup of G.
If u \in G, the automorphism t \mapsto utu^{-1} of T (where t is identified with the translation x \mapsto x + t) is the linear mapping v associated with u. For x \in E and t \in T, by definition
Let a \in E and G_a be the subgroup of G consisting of the u \in G such that u(a) = a. If E is identified with T by taking a as origin, G_a is identified with \mathbf{GL}(T). Every u \in G can be expressed uniquely in the form u = t_1u_1 (resp. in the form u = u_2t_2), where u_1, u_2 are in G_a and t_1, t_2 in T: for, writing t_1 = u(a) - a, u^{-1}t_1 \in G_a, whence the existence of u_1 and t_1; the existence of u_2 and t_2 is obtained analogously. The uniqueness follows from the fact that G_a \cap T reduces to the identity element of G. Moreover
Let E, E' be two affine spaces over K. The direct (resp. inverse) image of a linear variety of E (resp. E') under an affine mapping u of E into E' is a linear variety of E' (resp. E); the rank of u is by definition the dimension of u(E); it is equal to the rank of the linear mapping associated with u. If V, V' are linear varieties of the same finite dimension m in E, E' respectively, there exists an affine mapping of into such that : taking as origins in and points of and respectively, then taking in (resp. ) a basis whose first vectors form a basis of (resp. ), the proposition follows immediately from § 1, no. 11, Corollary 3 to Proposition 17.
As the field has canonically a left vector space structure (of dimension 1) over , it can be considered as an affine space of dimension 1. An affine mapping of an affine space (over ) into the affine space is also called an affine linear function (or an affine function). If a point is taken as origin in , every affine function on can then be written uniquely as , where and is a linear form on the vector space thus obtained; the affine functions on therefore form a right vector space over of dimension . If is a non-constant affine function on and , the set of satisfying the equation is a hyperplane; conversely, for every hyperplane in , there exists an affine function on such that and every affine function such that is of the form , where (§ 7, no. 5, Proposition 11). If is an affine function on , the hyperplanes with equations and are parallel.
5. Definition of projective spaces
Definition 4
Given a left (resp. right) vector space* over a field , the left (resp. right) projective space derived from , denoted by , is the quotient of the complement of in by the equivalence relation "there exists in such that (resp. ) between and in .
Cited by 1
When , we also write instead of and instead of .
Definition 4 can also be expressed by saying that is the set of lines (passing through 0) in with the origin removed; is therefore canonically identified with the set of lines (passing through 0) in . The elements of a projective space are called the points of that space.
When is of dimension , the integer is called the dimension of the projective space if is finite, and the cardinal otherwise; this cardinal is denoted by or . Thus a projective space of dimension is empty and a projective space of dimension 0 is a single point. A projective space of dimension 1 (resp. 2) is called a projective line (resp. projective plane).
Henceforth we shall only consider left projective spaces.
6. Homogeneous coordinates
Let be a vector space of finite dimension over , the projective space of dimension derived from and a basis of . Let denote the canonical mapping of onto the quotient set . For every point of , is called a system of homogeneous coordinates of the point with respect to the basis of . Every system of elements not all zero of is therefore a system of homogeneous coordinates of a point of with respect to ; for two such systems , to be systems of homogeneous coordinates of the same point of with respect to the same basis , it is necessary and sufficient that there exists an element of such that for .
This definition is immediately generalized to the case where is infinite-dimensional.
Given another basis of such that () and a system of homogeneous coordinates of with respect to the basis , for a system of elements of to be a system of homogeneous coordinates of with respect to the basis , it is necessary and sufficient that there exist in such that
In particular, if with (), then where .
7. Projective linear varieties
Let be a vector subspace of a vector space ; the canonical image of in the projective space derived from is called a projective linear variety (or simply a linear variety when no confusion is to be feared); as the equivalence relation on is induced by the relation , the projective linear variety the image of in can be identified with the projective space derived from and hence we may speak of the dimension of such a variety. In a projective space , the canonical image of a hyperplane (with the origin removed) of is a linear variety called a projective hyperplane (or simply a hyperplane); if is of finite dimension the hyperplanes in are the linear varieties of dimension .
Every proposition concerning vector subspaces of a vector space goes over to a proposition concerning projective linear varieties. For example, if a projective space is of finite dimension and is a basis of , every linear variety of dimension can be defined by a system of homogeneous linear equations
between the homogeneous coordinates () of a point of with respect to the basis , the left hand sides of (4) being linearly independent forms on V. In particular, a projective hyperplane is defined by a single homogeneous linear equation with coefficients not all zero. Conversely, the points of satisfying an arbitrary system of homogeneous linear equations with respect to the form a linear variety L; if the system considered consists of equations, L is of dimension .
Every intersection of linear varieties of is a linear variety; for every subset A of , there exists a smallest linear variety L containing A; it is called the linear variety generated by A and A is called a generating system of L.
If W is the vector subspace of V generated by , then .
If L and M are any two linear varieties in and N the variety generated by , then (§ 7, no. 3, Corollary 3 to Proposition 4)
In particular, if is finite-dimensional and , it follows from (5) that is non-empty.
Let be two families of points in the vector space V with the same indexing set, such that , where for all . If the family is free, so is and conversely; then it is said that the family of points of is projectively free (or simply free). It amounts to the same to say that for every index , the point does not belong to the linear variety generated by the for . A family of points of which is not projectively free is called projectively related (or simply related).
For a family of points of to be such that the family is projectively free and generates , it is necessary and sufficient that be a basis of V. If is of dimension the number of elements in such a family is therefore . Note that giving such a family in does not determine (even to within a left factor) the homogeneous coordinates of a given point of with respect to a basis of V such that for all (cf. no. 6).
8. Projective completion of an affine space
Let V be a (left) vector space over a field K and consider the vector space over K; the projective space is called the projective space canonically associated with the vector space V. If V is of dimension , is of the same dimension . Consider in the affine hyperplane , whose direction (no. 3) is the subspace ; if a line (passing through 0) of is not contained in , it contains a point with and , hence it contains also the point of ; the converse is immediate and it is seen that there is a one-to-one correspondence between the points of and the lines (passing through 0) of not contained in , each of the latter meeting in one and only one point. It follows that the mapping is an injection (called canonical) of into the projective space ; is often identified with its image under this injection. The complement of in is the projective hyperplane called the hyperplane at infinity of (or of , by an abuse of language); its points are also called the "points at infinity" of (or of ). If is a basis of and in the basis is taken consisting of the elements and the element , the points at infinity in are those whose homogeneous coordinate of index is 0.
Let be an affine linear variety in (no. 3) and its direction; the canonical image of in is contained in the canonical image of the vector subspace of generated by the affine variety of . More precisely, if is an affinely free system of generating , the elements form a basis of and therefore is just the projective linear variety generated by ; if is finite-dimensional, has the same dimension as . The complement of in is the intersection of and the hyperplane at infinity and is equal to the canonical image , where .
Conversely, let be a projective linear variety not contained in the hyperplane at infinity and let ; is an affine linear variety of of the form , where is an affine linear variety of and it is immediately seen that is the affine linear variety generated by .
There is therefore a one-to-one correspondence between the affine linear varieties of and the projective linear varieties of not contained in the hyperplane at infinity; for two affine linear varieties of to be parallel, it is necessary and sufficient that the projective linear varieties which they generate have the same intersection with the hyperplane at infinity (which is sometimes expressed by saying that the two affine linear varieties in question have the same points at infinity).
9. Extension of rational functions
If the results of no. 8 are applied to the vector space of dimension 1, it is seen that there exists a canonical injection of into the projective line ; for all , is the point with homogeneous coordinates with respect to the canonical basis (§ 1, no. 11) of . The complement of in consists of the single point with homogeneous coordinates with respect to the above basis; it is called the "point at infinity". is also called the projective field associated with and denoted by , the point at infinity in being denoted by .
*Consider in particular the case where is a commutative field and let f \in K(X) be a rational function in one indeterminate over K (IV, § 4); if , there is a unique expression , where and and are two relatively prime monic polynomials (VII, § 1); let and be their respective degrees and let . We write
For example, if , then and ; if
10. Projective linear mappings
Let be two left vector spaces over a field , a linear mapping of into and its kernel. It is immediate that the image under of a line (passing through 0) in not contained in is a line (passing through 0) in ; hence, on passing to the quotients, defines a mapping of into . Such a mapping is called a projective linear mapping (or, simply, a projective mapping); although it is defined on and not on (when ), we shall say by an abuse of language that is a projective mapping of into . The projective linear variety , where is not defined, is called the centre of .
Note that, when is defined on the whole of (that is when ), is an injection of into .
When bases are given in and respectively, a projective mapping of into maps a point of with homogeneous coordinates () to a point of with a system of homogeneous coordinates () of the form
The centre of is the linear variety defined by the equations
If is the centre of and is a linear variety of , the image under of is a linear variety of denoted (by an abuse of language) by . Then
(§ 7, no. 4, formula (12)). If is a linear variety of , is a linear variety of and
It is said, by an abuse of language, that is the inverse image of under .
As the values taken by a linear mapping on a basis of can be chosen arbitrarily in , it is seen that there exists a projective linear mapping of into taking arbitrary values at the points . But (even when is everywhere defined) giving does not determine uniquely (Exercise 10).
The composition of two projective mappings which are bijections is a projective mapping; so is the inverse mapping of such a bijection. The bijective projective mappings of a projective space onto itself thus form a group, called the projective group of and denoted by ; we write or instead of .
Remark
In a projective space over a field , let be a hyperplane. There exists a bijective linear mapping of onto such that ; let be the projective mapping obtained from by passing to the quotients. It has been seen (no. 8) that the complement of in can be identified with an affine space whose translation space is . When is identified with by means of , it is said that has been taken as hyperplane at infinity in ; the complement of in is then identified with an affine space whose translation space is .
11. Projective space structure
Given a set E and a field K, a (left) projective space structure on E with respect to the field K is defined by giving a non-empty set of bijections of subsets of the projective space onto E satisfying the following axioms:
Let E be a set, a family of vector spaces over K and suppose given for each a bijection of onto E such that, for every ordered pair of indices is a projective mapping of onto . Then we can define on E a projective space structure with respect to K as follows: let be a basis of a space and write ; let be the element of index in the canonical basis of (§ 1, no. 11). The relation implies because of the hypothesis that is bijective; hence the form a basis of a vector subspace of and there therefore exists a bijective projective mapping of onto such that for all . If is taken to be the set of all bijective projective mappings , where runs through the set of all bijective projective mappings , it is immediately verified that satisfies axioms (EP_I), (EP_{II}) and (EP_{III}). It is moreover immediate that depends neither on the choice of index , nor on the choice of basis in , nor on the choice of .
In particular (taking L to consist of a single element), every projective space derived from a vector space V (no. 5, Definition 4) thus has a well determined "projective space structure" in the sense of the definition given in this no. Hence any set with a projective space structure can be called a projective space.
With the same notation, a linear variety in a projective space E is a subset M of E such that, for at least one bijection defined on , is a linear variety in in the sense of no. 7 (this property then holds for all ). It follows from the above that every linear variety in a projective space has canonically a projective space structure.
A projective space E is said to be of dimension n if, for all is a linear variety of dimension n (it suffices that this hold for one mapping ).
Exercises
See the exercises for § 9.