Let I be a set. We recall (III, p. 454 and 456) that the total algebra of the monoid N(I) over A is called the algebra of formal power series with respect to the indeterminatesXi(i∈I) (or in the indeterminates Xi) with coefficients in A. It is denoted by A[[Xi]]i∈I or A[[((Xi)i∈I]] or also A[[X]], ondenoting by X the family (Xi)i∈I: in this paragraph we shall mainly use the notation A[[I]]. Sometimes it is convenient to designate the canonical image in A[[I]] of the element i of I by a symbol other than Xi, for example Yi,Zi,Ti,…; the conventions used in this case are analogous to those for polynomials (IV, p. 1). The algebra A[[I]] is then designated by A[[Yi]]i∈I, or A[[Y]] etc.
When I is a finite set of p elements, we also say that A[[I]] is an algebra of formal power series in p indeterminates. These algebras are all isomorphic, for fixed p. An algebra of formal power series in 1, 2, ... indeterminates will also be denoted by A[[X]], A[[U,V]], ..., the set I of indices not being specified.
A formal power series u is conventionally written u=∑ν∈N(I)aνXν (cf. IV, p. 1).
The αν are the coefficients of u; there may be infinitely many of them =0. The aνXν are called terms of u; for u to be a polynomial it is necessary and sufficient that u should have only a finite number of terms =0. The terms aνXν such that |ν| = p are called the terms of total degree p. The formal power series up=∑∣ν∣=pανXν is called the homogeneous component of degree p of u (it is a polynomial when I is finite); u0 is identified with an element of A called also the constant term of u. We say that u is homogeneous of degree p if u=up. If u,v∈A[[I]] and w=uv, we have
(1)
wp=q+r=p∑uqvr
for every integer p≥0.
We recall (III, p. 456), that the orderω(u) of a formal power series u=0 is the least integer p such that up=0. We shall agree to adjoin to Z an element written ∞ and extend the order relation and addition from Z to Z∪{∞} by the conventions
n<∞,∞+∞=∞,∞+n=n+∞=∞
for every n∈Z; we also put ω(0)=∞. With these conventions we have the relations
ω(u+v)ω(u+v)ω(uv)≥inf(ω(u),ω(v)),=inf(ω(u),ω(v)) if ω(u)=ω(v),≥ω(u)+ω(v),
for any formal power series u and v in A[[I]].
We recall (III, p. 457) that for any subset J of I we identify A[[I]] with A[[I−J]][[J]], which allows us to define the order ωJ(u) of a formal power series with respect to the Xj (j∈J), the homogeneous component of u with respect to the Xj (j∈J) etc.
Let φ be a homomorphism of A into a ring B. We extend φ to a homomorphism φ of A[[I]] into B[[I]] by letting each formal power series u=∑ανXν correspond to the formal power series ∑φ(αν)Xν; we say that the latter is obtained by applyingφto the coefficients of the formal power series u. We shall sometimes write φu for φ(u).
In particular if A is a subring of B and φ the canonical injection of A into B, then the homomorphism φ of A[[I]] into B[[I]] is injective; we shall in general identify A[[I]] with a subring of B[[I]] by means of φ.
2. Topology on the set of formal power series. Summable families
By definition A[[I]] is nothing other than the product set AN(I). Except for express mention to the contrary we shall equip A with the discrete topology and A[[I]] with the product topology (Gen. Top. I, p. 31 f.) which we shall call the canonical topology. Equipped with addition and the discrete topology, A is a separated and complete topological group; hence for addition A[[I]] is a separated and complete topological group (Gen. Top., III, p. 238 and 242 and Gen. Top., II, p. 187). Moreover the algebra A[(Xi)i∈I] of polynomials is dense in A[[I]] (Gen. Top., III p. 238, Prop, 25) and we may thus consider A[[I]] as the completion of A[(Xi)i∈I].
For each β∈N(I) let Sβ be the set of multi-indices ν such that ν≤β and let aβ be the set of formal power series u=∑ανXν such that aν=0 for ν∈Sβ. Clearly Sβ is a finite subset of N(I), and every finite subset of N(I) is contained in a set of the form Sβ. It follows that the family (aβ)β∈N(I) is a fundamental system of neighbourhoods of 0 in A[[I]]. The sets aβ are ideals in A[[I]], hence (Gen. Top., III, p. 275) A[[I]] is a topological ring.
Lemma 1
Let L be an infinite set and (uλ)λ∈L a family of elements of A[[I]], and put uλ=∑αλ,νXν for λ∈L. Then the following conditions are equivalent: (i) The family (uλ)λ∈L is summable (Gen. Top., III, p. 262) in A[[I]]. (ii) We have limuλ=0, taken along the filter of complements of finite subsets of L. (iii) For every ν∈N(I) we have αλ,ν=0 except for a finite number of indices λ∈L.
When these conditions hold, the series u=∑λ∈Luλ is equal to ∑ανXν with aν=∑λ∈Lαλ,ν for each ν∈N(I).
The equivalence of (i) and (ii) follows from Cor. 2 of Gen. Top., III, p. 263. The equivalence of (ii) and (iii) follows from the properties of limits in a product space (Gen. Top., I, p. 55, Cor. 1). The last assertion follows from Prop. 4 of Gen. Top., III, p. 266.
Let us give some examples of summable families. a) Let u∈A[[I]] and let aν be the coefficient of Xν in u. The family (ανXν)ν∈N(I) is then summable, with sum u (which justifies writing u=∑ανXν).
b) Let u∈A[[I]]; for every integer p≥0 let up be the homogeneous component of degree p of u. Then the family (up)p≥0 is summable and we have u=∑p≥0up.
c) Let (uλ)λ∈L be a family of elements of A[[I]] and suppose that for every integer n≥0 the set of λ∈L such that ω(uλ)<n is finite. Then the family (uλ)λ∈L is summable.
Remark
— Suppose that I is finite. For every integer n≥0 let bn be the set of formal power series u∈A[[I]] such that ω(u)≥n. The sequence (bn)n≥0 is a fundamental system of neighbourhoods of 0 in A[[I]]. Therefore a family of elements uλ of A[[I]] (λ∈L) is summable if and only if for every n∈N the set of A∈L such that ω(uλ)<n is finite.
Proposition 1
Let* (uλ)λ∈Land(vμ)μ∈Mbe two summable families of elements ofA[[I]]. Then the family(uλvμ)(λ,μ)∈L×M *is summable and we have
Let (αλ,ν)ν∈N(I) (resp. (βμ,ν)ν∈N(I)) be the family of coefficients of uλ (resp. vν). For each ν∈N(I) there exists only a finite number of pairs (ν1,ν2)∈N(I)×N(I) such that ν1+ν2=ν, hence only a finite number of pairs (λ,μ)∈L×M such that the coefficient of Xν in uλvμ is =0. Hence the family (uλvμ)(λ,μ)∈L×J is summable. Now the formula (2) follows from the associativity of the sum (Gen. Top., III, p. 265, formula (2)).
In A[[I]] the product is an associative and commutative composition law. We may therefore speak of a multipliable family of elements of A[[I]] and of the product of a multipliable family (Gen. Top., III, p. 262, remark 3).
Proposition 2
Let* (uλ)λbe a summable family of elements ofA[[I]]. (i) The family(1+uλ)λis multipliable. (ii) LetTbe the set of all finite subsets ofL. For anyM∈SputuM=∏λ∈Muλ. Then the family(uM)M∈T *is summable and we have
Let us define the ideals aβ as at the beginning of this No., and let β∈N(I). There exists a finite subset L0 of L such that uλ∈aβ for λ∈/L0. Then for every M∈S such that M⊂L0 we have uM∈aβ. It follows that the family (uM)M∈T is summable. On the other hand, for any finite subset M0 of L we have
M⊂M0∑uM=λ∈M0∏(1+uλ).
Taken along the filtered ordered set T, the left-hand side has as limit ∑M∈TuM. Hence the right-hand side has as limit ∑M∈TuM, which proves (i) and (ii) at the same time.
Proposition 3
Let* u=∑aνXν∈A[[I]]andman integer>0. For everyn∈Nlet(αν,n)ν∈N(I)be the family of coefficients ofun. Ifα0m=0, thenαν,n=0forn≥∣ν∣+m.
If n≥∣ν∣+m and ν(1)+⋯+ν(n)=v, we have ∣ν(1)∣+⋯+∣ν(n)∣≤n−m. We thus have v(r)=0 and so αv(r)=ar, for at least m distinct values of r; it follows that αν(1)⋯αν(n)=0, whence the result.
Corollary
— Let u∈A[[I]]; then for limn→∞un=0 to hold it is necessary and sufficient that the constant term of u should be nilpotent.
Let a0 be the constant term of u. The constant term of un is α0n, hence the stated condition is necessary; it is sufficient by Prop. 3.
3. Substitutions
Let E be an A-algebra. A topology on E is said to be linear if it is invariant under translation and if there exists a fundamental system of neighbourhoods of 0 consisting of ideals of E (Gen. Top., III, p. 223). The topology on E is then compatible with its A-algebra structure (when A carries the discrete topology). An A-algebra with a linear topology is called a linearly topologized A-algebra.
Proposition 4
— Let I be a set and E an associative, commutative, unital, linearly topologized separated complete A-algebra.
(i) Let φ be a continuous homomorphism of A[[I]] into E and xi=φ(Xi). Then: (a) for all i∈I, xin tends to 0 as n tends to +∞; (b) if I is infinite, xi tends to 0 along the filter of complements of finite subsets of I.
(ii) Let x=(xi)i, I be a family of elements of E satisfying a) and b) of (i). Then there exists one and only one unital continuous homomorphism φ of A[[I]] into E such that φ(Xi)=xi for all i∈I.
For all i∈I, Xin clearly tends to 0 in A[[I]] as n tends to +∞; on the other hand when I is infinite, Xi tends to 0 along the filter of complements of finite subsets of I. This proves (i).
Let (xi)i∈I be a family of elements of E satisfying conditions a) and b) of (i), let ψ be the homomorphism u↦u((xi)i∈I) of A[(Xi)i∈I] into E, and let V be a neighbourhood of 0 of E which is an ideal of E. By b) there exists a finite subset J of I such that xi∈V for all i∈I−J. Next there exists by a) an integer n≥0 such that xin∈V for all i∈J. Let β be the element of N(I) such that βi=n−1 for i∈J and βi=0 for i∈I−J. If we define the ideal aβ of A[[I]] as at the beginning of No. 2 (IV, p. 26), then
u∈A[(Xi)i∈I]∩aβ⇒ψ(u)∈V
This shows that ψ is continuous if we equip A[(Xi)i∈I] with the topology induced by that of A[[I]]. Since E is separated and complete, ψ extends to a continuous unital homomorphism φ of A[[I]] into E. We have φ(Xi)=ψ(Xi)=xi for all i∈I. Finally let φ′ be a continuous unital homomorphism of A[[I]] into E such that φ′(Xi)=xi. We have φ′(u)=φ(u) for all u∈A[(Xi)i∈I], hence φ′=φ because A[(Xi)i∈I] is dense in A[[I]].
Let us keep the previous notation. If u∈A[[I]], the image of u by φ is denoted by u(x) or u((xi)i∈I) (or also u(x1,...,xn) if I=(1,2,...,n)) and is called the element of E obtained by substitution of xi for Xi in u, or the value of u for the values xi of the Xi or also the value of u for Xi=xi. In particular we have u=u((Xi)i∈I).
Let E′ be an associative commutative and unital linearly topologized separated and complete A-algebra. Let λ be a continuous unital homomorphism of E into E′, and (xi)i∈I a family of elements of E satisfying conditions a) and b) of Prop. 4 (IV, p. 28). The family (λ(xi))i∈I satisfies the same conditions a) and b). For every u∈A[[I]] we have
λ(u((xi)i∈I))=u((λ(xi))i∈I),
for the mapping u↦A(u((xi)i∈I)) is a continuous unital homomorphism of A[[I]] into E′ which transforms Xi into λ(xi) for all i∈I.
If J and K are two sets, we denote by AJ,K the set of all families (gj)j∈J satisfying the following conditions: (i) for all j∈J, gj is an element of A[[K]] whose constant term is nilpotent; (ii) if J is infinite, gj tends to 0 along the filter of complements of finite subsets of J.
We note that if J is finite, every family of formal power series (gj)j∈J without constant term in A[[K]] belongs to AJ,K.
Let (gj)j∈J be in AJ,K. By the Cor. of Prop. 3 (IV, p. 28) we have limn→∞gjn=0 for all j∈J. Let f∈A[[J]]; we can substitute gj for the variable of index j in f and obtain a formal power series f((gj)j∈J) belonging to A[[K]]. Moreover, the mapping f↦f((gj)j∈J) is a continuous homomorphism of A-algebras A[[J]] into A[[K]].
In particular if J=(1,...,p) and f∈A[[X1,...,Xp]], we can substitute for each Xj a formal power series gj∈A[[K]] without constant term; the result of this substitution is written f(g1,...,gp).
Let x=(xk)k∈K be a family of elements of E satisfying conditions a) and b) of Prop. 4 (IV, p. 28). Let us apply (3), taking for A the homomorphism u↦u(x) of A[[K]] into E; we obtain
f((gj)j∈J)(x)=f((gj(x))j∈J).
Let f=(fi)i∈I∈(A[[J]])I and g=(gj)j∈J∈AJ,K. We denote by f(g) or f∘g the element (fi((gj),ϵJ))i∈I of (A[[K]])I. If f∈AI,J, we have f∘g∈A,,K because the mapping f↦f((gj)i,J) of A[[I]] into A[[K]] is continuous.
Let f∈(A[[J]])I, g∈AJ,K, h∈AK,L. Then g∘h∈AJ,L and by (4), we have
(f∘g)∘h=f∘(g∘h).
4. Invertible formal power series
Proposition 5
— In the ring A[[T]] of formal power series in one indeterminate the polynomial 1−T is invertible, and we have(1−T)−1=∑n=0mTn.
Suppose that there exists v∈A[[I]] such that uv=1. Let a,β be the constant terms of u and v, then αβ=1, so a is invertible.
Conversely, suppose that the constant term a of u is invertible. Then there exists a formal power series t∈A[[I]] such that u=α(1−t) and ω(t)>0. Now there is a ring homomorphism φ:A[[T]]→A[[I]] such that φ(T)=t, and 1−T is invertible in A[[T]] (Prop. 5); consequently 1−t is invertible in A[[I]], and hence so is u.
Remark
— Let A be the set of all formal power series with constant term 1. By Prop. 6, M is a commutative group under multiplication; the multiplicative group of A[[I]] is thus the direct product of M and the multiplicative group of A. We shall equip A with the topology induced from that of A[[I]]. For each β∈N(I) we have in IV, p. 26 defined the ideal aβ of A[[I]]; then 1+aβ is a subgroup of M and the family (1+aβ′) is a fundamental system of neighbourhoods of 1 in M. Since the multiplication in M is continuous, we see that A is a topological group (Gen. Top., III, p. 223); in other words, the mappingf↦f−1is continuous inM.
Let K be a commutative field and O the subring of the field of rational fractions K((Xi)i∈I) formed of rational fractions in which the element 0 of K1 is substitutable. If f∈O, we have f=vu, where u and v are polynomials such that the constant term of v is =0, hence v is invertible in K[[I]]. We can verify at once that the element uv−1 of K[[I]] depends only on f; we say that the formal power series uv−1 is the expansion at the origin of the rational fractionvu. The mapping f↦uv−1 is an injective homomorphism of O into K[[I]]; we shall often identify O with its image under this mapping.
Let X=(Xi)i∈I and Y=(Yi)i∈I, be two families of indeterminates relative to the same index set I. We denote by X+Y the family (Xi+Yi)i∈I, of formal power series in A[[X,Y]]. It is clear that we can substitute Xi+Yi for Xi in a formal power series u∈A[[X]], the result being written u(X+Y). For each ν∈N(I) we denote by Δνu the coefficient of Yν in the formal power series u(X+Y) considered as belonging to A[[X]][[Y]] (III, p. 456). In other words, we have
u(X+Y)=ν∑Δνu(X)⋅Yν(u∈A[[X]]).
Substituting (0,X) for (X,Y) we obtain
u(X)=ν∑Δνu(0)⋅Xν;
In other words, the constant term of Δνu is the coefficient of Xν in u. Since the mapping u↦u(X+Y) of A[[X]] into A[[X,Y]] is continuous, the mappings u↦Δνu of A[[X]] into itself are again continuous.
As in the case of polynomials (IV, p. 7) we can prove the formulae
Δσ(uv)=v+ρ=σ∑Δν(u)Δρ(v),
ΔρΔσu=ρ!σ!(ρ+σ)!Δρ+σu.
The binomial formula (I, p. 99, Cor. 2) gives the following value for Δνu when u=∑λαλXλ
Δνu=λ∑αλ+νλ!ν!(λ+ν)!Xλ.
Consider in particular the case ν=ϵi, that is νi=1,νj=0 for j=i. We shall put Diu=Δϵiu; put differently, Diu is the coefficient of Yi in u(X+Y). By (10) we thus have
Diu=λ∑(λi+1)αλ+ϵiXλ;
in particular we have Di(Xi)=1 and Di(Xj)=0 for j=i. The formula (8) shows that Di is a derivation of A[[X]], and from (9) we deduce the relation
Dνu=ν!Δνu
as in the case of polynomials (IV, p. 8) (we have put Dν=∏i∈IDiνi for ν=(νi)i∈I, in N(I)). When A is a Q-algebra, the formulae (6), (7) and (12) imply the « Taylor formulae »:
u(X+Y)=∑ν!1Dνu(X)⋅Yν,
u(X)=∑ν!1Dνu(0)⋅Xν.
*Remarks. — 1) We often say that Diu is the partial derivative of u with respect to X, ; we also use the notation Dxiu,∂xi∂u and uxi′. For a single indeterminate X the unique partial derivative Du (also written dXdu or u′) is called the derivative of u.
2) The formula (9) shows that the endomorphisms Ap of the A-module A[[X]] commute painvise. Hence the same holds of the endomorphisms Di.
3) If u∈A[(Xi)i∈I] is a polynomial, the polynomials Apu and Diu defined in IV, p. 6 and 7 coincide with the formal power series denoted by the same symbols.
6. Derivations in the algebra of formal power series
Let I be a set, E an associative, commutative and unital linearly topologized, separated and complete A-algebra, and x=(xi)i∈I a family of elements of E satisfying conditions a) and b) of Prop. 4 (IV, p. 28). Let φ be the continuous homomorphism u↦u(x) of A[[I]] into E ; it equips E with an A[[I]]-module structure. By III, p. 552, an A-derivation D of A[[I]] into the A[[I]]-module E is thus an A-linear mapping D:A[[I]]→E satisfying the relation
D(uv)=u(x)⋅D(v)+D(u)⋅v(x)
for u,v in A[[I]].
Proposition 7
— Let (yi)i∈I, be a family of elements of E. When I is infinite, we assume that yi tends to 0 along the filter of complements of finite subsets of I. There exists then a unique continuous A-derivation D of A[[I]] into the A[[I]]*-module* E such that D(Xi)=yi for all i∈I. We have
Since 0 admits in E a fundamental system of neighbourhoods consisting of ideals, the family ((Diu)(x)⋅yi)i∈I is summable in E for all u∈A[[I]] (Gen. Top., III, p. 263, Cor. 2). Formula (16) thus defines an A-linear mapping D:A[[I]]→E. We leave the reader to verify that D is a continuous derivation.
Let D1 be a continuous A-derivation of A[[I]] into E, such that D1(Xi)=yi for all i∈I. The kernel of the continuous derivation D−D1 is a closed subalgebra B of A[[I]] containing 1 and the indeterminates Xi. Since the polynomial algebra A[(Xi)i∈I] is dense in A[[I]], we have B=A[[I]] and so D1=D.
Corollary 1
— *Let A be a continuous derivation of the A-algebra E. For every formal power series u∈A[[I]] the family ((Diu)(x)⋅Δxi)i∈I is summable and we have
— *Let f∈A[[X1,...,Xs]] and gi∈A[[Y1,...,Yq]] for 1≤i≤p. Suppose that for 1≤i≤p the constant term of gi is zero, and put h=f(g1,...,gp). Then for 1≤j≤q we have
This is the special case E=A[[Y1,...,Ys]], xi=qi and A=∂/∂Yj of Cor. 1.
Proposition 8
— *Let X=(Xi)i, be a finite family of indeterminates. (i) Every derivation of the ring of formal power series A[[X]] is continuous. (ii) Every derivation of the polynomial ring A[X] into the ring of formal power series A[[X]] extends in a unique fashion to a derivation of the ring A[[X]]. (iii) The family (Di)i∈I is a basis of the A[[X]]-module of A-derivations of A[[X]] into itself. Let bn be the set of all formal power series of order ≥n. It is clear that bn is an ideal in the ring A[[X]], generated by the monomials of degree n. Hence bn consists of finite sums of products of n formal power series without constant terms; if D is a derivation of A[[X]], we have
D(f1⋯fn)=i=1∑nf1⋯fi−1D(fi)fi+1⋯fn,
whence it follows at once that Dbn⊂bn−1 for n≥1. Since the sequence (bn)n≥0 is a fundamental system of neighbourhoods of 0 in A[[X]] (IV, p. 26 remark), D is continuous and (i) is proved.
Let A be a derivation of A[X] into A[[X]]. Arguing as before, we can show that A(h) belongs to b,−1, for every homogeneous polynomial h of degree n≥1. Now let u∈A[[X]] and let un be the homogeneous component of degree n of u. Since A(un)∈b,−1 for n≥1, the family (A(u)),…, is summable in A[[X]] and we can define a derivation D of A[[X]] into itself by
D(u)=n≥0∑Δ(un)
We have D(bn)⊂bn−1, hence D is a continuous endomorphism of the additive group of A[[X]]. The mapping Φ:(u,v)↦D(uv)−uD(v)−D(u)v of A[[X]]×A[[X]] into A[[X]] is continuous and zero on A[X]×A[X]. Since A[X] is dense in A[[X]], we have Φ=0; in other words, D is a derivation of A[[X]] into itself, extending A.
Finally, A[X] is dense in A[[X]] and every derivation of A[[X]] is continuous by (i); hence there exists a unique extension of A to a derivation of A[[X]]. This proves (ii).
It remains to prove (iii). Formula (18) (IV, p. 33) shows that the family (Di)i∈I is linearly independent over A[[X]], and formula (16) (IV, p. 32), applied in the case E=A[[X]], shows that every A-derivation is a linear combination of the Di with coefficients in A[[X]].
Proposition 9
— Let (uλ)λ∈L be a summable family of elements of A[[I]] without constant term and D a continuous derivation of the A-algebra A[[I]]. If f=∏λ∈L(1+uλ) (IV, p. 27, Prop. 2), then the family (Duλ/(1+uλ))λ∈L is summable and we have
If g and h are two invertible elements of A[[I]], then
D(gh)=h⋅Dg+g⋅Dh
whence on division by gh,
D(gh)/gh=D(g)/g+D(h)/h.
For every finite subset M of L put fM=∏λ∈M(1+uλ). From (21) we deduce by induction on Card M the relation
D(fM)/fM=λ∈M∑D(uλ)/(1+uλ)
This proves Prop. 9 when L is finite. Now suppose that L is infinite and write F for the filtered ordered set of finite subsets of L. We have limFfM=f, and hence (IV, p. 30 remark)
D(f)/f=FlimD(fM)/fM.
Now Prop. 9 follows by passage to the limit in (22).
7. The solution of equations in a formal power series ring
Lemma 2
Let* (gi)ibe a family of elements of order≥2inA[[I]]. WhenIis infinite, assume thatgitends to 0 along the filter of complements of finite subsets ofI. There exists one and only one automorphism T of the topological A*-algebra* A[[I]]such thatT(Xi)=Xi+gifor alli∈I. *Further,
The series fi=Xi+gi has no constant term and when I is infinite, fi tends to 0 along the filter of complements of finite subsets of I. Therefore (IV, p. 28, Prop. 4) there exists precisely one continuous endomorphism T of the A-algebra A[[I]] such that T(Xi)=fi for all i∈I. For each ν∈N′ we put
vν=T(Xν)−Xν=i∈I∏(Xi+gi)ν(i)−i∈I∏Xiν(i);
the relations ω(gi)≥2 imply w(vν)≥∣ν∣+1, and the relation (23) follows at once from this.
Let us show that T is injective. Given u∈A[[I]] such that T(u)=0, by (23) we have w(u)≥w(u)+1, which is impossible if u=0 because w(u) would then be a positive integer.
For every formal series v in A[[I]] we denote by Hn(v) its homogeneous component of degree n. Let us put S0(v)=H0(v) and define the continuous mappings S,:A[[I]]→A[[I]] by the recursion equations
(24)
Sn(v)=Hn(v−T(k=0∑n−1Sk(v)))forn≥1
Put S(v)=∑n≥0Sn(v); if ν∈N(I) and n=∣ν∣, then the coefficient Sν(v) of Xν in S(v) is equal to that of Xν in S,(ν); since S, is a continuous mapping, the mapping Sν:A[[I]]→A is continuous. Hence, by the definition of the product topology on A[[I]]=AN(I), the mapping S:A[[I]]→A[[I]] is continuous.
We shall prove the relation T(S(v))=v for all v∈A[[I]] which will complete the proof of the lemma. Let v∈A[[I]], un=Sn(v) and u=S(v). Let n be a positive integer such that
(25)n
ω(v−T(u))≥n.
We have w(u−(u0+…+un−1))≥n, whence
ω(T(u)−T(u0+…+un−1)−un)≥n+1
by (23). Now the recursion equation (24) shows that
un=Hn(v−T(u0+⋯+un−1))
By (26) the formal power series v−T(u) and v−T(u0+…+un−1)−un have the same homogeneous component of degree n, and this component is zero, by (27). We thus have w(v−T(u))≥n+1, that is (25)n implies (25)n+1. Since (25)0 clearly holds, we thus have ω(v−T(u))≥n for every integer n≥0, whence v=T(u)=T(S(v)), as was to be proved.
For the rest of this No. we shall, for any set I, denote by A{I} the set of families (fi)i∈I satisfying the following conditions: (i) for each i∈I, fi is an element of A[[I]] without constant term; (ii) if I is infinite, fi tends to 0 along the filter of complements of finite subsets of I.
The set A{I} is a monoid for the composition law (f,g)↦f∘g, with {Xi}i∈I as unit element. The set of invertible elements of A{I} is thus a group.
On the other hand, let E be the monoid of all continuous unital endomorphisms of the A-algebra A[[I]] leaving the ideal of all formal power series without constant term invariant. If f∈A{I} and g∈A[[I]], then the element g(f) is defined. For fixed f, the mapping g↦g(f) of A[[I]] into itself is an element Wf of E. If f1,f2∈A{I} and g∈A[[I]], we have, by formula (5) (IV, p. 30)
hence f↦Wf is a homomorphism of the monoid opposite to A{I} into E. By Prop. 4 (IV, p. 28) this homomorphism is bijective.
Let f=(fi)i∈I∈A{I} and let ∑j∈IαijXj be the homogeneous component of degree 1 of fi. For any fixed j in I we have αij=0 except for a finite number of suffixes i, by hypothesis (ii) above. If (λi)∈A(I), we thus have (∑j∈Iαijλj)∈A(I).
We denote by Tf the A-linear mapping 1
(λi)↦j∈I∑αijλj
of A(I) into A(I). If g∈A{I}, it is easily verified that
Tf∘g=Tf∘Tg.
1 Sometimes Tf is called the linear mapping tangent to f.
Proposition 10
— Let f∈A{I}; then the following conditions are equivalent : (i) f is invertible in A{I} for the law ∘; (ii) Tf is invertible in the ring End(A(I)).
The implication (i) ⇒ (ii) is immediate from (28). Suppose now that Tf is invertible in End(A(I)). There exists g=(gi)i∈A{I} such that each gi is homogeneous of degree l and Tg∘Tf is the identity mapping of A(I). Write h=g∘f; then (28) shows that Th is the identity mapping of A(I), which is equivalent to the assertion ω(hi−Xi)≥2. By Lemma 2 of IV, p. 35h is therefore invertible in A{I}. It is clear that g is invertible in A{I}, hence f is invertible in A{I}.
Corollary
— Let fi(Y1,Y2,…,Yq,X1,X2,…,Xp) (1≤i≤q) be q formal power series without constant term in A[[Y1,…,Yq,X1,…,Xp]]. If the constant term of the formal power series D=det(∂Yj∂fi) is invertible in A, then there exists precisely one system of q formal power series u1(X1,…,Xp),…,uq(X1,…,Xp) such that
fi(u1,…,uq,X1,…,Xp)=0(1≤i≤q).
Put fq+1=X1,…,fq+p=Xp, f=(f1,…,fp+q), then detTf is equal to the constant term of D, hence invertible in A; therefore Tf is invertible. By Prop. 10 there exist formal power series without constant term
g1,…,gq+p∈A[[Y1,…,Yq,X1,…,Xp]]
such that on writing
g=(g1,…,gp+q),1p+q=(Y1,…,Yq,X1,…,Xp)
we have f∘g=g∘f=1p+q. The relation f∘g=1p+q, in particular gives
gq+1=X1,…,gq+p=Xp.
Hence
fi(g1,…,gq,X1,…,Xp)=Yi(1≤i≤q).
Now put
ui(X1,…,Xp)=gi(0,…,0,X1,…,Xp)(1≤i≤q);
substituting 0 for each Yi in (30) we obtain the desired relation (29).
Cites 1
Conversely, suppose that the formal power series u1,…,uq in the ring A[[X1,…,Xp]] satisfy the relation (29). The relation g∘f=1p+q implies
gi(f1,…,fq,X1,…,Xp)=Yi(1≤i≤q);
and substituting ui for Yi for 1≤i≤q in (32), we obtain (31), whence the uniqueness of the solution of the system (29).
8. Formal power series over an integral domain
Proposition 11
— Suppose that A is an integral domain.
(i) The ringA[[I]]is again an integral domain.
(ii) Ifu,vare non-zero elements ofA[[I]], thenω(uv)=ω(u)+ω(v).
For each J⊂I let φJ be the homomorphism of A[[I]] into A[[J]] obtained by substituting in each element of A[[I]], Xi for Xi when i∈J and 0 for Xi when i∈I−J. Let u,v be non-zero elements of A[[I]], p=ω(u), q=ω(v); there exists a finite subset J of I such that
φJ(u)=0,φJ(v)=0,ω(φJ(u))=p,ω(φJ(v))=q.
Let a (resp. b) be the homogeneous component of degree p (resp. q) of φJ(u) (resp. φJ(v)). Since J is finite, a and b are polynomials. We have a=0,b=0, hence ab=0 (IV, p. 9, Prop. 8). Hence φJ(u)φJ(v) is non-zero, of order p+q. It follows that uv=0 and ω(uv)≤p+q; but clearly ω(uv)≥p−q.
9. The field of fractions of the ring of formal power series in one indeterminate over a field
If K is a commutative field, we shall denote by K((X)) the field of fractions of the integral domain K[[X]].
Proposition 12
— Every non-zero elementuofK((X))may be written in a unique way asu=Xkv, wherek∈Zandvis a formal power series inXof order 0.
Let u=w/t, where w,t are non-zero elements of K[[X]]. We have w=Xrw1,t=Xst1, where r,s∈N and w1,t1 are formal power series of order 0, hence invertible in K[[X]] (IV, p. 30, Prop. 6). Then u=Xr−sw1t1−1 and w1t1−1 is a formal power series of order 0.
Let us prove the uniqueness. Suppose that u=Xk1v1=Xk2v2 where k1,k2∈Z and v1,v2 are formal power series of order 0. Since Xk1−k2=v2v1−1 is a formal power series of order 0, we have k1=k2 whence v1=v2 and this proves the uniqueness assertion.
We shall say that the elements of K((X)) are generalized formal power series in X with coefficients in K, or simply formal power series when no confusion can arise (the elements of K[[X]] are then called formal power series with positive exponents); if u=0, the integer k defined in Prop. 12 is also called the order of u and is written ω(u), even if it is <0; we also put ω(0)=∞. It may be verified at once that
still hold for generalized formal power series. In particular, if u=0, then w(u−1)=−w(u). \* In other words (Comm. Alg., VI, § 3, No. 6, p. 392, Def. 3), w is a normalized discrete valuation of the field K((X)). \*
For each integer n∈Z let pn be the set of all u∈K((X)) such that ω(u)≥n. Then (p.), , , is a decreasing sequence of subgroups of the additive group K((X)), with intersection 0 ; there exists thus a topology on K((X)), invariant under translation, for which (pn)n∈Z is a fundamental system of neighbourhoods of 0 (Gen. Top., III, p. 223). We can easily verify that K((X)) is a topological field (Gen. Top., III, p. 281) and that K[[X]] is an open and closed subspace of K((X)).
Let (αn)n∈Z be a family of elements of K, and suppose that there exists an integer N such that an=0 for all n<N. Then the family' (αnXn)n∈Z is summable in K((X)) (Gen. Top., III, p. 263, Cor.) ; put u=∑n∈ZαnXn, then u=0 if and only if an=0 for all n; otherwise the order of u is the least integer k such that αk=0. Finally every element of K((X)) may be written in a unique fashion in the form ∑n∈ZαnXn, where the sequence (αn) satisfies α−n=0 for all sufficiently large n.
Since the ring K[X] is a subring of K[[X]], every rational fraction u/v∈K(X) (u, v being polynomials in X) may be identified with the (generalized) formal power series uv−1 of K((X)), which we shall call its expansion at the origin ; the field K(X) is thus identified with a subfield of K((X)).
10. Exponential and logarithm
By the exponential power series we shall understand the element ∑n≥0n!Xn of Q[[X]]; it will be denoted by exp X or eX.
The series l and e have no constant term and their terms of degree 1 are equal to X. By Prop. 10 of IV, p. 37 it suffices to prove the formula l(e(X))=X. By the formulae (36) and (37) and Cor. 3 of IV, p. 33 we have
D(l(e(X)))=(1+e(X))−1D(e(X))=(eX)−1eX=1
whence I(e(X))=X.
Let K be a Q-algebra, then the elements of K[[I]] without constant term form a commutative group E under addition. The elements of K[[I]] with constant term 1 form a commutative group A under multiplication (IV, p. 30). For each f∈E, we can define the elements e∘f and I∘f of E, and by Prop. 14 above, the mappings f↦l∘f and f↦e∘f are mutually inverse permutations of E; clearly they are continuous. Since expX=e(X)+1, we see that the exponential mapping f↦expf=e∘f+1 is a continuous bijection of E onto M. By formula (4) of IV, p. 29 and Prop. 13, we have exp(f+g)=(expf)(expg) for f,g∈E. Thus the exponential is an isomorphism of the topological group E onto the topological group A.
The inverse isomorphism of M onto E is called the logarithm and is written g↦logg. We thus have logg=l(g−1) for g in M, and in particular,
(38)
log(1+X)=l(X).
Since the logarithm is a homomorphism of M into E, the formula (1+X)(1+Y)=1+(X+Y+XY) implies
(39)
l(X)+l(Y)=l(X+Y+XY).
Let (uλ)λ∈L be a summable family of elements of B, then the family (expuλ)λ∈L is multipliable and we have
(40)
exp(λ∈L∑uλ)=λ∈L∏expuλ.
Similarly, if (fλ)λ∈L is a multipliable family of elements of A, the family (logfλ)λ∈L is summable and we have
(41)
log(λ∈L∏fλ)=λ∈L∑logfλ.
Let g∈A, and let D be a continuous derivation of K[[I]]. We have logg=l(g−1), hence by Cor. 3 of IV, p. 33 and (37) we have
(42)
Dlogg=D(g)/g.
The expression D(g)/g is called the logarithmic derivative of g (relative to D).