Bourbaki

§ 4. Formal power series

1. Definition of formal power series. Order

Let I be a set. We recall (III, p. 454 and 456) that the total algebra of the monoid N(I)N^{(I)} over A is called the algebra of formal power series with respect to the indeterminates Xi (i∈I)X_i \ (i \in I) (or in the indeterminates XiX_i) with coefficients in A. It is denoted by A[[Xi]]i∈IA[[X_i]]_{i \in I} or A[[((Xi)i∈I]]A[[((X_i)_{i \in I}]] or also A[[X]]A[[X]], ondenoting by X the family (Xi)i∈I(X_i)_{i \in I}: in this paragraph we shall mainly use the notation A[[I]]A[[I]]. Sometimes it is convenient to designate the canonical image in A[[I]]A[[I]] of the element i of I by a symbol other than XiX_i, for example Yi,Zi,Ti,…Y_i, Z_i, T_i, \ldots; the conventions used in this case are analogous to those for polynomials (IV, p. 1). The algebra A[[I]]A[[I]] is then designated by A[[Yi]]i∈IA[[Y_i]]_{i \in I}, or A[[Y]]A[[Y]] etc.

When I is a finite set of p elements, we also say that A[[I]]A[[I]] is an algebra of formal power series in p indeterminates. These algebras are all isomorphic, for fixed p. An algebra of formal power series in 1, 2, ... indeterminates will also be denoted by A[[X]]A[[X]], A[[U,V]]A[[U, V]], ..., the set I of indices not being specified.

A formal power series u is conventionally written u=∑ν∈N(I)aνXνu = \sum_{\nu \in N^{(I)}} a_\nu X^\nu (cf. IV, p. 1).

The αν\alpha_\nu are the coefficients of uu; there may be infinitely many of them ≠0\neq 0. The aνXνa_\nu X^\nu are called terms of uu; for u to be a polynomial it is necessary and sufficient that uu should have only a finite number of terms ≠0\neq 0. The terms aνXνa_\nu X^\nu such that |ν| = p are called the terms of total degree p. The formal power series up=∑∣ν∣=pανXνu_p = \sum_{|\nu|=p} \alpha_\nu X^\nu is called the homogeneous component of degree p of u (it is a polynomial when I is finite); u0u_0 is identified with an element of A called also the constant term of u. We say that u is homogeneous of degree p if u=upu = u_p. If u,v∈A[[I]]u, v \in \mathbf{A}[[\mathrm{I}]] and w=uvw = uv, we have

(1)

wp=∑q+r=puqvr w_p = \sum_{q+r=p} u_q v_r
for every integer p≥0p \geq 0.

We recall (III, p. 456), that the order ω(u)\omega(u) of a formal power series u≠0u \neq 0 is the least integer p such that up≠0u_p \neq 0. We shall agree to adjoin to Z an element written ∞\infty and extend the order relation and addition from Z to Z∪{∞}Z \cup \{\infty\} by the conventions

n<∞,∞+∞=∞,∞+n=n+∞=∞ n < \infty,\quad \infty + \infty = \infty,\quad \infty + n = n + \infty = \infty
for every n∈Zn \in Z; we also put ω(0)=∞\omega(0) = \infty. With these conventions we have the relations
ω(u+v)≥inf⁡(ω(u),ω(v)),ω(u+v)=inf⁡(ω(u),ω(v)) if ω(u)≠ω(v),ω(uv)≥ω(u)+ω(v), \begin{align*} \omega(u+v) &\geq \inf(\omega(u), \omega(v)), \\ \omega(u+v) &= \inf(\omega(u), \omega(v)) \text{ if } \omega(u) \neq \omega(v), \\ \omega(uv) &\geq \omega(u) + \omega(v), \end{align*}
for any formal power series uu and vv in A[[I]]\mathbf{A}[[\mathrm{I}]].

We recall (III, p. 457) that for any subset J of I we identify A[[I]]\mathbf{A}[[\mathrm{I}]] with A[[I−J]][[J]]\mathbf{A}[[\mathrm{I}-J]] [[\mathrm{J}]], which allows us to define the order ωJ(u)\omega_J(u) of a formal power series with respect to the XjX_j (j∈Jj \in J), the homogeneous component of uu with respect to the XjX_j (j∈Jj \in J) etc.

Let φ\varphi be a homomorphism of A into a ring B. We extend φ\varphi to a homomorphism φ‾\overline{\varphi} of A[[I]]\mathbf{A}[[\mathrm{I}]] into B[[I]]B[[\mathrm{I}]] by letting each formal power series u=∑ανXνu = \sum \alpha_\nu X^\nu correspond to the formal power series ∑φ(αν)Xν\sum \varphi(\alpha_\nu) X^\nu; we say that the latter is obtained by applying φ\varphi to the coefficients of the formal power series u. We shall sometimes write φu^\varphi u for φ‾(u)\overline{\varphi}(u).

In particular if A is a subring of B and φ\varphi the canonical injection of A into B, then the homomorphism φ‾\overline{\varphi} of A[[I]]\mathbf{A}[[\mathrm{I}]] into B[[I]]B[[\mathrm{I}]] is injective; we shall in general identify A[[I]]\mathbf{A}[[\mathrm{I}]] with a subring of B[[I]]B[[\mathrm{I}]] by means of φ‾\overline{\varphi}.

2. Topology on the set of formal power series. Summable families

By definition A[[I]]\mathbf{A}[[\mathrm{I}]] is nothing other than the product set AN(I)\mathbf{A}^{N^{(I)}}. Except for express mention to the contrary we shall equip A with the discrete topology and A[[I]]\mathbf{A}[[\mathrm{I}]] with the product topology (Gen. Top. I, p. 31 f.) which we shall call the canonical topology. Equipped with addition and the discrete topology, AA is a separated and complete topological group; hence for addition A[[I]]A[[I]] is a separated and complete topological group (Gen. Top., III, p. 238 and 242 and Gen. Top., II, p. 187). Moreover the algebra A[(Xi)i∈I]A[(X_i)_{i \in I}] of polynomials is dense in A[[I]]A[[I]] (Gen. Top., III p. 238, Prop, 25) and we may thus consider A[[I]]A[[I]] as the completion of A[(Xi)i∈I]A[(X_i)_{i \in I}].

For each β∈N(I)\beta \in \mathbf{N}^{(I)} let SβS_\beta be the set of multi-indices ν\nu such that ν≤β\nu \leq \beta and let aβa_\beta be the set of formal power series u=∑ανXνu = \sum \alpha_\nu X^\nu such that aν=0a_\nu = 0 for ν∈Sβ\nu \in S_\beta. Clearly SβS_\beta is a finite subset of N(I)\mathbf{N}^{(I)}, and every finite subset of N(I)\mathbf{N}^{(I)} is contained in a set of the form SβS_\beta. It follows that the family (aβ)β∈N(I)(a_\beta)_{\beta \in \mathbf{N}^{(I)}} is a fundamental system of neighbourhoods of 0 in A[[I]]A[[I]]. The sets aβa_\beta are ideals in A[[I]]A[[I]], hence (Gen. Top., III, p. 275) A[[I]]A[[I]] is a topological ring.

Lemma 1

Let LL be an infinite set and (uλ)λ∈L(u_\lambda)_{\lambda \in L} a family of elements of A[[I]]A[[I]], and put uλ=∑αλ,νXνu_\lambda = \sum \alpha_{\lambda,\nu} X^\nu for λ∈L\lambda \in L. Then the following conditions are equivalent: (i) The family (uλ)λ∈L(u_\lambda)_{\lambda \in L} is summable (Gen. Top., III, p. 262) in A[[I]]A[[I]]. (ii) We have lim⁡uλ=0\lim u_\lambda = 0, taken along the filter of complements of finite subsets of LL. (iii) For every ν∈N(I)\nu \in \mathbf{N}^{(I)} we have αλ,ν=0\alpha_{\lambda,\nu} = 0 except for a finite number of indices λ∈L\lambda \in L.

Cites 2

Cites TG III § 5. Infinite sums in commutative groups, Proposition 4, TG III § 5

When these conditions hold, the series u=∑λ∈Luλu = \sum_{\lambda \in L} u_\lambda is equal to ∑ανXν\sum \alpha_\nu X^\nu with aν=∑λ∈Lαλ,νa_\nu = \sum_{\lambda \in L} \alpha_{\lambda,\nu} for each ν∈N(I)\nu \in \mathbf{N}^{(I)}.

The equivalence of (i) and (ii) follows from Cor. 2 of Gen. Top., III, p. 263. The equivalence of (ii) and (iii) follows from the properties of limits in a product space (Gen. Top., I, p. 55, Cor. 1). The last assertion follows from Prop. 4 of Gen. Top., III, p. 266.

Let us give some examples of summable families. a) Let u∈A[[I]]u \in A[[I]] and let aνa_\nu be the coefficient of XνX^\nu in uu. The family (ανXν)ν∈N(I)(\alpha_\nu X^\nu)_{\nu \in \mathbf{N}^{(I)}} is then summable, with sum uu (which justifies writing u=∑ανXνu = \sum \alpha_\nu X^\nu).

b) Let u∈A[[I]]u \in A[[I]]; for every integer p≥0p \geq 0 let upu_p be the homogeneous component of degree pp of uu. Then the family (up)p≥0(u_p)_{p \geq 0} is summable and we have u=∑p≥0upu = \sum_{p \geq 0} u_p.

c) Let (uλ)λ∈L(u_\lambda)_{\lambda \in L} be a family of elements of A[[I]]A[[I]] and suppose that for every integer n≥0n \geq 0 the set of λ∈L\lambda \in L such that ω(uλ)<n\omega(u_\lambda) < n is finite. Then the family (uλ)λ∈L(u_\lambda)_{\lambda \in L} is summable.

Remark

— Suppose that II is finite. For every integer n≥0n \geq 0 let bnb_n be the set of formal power series u∈A[[I]]u \in A[[I]] such that ω(u)≥n\omega(u) \geq n. The sequence (bn)n≥0(b_n)_{n \geq 0} is a fundamental system of neighbourhoods of 0 in A[[I]]\mathbf{A}[[\mathbf{I}]]. Therefore a family of elements uλu_\lambda of A[[I]]\mathbf{A}[[\mathbf{I}]] (λ∈L\lambda \in L) is summable if and only if for every n∈Nn \in \mathbf{N} the set of A∈L\mathbf{A} \in L such that ω(uλ)<n\omega(u_\lambda) < n is finite.

Proposition 1

Let* (uλ)λ∈L(u_\lambda)_{\lambda \in L} and (vμ)μ∈M(v_\mu)_{\mu \in M} be two summable families of elements of A[[I]]\mathbf{A}[[\mathbf{I}]]. Then the family (uλvμ)(λ,μ)∈L×M(u_\lambda v_\mu)_{(\lambda, \mu) \in L \times M} *is summable and we have

Cites 1

Cites TG III § 5. Infinite sums in commutative groups

∑(λ,μ)∈L×Muλvμ=(∑λ∈Luλ)(∑μ∈Mvμ) \sum_{(\lambda, \mu) \in L \times M} u_\lambda v_\mu = \left( \sum_{\lambda \in L} u_\lambda \right) \left( \sum_{\mu \in M} v_\mu \right)

Let (αλ,ν)ν∈N(I)(\alpha_{\lambda, \nu})_{\nu \in \mathbf{N}^{(I)}} (resp. (βμ,ν)ν∈N(I)(\beta_{\mu, \nu})_{\nu \in \mathbf{N}^{(I)}}) be the family of coefficients of uλu_\lambda (resp. vνv_\nu). For each ν∈N(I)\nu \in \mathbf{N}^{(I)} there exists only a finite number of pairs (ν1,ν2)∈N(I)×N(I)(\nu_1, \nu_2) \in \mathbf{N}^{(I)} \times \mathbf{N}^{(I)} such that ν1+ν2=ν\nu_1 + \nu_2 = \nu, hence only a finite number of pairs (λ,μ)∈L×M(\lambda, \mu) \in L \times M such that the coefficient of XνX^\nu in uλvμu_\lambda v_\mu is ≠0\neq 0. Hence the family (uλvμ)(λ,μ)∈L×J(u_\lambda v_\mu)_{(\lambda, \mu) \in L \times \mathscr{J}} is summable. Now the formula (2) follows from the associativity of the sum (Gen. Top., III, p. 265, formula (2)).

In A[[I]]\mathbf{A}[[\mathbf{I}]] the product is an associative and commutative composition law. We may therefore speak of a multipliable family of elements of A[[I]]\mathbf{A}[[\mathbf{I}]] and of the product of a multipliable family (Gen. Top., III, p. 262, remark 3).

Proposition 2

Let* (uλ)λ(u_\lambda)_\lambda be a summable family of elements of A[[I]]\mathbf{A}[[\mathbf{I}]]. (i) The family (1+uλ)λ(1 + u_\lambda)_\lambda is multipliable. (ii) Let T\mathfrak{T} be the set of all finite subsets of LL. For any M∈SM \in \mathscr{S} put uM=∏λ∈Muλu_M = \prod_{\lambda \in M} u_\lambda. Then the family (uM)M∈T(u_M)_{M \in \mathfrak{T}} *is summable and we have

Cited by 2

Cited by Proposition 9, IV § 6. Symmetric functions

∑M∈TuM=∏λ∈L(1+uλ). \sum_{M \in \mathfrak{T}} u_M = \prod_{\lambda \in L} (1 + u_\lambda).

Let us define the ideals aβ\mathfrak{a}_\beta as at the beginning of this No., and let β∈N(I)\beta \in \mathbf{N}^{(I)}. There exists a finite subset L0L_0 of LL such that uλ∈aβu_\lambda \in \mathfrak{a}_\beta for λ∉L0\lambda \notin L_0. Then for every M∈SM \in \mathscr{S} such that M⊄L0M \not\subset L_0 we have uM∈aβu_M \in \mathfrak{a}_\beta. It follows that the family (uM)M∈T(u_M)_{M \in \mathfrak{T}} is summable. On the other hand, for any finite subset M0M_0 of LL we have

∑M⊂M0uM=∏λ∈M0(1+uλ). \sum_{M \subset M_0} u_M = \prod_{\lambda \in M_0} (1 + u_\lambda).

Taken along the filtered ordered set T\mathfrak{T}, the left-hand side has as limit ∑M∈TuM\sum_{M \in \mathfrak{T}} u_M. Hence the right-hand side has as limit ∑M∈TuM\sum_{M \in \mathfrak{T}} u_M, which proves (i) and (ii) at the same time.

Proposition 3

Let* u=∑aνXν∈A[[I]]u = \sum a_\nu X^\nu \in \mathbf{A}[[\mathbf{I}]] and mm an integer >0> 0. For every n∈Nn \in \mathbf{N} let (αν,n)ν∈N(I)(\alpha_{\nu, n})_{\nu \in \mathbf{N}^{(I)}} be the family of coefficients of unu^n. If α0m=0\alpha_0^m = 0, then αν,n=0\alpha_{\nu, n} = 0 for n≥∣ν∣+mn \geq |\nu| + m.

Cited by 1

Cited by Corollary

Let ν∈N(I)\nu \in \mathbf{N}^{(I)} and n∈Nn \in \mathbf{N}. We have

αν,n=∑ν(1)+⋯+ν(n)=ναν(1)⋯αν(n). \alpha_{\nu,n} = \sum_{\nu(1) + \cdots + \nu(n) = \nu} \alpha_{\nu(1)} \cdots \alpha_{\nu(n)} .

If n≥∣ν∣+mn \geq |\nu| + m and ν(1)+⋯+ν(n)=v\nu(1) + \cdots + \nu(n) = v, we have ∣ν(1)∣+⋯+∣ν(n)∣≤n−m|\nu(1)| + \cdots + |\nu(n)| \leq n - m. We thus have v(r)=0v(r) = 0 and so αv(r)=ar\alpha_{v(r)} = a_r, for at least mm distinct values of rr; it follows that αν(1)⋯αν(n)=0\alpha_{\nu(1)} \cdots \alpha_{\nu(n)} = 0, whence the result.

Corollary

— Let u∈A[[I]]u \in A[[I]]; then for lim⁡n→∞un=0\lim_{n \to \infty} u^n = 0 to hold it is necessary and sufficient that the constant term of uu should be nilpotent.

Cites 1 · Cited by 1

Cites Proposition 3

Cited by Proposition 4

Let a0a_0 be the constant term of uu. The constant term of unu^n is α0n\alpha_0^n, hence the stated condition is necessary; it is sufficient by Prop. 3.

3. Substitutions

Let EE be an AA-algebra. A topology on EE is said to be linear if it is invariant under translation and if there exists a fundamental system of neighbourhoods of 0 consisting of ideals of EE (Gen. Top., III, p. 223). The topology on EE is then compatible with its AA-algebra structure (when AA carries the discrete topology). An AA-algebra with a linear topology is called a linearly topologized AA-algebra.

Proposition 4

— Let II be a set and EE an associative, commutative, unital, linearly topologized separated complete AA-algebra.

Cites 2 · Cited by 3

Cites § 4. Formal power series, Corollary

Cited by § 4. Formal power series, Lemma 2, IV § 6. Symmetric functions

(i) Let φ\varphi be a continuous homomorphism of A[[I]]A[[I]] into EE and xi=φ(Xi)x_i = \varphi(X_i). Then: (a) for all i∈Ii \in I, xinx_i^n tends to 0 as nn tends to +∞+ \infty; (b) if II is infinite, xix_i tends to 0 along the filter of complements of finite subsets of II.

(ii) Let x=(xi)ix = (x_i)_i, I_I be a family of elements of EE satisfying a) and b) of (i). Then there exists one and only one unital continuous homomorphism φ\varphi of A[[I]]A[[I]] into EE such that φ(Xi)=xi\varphi(X_i) = x_i for all i∈Ii \in I.

For all i∈Ii \in I, XinX_i^n clearly tends to 0 in A[[I]]A[[I]] as nn tends to +∞+ \infty; on the other hand when II is infinite, XiX_i tends to 0 along the filter of complements of finite subsets of II. This proves (i).

Let (xi)i∈I(x_i)_{i \in I} be a family of elements of EE satisfying conditions a) and b) of (i), let ψ\psi be the homomorphism u↦u((xi)i∈I)u \mapsto u((x_i)_{i \in I}) of A[(Xi)i∈I]A[(X_i)_{i \in I}] into EE, and let VV be a neighbourhood of 0 of EE which is an ideal of EE. By b) there exists a finite subset JJ of II such that xi∈Vx_i \in V for all i∈I−Ji \in I - J. Next there exists by a) an integer n≥0n \geq 0 such that xin∈Vx_i^n \in V for all i∈Ji \in J. Let β\beta be the element of N(I)\mathbf{N}^{(I)} such that βi=n−1\beta_i = n - 1 for i∈Ji \in J and βi=0\beta_i = 0 for i∈I−Ji \in I - J. If we define the ideal aβa_\beta of A[[I]]A[[I]] as at the beginning of No. 2 (IV, p. 26), then

u∈A[(Xi)i∈I]∩aβ⇒ψ(u)∈V u \in A[(X_i)_{i \in I}] \cap a_\beta \Rightarrow \psi(u) \in V

This shows that ψ\psi is continuous if we equip A[(Xi)i∈I]A[(X_i)_{i \in I}] with the topology induced by that of A[[I]]A[[I]]. Since EE is separated and complete, ψ\psi extends to a continuous unital homomorphism φ\varphi of A[[I]]A[[I]] into EE. We have φ(Xi)=ψ(Xi)=xi\varphi(X_i) = \psi(X_i) = x_i for all i∈Ii \in I. Finally let φ′\varphi' be a continuous unital homomorphism of A[[I]]A[[I]] into EE such that φ′(Xi)=xi\varphi'(X_i) = x_i. We have φ′(u)=φ(u)\varphi'(u) = \varphi(u) for all u∈A[(Xi)i∈I]u \in A[(X_i)_{i \in I}], hence φ′=φ\varphi' = \varphi because A[(Xi)i∈I]A[(X_i)_{i \in I}] is dense in A[[I]]A[[I]].

Let us keep the previous notation. If u∈A[[I]]u \in A[[I]], the image of uu by φ\varphi is denoted by u(x)u(x) or u((xi)i∈I)u((x_i)_{i \in I}) (or also u(x1,...,xn)u(x_1, ..., x_n) if I=(1,2,...,n)I = (1, 2, ..., n)) and is called the element of EE obtained by substitution of xix_i for XiX_i in uu, or the value of uu for the values xix_i of the XiX_i or also the value of uu for Xi=xiX_i = x_i. In particular we have u=u((Xi)i∈I)u = u((X_i)_{i \in I}).

Let E′E' be an associative commutative and unital linearly topologized separated and complete AA-algebra. Let λ\lambda be a continuous unital homomorphism of EE into E′E', and (xi)i∈I(x_i)_{i \in I} a family of elements of EE satisfying conditions a) and b) of Prop. 4 (IV, p. 28). The family (λ(xi))i∈I(\lambda(x_i))_{i \in I} satisfies the same conditions a) and b). For every u∈A[[I]]u \in A[[I]] we have

λ(u((xi)i∈I))=u((λ(xi))i∈I), \lambda(u((x_i)_{i \in I})) = u((\lambda(x_i))_{i \in I}),

for the mapping u↦A(u((xi)i∈I))u \mapsto A(u((x_i)_{i \in I})) is a continuous unital homomorphism of A[[I]]A[[I]] into E′E' which transforms XiX_i into λ(xi)\lambda(x_i) for all i∈Ii \in I.

If JJ and KK are two sets, we denote by AJ,KA_{J, K} the set of all families (gj)j∈J(g_j)_{j \in J} satisfying the following conditions: (i) for all j∈Jj \in J, gjg_j is an element of A[[K]]A[[K]] whose constant term is nilpotent; (ii) if JJ is infinite, gjg_j tends to 0 along the filter of complements of finite subsets of JJ.

We note that if JJ is finite, every family of formal power series (gj)j∈J(g_j)_{j \in J} without constant term in A[[K]]A[[K]] belongs to AJ,KA_{J, K}.

Let (gj)j∈J(g_j)_{j \in J} be in AJ,KA_{J, K}. By the Cor. of Prop. 3 (IV, p. 28) we have lim⁡n→∞gjn=0\lim_{n \to \infty} g_j^n = 0 for all j∈Jj \in J. Let f∈A[[J]]f \in A[[J]]; we can substitute gjg_j for the variable of index jj in ff and obtain a formal power series f((gj)j∈J)f((g_j)_{j \in J}) belonging to A[[K]]A[[K]]. Moreover, the mapping f↦f((gj)j∈J)f \mapsto f((g_j)_{j \in J}) is a continuous homomorphism of AA-algebras A[[J]]A[[J]] into A[[K]]A[[K]].

In particular if J=(1,...,p)J = (1, ..., p) and f∈A[[X1,...,Xp]]f \in A[[X_1, ..., X_p]], we can substitute for each XjX_j a formal power series gj∈A[[K]]g_j \in A[[K]] without constant term; the result of this substitution is written f(g1,...,gp)f(g_1, ..., g_p).

Let x=(xk)k∈Kx = (x_k)_{k \in K} be a family of elements of EE satisfying conditions a) and b) of Prop. 4 (IV, p. 28). Let us apply (3), taking for AA the homomorphism u↦u(x)u \mapsto u(x) of A[[K]]A[[K]] into EE; we obtain

f((gj)j∈J)(x)=f((gj(x))j∈J). f((g_j)_{j \in J})(x) = f((g_j(x))_{j \in J}).

Let f=(fi)i∈I∈(A[[J]])If = (f_i)_{i \in I} \in (A[[J]])^I and g=(gj)j∈J∈AJ,Kg = (g_j)_{j \in J} \in A_{J, K}. We denote by f(g)f(g) or f∘gf \circ g the element (fi((gj),ϵJ))i∈I(f_i((g_j),_{\epsilon_J}))_{i \in I} of (A[[K]])I(A[[K]])^I. If f∈AI,Jf \in A_{I, J}, we have f∘g∈A,,Kf \circ g \in A_{,,K} because the mapping f↦f((gj)i,J)f \mapsto f((g_j)_{i, J}) of A[[I]]A[[I]] into A[[K]]A[[K]] is continuous.

Let f∈(A[[J]])If \in (A[[J]])^I, g∈AJ,Kg \in A_{J, K}, h∈AK,Lh \in A_{K, L}. Then g∘h∈AJ,Lg \circ h \in A_{J, L} and by (4), we have

(f∘g)∘h=f∘(g∘h). (f \circ g) \circ h = f \circ (g \circ h).

4. Invertible formal power series

Proposition 5

— In the ring A[[T]]A[[T]] of formal power series in one indeterminate the polynomial 1−T1 - T is invertible, and we have (1−T)−1=∑n=0mTn(1 - T)^{-1} = \sum_{n=0}^m T^n.

Cited by 3

Cited by Proposition 6, Proposition 1, V § 15, LIE I § 1. Definition of Lie algebras

For

(1−T)(∑n=0∞Tn)=∑n=0∞Tn−∑n=0∞Tn+1=1. (1 - T) \left( \sum_{n=0}^\infty T^n \right) = \sum_{n=0}^\infty T^n - \sum_{n=0}^\infty T^{n+1} = 1.

Proposition 6

— *Let u∈A[[I]]u \in A[[I]]; then for uu to be invertible in A[[T]]A[[T]] it is necessary and sufficient that its constant term should be invertible in AA.

Cites 1 · Cited by 3

Cites Proposition 5

Cited by Remark, Proposition 12, Example 4, VIII § 2

Suppose that there exists v∈A[[I]]v \in A[[I]] such that uv=1uv = 1. Let a,βa, \beta be the constant terms of uu and vv, then αβ=1\alpha \beta = 1, so aa is invertible.

Conversely, suppose that the constant term aa of uu is invertible. Then there exists a formal power series t∈A[[I]]t \in A[[I]] such that u=α(1−t)u = \alpha (1 - t) and ω(t)>0\omega(t) > 0. Now there is a ring homomorphism φ:A[[T]]→A[[I]]\varphi : A[[T]] \to A[[I]] such that φ(T)=t\varphi(T) = t, and 1−T1 - T is invertible in A[[T]]A[[T]] (Prop. 5); consequently 1−t1 - t is invertible in A[[I]]A[[I]], and hence so is uu.

Remark

— Let AA be the set of all formal power series with constant term 1. By Prop. 6, MM is a commutative group under multiplication; the multiplicative group of A[[I]]A[[I]] is thus the direct product of MM and the multiplicative group of AA. We shall equip AA with the topology induced from that of A[[I]]A[[I]]. For each β∈N(I)\beta \in \mathbf{N}^{(I)} we have in IV, p. 26 defined the ideal aβa_\beta of A[[I]]A[[I]]; then 1+aβ1 + a_\beta is a subgroup of MM and the family (1+aβ′)(1 + a_{\beta'}) is a fundamental system of neighbourhoods of 1 in MM. Since the multiplication in MM is continuous, we see that AA is a topological group (Gen. Top., III, p. 223); in other words, the mapping f↦f−1f \mapsto f^{-1} is continuous in MM.

Let KK be a commutative field and O\mathscr{O} the subring of the field of rational fractions K((Xi)i∈I)K((X_i)_{i \in I}) formed of rational fractions in which the element 0 of K1K^1 is substitutable. If f∈Of \in \mathscr{O}, we have f=uvf = \frac{u}{v}, where uu and vv are polynomials such that the constant term of vv is ≠0\neq 0, hence vv is invertible in K[[I]]K[[I]]. We can verify at once that the element uv−1uv^{-1} of K[[I]]K[[I]] depends only on ff; we say that the formal power series uv−1uv^{-1} is the expansion at the origin of the rational fraction uv\frac{u}{v}. The mapping f↦uv−1f \mapsto uv^{-1} is an injective homomorphism of O\mathscr{O} into K[[I]]K[[I]]; we shall often identify O\mathscr{O} with its image under this mapping.

Cites 3

Cites § 4. Formal power series, Proposition 6, TG III § 1. Topologies on groups

5. Taylor's formula for formal power series

Let X=(Xi)i∈IX = (X_i)_{i \in I} and Y=(Yi)i∈IY = (Y_i)_{i \in I}, be two families of indeterminates relative to the same index set I. We denote by X+YX + Y the family (Xi+Yi)i∈I(X_i + Y_i)_{i \in I}, of formal power series in A[[X,Y]]A[[X, Y]]. It is clear that we can substitute Xi+YiX_i + Y_i for XiX_i in a formal power series u∈A[[X]]u \in A[[X]], the result being written u(X+Y)u(X + Y). For each ν∈N(I)\nu \in \mathbf{N}^{(I)} we denote by Δνu\Delta^\nu u the coefficient of YνY^\nu in the formal power series u(X+Y)u(X + Y) considered as belonging to A[[X]][[Y]]A[[X]][[Y]] (III, p. 456). In other words, we have

u(X+Y)=∑νΔνu(X)⋅Yν(u∈A[[X]]). u(X + Y) = \sum_\nu \Delta^\nu u(X) \cdot Y^\nu \quad (u \in A[[X]]) .

Substituting (0,X)(0, X) for (X,Y)(X, Y) we obtain

u(X)=∑νΔνu(0)⋅Xν; u(X) = \sum_\nu \Delta^\nu u(0) \cdot X^\nu ;

In other words, the constant term of Δνu\Delta^\nu u is the coefficient of XνX^\nu in uu. Since the mapping u↦u(X+Y)u \mapsto u(X + Y) of A[[X]]A[[X]] into A[[X,Y]]A[[X, Y]] is continuous, the mappings u↦Δνuu \mapsto \Delta^\nu u of A[[X]]A[[X]] into itself are again continuous.

As in the case of polynomials (IV, p. 7) we can prove the formulae

Δσ(uv)=∑v+ρ=σΔν(u)Δρ(v), \Delta^\sigma(uv) = \sum_{v+\rho=\sigma} \Delta^\nu(u) \Delta^\rho(v) ,
ΔρΔσu=(ρ+σ)!ρ!  σ!Δρ+σu. \Delta^\rho \Delta^\sigma u = \frac{(\rho + \sigma)!}{\rho! \; \sigma!} \Delta^{\rho + \sigma} u .

The binomial formula (I, p. 99, Cor. 2) gives the following value for Δνu\Delta^\nu u when u=∑λαλXλu = \sum_\lambda \alpha_\lambda X^\lambda

Δνu=∑λαλ+ν(λ+ν)!λ!  ν!Xλ. \Delta^\nu u = \sum_\lambda \alpha_{\lambda + \nu} \frac{(\lambda + \nu)!}{\lambda! \; \nu!} X^\lambda .

Consider in particular the case ν=ϵi\nu = \epsilon_i, that is νi=1,νj=0\nu_i = 1, \nu_j = 0 for j≠ij \neq i. We shall put Diu=ΔϵiuD_i u = \Delta^{\epsilon_i} u; put differently, DiuD_i u is the coefficient of YiY_i in u(X+Y)u(X + Y). By (10) we thus have

Diu=∑λ(λi+1)αλ+ϵiXλ; D_i u = \sum_\lambda (\lambda_i + 1) \alpha_{\lambda + \epsilon_i} X^\lambda ;

in particular we have Di(Xi)=1D_i(X_i) = 1 and Di(Xj)=0D_i(X_j) = 0 for j≠ij \neq i. The formula (8) shows that DiD_i is a derivation of A[[X]]A[[X]], and from (9) we deduce the relation

Dνu=ν!  Δνu D^\nu u = \nu! \; \Delta^\nu u

as in the case of polynomials (IV, p. 8) (we have put Dν=∏i∈IDiνiD^\nu = \prod_{i \in I} D_i^{\nu_i} for ν=(νi)i∈I\nu = (\nu_i)_{i \in I}, in N(I)\mathbf{N}^{(I)}). When A is a Q-algebra, the formulae (6), (7) and (12) imply the « Taylor formulae »:

u(X+Y)=∑1ν!Dνu(X)⋅Yν, u(\mathbf{X} + \mathbf{Y}) = \sum \frac{1}{\nu!} D^\nu u(\mathbf{X}) \cdot \mathbf{Y}^\nu,
u(X)=∑1ν!Dνu(0)⋅Xν. u(\mathbf{X}) = \sum \frac{1}{\nu!} D^\nu u(0) \cdot \mathbf{X}^\nu.

*Remarks. — 1) We often say that DiuD_i u is the partial derivative of u with respect to X, ; we also use the notation Dxiu,∂u∂xiD_{x_i} u, \frac{\partial u}{\partial x_i} and uxi′u'_{x_i}. For a single indeterminate X the unique partial derivative DuDu (also written dudX\frac{du}{dX} or u′u') is called the derivative of uu.

2) The formula (9) shows that the endomorphisms ApA^p of the A-module A[[X]]A[[X]] commute painvise. Hence the same holds of the endomorphisms DiD_i.

3) If u∈A[(Xi)i∈I]u \in A[(X_i)_{i \in I}] is a polynomial, the polynomials ApuA^p u and DiuD_i u defined in IV, p. 6 and 7 coincide with the formal power series denoted by the same symbols.

6. Derivations in the algebra of formal power series

Let I be a set, E an associative, commutative and unital linearly topologized, separated and complete A-algebra, and x=(xi)i∈Ix = (x_i)_{i \in I} a family of elements of E satisfying conditions a) and b) of Prop. 4 (IV, p. 28). Let φ\varphi be the continuous homomorphism u↦u(x)u \mapsto u(x) of A[[I]]A[[I]] into E ; it equips E with an A[[I]]A[[I]]-module structure. By III, p. 552, an A-derivation D of A[[I]]A[[I]] into the A[[I]]A[[I]]-module E is thus an A-linear mapping D:A[[I]]→ED : A[[I]] \to E satisfying the relation

D(uv)=u(x)⋅D(v)+D(u)⋅v(x) D(uv) = u(x) \cdot D(v) + D(u) \cdot v(x)
for u,vu, v in A[[I]]A[[I]].

Proposition 7

— Let (yi)i∈I(y_i)_{i \in I}, be a family of elements of E. When I is infinite, we assume that yiy_i tends to 0 along the filter of complements of finite subsets of I. There exists then a unique continuous A-derivation D of A[[I]]A[[I]] into the A[[I]]A[[I]]*-module* E such that D(Xi)=yiD(X_i) = y_i for all i∈Ii \in I. We have

D(u)=∑i∈I(Diu)(x)⋅yi(u∈A[[I]]). D(u) = \sum_{i \in I} (D_i u)(x) \cdot y_i \quad (u \in A[[I]]) .

Cited by 1

Cited by Corollary 1

Since 0 admits in E a fundamental system of neighbourhoods consisting of ideals, the family ((Diu)(x)⋅yi)i∈I((D_i u)(x) \cdot y_i)_{i \in I} is summable in E for all u∈A[[I]]u \in A[[I]] (Gen. Top., III, p. 263, Cor. 2). Formula (16) thus defines an A-linear mapping D:A[[I]]→ED : A[[I]] \to E. We leave the reader to verify that D is a continuous derivation.

Let D1D_1 be a continuous A-derivation of A[[I]]A[[I]] into E, such that D1(Xi)=yiD_1(X_i) = y_i for all i∈Ii \in I. The kernel of the continuous derivation D−D1D - D_1 is a closed subalgebra B of A[[I]]\mathbf{A}[[\mathbf{I}]] containing 1 and the indeterminates XiX_i. Since the polynomial algebra A[(Xi)i∈I]\mathbf{A}[(X_i)_{i \in I}] is dense in A[[I]]\mathbf{A}[[\mathbf{I}]], we have B=A[[I]]B = \mathbf{A}[[\mathbf{I}]] and so D1=DD_1 = D.

Corollary 1

— *Let A be a continuous derivation of the A-algebra E. For every formal power series u∈A[[I]]u \in \mathbf{A}[[\mathbf{I}]] the family ((Diu)(x)⋅Δxi)i∈I((D_iu)(x) \cdot \Delta x_i)_{i \in I} is summable and we have

Δ(u(x))=∑i∈I(Diu)(x)⋅Δxi. \Delta(u(x)) = \sum_{i \in I} (D_iu)(x) \cdot \Delta x_i .
Cites 1 · Cited by 3

Cites Proposition 7

Cited by Corollary 2, Corollary 3, Remark, IV § 6

This follows from Prop. 7 because the mapping u↦Δ(u(x))u \mapsto \Delta(u(x)) is a continuous derivation of A[[I]]\mathbf{A}[[\mathbf{I}]] into the A[[I]]\mathbf{A}[[\mathbf{I}]]-module E.

Corollary 2

— *The derivation DiD_i is the unique continuous derivation of the A-algebra A[[I]]\mathbf{A}[[\mathbf{I}]] such that

Di(Xi)=1,Di(Xj)=0forj≠i. D_i(X_i) = 1 , \quad D_i(X_j) = 0 \quad \text{for} \quad j \neq i .
Cites 1

Cites Corollary 1

This follows from Cor. 1.

Corollary 3

— *Let f∈A[[X1,...,Xs]]f \in \mathbf{A}[[X_1, ..., X_s]] and gi∈A[[Y1,...,Yq]]g_i \in \mathbf{A}[[Y_1, ..., Y_q]] for 1≤i≤p1 \leq i \leq p. Suppose that for 1≤i≤p1 \leq i \leq p the constant term of gig_i is zero, and put h=f(g1,...,gp)h = f(g_1, ..., g_p). Then for 1≤j≤q1 \leq j \leq q we have

∂h∂Yj=∑i=1pDif(g1,...,gp)⋅∂gi∂Yj. \frac{\partial h}{\partial Y_j} = \sum_{i=1}^p D_i f(g_1, ..., g_p) \cdot \frac{\partial g_i}{\partial Y_j} .
Cites 1 · Cited by 1

Cites Corollary 1

Cited by Proposition 14

This is the special case E=A[[Y1,...,Ys]]E = \mathbf{A}[[Y_1, ..., Y_s]], xi=qix_i = q_i and A=∂/∂YjA = \partial / \partial Y_j of Cor. 1.

Proposition 8

— *Let X=(Xi)iX = (X_i)_i, be a finite family of indeterminates. (i) Every derivation of the ring of formal power series A[[X]]\mathbf{A}[[X]] is continuous. (ii) Every derivation of the polynomial ring A[X]\mathbf{A}[X] into the ring of formal power series A[[X]]\mathbf{A}[[X]] extends in a unique fashion to a derivation of the ring A[[X]]\mathbf{A}[[X]]. (iii) The family (Di)i∈I(D_i)_{i \in I} is a basis of the A[[X]]\mathbf{A}[[X]]-module of A-derivations of A[[X]]\mathbf{A}[[X]] into itself. Let bnb_n be the set of all formal power series of order ≥n\geq n. It is clear that bnb_n is an ideal in the ring A[[X]]\mathbf{A}[[X]], generated by the monomials of degree nn. Hence bnb_n consists of finite sums of products of nn formal power series without constant terms; if DD is a derivation of A[[X]]\mathbf{A}[[X]], we have

D(f1⋯fn)=∑i=1nf1⋯fi−1D(fi)fi+1⋯fn, D(f_1 \cdots f_n) = \sum_{i=1}^n f_1 \cdots f_{i-1} D(f_i) f_{i+1} \cdots f_n ,

whence it follows at once that Dbn⊂bn−1Db_n \subset b_{n-1} for n≥1n \geq 1. Since the sequence (bn)n≥0(b_n)_{n \geq 0} is a fundamental system of neighbourhoods of 0 in A[[X]]\mathbf{A}[[X]] (IV, p. 26 remark), D is continuous and (i) is proved.

Cites 1

Cites § 4. Formal power series

Let AA be a derivation of A[X]A[X] into A[[X]]A[[X]]. Arguing as before, we can show that A(h)A(h) belongs to b,−1b, -_1, for every homogeneous polynomial hh of degree n≥1n \geq 1. Now let u∈A[[X]]u \in A[[X]] and let unu_n be the homogeneous component of degree nn of uu. Since A(un)∈b,−1A(u_n) \in b, -_1 for n≥1n \geq 1, the family (A(u)),…(A(u)), \ldots, is summable in A[[X]]A[[X]] and we can define a derivation DD of A[[X]]A[[X]] into itself by

D(u)=∑n≥0Δ(un) D(u) = \sum_{n \geq 0} \Delta(u_n)

We have D(bn)⊂bn−1D(b_n) \subset b_{n-1}, hence DD is a continuous endomorphism of the additive group of A[[X]]A[[X]]. The mapping Φ:(u,v)↦D(uv)−uD(v)−D(u)v\Phi : (u, v) \mapsto D(uv) - uD(v) - D(u)v of A[[X]]×A[[X]]A[[X]] \times A[[X]] into A[[X]]A[[X]] is continuous and zero on A[X]×A[X]A[X] \times A[X]. Since A[X]A[X] is dense in A[[X]]A[[X]], we have Φ=0\Phi = 0; in other words, DD is a derivation of A[[X]]A[[X]] into itself, extending AA.

Finally, A[X]A[X] is dense in A[[X]]A[[X]] and every derivation of A[[X]]A[[X]] is continuous by (i); hence there exists a unique extension of AA to a derivation of A[[X]]A[[X]]. This proves (ii).

It remains to prove (iii). Formula (18) (IV, p. 33) shows that the family (Di)i∈I(D_i)_{i \in I} is linearly independent over A[[X]]A[[X]], and formula (16) (IV, p. 32), applied in the case E=A[[X]]E = A[[X]], shows that every AA-derivation is a linear combination of the DiD_i with coefficients in A[[X]]A[[X]].

Proposition 9

— Let (uλ)λ∈L(u_\lambda)_{\lambda \in L} be a summable family of elements of A[[I]]A[[I]] without constant term and DD a continuous derivation of the AA-algebra A[[I]]A[[I]]. If f=∏λ∈L(1+uλ)f = \prod_{\lambda \in L} (1 + u_\lambda) (IV, p. 27, Prop. 2), then the family (Duλ/(1+uλ))λ∈L(Du_\lambda/(1 + u_\lambda))_{\lambda \in L} is summable and we have

D(f)/f=∑λ∈LD(uλ)/(1+uλ). D(f)/f = \sum_{\lambda \in L} D(u_\lambda)/(1 + u_\lambda) .
Cites 1

Cites Proposition 2

If gg and hh are two invertible elements of A[[I]]A[[I]], then

D(gh)=h⋅Dg+g⋅Dh D(gh) = h \cdot Dg + g \cdot Dh

whence on division by ghgh,

D(gh)/gh=D(g)/g+D(h)/h. D(gh)/gh = D(g)/g + D(h)/h .

For every finite subset MM of LL put fM=∏λ∈M(1+uλ)f_M = \prod_{\lambda \in M} (1 + u_\lambda). From (21) we deduce by induction on Card MM the relation

D(fM)/fM=∑λ∈MD(uλ)/(1+uλ) D(f_M)/f_M = \sum_{\lambda \in M} D(u_\lambda)/(1 + u_\lambda)

This proves Prop. 9 when L is finite. Now suppose that L is infinite and write F\mathfrak{F} for the filtered ordered set of finite subsets of L. We have lim⁡FfM=f\lim_{\mathfrak{F}} f_M = f, and hence (IV, p. 30 remark)

D(f)/f=lim⁡FD(fM)/fM. D(f)/f = \lim_{\mathfrak{F}} D(f_M)/f_M .

Now Prop. 9 follows by passage to the limit in (22).

7. The solution of equations in a formal power series ring

Lemma 2

Let* (gi)i(g_i)_i be a family of elements of order ≥2\geq 2 in A[[I]]\mathbf{A}[[\mathbf{I}]]. When I\mathbf{I} is infinite, assume that gig_i tends to 0 along the filter of complements of finite subsets of I\mathbf{I}. There exists one and only one automorphism T of the topological A*-algebra* A[[I]]\mathbf{A}[[\mathbf{I}]] such that T(Xi)=Xi+giT(X_i) = X_i + g_i for all i∈Ii \in \mathbf{I}. *Further,

Cites 2 · Cited by 2

Cites Proposition 4, § 4. Formal power series

Cited by Proposition 10, Proposition 3, IV § 6

(23)

ω(T(u)−u)≥ω(u)+1 \omega(T(u) - u) \geq \omega(u) + 1
for each u∈A[[I]]u \in \mathbf{A}[[\mathbf{I}]].

The series fi=Xi+gif_i = X_i + g_i has no constant term and when I\mathbf{I} is infinite, fif_i tends to 0 along the filter of complements of finite subsets of I\mathbf{I}. Therefore (IV, p. 28, Prop. 4) there exists precisely one continuous endomorphism T of the A-algebra A[[I]]\mathbf{A}[[\mathbf{I}]] such that T(Xi)=fiT(X_i) = f_i for all i∈Ii \in \mathbf{I}. For each ν∈N′\nu \in \mathbf{N}' we put

vν=T(Xν)−Xν=∏i∈I(Xi+gi)ν(i)−∏i∈IXiν(i); v_\nu = T(X^\nu) - X^\nu = \prod_{i \in \mathbf{I}} (X_i + g_i)^{\nu(i)} - \prod_{i \in \mathbf{I}} X_i^{\nu(i)} ;

the relations ω(gi)≥2\omega(g_i) \geq 2 imply w(vν)≥∣ν∣+1w(v_\nu) \geq |\nu| + 1, and the relation (23) follows at once from this.

Let us show that TT is injective. Given u∈A[[I]]u \in \mathbf{A}[[\mathbf{I}]] such that T(u)=0T(u) = 0, by (23) we have w(u)≥w(u)+1w(u) \geq w(u) + 1, which is impossible if u≠0u \neq 0 because w(u)w(u) would then be a positive integer.

For every formal series vv in A[[I]]\mathbf{A}[[\mathbf{I}]] we denote by Hn(v)H_n(v) its homogeneous component of degree nn. Let us put S0(v)=H0(v)S_0(v) = H_0(v) and define the continuous mappings S,:A[[I]]→A[[I]]S, : \mathbf{A}[[\mathbf{I}]] \to \mathbf{A}[[\mathbf{I}]] by the recursion equations

(24)

Sn(v)=Hn(v−T(∑k=0n−1Sk(v)))forn≥1 S_n(v) = H_n \left( v - T \left( \sum_{k=0}^{n-1} S_k(v) \right) \right) \quad \text{for} \quad n \geq 1

Put S(v)=∑n≥0Sn(v)S(v) = \sum_{n \geq 0} S_n(v); if ν∈N(I)\nu \in \mathbf{N}^{(\mathbf{I})} and n=∣ν∣n = |\nu|, then the coefficient Sν(v)S^\nu(v) of XνX^\nu in S(v)S(v) is equal to that of XνX^\nu in S,(ν)S,(\nu); since S,S, is a continuous mapping, the mapping Sν:A[[I]]→AS^\nu : \mathbf{A}[[\mathbf{I}]] \to \mathbf{A} is continuous. Hence, by the definition of the product topology on A[[I]]=AN(I)\mathbf{A}[[\mathbf{I}]] = \mathbf{A}^{\mathbf{N}^{(\mathbf{I})}}, the mapping S:A[[I]]→A[[I]]S : \mathbf{A}[[\mathbf{I}]] \to \mathbf{A}[[\mathbf{I}]] is continuous.

We shall prove the relation T(S(v))=vT(S(v)) = v for all v∈A[[I]]v \in \mathbf{A}[[\mathbf{I}]] which will complete the proof of the lemma. Let v∈A[[I]]v \in \mathbf{A}[[\mathbf{I}]], un=Sn(v)u_n = S_n(v) and u=S(v)u = S(v). Let nn be a positive integer such that

(25)n_n

ω(v−T(u))≥n. \omega(v - T(u)) \geq n .

We have w(u−(u0+…+un−1))≥nw(u - (u_0 + \ldots + u_{n-1})) \geq n, whence

ω(T(u)−T(u0+…+un−1)−un)≥n+1 \omega(T(u) - T(u_0 + \ldots + u_{n-1}) - u_n) \geq n + 1

by (23). Now the recursion equation (24) shows that

un=Hn(v−T(u0+⋯+un−1)) u_n = H_n(v - T(u_0 + \cdots + u_{n-1}))

By (26) the formal power series v−T(u)v - T(u) and v−T(u0+…+un−1)−unv - T(u_0 + \ldots + u_{n-1}) - u_n have the same homogeneous component of degree nn, and this component is zero, by (27). We thus have w(v−T(u))≥n+1w(v - T(u)) \geq n + 1, that is (25)n(25)_n implies (25)n+1(25)_{n+1}. Since (25)0(25)_0 clearly holds, we thus have ω(v−T(u))≥n\omega(v - T(u)) \geq n for every integer n≥0n \geq 0, whence v=T(u)=T(S(v))v = T(u) = T(S(v)), as was to be proved.

For the rest of this No. we shall, for any set II, denote by A{I}A\{I\} the set of families (fi)i∈I(f_i)_{i \in I} satisfying the following conditions: (i) for each i∈Ii \in I, fif_i is an element of A[[I]]A[[I]] without constant term; (ii) if II is infinite, fif_i tends to 0 along the filter of complements of finite subsets of II.

The set A{I}A\{I\} is a monoid for the composition law (f,g)↦f∘g(f, g) \mapsto f \circ g, with {Xi}i∈I\{X_i\}_{i \in I} as unit element. The set of invertible elements of A{I}A\{I\} is thus a group.

On the other hand, let EE be the monoid of all continuous unital endomorphisms of the AA-algebra A[[I]]A[[I]] leaving the ideal of all formal power series without constant term invariant. If f∈A{I}f \in A\{I\} and g∈A[[I]]g \in A[[I]], then the element g(f)g(f) is defined. For fixed ff, the mapping g↦g(f)g \mapsto g(f) of A[[I]]A[[I]] into itself is an element WfW_f of EE. If f1,f2∈A{I}f_1, f_2 \in A\{I\} and g∈A[[I]]g \in A[[I]], we have, by formula (5) (IV, p. 30)

Wf1∘f2(g)=g(f1∘f2)=g(f1)∘f2=Wf2(Wf1(g)) W_{f_1 \circ f_2}(g) = g(f_1 \circ f_2) = g(f_1) \circ f_2 = W_{f_2}(W_{f_1}(g))

hence f↦Wff \mapsto W_f is a homomorphism of the monoid opposite to A{I}A\{I\} into EE. By Prop. 4 (IV, p. 28) this homomorphism is bijective.

Let f=(fi)i∈I∈A{I}f = (f_i)_{i \in I} \in A\{I\} and let ∑j∈IαijXj\sum_{j \in I} \alpha_{ij} X_j be the homogeneous component of degree 1 of fif_i. For any fixed jj in II we have αij=0\alpha_{ij} = 0 except for a finite number of suffixes ii, by hypothesis (ii) above. If (λi)∈A(I)(\lambda_i) \in A^{(I)}, we thus have (∑j∈Iαijλj)∈A(I)\left( \sum_{j \in I} \alpha_{ij} \lambda_j \right) \in A^{(I)}.

We denote by TfT_f the AA-linear mapping 1^1

(λi)↦(∑j∈Iαijλj) (\lambda_i) \mapsto \left( \sum_{j \in I} \alpha_{ij} \lambda_j \right)

of A(I)A^{(I)} into A(I)A^{(I)}. If g∈A{I}g \in A\{I\}, it is easily verified that

Tf∘g=Tf∘Tg. T_{f \circ g} = T_f \circ T_g .

1^1 Sometimes TfT_f is called the linear mapping tangent to ff.

Proposition 10

— Let f∈A{I}f \in A\{I\}; then the following conditions are equivalent : (i) ff is invertible in A{I}A\{I\} for the law ∘\circ; (ii) TfT_f is invertible in the ring End(A(I))\mathrm{End}(A^{(I)}).

Cites 1 · Cited by 2

Cites Lemma 2

Cited by Corollary, Proposition 14

The implication (i) ⇒\Rightarrow (ii) is immediate from (28). Suppose now that TfT_f is invertible in End(A(I))\mathrm{End}(A^{(I)}). There exists g=(gi)i∈A{I}g = (g_i)_i \in A\{I\} such that each gig_i is homogeneous of degree ll and Tg∘TfT_g \circ T_f is the identity mapping of A(I)A^{(I)}. Write h=g∘fh = g \circ f; then (28) shows that ThT_h is the identity mapping of A(I)A^{(I)}, which is equivalent to the assertion ω(hi−Xi)≥2\omega(h_i - X_i) \geq 2. By Lemma 2 of IV, p. 35 hh is therefore invertible in A{I}A\{I\}. It is clear that gg is invertible in A{I}A\{I\}, hence ff is invertible in A{I}A\{I\}.

Corollary

— Let fi(Y1,Y2,…,Yq,X1,X2,…,Xp)f_i(Y_1, Y_2, \ldots, Y_q, X_1, X_2, \ldots, X_p) (1≤i≤q1 \leq i \leq q) be qq formal power series without constant term in A[[Y1,…,Yq,X1,…,Xp]]A[[Y_1, \ldots, Y_q, X_1, \ldots, X_p]]. If the constant term of the formal power series D=det⁡(∂fi∂Yj)D = \det \left( \frac{\partial f_i}{\partial Y_j} \right) is invertible in AA, then there exists precisely one system of qq formal power series u1(X1,…,Xp),…,uq(X1,…,Xp)u_1(X_1, \ldots, X_p), \ldots, u_q(X_1, \ldots, X_p) such that

fi(u1,…,uq,X1,…,Xp)=0(1≤i≤q). f_i(u_1, \ldots, u_q, X_1, \ldots, X_p) = 0 \quad (1 \leq i \leq q).
Put fq+1=X1,…,fq+p=Xpf_{q+1} = X_1, \ldots, f_{q+p} = X_p, f=(f1,…,fp+q)f = (f_1, \ldots, f_{p+q}), then det⁡Tf\det T_f is equal to the constant term of DD, hence invertible in AA; therefore TfT_f is invertible. By Prop. 10 there exist formal power series without constant term
g1,…,gq+p∈A[[Y1,…,Yq,X1,…,Xp]] g_1, \ldots, g_{q+p} \in A[[Y_1, \ldots, Y_q, X_1, \ldots, X_p]]
such that on writing
g=(g1,…,gp+q),1p+q=(Y1,…,Yq,X1,…,Xp) g = (g_1, \ldots, g_{p+q}), \quad 1_{p+q} = (Y_1, \ldots, Y_q, X_1, \ldots, X_p)
we have f∘g=g∘f=1p+qf \circ g = g \circ f = 1_{p+q}. The relation f∘g=1p+qf \circ g = 1_{p+q}, in particular gives
gq+1=X1,…,gq+p=Xp. g_{q+1} = X_1, \ldots, g_{q+p} = X_p.
Hence
fi(g1,…,gq,X1,…,Xp)=Yi(1≤i≤q). f_i(g_1, \ldots, g_q, X_1, \ldots, X_p) = Y_i \quad (1 \leq i \leq q).
Now put
ui(X1,…,Xp)=gi(0,…,0,X1,…,Xp)(1≤i≤q); u_i(X_1, \ldots, X_p) = g_i(0, \ldots, 0, X_1, \ldots, X_p) \quad (1 \leq i \leq q);
substituting 0 for each YiY_i in (30) we obtain the desired relation (29).

Cites 1

Cites Proposition 10

Conversely, suppose that the formal power series u1,…,uqu_1, \ldots, u_q in the ring A[[X1,…,Xp]]A[[X_1, \ldots, X_p]] satisfy the relation (29). The relation g∘f=1p+qg \circ f = 1_{p+q} implies

gi(f1,…,fq,X1,…,Xp)=Yi(1≤i≤q); g_i(f_1, \ldots, f_q, X_1, \ldots, X_p) = Y_i \quad (1 \leq i \leq q);
and substituting uiu_i for YiY_i for 1≤i≤q1 \leq i \leq q in (32), we obtain (31), whence the uniqueness of the solution of the system (29).

8. Formal power series over an integral domain

Proposition 11

— Suppose that AA is an integral domain.

(i) The ring A[[I]]A[[I]] is again an integral domain.

(ii) If u,vu, v are non-zero elements of A[[I]]A[[I]], then ω(uv)=ω(u)+ω(v)\omega(uv) = \omega(u) + \omega(v).

For each J⊂IJ \subset I let φJ\varphi_J be the homomorphism of A[[I]]A[[I]] into A[[J]]A[[J]] obtained by substituting in each element of A[[I]]A[[I]], XiX_i for XiX_i when i∈Ji \in J and 0 for XiX_i when i∈I−Ji \in I - J. Let u,vu, v be non-zero elements of A[[I]]A[[I]], p=ω(u)p = \omega(u), q=ω(v)q = \omega(v); there exists a finite subset JJ of II such that

φJ(u)≠0, φJ(v)≠0, ω(φJ(u))=p, ω(φJ(v))=q. \varphi_J(u) \neq 0,\ \varphi_J(v) \neq 0,\ \omega(\varphi_J(u)) = p,\ \omega(\varphi_J(v)) = q.

Let a (resp. b) be the homogeneous component of degree pp (resp. qq) of φJ(u)\varphi_J(u) (resp. φJ(v)\varphi_J(v)). Since JJ is finite, a and b are polynomials. We have a≠0,b≠0a \neq 0, b \neq 0, hence ab≠0ab \neq 0 (IV, p. 9, Prop. 8). Hence φJ(u) φJ(v)\varphi_J(u)\ \varphi_J(v) is non-zero, of order p+qp + q. It follows that uv≠0uv \neq 0 and ω(uv)≤p+q\omega(uv) \leq p + q; but clearly ω(uv)≥p−q\omega(uv) \geq p - q.

9. The field of fractions of the ring of formal power series in one indeterminate over a field

If K is a commutative field, we shall denote by K((X))K((X)) the field of fractions of the integral domain K[[X]]K[[X]].

Proposition 12

— Every non-zero element uu of K((X))K((X)) may be written in a unique way as u=Xkvu = X^k v, where k∈Zk \in \mathbf{Z} and vv is a formal power series in XX of order 0.

Cites 4 · Cited by 1

Cites Proposition 6, TG III § 1. Topologies on groups, TG III § 6. Topological groups with operators; topological rings division rings and fields, TG III § 5. Infinite sums in commutative groups

Cited by Example, VII § 1

Let u=w/tu = w/t, where w,tw, t are non-zero elements of K[[X]]K[[X]]. We have w=Xrw1,t=Xst1w = X^r w_1, t = X^s t_1, where r,s∈Nr, s \in \mathbf{N} and w1,t1w_1, t_1 are formal power series of order 0, hence invertible in K[[X]]K[[X]] (IV, p. 30, Prop. 6). Then u=Xr−sw1t1−1u = X^{r-s} w_1 t_1^{-1} and w1t1−1w_1 t_1^{-1} is a formal power series of order 0.

Let us prove the uniqueness. Suppose that u=Xk1v1=Xk2v2u = X^{k_1} v_1 = X^{k_2} v_2 where k1,k2∈Zk_1, k_2 \in \mathbf{Z} and v1,v2v_1, v_2 are formal power series of order 0. Since Xk1−k2=v2v1−1X^{k_1 - k_2} = v_2 v_1^{-1} is a formal power series of order 0, we have k1=k2k_1 = k_2 whence v1=v2v_1 = v_2 and this proves the uniqueness assertion.

We shall say that the elements of K((X))K((X)) are generalized formal power series in XX with coefficients in KK, or simply formal power series when no confusion can arise (the elements of K[[X]]K[[X]] are then called formal power series with positive exponents); if u≠0u \neq 0, the integer kk defined in Prop. 12 is also called the order of uu and is written ω(u)\omega(u), even if it is <0< 0; we also put ω(0)=∞\omega(0) = \infty. It may be verified at once that

ω(u+v)≥inf⁡(ω(u),ω(v))ω(u+v)=inf⁡(ω(u),ω(v))if  ω(u)≠ω(v)ω(uv)=ω(u)+ω(v) \begin{align*} \omega(u + v) &\geq \inf(\omega(u), \omega(v)) \\ \omega(u + v) &= \inf(\omega(u), \omega(v)) \quad \text{if}\ \ \omega(u) \neq \omega(v) \\ \omega(uv) &= \omega(u) + \omega(v) \end{align*}

still hold for generalized formal power series. In particular, if u≠0u \neq 0, then w(u−1)=−w(u)w(u^{-1}) = -w(u). \* In other words (Comm. Alg., VI, § 3, No. 6, p. 392, Def. 3), w is a normalized discrete valuation of the field K((X))K((X)). \*

For each integer n∈Zn \in \mathbf{Z} let pnp_n be the set of all u∈K((X))u \in K((X)) such that ω(u)≥n\omega(u) \geq n. Then (p.), , , is a decreasing sequence of subgroups of the additive group K((X))K((X)), with intersection 0 ; there exists thus a topology on K((X))K((X)), invariant under translation, for which (pn)n∈Z(p_n)_{n \in \mathbf{Z}} is a fundamental system of neighbourhoods of 0 (Gen. Top., III, p. 223). We can easily verify that K((X))K((X)) is a topological field (Gen. Top., III, p. 281) and that K[[X]]K[[X]] is an open and closed subspace of K((X))K((X)).

Let (αn)n∈Z(\alpha_n)_{n \in \mathbf{Z}} be a family of elements of KK, and suppose that there exists an integer N such that an=0a_n = 0 for all n<Nn < N. Then the family' (αnXn)n∈Z(\alpha_n X^n)_{n \in \mathbf{Z}} is summable in K((X))K((X)) (Gen. Top., III, p. 263, Cor.) ; put u=∑n∈ZαnXnu = \sum_{n \in \mathbf{Z}} \alpha_n X^n, then u=0u = 0 if and only if an=0a_n = 0 for all nn; otherwise the order of uu is the least integer k such that αk≠0\alpha_k \neq 0. Finally every element of K((X))K((X)) may be written in a unique fashion in the form ∑n∈ZαnXn\sum_{n \in \mathbf{Z}} \alpha_n X^n, where the sequence (αn)(\alpha_n) satisfies α−n=0\alpha_{-n} = 0 for all sufficiently large n.

Since the ring K[X]K[X] is a subring of K[[X]]K[[X]], every rational fraction u/v∈K(X)u/v \in K(X) (u, v being polynomials in X) may be identified with the (generalized) formal power series uv−1uv^{-1} of K((X))K((X)), which we shall call its expansion at the origin ; the field K(X)K(X) is thus identified with a subfield of K((X))K((X)).

10. Exponential and logarithm

By the exponential power series we shall understand the element ∑n≥0Xnn!\sum_{n \geq 0} \frac{X^n}{n!} of Q[[X]]Q[[X]]; it will be denoted by exp X or eXe^X.

Proposition 13

— In Q[[X,Y]]Q[[X, Y]] we have eX+Y=eXeYe^{X+Y} = e^X e^Y.

Cited by 1

Cited by Proposition 14

For the binomial formula gives

(X+Y)nn!=∑i+j=nXii!Yjj! \frac{(X+Y)^n}{n!} = \sum_{i+j=n} \frac{X^i}{i!} \frac{Y^j}{j!}

Hence

eXeY=(∑i≥0Xii!)(∑j≥0Yjj!)=∑i,j≥0Xii!Yjj!=∑n≥0∑i+j=nXii!Yjj! e^X e^Y = \left( \sum_{i \geq 0} \frac{X^i}{i!} \right) \left( \sum_{j \geq 0} \frac{Y^j}{j!} \right) = \sum_{i,j \geq 0} \frac{X^i}{i!} \frac{Y^j}{j!} = \sum_{n \geq 0} \sum_{i+j=n} \frac{X^i}{i!} \frac{Y^j}{j!}
=∑n≥0(X+Y)nn!=eX+Y. = \sum_{n \geq 0} \frac{(X+Y)^n}{n!} = e^{X+Y}.

We shall define two elements e(X)e(X), I(X) of Q[[X]]Q[[X]] by

e(X)=eX−1=∑n≥1Xnn! e(X) = e^X - 1 = \sum_{n \geq 1} \frac{X^n}{n!}

(34)

l(X)=∑n≥1(−1)n−1Xnn. l(X) = \sum_{n \geq 1} (-1)^{n-1} \frac{X^n}{n}.

We have (35)

e(X+Y)=e(X)+e(Y)+e(X)e(Y) e(X+Y) = e(X) + e(Y) + e(X)e(Y)
(36)
D(eX)=D(e(X))=eX D(e^X) = D(e(X)) = e^X
(37)
D(l(X))=∑n≥0(−X)n=(1+X)−1. D(l(X)) = \sum_{n \geq 0} (-X)^n = (1+X)^{-1}.

Proposition 14

— We have l(e(X))=e(l(X))=Xl(e(X)) = e(l(X)) = X.

Cites 4

Cites Proposition 10, Corollary 3, § 4. Formal power series, Proposition 13

The series l and e have no constant term and their terms of degree 1 are equal to X. By Prop. 10 of IV, p. 37 it suffices to prove the formula l(e(X))=Xl(e(X)) = X. By the formulae (36) and (37) and Cor. 3 of IV, p. 33 we have

D(l(e(X)))=(1+e(X))−1D(e(X))=(eX)−1eX=1 D(l(e(X))) = (1 + e(X))^{-1} D(e(X)) = (e^X)^{-1} e^X = 1

whence I(e(X))=XI(e(X)) = X.

Let K be a Q-algebra, then the elements of K[[I]] without constant term form a commutative group E\mathscr{E} under addition. The elements of K[[I]] with constant term 1 form a commutative group A\mathbf{A} under multiplication (IV, p. 30). For each f∈Ef \in \mathscr{E}, we can define the elements e∘fe \circ f and I∘fI \circ f of E\mathscr{E}, and by Prop. 14 above, the mappings f↦l∘ff \mapsto l \circ f and f↦e∘ff \mapsto e \circ f are mutually inverse permutations of E\mathscr{E}; clearly they are continuous. Since exp⁡X=e(X)+1\exp X = e(X) + 1, we see that the exponential mapping f↦exp⁡f=e∘f+1f \mapsto \exp f = e \circ f + 1 is a continuous bijection of E\mathscr{E} onto M\mathscr{M}. By formula (4) of IV, p. 29 and Prop. 13, we have exp⁡(f+g)=(exp⁡f)(exp⁡g)\exp(f+g) = (\exp f)(\exp g) for f,g∈Ef, g \in \mathscr{E}. Thus the exponential is an isomorphism of the topological group E\mathscr{E} onto the topological group A\mathbf{A}.

The inverse isomorphism of M\mathscr{M} onto E\mathscr{E} is called the logarithm and is written g↦log⁡gg \mapsto \log g. We thus have log⁡g=l(g−1)\log g = l(g-1) for gg in M\mathscr{M}, and in particular,

(38)

log⁡(1+X)=l(X). \log(1+X) = l(X).

Since the logarithm is a homomorphism of M\mathscr{M} into E\mathscr{E}, the formula (1+X)(1+Y)=1+(X+Y+XY)(1+X)(1+Y) = 1 + (X+Y+XY) implies

(39)

l(X)+l(Y)=l(X+Y+XY). l(X) + l(Y) = l(X+Y+XY).

Let (uλ)λ∈L(u_\lambda)_{\lambda \in L} be a summable family of elements of B\mathscr{B}, then the family (exp⁡uλ)λ∈L(\exp u_{\lambda})_{\lambda \in L} is multipliable and we have

(40)

exp⁡(∑λ∈Luλ)=∏λ∈Lexp⁡uλ. \exp \left( \sum_{\lambda \in L} u_{\lambda} \right) = \prod_{\lambda \in L} \exp u_{\lambda}.

Similarly, if (fλ)λ∈L(f_\lambda)_{\lambda \in L} is a multipliable family of elements of A, the family (log⁡fλ)λ∈L(\log f_\lambda)_{\lambda \in L} is summable and we have

(41)

log⁡(∏λ∈Lfλ)=∑λ∈Llog⁡fλ. \log \left( \prod_{\lambda \in L} f_\lambda \right) = \sum_{\lambda \in L} \log f_\lambda .

Let g∈Ag \in A, and let D be a continuous derivation of K[[I]]K[[I]]. We have log⁡g=l(g−1)\log g = l(g - 1), hence by Cor. 3 of IV, p. 33 and (37) we have

(42)

Dlog⁡g=D(g)/g. D \log g = D(g)/g .

The expression D(g)/gD(g)/g is called the logarithmic derivative of g (relative to D).

Exercises

See the exercises for § 4.

Transcribed from the printed edition, 2003, Springer. Not translated.