Bourbaki

Appendix I polynomial maps and Zariski topology

In this appendix, kk is assumed to be infinite.

1. Zariski topology

Let V be a finite dimensional vector space. We denote by AVA_V the algebra of polynomial functions on V with values in k(k(Algebra, Chap. IV, §5, no. 10, Def. 4). This is a graded algebra; its component of degree 1 is the dual V∗V^* of V, and the injection of V∗V^* into AVA_V extends to an isomorphism from the symmetric algebra S(V∗)\mathbf{S}(V^*) to AV(A_V(Algebra, Chap. IV, §5, no. 11, Remark 2).

If (e1,...,en)(e_1, . . . , e_n) is a basis of V, and (X1,...,Xn)(X_1, . . . ,X_n) a sequence of indeterminates, the map from k[X1,...,Xn]k[X_1, . . . ,X_n] to AVA_V that takes any element ff of k[X1,...,Xn]k[X_1, . . . ,X_n] to the function

∑i=1nλiei→f(λ1,...,λn) \sum_{i=1}^n\lambda_ie_i \rightarrow f(\lambda_1, . . . , \lambda_n)

is an isomorphism of algebras (Algebra, Chap. IV, §5, no. 10, Cor. of Prop. 19).

Proposition 1 00XC

Let H be the set of algebra homomorphisms from AVA_V to kk. For any x∈Vx\in V, let hxh_x be the homomorphism f→f(x)f \rightarrow f(x) from AVA_V to kk. Then, the map x→hxx \rightarrow h_x is a bijection from V to H.

Indeed, let H′H' be the set of algebra homomorphisms from k[X1,...,Xn]k[X_1, . . . ,X_n] to kk. The map χ→(χ(X1),...,χ(Xn))\chi \rightarrow (\chi (X_1), . . . , \chi (X_n)) is clearly a bijection from H′H' to knk^n.

Corollary 00XD

For any x∈Vx\in V, let mx=\mathfrak{m}_x= Ker(hxh_x). Then the map x→mxx \rightarrow \mathfrak{m}_x is a bijection from V to the set of ideals m\mathfrak{m} of AVA_V such that AV/m=kA_V/\mathfrak{m}=k.

A subset F of V is said to be closed if there exists a family (fi)i∈I(f_i)_{i\in I} of elements of AVA_V such that x∈F⇐⇒x∈Vx\in F\Leftarrow \Rightarrow x\in V and fi(x)=0f_i(x) = 0 for all i∈Ii\in I.

It is clear that ∅\emptyset and V are closed, and that any intersection of closed sets is closed. If F is defined by the vanishing of the fif_i and F′F' by that of the fj′f'_j, F∪F′F\cup F' is defined by the vanishing of the fifj′f_if'_j, and hence is closed. Thus, there exists a topology on V such that the closed sets for this topology are exactly the closed sets in the above sense. This topology is called the Zariski topology on V. For any f∈AVf\in A_V, we denote by VfV_f the set of x∈Vx\in V such that f(x)≠0f(x)\not= 0; this is an open subset of V. It is clear that the VfV_f form a base of the Zariski topology. (If kk is a topological field, the canonical topology of V is finer than the Zariski topology.)

The map x→mxx \rightarrow \mathfrak{m}_x of the Cor. of Prop. 1 can be considered as a map ε\varepsilon from V to the prime spectrum Spec(AV_V) of AV(A_V(Commutative Algebra, Chap. II, §4, no. 3, Def. 4). It is immediate that the Zariski topology is the inverse image under ε\varepsilon of the topology of Spec(AV_V).

Proposition 2 00XE

The vector space V, equipped with the Zariski topology, is an irreducible noetherian space. In particular, every non-empty open subset of V is dense.

Since AVA_V is noetherian, Spec(AV_V) is noetherian (Commutative Algebra, Chap. II, §4, no. 3, Cor. 7 of Prop. 11), and every subspace of a noetherian space is noetherian (loc. cit., no. 2, Prop. 8). With the notation of the Cor. of Prop. 1, the intersection of the mx\mathfrak{m}_x is {0}\{0\}, and {0}\{0\} is a prime ideal of AVA_V; thus V is irreducible (loc. cit., no. 3, Prop. 14).

2. Dominant polynomial maps

Let V,WV,W be finite dimensional vector spaces. Let ff be a polynomial map from V to W (Algebra, Chap. IV, §5, no. 10, Def. 4). If ψ∈AW,ψ∘f∈AV\psi \in A_W,\psi \circ f\in A_V (loc. cit., Prop. 17). The map ψ→ψ∘f\psi \rightarrow \psi \circ f is a homomorphism from AWA_W to AVA_V, said to be associated to ff. Its kernel consists of the functions ψ∈AW\psi \in A_W which vanish on f(V)f(V) (and hence also on the closure of f(V)f(V) in the Zariski topology).

Definition 1 00XF

A polynomial map f:V→Wf: V\rightarrow W is said to be dominant if the homomorphism from AWA_W to AVA_V associated to ff is injective.

In view of the preceding, ff is dominant if and only if f(V)f(V) is dense in W in the Zariski topology.

Proposition 3 00XG

Assume that kk is algebraically closed. Let f:V→Wf: V\rightarrow W be a dominant polynomial map. The image under ff of any dense open subset of V contains a dense open subset of W.

It suffices to prove that, for every non-zero element φ\varphi of AV,f(Vφ)A_V,f(V_{\varphi}) contains a dense open subset of W. Identify AWA_W with a subalgebra of AVA_V by means of the homomorphism associated to ff. There exists a non-zero element ψ\psi of AWA_W such that every homomorphism w:AW→kw: A_W\rightarrow k which does not annihilate ψ\psi extends to a homomorphism v:AV→kv: A_V\rightarrow k which does not annihilate φ(\varphi (Commutative Algebra, Chap. V, §3, no. 1, Cor. 3 of Th. 1). Now such a ww (resp. vv) can be identified with an element of WψW_{\psi} (resp. of VφV_{\varphi}) and to say that vv extends ww means that f(v)=wf(v) =w. Hence, Wψ⊂f(Vφ)W_{\psi}\subset f(V_{\varphi}). Q.E.D.

Let f:V→Wf: V\rightarrow W be a polynomial map, and x0∈Vx_0\in V. The map h→f(x0+h)h \rightarrow f(x_0+h) from V to W is polynomial. Decompose it into a finite sum of homogeneous polynomial maps:

f(x0+h)=f(x0)+D1(h)+D2(h)+⋯ f(x_0+h) =f(x_0) + D_1(h) + D_2(h) +\cdots

where Di:V→WD_i: V\rightarrow W is homogeneous of degree i(i(Algebra, Chap. IV, §5, no. 10, Prop. 19). The linear map D1D_1 is called the tangent linear map of ff at x0x_0. We denote it by Df(x0)Df(x_0).

Proposition 4 00XH

Let f:V→Wf: V\rightarrow W be a polynomial map. Assume that there exists x0∈Vx_0\in V such that (Df)(x0)(Df)(x_0) is surjective. Then ff is dominant.

Applying a translation in V and one in W, we can assume that x0=0x_0= 0 and f(x0)=0f(x_0) = 0. The decomposition of ff as a sum of homogeneous elements can then be written

f=f1+f2+⋯f=f_1+f_2+\cdots with deg fi=if_i=i,

and the linear map f1f_1 is surjective by hypothesis. Suppose that ff is not dominant. Then there exists a non-zero element ψ\psi of AWA_W such that ψ∘f=0\psi \circ f= 0. Let ψ=ψm+ψm+1+⋯\psi =\psi_m+\psi_{m+1}+\cdots be the decomposition of ψ\psi into homogeneous elements, with deg ψi=i\psi_i=i and ψm≠0\psi_m\not= 0. Then

0=ψ∘f=ψm∘f+ψm+1∘f+⋯ 0 =\psi \circ f=\psi_m\circ f+\psi_{m+1}\circ f+\cdots
=ψm∘f1+ρ =\psi_m\circ f_1+\rho

where ρ\rho is a sum of homogeneous polynomial maps of degrees >m> m. It follows that ψm∘f1=0\psi_m\circ f_1= 0. Since f1f_1 is surjective, ψm=0\psi_m= 0, a contradiction.

Corollary 00XI

If kk is algebraically closed and if ff satisfies the assumptions of Prop. 4, the image under ff of any dense open subset of V contains a dense open subset of W.

This follows from Props. 3 and 4.

Exercises

Denote by V a finite dimensional vector space over kk.

See the exercises for Appendix 1.

Transcribed from the printed volume. Not translated.