Bourbaki

4. Groups operating properly on a topological space; compactness in topological groups and spaces with operators

1. Groups operating properly on a topological space

Definition 1

Let GG be a topological group operating continuously on a topological space XX. GG is said to operate properly on XX if the mapping

θ:(s,x)→(x,s.x) of G×X into X×X \theta : (s, x) \to (x, s.x) \text{ of } G \times X \text{ into } X \times X

is proper (Chapter I, § 10, no. 1, Definition 1).

Let Γ⊂G×X×X\Gamma \subset G \times X \times X be the graph of the mapping ρ:(s,x)→s.x\rho : (s, x) \to s.x. Since ρ\rho is continuous, the mapping σ:(s,x)→(s,x,s.x)\sigma : (s, x) \to (s, x, s.x) is a homeomorphism of G×XG \times X onto Γ\Gamma, and the composite mapping

G×X→σΓ→pr23X×X G \times X \xrightarrow{\sigma} \Gamma \xrightarrow{\mathrm{pr}_{23}} X \times X

is just θ\theta. Definition 1 is therefore equivalent to saying that the restriction of pr23\mathrm{pr}_{23} to Γ\Gamma is a proper mapping of Γ\Gamma into X×XX \times X.

Theorem 1 of Chapter I, § 10, no. 2 shows that G operates properly on X if and only if the following condition is satisfied: For each set A filtered by an ultrafilter F\mathfrak{F}, and each mapping

α→(sα,xα) \alpha \to (s_\alpha, x_\alpha)
of A into G×XG \times X, if the mapping α→(sα⋅xα,xα)\alpha \to (s_\alpha \cdot x_\alpha, x_\alpha) has a limit (b,a)(b, a) with respect to F\mathfrak{F}, then α→sα\alpha \to s_\alpha has a limit t∈Gt \in G with respect to F\mathfrak{F}, such that t.a=bt.a = b.

Example 1

Let H be a closed subgroup of a topological group G. If G operates properly on X, then so does H, since H×XH \times X is closed in G×XG \times X (Chapter I, § 10, no. 1, Proposition 5, Corollary 1). If for example we take X=GX = G, with G operating on itself by left translations, then the mapping G×X→X×XG \times X \to X \times X is a homeomorphism, hence proper; thus H operates properly on G by left translations.

Example 2

If G operates properly on X, then it operates properly on every subspace X′X' of X which is a union of orbits of points of X (in other words, X′X' is saturated with respect to the equivalence relation defined by G). For the inverse image of X′×X′X' \times X' in G×XG \times X is G×X′G \times X', and we can apply Proposition 3 of Chapter I, § 10, no. 1.

Proposition 1

Let G be a topological group operating continuously on a topological space X, and let K be a quasi-compact subset of G. Then the mapping ρ:(s,x)→s.x\rho : (s, x) \to s.x of K×XK \times X into X is proper.

ρ\rho factorizes into K×X→K×X→pr2XK \times X \to K \times X \xrightarrow{\mathrm{pr}_2} X, where α(s,x)=(s,s.x)\alpha(s, x) = (s, s.x). α\alpha is a homeomorphism, for α−1:(s,y)→(s,s−1.y)\alpha^{-1} : (s, y) \to (s, s^{-1}.y) is continuous. Since K is quasi-compact, pr2\mathrm{pr}_2 is proper (Chapter I, § 10, no. 2, Theorem 1, Corollary 5); hence ρ\rho is proper (Chapter I, § 10, no. 1, Proposition 5).

Corollary 1

If A is a closed (resp. compact) subset of X, then K.A is closed in X (resp. compact if X is Hausdorff).

The assertion concerning closed sets follows from Proposition 1 and the fact that a proper mapping is closed (Chapter I, § 10, no. 1, Proposition 1). The assertion concerning compact sets is trivial.

It should be noted that if L is a compact subset of X, and F a closed subset of G, then F.L is not necessarily closed in X (§2§ 2, Exercise 29; cf. no. 5, Corollary to Proposition 12).

Corollary 2

If K is a quasi-compact subgroup of a topological group G, then the equivalence relation x−1y∈Kx^{-1}y \in K is closed, and the canonical mapping φ:G→G/K\varphi : G \to G/K is proper.

The first assertion follows from Corollary 1 applied to G acting by right translations on itself, and the second assertion then follows from Chapter I, , no. 2, Theorem 1

Corollary 3

Let K be a quasi-compact normal subgroup of a topological group G, and let φ be the canonical mapping G → G/K. Then for each closed subgroup A of G the canonical bijection of A/A ∩ K onto φ(A) is an isomorphism of topological groups.

Since x⁻¹y ∈ K is a closed equivalence relation (Corollary 2), the Corollary follows from Chapter I, § 5, no. 2, Proposition 4.

Proposition 2

Let K be a compact group operating continuously on a Hausdorff space X. Then:

a) K operates properly on X. b) The mapping (s, x) → s.x of K × X into X is proper. c) The canonical mapping of X onto X/K is proper.

b) is a consequence of Proposition 1. As to a), since K is compact, pr₂ : (s, x) → x is proper (Chapter I, § 10, no. 2, Theorem 1, Corollary 5); hence, X being Hausdorff, (s, x) → (x, s.x) is proper (Chapter I, § 10, no. 1, Proposition 5, Corollary 3). It remains to prove c). By Corollary 1 to Proposition 1, the canonical mapping φ : X → X/K is closed. If Z is any topological space and if we make K operate trivially on Z, then K operates continuously on X × Z and hence the canonical mapping X × Z → (X × Z)/K is closed. But (X × Z)/K can be canonically identified with (X/K) × Z (§ 2, no. 4, Lemma 2 and Chapter I, § 5, no. 3, Corollary to Proposition 8); hence the canonical mapping X × Z → (X × Z)/K can be identified with φ × 1, and since it is closed for all Z it follows that φ is proper.

Corollary 1

Under the hypotheses of Proposition 2, X is compact (resp. locally compact) if and only if X/K is compact (resp. locally compact).

This follows from the fact that the canonical mapping X → X/K is proper, in view of Proposition 9 of Chapter I, § 10, no. 4.

Corollary 2

Let G be a Hausdorff topological group and let K be a compact subgroup of G. Then G is compact (resp. locally compact) if and only if G/K is compact (resp. locally compact).

Apply Corollary 1 to K operating on G by right translations.

2. Properties of groups acting properly

Proposition 3

If a topological group* GG operates properly on a topological space XX, then the orbit space X/GX/G is Hausdorff. If also GG is Hausdorff, then XX is Hausdorff.

Let C⊂X×XC \subset X \times X be the graph of the equivalence relation RR defined by GG on XX; then CC is the image of G×XG \times X under the mapping θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x). Since θ\theta is proper, CC is closed in X×XX \times X (Chapter I, § 10, no. 1, Proposition 1). Since the relation RR is open (§2§ 2, no. 4, Lemma 2), it follows that X/GX/G is Hausdorff (Chapter I, § 8, no. 3, Proposition 8).

Now suppose that GG is Hausdorff. Then the mapping x→(e,x)x \to (e, x) of XX into G×XG \times X is a homeomorphism of XX onto a closed subspace of G×XG \times X, and is therefore proper (Chapter I, § 10, no. 1, Proposition 2). If we compose this mapping with the mapping (s,x)→(x,s.x)(s, x) \to (x, s.x) of G×XG \times X into X×XX \times X, which by hypothesis is proper, we obtain a proper mapping of XX into X×XX \times X, namely the diagonal mapping x→(x,x)x \to (x, x). Hence the diagonal Δ\Delta of X×XX \times X is closed in XX, and therefore XX is Hausdorff.

Proposition 4

Let* GG be a topological group operating properly on a topological space XX, and let xx be a point of XX. Let G.xG.x denote the orbit of xx, and let KxK_x denote the stabilizer of xx. Then:

a) The mapping s→s.xs \to s.x of GG into XX is proper.

b) KxK_x is quasi-compact.

c) The canonical mapping of G/KxG/K_x onto G.xG.x is a homeomorphism.

d) The orbit G.xG.x is closed in XX.

The inverse image of {x}×X\{ x \} \times X under θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x) is G×{x}G \times \{ x \}; hence, by Proposition 3 of Chapter I, § 10, no. 1, the restriction of θ\theta to G×{x}G \times \{ x \} is a proper mapping of G×{x}G \times \{ x \} into {x}×X\{ x \} \times X, whence a) follows. Since KxK_x is the inverse image of xx under s→s.xs \to s.x, b) follows from Chapter I, § 10, no. 2, Theorem 1. c) and d) are consequences of a), by virtue of Chapter I, § 10, no. 1, Propositions 2 and 5 b).

Remark

Proposition 4 shows that if a topological group GG operates properly on a homogeneous space G/HG/H, then the subgroup HH is quasi-compact (and therefore compact if GG is Hausdorff). It can be shown that this is also a sufficient condition for GG to operate properly on G/HG/H (Exercise 3).

Proposition 5

Let* GG (resp. G′G') be a topological group operating continuously on a topological space XX (resp. X′X'). Let φ\varphi be a continuous homomorphism of GG into G′G' and let ψ\psi be a continuous mapping of XX into X′X' compatible with φ\varphi (§ 2, no. 4). Then:

(i) *If φ\varphi is surjective and ψ\psi is surjective and proper, and if GG operates properly on XX, then G′G' operates properly on X′X'.

(ii) If φ\varphi is proper, if G′G' operates properly on X′X' and if XX is Hausdorff, then GG operates properly on XX.

To prove (i), consider the commutative diagram

G×X→θX×Xα↓↓βG′×X′→θ′X′×X′ \begin{array}{ccc} G \times X & \xrightarrow{\theta} & X \times X \\ \alpha \downarrow & & \downarrow \beta \\ G' \times X' & \xrightarrow{\theta'} & X' \times X' \end{array}

where α=φ×ψ\alpha = \varphi \times \psi and β=ψ×ψ\beta = \psi \times \psi. By hypothesis, θ\theta is proper; so is β\beta [Chapter I, § 10, no. 1, Proposition 4 a)]; hence β∘θ=θ′∘α\beta \circ \theta = \theta' \circ \alpha is proper [Chapter I, § 10, no. 1, Proposition 5 a)]. Since α\alpha is surjective it follows that θ′\theta' is proper [Chapter I, § 10, no. 1, Proposition 5 b)].

To prove (ii) consider an ultrafilter UU on G×XG \times X, such that the mappings

(s,x)→s.xand(s,x)→x (s, x) \to s.x \quad \text{and} \quad (s, x) \to x

converge with respect to UU to y0y_0 and x0x_0 respectively. It follows that (s,x)→φ(s).ψ(x)(s, x) \to \varphi(s).\psi(x) and (s,x)→ψ(x)(s, x) \to \psi(x) converge with respect to UU. Since G′G' operates properly on X′X', this implies (no. 1) that (s,x)→φ(s)(s, x) \to \varphi(s) converges with respect to UU to a point s0′∈G′s'_0 \in G'. Since φ\varphi is proper, we deduce (Chapter I, § 10, no. 2, Theorem 1) that (s,x)→s(s, x) \to s converges with respect to UU to a point s0∈Gs_0 \in G. The uniqueness of the limit in XX then shows that y0=s0x0y_0 = s_0 x_0, and hence that GG operates properly on XX (no. 1).

3. Groups operating freely on a topological space

Definition 2

Let GG be a group operating on a set XX. GG is said to operate freely on XX if the stabilizer of every element of XX is {e}\{e\}, in other words if the relations s.x=x, s∈G, x∈Xs.x = x,\ s \in G,\ x \in X imply s=es = e.

Example

Let GG be a group and let HH be a subgroup of GG. Then HH operates freely by (left or right) translations on GG.

Let GG be a group operating freely on a set XX, let RR be the equivalence relation defined by GG on XX, and let C⊂X×XC \subset X \times X be the graph of RR. If (x,y)∈C(x, y) \in C, then there exists s∈Gs \in G such that s.x=ys.x = y; and ss is unique, since s.x=s′.xs.x = s'.x implies s′−1s.x=x{s'}^{-1}s.x = x, and therefore s′−1s=e{s'}^{-1}s = e (as GG operates freely). If we make correspond to (x,y)∈C(x, y) \in C the unique s∈Gs \in G such that s.x=ys.x = y, we define a mapping φ:C→G\varphi : C \to G, which we shall call the canonical mapping of CC into GG. With this notation:

Proposition 6

Let GG be a topological group operating continuously on a topological space XX, and suppose that GG operates freely on XX. Then GG operates properly on XX if and only if the following condition is satisfied:

(FP) The graph CC of the equivalence relation defined by GG is closed in X×XX \times X, and the canonical mapping φ:C→G\varphi : C \to G is continuous.

The set CC is the image of the mapping θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x) of G×XG \times X into X×XX \times X. We know (Chapter I, § 10, no. 1, Proposition 2) that θ\theta is proper if and only if CC is closed in X×XX \times X and (if θ′\theta' denotes the mapping θ\theta considered as a mapping of G×XG \times X into CC) θ′\theta' is a homeomorphism. Now the hypothesis implies that θ′\theta' is bijective and that its inverse is the mapping (x,y)→(φ(x,y),x)(x, y) \to (\varphi(x, y), x). Hence θ′\theta' is a homeomorphism if and only if φ\varphi is continuous.

4. Locally compact groups operating properly

Proposition 7

Let GG be a locally compact group operating continuously on a Hausdorff space XX. Then GG operates properly on XX if and only if, for each pair of points x,yx, y of XX, there is a neighbourhood VxV_x of xx and a neighbourhood VyV_y of yy such that the set KK of all s∈Gs \in G for which s.Vx∩Vy≠∅s.V_x \cap V_y \neq \emptyset is relatively compact in GG.

Let FF be the compact space obtained by adjoining a point at infinity ω\omega to GG, and let Γ\Gamma be the graph of ρ:(s,x)→s.x\rho : (s, x) \to s.x considered as a subset of F×X×XF \times X \times X. Let us show that if the restriction of pr23\mathrm{pr}_{23} to Γ\Gamma is proper, then Γ\Gamma is closed in F×X×XF \times X \times X. Indeed, this hypothesis implies that the map u:(t,s,x,y)→(t,x,y)u : (t, s, x, y) \to (t, x, y) of F×ΓF \times \Gamma into F×X×XF \times X \times X is closed. If Γ′\Gamma' is the set of points (s,s)(s, s) in F×GF \times G, where s∈Gs \in G, then Γ′\Gamma' is closed in F×GF \times G, since it is the graph of the canonical injection G→FG \to F (Chapter I, § 8, no. 1, Corollary 2 to Proposition 2); hence the intersection (Γ′×X×X)∩(F×Γ)(\Gamma' \times X \times X) \cap (F \times \Gamma) is closed in F×ΓF \times \Gamma, and it is immediately seen that its image under uu is the set Γ\Gamma considered as a subset of F×X×XF \times X \times X; hence Γ\Gamma is closed in F×X×XF \times X \times X. Now, we have ({ω}×X×X)∩Γ=∅(\{\omega\} \times X \times X) \cap \Gamma = \emptyset. From the definition of FF, therefore, for every point (x,y)∈X×X(x, y) \in X \times X there is a neighbourhood WW of (x,y)(x, y) in X×XX \times X and a compact subset KK of GG such that

((G−K)×W)∩Γ; ((G - K) \times W) \cap \Gamma;

is empty; and since we may take WW to be a neighbourhood Vx×VyV_x \times V_y, where VxV_x and VyV_y are neighbourhoods of xx and yy respectively in XX, the statement “((G — K) × W) ∩ Γ = ∅” becomes “if s ∉ K, then s · V_x ∩ V_y = ∅”. We have thus proved the necessity of the condition stated in the proposition. Conversely, suppose this condition is satisfied; let A be a set filtered by an ultrafilter F\mathfrak{F}, and let α → (s_α, x_α) be a mapping of A into G × X such that lim_F\mathfrak{F} x_α = x and lim_F\mathfrak{F} s_α · x_α = y. Suppose that K, V_x and V_y satisfy the condition of the proposition. By hypothesis there is a set M ∈ F\mathfrak{F} such that if α ∈ M then x_α ∈ V_x and s_α · x_α ∈ V_y, hence s_α ∈ K. This shows that α → s_α converges with respect to F\mathfrak{F}, and the proof is complete.

If G is compact, the condition of Proposition 7 is trivially satisfied; we thus retrieve Proposition 2 a).

Proposition 7 shows in particular that a discrete group G, operating continuously on a Hausdorff space X, operates properly on X if and only if, for each pair (x, y) of points of X, there is a neighbourhood V_x of x and a neighbourhood V_y of y such that the set of points s ∈ G for which s · V_x ∩ V_y ≠ ∅ is finite.

Proposition 8

Let G be a discrete group operating properly on a Hausdorff space X. Let x be a point of X and let K_x be the stabilizer of x. Then:

a) The subgroup K_x is finite and there is an open set U ⊂ X, containing x, which is stable under K_x, and on which the equivalence relation induced by the relation defined by G is the equivalence relation defined by K_x.

b) The canonical mapping U/K_x → X/G is a homeomorphism of U/K_x onto an open neighbourhood of the class of x in X/G.

By Proposition 7, K_x is finite. To construct an open set U which satisfies the required conditions, notice first that by Proposition 7 there is an open set U_0 containing x and such that the set K of s ∈ G for which s · U_0 ∩ U_0 ≠ ∅ is finite. Clearly K_x ⊂ K; let s_1, ..., s_n be the elements of K — K_x. If we put x_i = s_i · x (1 ≤ i ≤ n), then x_i ≠ x for each i; since X is Hausdorff, there is for each index i an open neighbourhood V_i of x and an open neighbourhood V'_i of s_i · x such that V_i ∩ V'_i = ∅. Let U_i = V_i ∩ s_i^{-1} · V'_i; then U_i is clearly open and contains x, and we have U_i ∩ s_i · U_i ⊂ V_i ∩ V'_i = ∅. Let U' = U_0 ∩ U_1 ∩ ... ∩ U_n; U' is open, contains x and is such that U' ∩ s · U' = ∅ for s ∉ K_x. Putting U = ⋂_{t ∈ K_x} t · U' we finally obtain an open set, stable under K_x, containing x and such that U ∩ s · U = ∅ for s ∉ K_x: U is the open set required.

The fact that the canonical mapping U/K_x → X/G is a homeomorphism of U/K_x onto an open set in X/G follows from Chapter I, § 5, no. 2, Proposition 4, since U is open and the equivalence relation defined by G is open (§ 2, no. 4, Lemma 2).

Corollary

If we suppose in addition that Kx={e}K_x = \{ e \}, then the point xx has an open neighbourhood UU such that the restriction to UU of the canonical mapping X→X/GX \to X/G is a homeomorphism of UU onto an open subset of X/GX/G.

5. Groups operating continuously on a locally compact space

Proposition 9

Let GG be a topological group operating continuously on a locally compact space XX. Then if X/GX/G is Hausdorff it is locally compact.

Since the equivalence relation on XX defined by GG is open (§2§ 2, no. 4, Lemma 2), the proposition results from Chapter I, §10§ 10, no. 4, Proposition 10.

Proposition 10

Let GG be a topological group operating continuously on a locally compact space XX, and suppose that X/GX/G is Hausdorff. Let φ\varphi be the canonical mapping of XX onto X/GX/G. Then if K′K' is any compact subset of X/GX/G, there is a compact subset KK of XX such that φ(K)=K′\varphi(K) = K'.

Since the equivalence relation defined by GG is open (§2§ 2, no. 4, Lemma 2), the proposition is a particular case of Proposition 10 of Chapter I, §10§ 10, no. 4.

Proposition 11

Let GG be a Hausdorff topological group operating properly on a non-empty space XX. If XX is compact (resp. locally compact) then so are GG and X/GX/G.

By hypothesis, the mapping θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x) of G×XG \times X into X×XX \times X is proper; if X×XX \times X is compact (resp. locally compact) then the Corollary to Proposition 9 of Chapter I, §10§ 10, no. 4 shows that G×XG \times X is also compact (resp. locally compact), and therefore so is GG since X≠∅X \neq \emptyset. Since X/GX/G is Hausdorff (no. 2, Proposition 3), the compactness (resp. local compactness) of XX implies the compactness (resp. local compactness) of X/GX/G [Chapter I, §10§ 10, no. 4, Proposition 8 (resp. Proposition 9)] (see §2§ 2, Exercise 29).

We shall now give criteria which allow us to assert that a Hausdorff topological group GG operates properly on a locally compact space XX. For each pair of subsets K,LK, L of XX we denote by P(K,L)P(K, L) the set of all s∈Gs \in G such that s.K∩L≠∅s.K \cap L \neq \emptyset.

Theorem 1

Let GG be a Hausdorff topological group which operates continuously on a topological space XX. Let KK be a compact subset of XX and let LL be a closed subset of XX. Then: a) The set P(K,L)P(K, L) is closed in GG.

b) If G operates properly on X and if L is compact, then P(K, L) is compact.

c) Conversely, if X is locally compact and if, for each pair K, L of compact subsets of X, P(K, L) is relatively compact in G [and therefore compact by a)]; then G operates properly on X (and if X is not empty, G is locally compact by Proposition 11).

The mapping (s,x)→s.x(s, x) \to s.x of G×KG \times K into XX is continuous, and the inverse image L′L' of LL under this mapping is therefore closed. Since KK is compact, the projection pr⁡1:G×K→G\operatorname{pr}_1 : G \times K \to G is proper (Chapter I, § 10, no. 2, Corollary 5 of Theorem 1) and the image of L′L' under pr⁡1\operatorname{pr}_1 is therefore closed. This image is P(K,L)P(K, L), hence a) is proved.

To prove b): XX is Hausdorff (no. 2, Proposition 3). By hypothesis the mapping θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x) of G×XG \times X into X×XX \times X is proper; since K×LK \times L is compact, so is θ‾(K×L)\overline{\theta}(K \times L) since XX is Hausdorff (Chapter I, § 10, no. 2, Proposition 6). Hence the projection P(K,L)P(K, L) of θ‾(K×L)\overline{\theta}(K \times L) into GG is a compact set.

To prove c): since K×LK \times L is closed in X×XX \times X, it follows that θ‾(K×L)\overline{\theta}(K \times L) is closed in P(K,L)×KP(K, L) \times K and is therefore compact under the hypotheses of c). Since every compact subset of X×XX \times X is contained in a compact subset of the form K×LK \times L, it follows that the inverse image of any compact subset of X×XX \times X under θ\theta is compact, and since X×XX \times X is locally compact, this shows that θ\theta is proper (Chapter I, § 10, no. 3, Proposition 7) [see Chapter IV, § 1, Exercise 4c)].

Remark

Clearly, we have P(K,L)⊂P(K∪L,K∪L)P(K, L) \subset P(K \cup L, K \cup L); therefore for GG to operate properly on a locally compact space XX, it is sufficient that, for each compact subset KK of XX, the set P(K,K)P(K, K) is relatively compact in GG. In particular, a discrete group GG operates properly on a locally compact space XX if and only if, for each compact subset KK of XX, the set of s∈Gs \in G such that s.K∩K≠∅s.K \cap K \neq \emptyset is finite.

Example

Let XX be a complex analytic manifold, analytically isomorphic to a bounded open subset of Cn\mathbf{C}^n, and let GG be the group of analytic automorphisms of XX. The topology of compact convergence is compatible with the group structure of GG, and it can be shown that GG operates properly on XX. In particular, every discrete subgroup of GG operates properly on XX.

Take for example XX to be the upper half-plane J(z)>0\mathscr{J}(z) > 0, which is analytically isomorphic to an open disc in C\mathbf{C}. Then GG is the group of all transformations z→(az+b)/(cz+d)z \to (az + b)/(cz + d), where a,b,c,da, b, c, d are real and ad−bc≠0ad - bc \neq 0. The subgroup HH of GG which consists of all such transformations for which a,b,c,da, b, c, d are integers and ad−bc=1ad - bc = 1 is a discrete subgroup of GG, called the modular group. By what has been said above, it operates properly on the upper half-plane J(z)>0\mathscr{J}(z) > 0.

Proposition 12

Let G be a Hausdorff topological group which operates continuously on a topological space X. Let K be a compact subset of X, and let ρK\rho_K be the mapping (s,x)→s.x(s, x) \to s.x of G×KG \times K into X. Then:

a) If G operates properly on X, ρK\rho_K is proper.

b) If X is locally compact and ρK\rho_K is proper for each compact subset K of X, G operates properly on X.

The mapping ρK\rho_K factorizes as G×K→θKK×X→pr2XG \times K \xrightarrow{\theta_K} K \times X \xrightarrow{\mathrm{pr}_2} X, where θK\theta_K is the restriction to G×KG \times K of the mapping θ:(s,x)→(x,s.x)\theta : (s, x) \to (x, s.x) of G×XG \times X into X×XX \times X. Since θ−1(K×X)=G×K\theta^{-1}(K \times X) = G \times K, θK\theta_K is proper if θ\theta is proper (Chapter I, § 10, no. 1, Proposition 3). On the other hand, since K is compact, the projection pr2:K×X→X\mathrm{pr}_2 : K \times X \to X is proper (Chapter I, § 10, no. 2, Theorem 1, Corollary 5), hence ρK\rho_K is proper (ibid., no. 1, Proposition 5).

Suppose conversely that ρK\rho_K is proper for each compact K⊂XK \subset X. If L is a compact subset of X, then ρK−1(L)\rho_K^{-1}(L) is a compact subset of G×KG \times K, whose projection into G is P(K,L)P(K, L); therefore P(K,L)P(K, L) is compact. Hence if X is locally compact it follows from Theorem 1 that G operates properly on X.

Corollary

Let G be a Hausdorff topological group operating properly on a topological space X. If K is any compact subset of X and if F is any closed subset of G, then F.K is closed in X.

This follows from Proposition 12 and from Chapter I, § 10, no. 1, Proposition 1.

6. Locally compact homogeneous spaces

Proposition 13

Let G be a locally compact group and let H be a closed subgroup of G. Then the homogeneous space G/HG/H is locally compact and paracompact.

Since G/HG/H is Hausdorff (§ 2, no. 5, Proposition 13) it is locally compact, by Proposition 9 of no. 5 applied to H operating on G on the right. Thus it remains to show that G/HG/H is paracompact. Let V be a symmetric compact neighbourhood of e in G, and let G0=V∞G_0 = V^\infty be the subgroup of G generated by V. G0G_0 is open (§ 2, no. 1, Corollary to Proposition 4) and operates continuously on G/HG/H (§ 2, no. 5, Proposition 12). If we can show that each of the orbits G0.z (z∈G/H)G_0.z \ (z \in G/H) is an open subset of G/HG/H and a countable union of compact sets, then it will follow that G/HG/H is the topological sum of the distinct orbits G0.zG_0.z and is therefore paracompact (Chapter I, , no. 10, Theorem 5). That G0.zG_0 . z is open in G/HG/H follows from the facts that G0G_0 is open in GG and the equivalence relation x−1y∈Hx^{-1} y \in H is open (§2\S 2, no. 4, Lemma 2). On the other hand, G0zG_0 z is the union of the sets Vn.zV^n . z (n≥1n \geq 1), and since VnV^n is compact in GG and G/HG/H is Hausdorff, Vn.zV^n . z is compact. This completes the proof

Proposition 14

In a locally compact group GG, the identity component CC is the intersection of the open subgroups of GG.

CC is a closed normal subgroup of GG (§2§ 2, no. 2, Proposition 7), and hence G/CG/C is locally compact (Proposition 13) and totally disconnected (Chapter I, §11§ 11, no. 5, Proposition 9). Since the inverse image of an open subgroup of G/CG/C, under the canonical mapping of GG onto G/CG/C, is an open subgroup of GG containing CC, we see that we can restrict ourselves to proving the proposition for the group G/CG/C. In other words, we may assume that GG is totally disconnected. We know then (Chapter II, §4§ 4, no. 4, Corollary to Proposition 6) that every compact neighbourhood VV of ee contains a neighbourhood UU of ee which is both open and closed. Since UU is compact and B=CUB = C U is closed, there is a symmetric open neighbourhood WW of ee such that W⊂UW \subset U and UW∩BW=∅UW \cap BW = \varnothing (§3§ 3, no. 1 and Chapter II, §4§ 4, no. 3, Proposition 4), and a fortiori UW⊂UUW \subset U. By induction on nn it follows that Wn⊂UW^n \subset U for every integer n>0n > 0. Hence the subgroup W∞=⋃n>0WnW^\infty = \bigcup_{n > 0} W^n, generated by WW, is contained in UU; but W∞W^\infty is open in GG (§2§ 2, no. 1, Corollary to Proposition 4). This completes the proof.

We have also proved:

Corollary 1

If GG is a totally disconnected locally compact group, then every neighbourhood of ee in GG contains an open subgroup of GG.

Corollary 2

A locally compact group is connected if it is generated by each neighbourhood of the identity element.

Corollary 3

Let GG be a locally compact group, let HH be a closed subgroup of GG, and let φ\varphi be the canonical mapping of GG onto G/HG/H. Then the components of G/HG/H are the closures of the images under φ\varphi of the components of GG.

Let CC be the identity component of GG. The components of GG are the sets sCsC, where s∈Gs \in G (§2§ 2, no. 2, Proposition 7); φ(sC)\varphi(sC) is clearly connected, hence so is φ(sC)\varphi(sC) (Chapter I, §11§ 11, no. 1, Proposition 1). But φ(sC)=φ(sCH)\varphi(sC) = \varphi(sCH), and since sCHsCH is saturated with respect to the equivalence relation defined by HH, and since this equivalence relation is open (§ 2, no. 4, Lemma 2), we have φ(sCH)‾=φ(sCH‾)=φ(s.CH‾)\overline{\varphi(sCH)} = \varphi(\overline{sCH}) = \varphi(s.\overline{CH}) (Chapter I, § 5, no. 3, Proposition 7).

Put L=CHL = CH. LL is a closed subgroup of GG which contains CC and HH; hence to prove that the sets φ(s.L)=s.φ(L)\varphi(s.L) = s.\varphi(L) are the components of G/HG/H it is enough to show that the quotient space of G/HG/H by the equivalence relation whose classes are the sets s.φ(L)s.\varphi(L) is totally disconnected. Now this quotient space is homeomorphic to the homogeneous space G/LG/L (Chapter I, § 3, no. 4, Proposition 7); we are thus reduced to proving that when C⊂HC \subset H, G/HG/H is totally disconnected. Since G/HG/H may be identified with (G/C)/(H/C)(G/C)/(H/C) (§ 2, no. 7, Proposition 22), we may even assume that GG itself is totally disconnected. Every neighbourhood of φ(e)\varphi(e) in G/HG/H contains a neighbourhood of the form φ(V)\varphi(V), where VV is a neighbourhood of ee in GG, and therefore (Corollary 1) contains a neighbourhood of the form φ(K)\varphi(K), where KK is a compact open subgroup of GG. φ(K)\varphi(K) is therefore both open and closed in G/HG/H, and this shows that the component of φ(e)\varphi(e) in G/HG/H consists of φ(e)\varphi(e) alone. By translation, the same is true for the component of every point of G/HG/H, and the corollary is proved.

Exercises

See the exercises for § 4.

Transcribed from the printed volume. Not translated.