Bourbaki

Theorem 1

Tag 06EE, permanent. Cite it as [Bourbaki, Tag 06EE].

Algebra, chapter IV, § 6. Symmetric functions

— Let us put E=A[X1,…,Xn]E = A[\mathbf{X}_1, \ldots, \mathbf{X}_n] and S=A[X1,…,Xn]symS = A[\mathbf{X}_1, \ldots, \mathbf{X}_n]^{\text{sym}}.

a) The AA-algebra SS of symmetric polynomials is generated by s1,…,sns_1, \ldots, s_n.

b) The elements s1,…,sns_1, \ldots, s_n of EE are algebraically independent over AA (IV, p. 4).

c) The family of monomials Xν=X1ν(1)…Xnν(n)X^\nu = X_1^{\nu(1)} \ldots X_n^{\nu(n)} such that 0≤ν(i)<i0 \leq \nu(i) < i for 1≤i≤n1 \leq i \leq n is a basis of the SS-module EE. In particular, EE is a free SS-module of rank n!n!.

We shall prove the theorem by induction on nn, the case n=0n = 0 being trivial. Let us write B=A[Xn]B = A[X_n] and denote by sk′s_k' the elementary symmetric polynomial of degree kk in X1,…,Xn−1X_1, \ldots, X_{n-1}; we thus have B[X1,…,Xn−1]=A[X1,…,Xn]B[X_1, \ldots, X_{n-1}] = A[X_1, \ldots, X_n]. If we replace nn by n−1n-1 and AA by BB in the statement of Th. 1, we can formulate the induction hypothesis as follows:

(A) The BB-algebra S′S' of polynomials f∈A[X1,…,Xn]f \in A[\mathbf{X}_1, \ldots, \mathbf{X}_n] invariant under all permutations of X1,…,Xn−1X_1, \ldots, X_{n-1} is generated by s1′,…,sn−1′s_1', \ldots, s_{n-1}'.

(B) The elements s1′,…,sn−1′s_1', \ldots, s_{n-1}', of EE are algebraically independent over BB.

(C) The family of monomials X1ν(1)…Xn−1ν(n−1)X_1^{\nu(1)} \ldots X_{n-1}^{\nu(n-1)} such that 0≤ν(i)<i0 \leq \nu(i) < i for 1≤i≤n−11 \leq i \leq n-1 is a basis of the S′S'-module EE.

We have the obvious relation

(5)

sk=sk′+sk−1′Xn(1≤k≤n−1), s_k = s_k' + s_{k-1}' X_n \quad (1 \leq k \leq n-1),
from which we obtain by induction on kk

(6)

sk′=(−1)kXnk+∑i=1k(−1)k−isiXnk−i(1≤k≤n−1). s_k' = (-1)^k X_n^k + \sum_{i=1}^k (-1)^{k-i} s_i X_n^{k-i} \quad (1 \leq k \leq n-1).

We have S⊂S′S \subset S', hence s1,…,sns_1, \ldots, s_n belong to S′S'; by (A) and formula (6) the B-algebra S′S' is therefore generated by s1,…,sn−1′s_1, \ldots, s_{n-1}'.

By (B) there exists an endomorphism μ\mu of the B-algebra S′S' such that

(7)

u(sk′)=(−1)kXnk+∑i=1k(−1)k−isi′Xnk−i(1≤k≤n−1). u(s_k') = (-1)^k X_n^k + \sum_{i=1}^k (-1)^{k-i} s_i' X_n^{k-i} \quad (1 \leq k \leq n-1).

By (5), we have u(sk)=u(sk′)+u(sk−1′)Xnu(s_k) = u(s_k') + u(s_{k-1}') X_n, whence u(sk)=sk′u(s_k) = s_k' by an easy calculation. Let P∈B[Y1,…,Yn−1]P \in B[Y_1, \ldots, Y_{n-1}]; then from P(s1,…,sn−1)=0P(s_1, \ldots, s_{n-1}) = 0 we deduce

0=u(P(s1,…,sn−1))=P(s1′,…,sn−1′), 0 = u(P(s_1, \ldots, s_{n-1})) = P(s_1', \ldots, s_{n-1}'),
whence P=0P = 0 by (B). It follows that the B-algebra S′S' is generated by the algebraically independent elements s1,…,sn−1s_1, \ldots, s_{n-1}. This property may be reformulated as follows: (D) The AA-algebra S′S' is generated by the algebraically independent elements s1,…,sn−1,Xns_1, \ldots, s_{n-1}, X_n.

We can thus identify S' with the polynomial ring C[Xn]C[X_n], where CC is the sub-A-algebra of E generated by s1,...,sn−1s_1, ..., s_{n-1}.

To prove a), let f∈Sf \in S be a homogeneous symmetric polynomial of degree mm. We have f∈S′=C[Xn]f \in S' = C[X_n], so there exists an element g=P(s1,...,sn−1)g = P(s_1, ..., s_{n-1}) of C, homogeneous of degree mm in X1,...,XnX_1, ..., X_n, such that f−gf - g is divisible by XnX_n. Since f−gf - g is symmetric, each of its terms is also divisible by X1,...,Xn−1X_1, ..., X_{n-1}, hence f−gf - g is divisible by sn=X1...Xns_n = X_1 ... X_n. In other words, there exists h∈Sh \in S such that f=g+hsnf = g + hs_n, whence deg⁡h<m\deg h < m. By induction on mm it follows that ff belongs to

C[sn]E=A[s1,...,sn−1,sn]E. C[s_n]_E = A[s_1, ..., s_{n-1}, s_n]_E .

Thus we have shown that the A-algebra S is generated by s1,...,sns_1, ..., s_n.

Next we prove b). If we substitute XX, for XX in (4), we find

(−1)n+1sn=Xnn+∑k=1n−1(−1)n−ksn−kXnk; (-1)^{n+1}s_n = X_n^n + \sum_{k=1}^{n-1} (-1)^{n-k} s_{n-k} X_n^k ;

in other words, (−1)n+1sn(-1)^{n+1}s_n is a monic polynomial in XX, of degree nn and with coefficients in CC. By IV, p. 11 we thus have the following property : (E) The C-algebra homomorphism φ\varphi of C[T]C[T] into C[Xn]=S′C[X_n] = S' which maps T to sns_n is injective, and S′S' is a free module over the image of φ\varphi, with basis (1,Xn,...,Xnn−1)(1, X_n, ..., X_n^{n-1}).

The elements s1,...,sn−1s_1, ..., s_{n-1} of CC are algebraically independent over A, by (D); thus the injectivity of φ\varphi means that s1,...,sn−1,sns_1, ..., s_{n-1}, s_n are algebraically independent over A, whence b).

To prove c), the image of φ\varphi equals C[sn]E=SC[s_n]_E = S, hence by (E), S′S' is a free module over S on the basis (1,X1,...,Xnn−1)(1, X_1, ..., X_n^{n-1}). Now the assertion c) follows from the induction hypothesis (C) and Prop. 25 of II, p. 222. This completes the proof.

Let ff be a symmetric polynomial in X1,...,XnX_1, ..., X_n, homogeneous of degree mm. By Th. 1 (IV, p. 62) there exists a polynomial Q∈A[Y1,...,Yn]Q \in A[Y_1, ..., Y_n] such that f=Q(s1,...,sn)f = Q(s_1, ..., s_n). The preceding proof provides a means of explicit calculation of QQ, by a double induction on nn and mm. For as we have seen, there exists a polynomial P∈A[Y1,...,Yn−1]P \in A[Y_1, ..., Y_{n-1}] and a polynomial h symmetric in X1,...,XnX_1, ..., X_n which is homogeneous of degree m−nm-n, such that

f=P(s1,...,sn−1)+snh. f = P(s_1, ..., s_{n-1}) + s_n h .

For every polynomial u∈A[X1,...,Xn]u \in A[X_1, ..., X_n] we put

u′(X1,...,Xn−1)=u(X1,...,Xn−1,0) u'(X_1, ..., X_{n-1}) = u(X_1, ..., X_{n-1}, 0)

Then s1′,...,sn−1′s'_1, ..., s'_{n-1} are the elementary symmetric polynomials in X1,...,Xn−1X_1, ..., X_{n-1} and formula (8) implies

f′=P(s1′,...,sn−1′) f' = P(s'_1, ..., s'_{n-1})

The determination of PP is thus reduced to a calculation of symmetric polynomials in n−1n - 1 indeterminates, and hh is obtained from (8).

We illustrate the method by two examples.

Examples. — 1) Let n=3n = 3 and

f=X12(X2+X3)+X22(X3+X1)+X32(X1+X2). f = X_1^2(X_2 + X_3) + X_2^2(X_3 + X_1) + X_3^2(X_1 + X_2).

We have

f′=X12X2+X1X22=X1X2(X1+X2)=s1′s2′. f' = X_1^2X_2 + X_1X_2^2 = X_1X_2(X_1 + X_2) = s'_1s'_2.

Let us write g=f−s1s2g = f - s_1s_2; we have

g=f−(X1+X2+X3)(X1X2+X1X3+X2X3)=−3X1X2X3, g = f - (X_1 + X_2 + X_3)(X_1X_2 + X_1X_3 + X_2X_3) = -3X_1X_2X_3,

hence finally

f=s1s2−3s3. f = s_1s_2 - 3s_3.

2) Again let n=3n = 3 and put p=X13+X23+X33p = X_1^3 + X_2^3 + X_3^3. We have p(X1,0,0)=X13=s1(X1,0,0)3p(X_1, 0, 0) = X_1^3 = s_1(X_1, 0, 0)^3. Writing q=p−s13q = p - s_1^3, we obtain

q=−3f−6X1X2X3=−3s1s2+3s3 q = -3f - 6X_1X_2X_3 = -3s_1s_2 + 3s_3

and finally

p=s13−3s1s2+3s3. p = s_1^3 - 3s_1s_2 + 3s_3.

Let S1,...,SnS_1, ..., S_n be indeterminates. We shall equip the polynomial algebra A[S1,...,Sn]A[S_1, ..., S_n] with the graduation of type NN for which SkS_k is of weight kk for 1≤k≤n1 \leq k \leq n (IV, p. 3), and we equip A[X1,...,Xn]A[X_1, ..., X_n] with the usual graduation. For 1≤k≤n1 \leq k \leq n the elementary symmetric polynomial sk,ns_{k,n} in X1,...,XnX_1, ..., X_n is homogeneous of degree kk. By Th. 1 (IV, p. 62) the mapping g↦g(s1,n,...,sn,n)g \mapsto g(s_{1,n}, ..., s_{n,n}) is thus an isomorphism of graded algebras

φn:A[S1,...,Sn]→A[X1,...,Xn]sym \varphi_n : A[S_1, ..., S_n] \to A[X_1, ..., X_n]^{\text{sym}}

Let mm be an integer such that 0≤m≤n0 \leq m \leq n. For every integer kk such that 1≤k≤m1 \leq k \leq m we have

sk,m(X1,...,Xm)=sk,n(X1,...,Xm,0,...,0) s_{k,m}(X_1, ..., X_m) = s_{k,n}(X_1, ..., X_m, 0, ..., 0)

by definition (IV, p. 61, formula (1)) of sks_k. Hence the diagram

A[S1,...,Sm]→jA[S1,...,Sn]φm↓φn↓A[X1,...,Xm]sym←pA[X1,...,Xn]sym \begin{array}{ccc} A[S_1, ..., S_m] & \xrightarrow{j} & A[S_1, ..., S_n] \\ \varphi_m \downarrow & & \varphi_n \downarrow \\ A[X_1, ..., X_m]^{\text{sym}} & \xleftarrow{p} & A[X_1, ..., X_n]^{\text{sym}} \end{array}

(where j denotes the canonical inclusion and pp the homomorphism

g↦g(X1,…,Xm,0,…,0) g \mapsto g (X_1, \ldots, X_m, 0, \ldots, 0)
is commutative.

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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Transcribed from the printed edition, 2003, Springer. Not translated.