§ 6. Weak topologies
1. Dual vector spaces
Let and be two real vector spaces and let be a bilinear form on . We say that the bilinear form puts the vector spaces and in duality, or that F and G are in duality (relative to B). Recall that we say that and are orthogonal (for the duality defined by B) if ; we say that a subset M of F and a subset N of G are orthogonal if every is orthogonal to every (A, IX, § 1.2).
We say that the duality defined by B is separating in F (resp. in G) if it satisfies the following condition :
(D_I) For every in F, there exists such that . (resp.
(D_{II}) *For every in G, there exists such that .)
The duality defined by B is said to be separating if it is both separating in F and in G. For this to be so, it is necessary and sufficient that the bilinear form B should be separating in the sense of A, IX, § 1.1. More precisely we have the following result :
Proposition 1
Let F, G be two real vector spaces and B a bilinear form on . Let
be linear mappings of G in the dual of F and of F in the dual of G, associated respectively to the right and to the left of B (A, IX, § 1.1). Then B puts F and G in a duality separating in G (resp. in F), if and only if (resp. ) is injective.*
When F and G are put in separating duality by B, we often identify F (resp. G) with a subspace of (resp. ) by means of (resp. ). When we consider F (resp. G) as a subspace of (resp. ) without specifying how this identification is to be made, we are always using the preceding identifications; the bilinear form B is then identified with the restriction to of the canonical bilinear form :
Example
— 1) Let E be a vector space and let E* be its dual. The canonical bilinear form on (A, II, § 2.3) puts E and E* in separating duality : for (D_{II}) is true because of the definition of the relation , and we know on the other hand, that for all in E, there exists a linear form such that (A, II, § 7.5, th. 6), which proves (D_I); the identifications of E with a subspace of is made here by the canonical mapping (loc. cit.).
When E is of finite dimension, the only subspace G of E* that is in separating duality by the restriction to of the canonical bilinear form, is the space E* itself ; for, E being then canonically identified with (loc. cit.), if we had , there would exist in E such that for all (A, II, § 7.5, th. 7), which contradicts the hypothesis.
2) When E is an infinite dimensional vector space, and E' is a vector subspace of E*, the duality between E and E' defined by the restriction to of the canonical bilinear form is always separating in E' ; it can be separating in E even if . The most important case occurs where E is a topological vector space.
Definition 1
— By the dual of a topological vector space E, we mean the subspace E' of E, the dual of the vector space E, formed by the continuous linear forms on E.
Cites 1
When E is a Hausdorff locally convex space, the duality between E and its dual E' is separating : this follows from the Hahn-Banach theorem (II, p. 24, cor. 1) that for every in E, there exists such that .
Remark
— 1) When E is a topological vector space, the dual of the vector space E will be called the algebraic dual of E to avoid confusion. We note also that is the dual of the topological vector space obtained by giving E the finest locally convex topology (II, p. 25, Example 2). 2) The dual E' of a topological vector space does not itself carry a topology, unless this is expressly stated. 3) If F and are in separating duality by the canonical bilinear form, then this is also true of F and , for every subspace of such that .
Cites 1
2. Weak topologies
Definition 2
— *Let F and G be two vector spaces put in duality by the bilinear form B. The coarsest topology on F that makes all the linear forms continuous, where y varies in G, is called the weak topology on F defined by the duality between F and G, and we denote it by .
Cites 1
Similarly we define the weak topology on G, interchanging F and G in definition 1 ; this possibility of interchanging F and G applies to all the results and definitions that follow in this paragraph.
We use the adjective « weak » and the adverb « weakly » to denote properties relative to a weak topology provided there is no possibility of confusion. We shall speak, for example, of « weak convergence » and « weakly continuous functions » etc.
When , the notation will always denote the weak topology defined by the duality corresponding to the restriction to of the canonical bilinear form .
Without extra hypotheses on F and G, we often write for the value of the bilinear form B at , provided there is no ambiguity ; we shall adopt this convention in the rest of this paragraph.
A vector space F carrying a weak topology of will be called a weak space.
A weak topology is locally convex (II, p. 26, prop. 4) ; more precisely, it is the inverse image of the product topology of by the linear mapping of F in . It is defined by the set of semi-norms when y varies in G (II, p. 5). For every , and every finite family of points of G, let be the set of the such that for ; these sets (for and arbitrary) form a fundamental system of neighbourhoods of 0 for . Note that contains that vector subspace of F, of finite codimension, which is defined by the equations for .
Proposition 2
— The weak topology is Hausdorff if and only if the duality between and is separating in .
This is a particular case of II, p. 3, prop. 2.
Proposition 3
— Let and be two real vector spaces in duality. Every linear form on , that is continuous for , can be written as for some . The element is unique when the duality is separating in .
For, to say that the linear form on is continuous for means that there exists a finite set of points () such that, for all in , (II, p. 6, prop. 5). The relations () imply therefore , and hence (A, II, § 7.5, cor. 1), there exists a linear combination such that for all . The uniqueness follows from (D).
In other words, when the duality is separating in , and has the topology , then we can identify canonically with the dual of for this topology (II, p. 42, def. 1).
Corollary 1
— A family of points of is total for the topology if, and only if, for every in , there exists an index such that .
For using prop. 3 and I, p. 13, th. 1, the property expresses the fact that for no closed hyperplane contains all the ; the corollary follows therefore from cor. 3 of II, p. 38.
Corollary 2
— A family of points of is topologically independent for the topology , if, and only if, for every index , there exists an element such that : and for all .
This means, that for all , there exists a closed hyperplane in , which contains all the with index but does not contain .
Corollary 3
— Let and be two vector subspaces of , in duality with (for the restriction of the canonical bilinear form). Then is finer than if and only if .
The condition is obviously sufficient; conversely, if is finer than , then every linear form that is continuous for is also continuous for , hence by prop. 3.
Corollary 4
— Let be a vector subspace of the dual , of the vector space . Then and are in separating duality (for the canonical bilinear form) if, and only if, is dense in in the topology .
This follows from cor. 1.
3. Polar sets and orthogonal subspaces
Definition 2
Let F and G be two (real) vector spaces in duality. For every set M of F we call the polar of M, the set of those y ∈ G for which for all . (For complex vector spaces, cf. II, p. 64.)
Cites 1
If are two subspaces of such that , then the polar of M in is the intersection of with the polar of M in .
When there is no danger of confusion we use to denote the polar, in G, of the subset M of F. Similarly we define the polar in F of a set in G.
Obviously, for every scalar and all , we have . The relation implies ; if N absorbs M then absorbs ; for every family of sets of F, the polar set of is the intersection of the polar sets . Since, for , the closed half-spaces defined by the relations contain 0 and M, we see that if is the convex envelope of , then .
Clearly . Hence
If M is a symmetric subset of F, is a symmetric subset of G; is also in this case the set of such that for all .
Proposition 4
(i) For any set M of F, the polar set is a convex set that contains 0 and is closed in G for the topology .
Cites 1
Cites II § 2. Convex sets
(ii) If M is a cone of vertex 0, then is a cone of vertex 0 and it is also the set of such that for all .
(iii) If M is a vector subspace of F, then is a vector subspace of G, and it is also the set of such that for all .
(i) Since the linear forms are continuous for the statement follows immediately from the definitions and the fact that a half-space determined by a hyperplane is convex.
(ii) If M is a cone with vertex 0 and if , then as , for all , we have , i.e. . Since this holds for all , it follows that , and (ii) is proved.
(iii) Similarly, if M is a vector subspace of F, the relations imply, this time, that for all real which is possible only if .
If M is a vector subspace of F we say that is the orthogonal of M in G; if , then is the intersection of G, and of the subspace orthogonal to M in the algebraic dual of F (A, II, § 2.4, def. 4).
For a vector subspace M of F and a vector subspace N of G we say that M and N are orthogonal if (or, equivalently, if ).
Theorem 1 (The bipolar theorem)
Let F, G be two real vector spaces in duality. For every subset M of F the polar set in F of the polar set of M in G is the closed convex envelope (for ) of .
Cites 2
Cites II § 5. Separation of convex sets, § 6. Weak topologies
We have seen that we need only consider the case where is convex and . Denote the closure, in topology of by , then is a convex set in ; prop. 4 of II, p. 44 shows that . On the other hand if does not belong to then there exists a closed hyperplane in which separates strictly from (II, p. 38, prop. 4); since does not contain 0, there exists such that has the equation (II, p. 43, prop. 3); thus for all and . This implies that and , and the relation follows.
Corollary 1
For any family* of closed convex sets of (in the topology *), each containing* 0, the polar set of the intersections is the convex closed envelope (for ) of the union of the .
For, if is this convex closed envelope, then
whence .
The conclusion of cor. 1 does not necessarily hold if the are not convex.
Corollary 2
For every vector subspace* of , the subspace is the closure of in the topology .
Remark
— Every neighbourhood of 0 in in the topology contains a neighbourhood defined by a finite number of inequalities of the form (), where the are arbitrary points of . If is the symmetric convex envelope of the set of the , then is the polar set of in . We can say that the polars in of finite symmetric sets in (or of their convex envelopes) form a fundamental system of neighbourhoods of 0 in for . If the duality is separating in , these convex envelopes are compact for (II, p. 14, cor. 1 of prop. 15), and of finite dimensions. Conversely every compact, convex set of finite dimension in (with the topology) is contained in the convex envelope of a finite subset of . For, let be a vector subspace of finite dimension containing . If is a basis of , we can suppose that is contained in the closed parallelope centre 0 and constructed on the vectors of the basis (GT, VI, § 1.3); now it is immediate that this parallelope is the convex envelope of the points with .
Thus we can say that (if is Hausdorff) the polars of finite dimensional, convex, compact sets in (for or for any Hausdorff locally convex topology finer than on ) form a fundamental system of neighbourhoods of 0 for .
Cites 1
Cites II § 2. Convex sets
Corollary 3
Let* be the topology of a locally convex space and let be its dual (II, p. 42, def. 1).
(i) *The closed convex sets in E are the same for the topology and for the weak topology .
(ii) *For every subset M of E, the polar set in E of the polar set of M in , is the convex closed envelope of for the topology .
Clearly, (ii) follows from (i) and th. 1. From the definition of the dual , it follows from II, p. 43, prop. 3 that the continuous linear forms on E for the topology are the same as the continuous linear forms for . The closed half-spaces in E are therefore the same for and for (II, p. 15, prop. 17) and the assertion (i) follows therefore from II, p. 38, cor. 1.
4. Transposition of a continuous linear mapping
In this No., we suppose that (F, G) and are two vector spaces in duality.
Proposition 5
Let u be a linear mapping of F in . The following properties are equivalent :
Cites 1
Cites § 6. Weak topologies
a) u is continuous for the weak topologies and ;
b) there exists a mapping such that
for all and .
If these properties hold and if the duality between F and G is separating in G, then the mapping v satisfying (1) is unique, and v is linear.
If u is continuous for the weak topologies, then, for all , the linear form on F is continuous for , thus (II, p. 43, prop. 3) can be written as with , which shows that a) implies b). Conversely, if b) is true, for all , the linear form
is continuous for : it follows from the definition of weak topologies that u is continuous for and (I, p. 10, cor. 1). The uniqueness of v follows from (D_{II}) and this uniqueness implies that v is linear.
Remark
— Suppose that the duality between F and G is separating in G and that the duality between and is separating in . If we identify G and with subspaces of and respectively, the conditions a) and b) are equivalent to ; v is the restriction of the transpose of u (A, II, § 2.5) to .
We say, simply (when there is no chance of confusion) that v is the transpose of u (relative to the duality on the one hand between F and G and on the other hand between and ) and we again use to denote it.
Cites 1
Cites II § 2. Convex sets
Corollary
Suppose that the duality between F and G is separating in G. If u is a linear mapping of F in , that is continuous for and , then its* transpose is a linear mapping of in , that is continuous for and . Further if the duality between and is separating in then .
It is sufficient to exchange and with and in prop. 5.
Proposition 6
Suppose that the duality between and (resp. and ) is separating in (resp. ). Let be a linear mapping of in that is continuous for and . Let be a set in and a set in ; then*:
(i) *We have .
Cites 1
Cites § 6. Weak topologies
(ii) We have ; further, if is closed, (for ) convex, and contains the origin, then we have .
Let , the relation is equivalent to for all , and the relation is equivalent to for all and our assertion (i) follows using (1). Next interchanging and and applying (i) to the set of we get
from which, on taking polars
We have by the bipolar theorem (II, p. 44, th. 1); the final statement follows from (2) and the bipolar theorem since then and is convex and contains the origin.
Corollary 1
With the notations of prop. 6, the relation implies ; if further is convex, closed (for ) and contains the origin, then these two relations are equivalent.
In fact, the relation equivalent to , therefore implies
and conversely the relation implies
from (2). When , we deduce that .
Corollary 2
Let be a linear mapping of in that is continuous for and . We have then
(3)
(4)
Suppose that the dualities between and and between and are separating; then is dense in (for ), if and only if is injective.
Apply prop. 6 with and , using the fact that the weak topologies and are Hausdorff. The last assertion results from (4), interchanging and .
5. Quotient spaces and subspaces of a weak space
Let be two real vector spaces in duality. Let be a vector subspace of , and consider the subspace of the orthogonal in ; if are two points of that are congruent mod. then for all . For each class mod. , denote the common value of when varies in by ; clearly is a bilinear form on .
Proposition 7
— Let be a vector subspace of and a vector subspace of where and are two vector spaces in duality. Suppose that and are orthogonal (which is equivalent to saying that , or ). The vector spaces and are then in duality by the bilinear form .
Cites 1
Cites § 6. Weak topologies
(i) *The topology for this duality is induced by (and in particular we have ).
(ii) *The topology for this duality is coarser than the quotient topology of by ; these topologies are identical if and only if .
(i) Every element of is a class mod. of an element of ; if are elements of and is the class of in then the set of such that for is the trace on of the set of those such that for ; the conclusion follows from the definition of neighbourhoods of 0 for the weak topology.
(ii) Let be the canonical surjection. We show that the quotient topology of by is identical with . As, for , we have , it follows that every neighbourhood of 0 for is of the form , where is a neighbourhood of 0 for saturated for the relation , therefore is finer than . Conversely let be a neighbourhood of 0 in for , where for and ; we are going to see that for , there exist elements such that if one puts , then ; this will show that is finer than and therefore is actually identical with . Now, let be the vector subspace of generated by and the , and denote by the complementary subspace of in ; it is of finite dimension, say . Let be a basis of ; the restrictions to of the linear forms are linearly independent, since otherwise there exists in such that for all , that is to say , which contradicts the definition of . Thus we conclude that for all , there exists such that for all ; if , we have for all . This being so, put , where and ; we have for ; therefore, for all , there exists such that , that is to say we have .
Returning to the case where M is any subspace of N°, note that evidently ; further, from prop. 3 of II, p. 43, we see that, if is such that the linear form is continuous for , then necessarily . We conclude that the condition is necessary and sufficient for the quotient topology to be equal to .
Remark
— The duality between M and G/N (where M and N are two orthogonal subspaces) is separating in M, if and only if ; it is separating in G/N, if and only if .
Corollary 1
— Suppose that the duality between F and G is separating in F. For a vector subspace M of F the topology is identical with quotient topology of by , if and only if M is closed for the topology .
Cites 1
Cites § 6. Weak topologies
This follows from prop. 7 putting , and recalling that is the closure of M for (II, p. 45, cor. 2).
Corollary 2
— If M is of finite dimension n and the duality is separating in F, then is of codimension n in G. If M is closed for and of finite codimension n and if the duality is separating in G, then is of dimension n.
Cites 1
Cites § 6. Weak topologies
For, is in separating duality with M; if M is of dimension n, the same is therefore true of (II, p. 41, example 1). If M is closed, is in separating duality with ; if F/M is of dimension n, it is therefore the same for (II, p. 41, example 1).
Corollary 3
— Let (F, G), (F_1, G_1) be two pairs of spaces in separating duality and let u be a linear mapping of F in F_1, which is continuous for and . Then u is a strict morphism of F in F_1, if and only if, Im() is a closed subspace in G for .
Cites 1
Cites § 6. Weak topologies
Let ; we know that in F (II, p. 47, formula (3)). Let be the canonical mapping so that u factorises as
where w is injective. The spaces and N are in separating duality and by formula (1) of II, p. 48, we have for all and . This relation shows that w is an isomorphism of , carrying the topology , on with the topology induced by . The conclusion results therefore from cor. 1 and the definition of a strict morphism.
Corollary 4
— Let (F, G), (F_1, G_1) be two pairs in separating duality, and let u be a linear mapping of F in F_1 that is continuous for and . Then u is surjective, if and only if, is an isomorphism of (with topology ) on with the topology induced by .
Cites 1
Cites § 6. Weak topologies
For, to say that is equivalent to saying that is closed and everywhere dense in for ; cor. 4 follows then from cor. 3 applied to and of II, p. 47, cor. 2.
Remark
— 1) Let be three pairs of spaces in separating duality and consider a sequence of two linear mappings
that are continuous for the weak topologies corresponding respectively with ; we consider the sequence of transposed mappings
It is clear that , therefore the relation is equivalent to . The sequence (5) is exact if, and only if, the three following conditions are satisfied
a) ; b) is dense in ; c) is a strict morphism of in .
This follows in effect from cor. 3 of II, p. 49 and formulae (3) and (4) of II, p. 47.
2) It must not be thought that when is a strict morphism of in , then is necessarily a strict morphism of in ; in other words can be a strict morphism without being closed in for . This is shown by the example where is a non-closed subspace of and , being the canonical injection. Similarly, the fact that the sequence (5) is exact does not necessarily imply that (6) is exact, however, if the sequence (5) is exact and if is a strict morphism, then the sequence (6) is exact, by the remark 1 and by II, p. 49, cor. 3.
Cites 1
Cites § 6. Weak topologies
6. Products of weak topologies
Proposition 8
— Let be a family of pairs of spaces in duality. Let be the product space of the and be the direct sum of the . If, for all and all , we write (a sum which has only finitely many non-zero terms) then the topology (relative to the bilinear form ) is the product of the topologies .
For, given a topology on ; in order that, for all , the linear form should be continuous for , it is necessary and sufficient, by the definition of , that each of the mappings should be continuous for , where is arbitrary in and in ; but this means that each of the mappings of in is continuous for and for (I, p. 10, cor. 1); this completes the demonstration.
Remark
— The duality between and is separating in (resp. in ) if and only if for all , the duality between and is separating in (resp. in ). If the duality between and is separating in (resp. ), then, in (resp. ), the subspace orthogonal to one (resp. ), canonically identified with a subspace of (resp. ) is the subspace of the product of the where (resp. the direct sum of the such that ).
Corollary 1
— Let F and G be two vector spaces in separating duality. If the space F (with ) is the direct topological sum of two subspaces M, N then the space G (with ) is the direct topological sum of the subspaces orthogonal respectively to M and N.
Cites 1
Cites § 6. Weak topologies
For let be the projectors corresponding to the decomposition of F into the direct sum of M and N; in these conditions the mapping is a topological isomorphism. If , then the topologies on M and N (induced by that of F) are identical with , respectively (II, p. 48, prop. 7). The mapping is a topological isomorphism when we give and G the topologies , and , by prop. 8. Under this mapping (resp. ) has as its image in G the subspace (resp. ), and the topology (resp. ) has as its image the topology induced on (resp. ) by , from which the corollary follows.
Corollary 2
— Let be a basis of the vector space F with dual , and let be an (algebraic) isomorphism defined by this basis. Then the transposed mapping is a topological isomorphism when carries the topology and the product topology.
Cites 1
Cites II § 2. Convex sets
We know (A, II, § 2.6, prop. 10) that is a bijection, and that if for a , we put for all , then the image is the vector of , so that, for all in F, we have . The corollary then follows from this formula and prop. 8.
7. Weakly complete spaces
Proposition 9
— Let F, G be two vector spaces in separating duality. If is the completion of the space F for the topology and if we consider the canonical injection , where has the topology , then the continuous extension of j is an isomorphism of topological vector spaces.
For, we see that , endowed with , is Hausdorff and complete (II, p. 51, cor. 2); if we identify F by j with a vector subspace of then the topology induced on F by is , and F is dense in in the topology (II, p. 43, cor. 4); from which the proposition follows.
Vector spaces that are complete for a weak topology are therefore the duals of arbitrary vector spaces G endowed with ; after II, p. 51, cor. 2, they are (topologically) isomorphic to products of real lines. To simplify the language, we shall call them products of lines (for an intrinsic characterisation of these spaces see II, p. 85, exerc. 13 and II, p. 81, exerc. 1).
We note that on , the topology is minimal among the weak topologies that are Hausdorff; for, a weak topology that is coarser than is necessarily of the form where (II, p. 43, cor. 3); but if , then there exists a linear form that is non null and is orthogonal to (A, II, § 7.3, prop. 8), therefore is not Hausdorff.
We deduce from this remark that, if are two vector spaces, then a linear bijection , that is continuous for the topologies and , is necessarily bicontinuous.
Proposition 10
Let be a real vector space and its dual with the topology .
Cites 2
(i) The mapping is a bijection of the set of vector subspaces of on the set of closed vector subspaces of .
(ii) Every closed vector subspace of is a product of lines and has a topological complement.
By the bipolar theorem (II, p. 45, cor. 2) is a bijection of the set of vector subspaces of , closed for on the set of closed vector subspaces of . But, by definition, every linear form on is continuous for , therefore every vector subspace in is closed, being defined by a system of equations (where ); this proves (i).
Now let be a closed subspace of ; we have then with in . Let be a complement of in . We know that can be canonically identified with , and identified with (A, II, § 2.6, cor. to prop. 10); further (II, p. 50, prop. 8) the topology can be identified with the product of the topologies and ; this proves assertion (ii).
Though, for the topology , every vector subspace of is closed, we note that if is of infinite dimension then the topology is not the finest locally convex topology on , every neighbourhood of 0 for containing a vector subspace of infinite dimension : it is however the finest of the weak topologies on (II, p. 43, cor. 3).
8. Complete convex cones in weak spaces
Lemma 1
Let be a Hausdorff weak space and a proper cone with vertex 0 in , that is complete for the uniform structure induced by that of . Every continuous linear form in is then the difference between two continuous linear forms in that are positive in .
Cites 1
Cites § 6. Weak topologies
Let be the dual of and be the algebraic dual of , with the topology . Let be the vector subspace of formed by the differences of linear forms that are continuous in and positive in (II, p. 44, prop. 4). It is sufficient to show that the orthogonal to in is (II, p. 41, Example 1). Then let be orthogonal to ; as is orthogonal to , it must belong to the bipolar of in . But is identifiable as a subspace of , and since is complete, thus closed in , we have (II, p. 44, th. 1). Similarly is orthogonal to and therefore . As is proper, we have .
Proposition 11
Let be a Hausdorff weak space, and be a proper convex cone with vertex 0 in and which is complete in the uniform structure induced by that of .
Then there exists a set I and a continuous linear mapping u of E in the product space with the following properties:
a) u is an isomorphism of C on for the uniform structures induced respectively by those of E and of .
b) We have .
Further, if the uniform structure induced on C by that of E is metrisable, then we can take .
Let be a family of continuous linear forms in E such that the finite sums of pseudometrics of the form on define the uniform structure of C. (If the structure is metrisable we can take .) By lemma 1 we can suppose further that each of the is positive in C. Let u be the linear mapping of E in . It is clear that u is continuous and that . The restriction is a uniformly continuous mapping that is surjective from C on . Further if in C are such that for all , then since the uniform structure of C is Hausdorff; therefore is bijective. Finally, if W is an entourage of the uniform structure of C, then there exists a finite set J of I and a number such that the relations for imply ; therefore is an isomorphism of C on for the uniform structures being considered.
Corollary 1
— Let E be a Hausdorff weak space and C a proper convex cone of vertex 0 in E that is complete for the uniform structure induced by that of E. Then the mapping of in C is proper.
Because of prop. 11, we can suppose that and that (GT, I, § 10.1, cor. 1 and 4). But then the mapping of in C is written as , and we can restrict ourselves to proving that the continuous mapping of in , is proper (GT, I, § 10.1, cor.3), Now, for all , we see that is the set of pairs such that , therefore the inverse image by f of the interval is the set of the such that , which is compact. The conclusion follows applying (GT, I, § 10.3, prop. 7).
Corollary 2
— Let E be a Hausdorff weak space, and C a proper convex cone with vertex 0 in E, that is complete for the uniform structure induced by that of E.
(i) For every point a of E, the intersection is compact.
(ii) Let A, B be two closed sets in C. Then is a closed set in C.
(i) The set of the such that is compact from cor. 1 and from GT, I, § 10.2, th. 1, b). Now this set is also the set of the for , which proves (i).
(ii) If A and B are closed in C, then is closed in , therefore is closed in C after cor. 1 and GT, I, § 10.1, prop. 1.
Exercises
See the exercises for § 6.