Bourbaki

Lemma 1

Tag 018T, permanent. Cite it as [Bourbaki, Tag 018T].

Lie Groups and Lie Algebras, chapter VIII, § 13. Classical splittable simple Lie algebras

Let V be a finite dimensional vector space, Q a non-degenerate quadratic form on V,Ψ,\Psi the symmetric bilinear form associated to Q, C(Q) the Clifford algebra of V relative to Q,f0,f_0 the composite of the canonical maps

o(Ψ)⟶gl(V)⟶V⊗V∗⟶V⊗V⟶C+(Q) \mathfrak{o}(\Psi )\longrightarrow \mathfrak{g}\mathfrak{l}(V)\longrightarrow V\otimes V^*\longrightarrow V\otimes V\longrightarrow C^+(Q)

(the 1st is the canonical injection, the 3rd is defined by the canonical isomorphism from V∗V^* to V corresponding to Ψ\Psi, the 4th is defined by the multiplication in C(Q), cf. Algebra, Chap. IX, § 9, no. 1). Put f=12f0f=\frac{1}{2}f_0.

(i) If (er),(er′)(e_r),(e'_r) are bases of V such that Ψ(er,es′)=δrs\Psi (e_r, e'_s) =\delta_{rs}, we have f0(a)=f_0(a) = ∑r(aer)er′\sum_r(ae_r)e'_r for all a∈o(Ψ)a\in \mathfrak{o}(\Psi ).

(ii) If a,b∈o(Ψ)a, b\in \mathfrak{o}(\Psi ), we have ∑r(aer)(ber′)=−∑r(aber)er′\sum_r(ae_r)(be'_r) =-\sum_r(abe_r)e'_r.

(iii) If a∈o(Ψ)a\in \mathfrak{o}(\Psi ) and v∈Vv\in V, we have [f(a),v]=av[f(a), v] =av.

(iv) If a,b∈o(Ψ)a, b\in \mathfrak{o}(\Psi ), we have [f(a),f(b)]=f([a,b])[f(a), f(b)] =f([a, b]).

(v) f(o(Ψ))f(\mathfrak{o}(\Psi )) generates the associative algebra C+(Q)C^+(Q).

(vi) Let N be a left C+(Q)C^+(Q)-module and ρ\rho the corresponding homomorphism from C+(Q)C^+(Q) to Endk(N)_k(N). Then ρ∘f\rho \circ f is a representation of o(Ψ)\mathfrak{o}(\Psi ) on N. If N is simple, ρ∘f\rho \circ f is irreducible.

Assertion (i) is clear. If a,b∈o(Ψ)a, b\in \mathfrak{o}(\Psi ), we have (putting Ψ(x,y)=⟨x,y⟩\Psi (x, y) =\langle x, y\rangle )::

∑r(aer)(ber′)=∑r,s,t⟨aer,es′⟩⟨ber′,et⟩eset′=∑r,s,t⟨er,aes′⟩⟨er′,bet⟩eset′ \sum_r(ae_r)(be'_r) =\sum_{r,s,t}\langle ae_r, e'_s\rangle \langle be'_r, e_t\rangle e_se'_t=\sum_{r,s,t}\langle e_r, ae'_s\rangle \langle e'_r, be_t\rangle e_se'_t
=∑s,t⟨aes′,bet⟩eset′=−∑s,t⟨es′,abet⟩eset′=−∑t(abet)et′ =\sum_{s,t}\langle ae'_s, be_t\rangle e_se'_t=-\sum_{s,t}\langle e'_s, abe_t\rangle e_se'_t=-\sum_t(abe_t)e'_t

which proves (ii). Next, for all v∈Vv\in V, we have by (i),

1 ′′''

[f(a),v]=∑((aer)erv−v(aer)er) [f(a), v] =\sum((ae_r)e_rv-v(ae_r)e_r)

2

= 1∑r((aer)er′v+(aer)ver′−(aer)ver′−v(aer)er′)1\sum^r((ae_r)e'_rv+ (ae_r)ve'_r-(ae_r)ve'_r-v(ae_r)e'_r)

2

rr

1 ′′''

= ∑((aer)⟨er,v⟩−⟨aer,v⟩er)\sum((ae_r)\langle e_r, v\rangle - \langle ae_r, v\rangle e_r)

2

= 1a(∑r⟨er′,v⟩er)+1∑⟨er,av⟩er′=1av+1av=av1a(\sum^r\langle e'_r, v\rangle e_r)+1\sum\langle e_r, av\rangle e'_r=1av+1av=av,

2 r_r 2 r_r 2 2

which proves (iii). Then

[f(a),f(b)]=[f(a),12∑(ber)er′][f(a), f(b)] =[f(a),\frac{1}{2}\sum(be_r)e'_r] by (i)

rr

=12∑([f(a),ber]er′+(ber)[f(a),er′])=\frac{1}{2}\sum([f(a), be_r]e'_r+ (be_r)[f(a), e'_r]) =12∑r((aber)er′+(ber)(aer′))=\frac{1}{2}\sum^r((abe_r)e'_r+ (be_r)(ae'_r)) by (iii)

rr

=12∑((aber)er′−(baer)er′)=\frac{1}{2}\sum((abe_r)e'_r-(bae_r)e'_r) by (ii)

rr

=f([a,b])=f([a, b]) by (i)

which proves (iv). To prove (v), we can, by extending scalars, assume that kk is algebraically closed. Choose then a basis (er)(e_r) of V such that Ψ(er,es)=δrs\Psi (e_r, e_s) =\delta_{rs}, so er′=ere'_r=e_r. If i≠ji\not=j, then Eij−Eji∈o(Ψ)E_{ij}-E_{ji}\in \mathfrak{o}(\Psi ) and

f(Eij−Eji)=12(eiej−ejei)=eiej f(E_{ij}-E_{ji}) =\frac{1}{2}(e_ie_j-e_je_i) =e_ie_j

but the eieje_ie_j generate C+(Q)C^+(Q).

Assertion (vi) follows from (iv) and (v). Q.E.D.

Recall now the notations used at the beginning of this number. Put V~=F+F′\widetilde{V} = F + F' and let Q~\widetilde{Q} (resp. Ψ~\widetilde{\Psi}) be the restriction of Q (resp. Ψ\Psi ) to V~\widetilde{V}. Then Q~\widetilde{Q} is a non-degenerate quadratic form of maximum index ll on the space V~\widetilde{V} of dimension 2l2l and the Clifford algebra C(Q~)C( \widetilde{Q}) is a central simple algebra of dimension 22l(2^{2l}(Algebra, Chap. IX, §9, no. 4, Th. 2). Let N be the exterior algebra of the maximal isotropic subspace F′F' generated by e−1,...,e−le_{-1}, . . . , e_{-l}. Identify F with the dual of F′F' by means of Ψ\Psi and for x∈F′x\in F' (resp. y∈Fy\in F) denote by λ(x)\lambda (x) (resp. λ(y)\lambda (y)) the left exterior product with xx (resp. the left interior product with yy) in N; if a1,...,ak∈F′a_1, . . . , a_k\in F', then

λ(x).(a1∧⋯∧ak)=x∧a1∧⋯∧ak \lambda (x).(a_1\wedge \cdots \wedge a_k) =x\wedge a_1\wedge \cdots \wedge a_k
λ(y).(a1∧⋯∧ak)=∑i=1k(−1)i−1Ψ(ai,y)a1∧⋯∧ai−1∧ai+1∧⋯∧ak \lambda (y).(a_1\wedge \cdots \wedge a_k) =\sum_{i=1}^k(-1)^{i-1}\Psi (a_i, y)a_1\wedge \cdots \wedge a_{i-1}\wedge a_{i+1}\wedge \cdots \wedge a_k

It is easily verified that λ(x)2=λ(y)2=0\lambda (x)^2=\lambda (y)^2= 0 and that

λ(x)λ(y)+λ(y)λ(x)=Ψ(x,y).1 \lambda (x)\lambda (y) +\lambda (y)\lambda (x) =\Psi (x, y).1

It follows (Algebra, Chap. IX, §9, no. 1) that there exists a unique homomorphism (again denoted by λ\lambda ) from C(Q~)C( \widetilde{Q}) to End(N) extending the map λ:F∪F′→\lambda : F\cup F'\rightarrow End(N). Since dim N=2lN = 2^l and since C(Q~)C( \widetilde{Q}) has a unique class of simple modules, of dimension 2l(2^l(Algebra, Chap. IX, §9, no. 4, Th. 2), the representation of C(Q~)C( \widetilde{Q}) on N defined by λ\lambda is irreducible and is a spinor representation of C(Q~)(C( \widetilde{Q}) (loc. cit.).

Consider now the map μ:v→e0v\mu:v \rightarrow e_0v from V~\widetilde{V} to C+(Q)C^+(Q). For v∈V~v\in \widetilde{V}, we have

(e0v)2=−e02v2=−Q(e0)Q(v)=Q(v)=Q~(v) (e_0v)^2=-e^2_0v^2=-Q(e_0)Q(v) = Q(v) = \widetilde{Q}(v)

and μ\mu extends uniquely to a homomorphism, again denoted by μ\mu, from C(Q~)C( \widetilde{Q}) to C+(Q)C^+(Q). Since C(Q~)C( \widetilde{Q}) is simple and since

dim C+(Q)=C^+(Q) = dim C(Q~)=22lC( \widetilde{Q}) = 2^{2l},

we see that μ\mu is an isomorphism. Consequently, λ∘μ−1\lambda \circ \mu^{-1} defines a simple C+C^+(Q)-module structure on N and ρ=λ∘μ−1∘f\rho =\lambda \circ \mu^{-1}\circ f is an irreducible representation of g\mathfrak{g} on N (Lemma 1 (vi)).

On the other hand, in view of Lemma 1 (i), we have

f(Hi)=12(eie−i−e−iei) f(H_i) =\frac{1}{2}(e_ie_{-i}-e_{-i}e_i)

Since eie−i=−e02eie−i=e0eie0e−ie_ie_{-i}=-e^2_0e_ie_{-i}=e_0e_ie_0e_{-i} and eie−i+e−iei=1e_ie_{-i}+e_{-i}e_i= 1, we have

−1_{-1} 1 1

μ∘f(Hi)=−e−iei=−+eie−i \mu\circ f(H_i) =-e_{-i}e_i=-+e_ie_{-i}

2 2 We deduce that, for 1≤i1<⋯<ik≤l:1\leq i_1<\cdots < i_k\leq l:

ρ(H)(e∧⋯∧e)={−12e−i1∧⋯∧e−ik\rho (H)(e\wedge \cdots \wedge e) =\{-\frac{1}{2}e_{-i_1}\wedge \cdots \wedge e_{-i_k} if i∈{i1,...,ik}i\in \{i_1, . . . , i_k\}

i−i1−ik12e−i1∧⋯∧e−ik^{i-i_1}-_{i_k}\frac{1}{2}e_{-i_1}\wedge \cdots \wedge e_{-i_k} if i∉{i1,...ik}i \notin \{i_1, . . . i_k\}

and for h∈hh\in \mathfrak{h}

ρ(h)(e−i1∧⋯∧e−ik)(5) \rho (h)(e_{-i_1}\wedge \cdots \wedge e_{-i_k}) \tag{5}
=(12(ε1+⋯+εl)−(εi1+⋯+εik))(h)(e−i1∧⋯∧e−ik) = (\frac{1}{2}(\varepsilon_1+\cdots +\varepsilon_l)-(\varepsilon_{i_1}+\cdots +\varepsilon_{i_k}))(h)(e_{-i_1}\wedge \cdots \wedge e_{-i_k})

This shows that the highest weight of ρ\rho is ϖl\varpi_l. We call ρ\rho the spinor representation of g\mathfrak{g}. Note that its weights are all simple (moreover, ϖl\varpi_l is a minuscule weight).

(V) We have w0=−1w_0=-1, so every finite dimensional simple representation of g\mathfrak{g} is orthogonal or symplectic. By Chap. VI, §4, no. 5.VI, the sum of the coordinates of ϖr\varpi_r with respect to (α1,...,αl)(\alpha_1, . . . , \alpha_l) is integral for 1≤r≤l−1:1\leq r\leq l-1: thus, the representation ⋀rσ\bigwedge^r\sigma is orthogonal. Moreover, it leaves invariant the extension Ψ(r)\Psi_{(r)} of Ψ\Psi to ⋀rV\bigwedge^rV.

For the spinor representation, the sum of the coordinates of ϖl\varpi_l with respect to (α1,...,αl)(\alpha_1, . . . , \alpha_l) is 12(1+⋯+l)=l(l+1)4(\frac{1}{2}(1 +\cdots +l) =\frac{l(l+1)}{4}(loc. cit.). Thus, it is orthogonal for l≡0l\equiv 0 or −1-1 (mod. 4) and symplectic for l≡1l\equiv 1 or 2 (mod. 4). In fact, consider the bilinear form Φ\Phi on N=⋀F′N =\bigwedge F' defined as follows: if x∈⋀pF′x\in \bigwedge^pF' and y∈⋀qF′y\in \bigwedge^qF', put Φ(x,y)=0\Phi (x, y) = 0 if p+q≠lp+q\not=l and

x∧y=(−1)2p(p+1)Φ(x,y)e−1∧⋯∧e−r x\wedge y= (-1)^{^{p(p+1)}_2}\Phi (x, y)e_{-1}\wedge \cdots \wedge e_{-r}

if p+q=lp+q=l. It is easily verified that Φ\Phi is non-degenerate and is orthogonal for l≡0,−1l\equiv 0,-1 (mod. 4) and alternating for l≡1,2l\equiv 1,2 (mod. 4). On the other hand, in view of Lemma 1 (i),

f(Xεi)=e0ei,f(X−εi)=−e0e−i f(X_{\varepsilon_i}) =e_0e_i,f(X_{-\varepsilon_i}) =-e_0e_{-i}

for 1≤i≤l1\leq i\leq l and

f(Xεi−εj)=12(eie−j−e−jei)=eie−j=e0eie0e−j f(X_{\varepsilon_i-\varepsilon_j}) =\frac{1}{2}(e_ie_{-j}-e_{-j}e_i) =e_ie_{-j}=e_0e_ie_0e_{-j}

for 1≤i<j≤l1\leq i < j\leq l, and similarly

f(Xεj−εi)=−e0eje0e−i,f(Xεi+εj)=e0eie0ej,f(X−εi−εj)=e0e−ie0e−j f(X_{\varepsilon_j-\varepsilon_i}) =-e_0e_je_0e_{-i}, f(X_{\varepsilon_i+\varepsilon_j}) =e_0e_ie_0e_j, f(X_{-\varepsilon_i-\varepsilon_j}) =e_0e_{-i}e_0e_{-j}

hence

μ−1∘f(Xεi)=ei,μ−1f(X−εi)=−e−i \mu^{-1}\circ f(X_{\varepsilon_i}) =e_i,\mu^{-1}f(X_{-\varepsilon_i}) =-e_{-i}

and

μ−1∘f(X±εi±εj)=ce±ie±j\mu^{-1}\circ f(X_{\pm\varepsilon_i\pm\varepsilon_j}) =ce_{\pm i}e_{\pm j} for 1≤i,j≤l,i≠j1\leq i, j\leq l, i\not=j with c∈{1,−1}c\in \{1,-1\}. It is now painless to verify that Φ\Phi is actually g\mathfrak{g}-invariant (cf. Exerc. 18).

(VI) For x∈gx\in \mathfrak{g}, the characteristic polynomial of σ(x)\sigma (x) takes the form

T2l+1+f1(x)T2l+f2(x)T2l−1+⋯+f2l+1(x) T^{2l+1}+f_1(x)T^{2l}+f_2(x)T^{2l-1}+\cdots +f_{2l+1}(x)

where f1,...,f2l+1f_1, . . . , f_{2l+1} are invariant polynomial functions on g\mathfrak{g}.

If x=ξ1H1+⋯+ξlHl∈hx=\xi_1H_1+\cdots +\xi_lH_l\in \mathfrak{h}, the fi(x)f_i(x) are, up to sign, the elementary symmetric functions of ξ1,...,ξl,−ξ1,...,−ξl\xi_1, . . . , \xi_l,-\xi_1, . . . ,-\xi_l; these symmetric functions are zero in odd degrees, and

T2l+1+f2(x)T2l−1+f4(x)T2l−3+⋯+f2l(x)T=T(T2−ξ12)...(T2−ξl2) T^{2l+1}+f_2(x)T^{2l-1}+f_4(x)T^{2l-3}+\cdots +f_{2l}(x)T = T(T^2-\xi_1^2). . .(T^2-\xi^2_l)

so that f2,...,f2lf_2, . . . , f_{2l} are, up to sign, the elementary symmetric functions of ξ12,...,ξl2\xi_1^2, . . . , \xi_l^2, which are algebraically independent generators of S(h∗)W\mathbf{S}(\mathfrak{h}^*)^W (Chap. VI, §4, no. 5.IX). In view of §8, no. 3, Th. 1 (i), we see that f1=f3=f5=⋯=0f_1=f_3=f_5=\cdots = 0 and that (f2,f4,...,f2l)(f_2, f_4, . . . , f_{2l}) is an algebraically free family generating the algebra of invariant polynomial functions on g\mathfrak{g}.

(VII) Since the only automorphism of the Dynkin graph is the identity, we have Aut(g\mathfrak{g}) == Aut0(g)_0(\mathfrak{g}).

Let Σ\Sigma be the group of similarities of V relative to Ψ\Psi. For all g∈Σg\in \Sigma, let φ(g)\varphi (g) be the automorphism x→gxg−1x \rightarrow gxg^{-1} of g\mathfrak{g}. Then φ\varphi is a homomorphism from Σ\Sigma to Aut(g\mathfrak{g}). We show that it is surjective. Let α∈\alpha \in Aut(g\mathfrak{g}) == Aut0(g)_0(\mathfrak{g}). By Prop. 2 of §7, no. 1, there exists s∈GL(V)s\in \mathbf{G}\mathbf{L}(V) such that α(x)=sxs−1\alpha (x) =sxs^{-1} for all x∈gx\in \mathfrak{g}. Then ss transforms Ψ\Psi into a bilinear form Ψ′\Psi ' on V that is invariant under g\mathfrak{g}, and hence proportional to Ψ(\Psi (§7, no. 5, Prop. 12). This proves that s∈Σs\in \Sigma.

Since the identity representation of g\mathfrak{g} is irreducible, its commutant reduces to the scalars (§6, no. 1, Prop. 1), so the kernel of φ\varphi is k∗k^*. Thus, the group Aut(g\mathfrak{g}) == Aut0(g)_0(\mathfrak{g}) can be identified with Σ/k∗\Sigma /k^*. But, it follows from Algebra, Chap. IX, §6, no. 5, that the group Σ\Sigma is the product of the groups k∗k^* and SO(Ψ)\mathbf{S}\mathbf{O}(\Psi ); hence Aut(g\mathfrak{g}) == Aut0(g)_0(\mathfrak{g}) can be identified with SO(Ψ)\mathbf{S}\mathbf{O}(\Psi ).

Let O0+(Ψ)\mathbf{O}^+_0(\Psi ) be the reduced orthogonal group of Ψ(\Psi (Algebra, Chap. IX, §9, no. 5). Since SO(Ψ)/O0+(Ψ)\mathbf{S}\mathbf{O}(\Psi )/\mathbf{O}^+_0(\Psi ) is commutative (loc. cit.), the group Aute(g)_e(\mathfrak{g}) is contained in O0+(Ψ)(\mathbf{O}^+_0(\Psi ) (§11, no. 2, Prop. 3); in fact, it is equal to it (Exerc. 7).

(VIII) The canonical bilinear form ΦR\Phi_R on h∗\mathfrak{h}^* is given by

ΦR(ξ1ε1+⋯+ξlεl,ξ′ε1+⋯+ξ′εl)=\Phi_R(\xi_1\varepsilon_1+\cdots +\xi_l\varepsilon_l, \xi '\varepsilon_1+\cdots +\xi '\varepsilon_l) = 1 (ξ1ξ′+⋯+ξlξ′)(\xi_1\xi '+\cdots +\xi_l\xi ')

1l4l−2‾1l ^1l\overline{4l- 2}^1l

(Chap. VI, §4, no. 5.V). The isomorphism from h\mathfrak{h} to h∗\mathfrak{h}^* defined by ΦR\Phi_R takes HiH_i to (4l−2).εi(4l-2).\varepsilon_i. Thus, the inverse form of ΦR\Phi_R, that is the restriction to h\mathfrak{h} of the Killing form, is

Φ(ξ1H1+⋯+ξlHl,ξ1′H1+⋯+ξl′Hl)=(4l−2)(ξ1ξ1′+⋯+ξlξl′) \Phi (\xi_1H_1+\cdots +\xi_lH_l, \xi '_1H_1+\cdots +\xi '_lH_l) = (4l-2)(\xi_1\xi '_1+\cdots +\xi_l\xi '_l)

(IX) Recall the Xα(α∈R)X_{\alpha}(\alpha \in R) defined by the formulas (3). It is easy to verify that [Xα,X−α]=−Hα[X_{\alpha}, X_{-\alpha}] =-H_{\alpha} for α∈R\alpha \in R. On the other hand, let M be the matrix I+E0,0I+E_{0,0}; since M=StM−1SM=S^tM^{-1}S, the map

θ:g→−M−1tgM \theta :g \rightarrow -M^{-1t}gM

is an automorphism of g\mathfrak{g} and θ(Xα)=X−α\theta (X_{\alpha}) =X_{-\alpha} for all α∈R\alpha \in R. Consequently, (Xα)(X_{\alpha}) is a Chevalley system in (g,h)(\mathfrak{g},\mathfrak{h}).

Assume that k=Qk=\mathbf{Q}. The Cartan subalgebra h\mathfrak{h} has two permissible lattices: the lattice Q(R∨)Q(R^{\vee}) generated by the HαH_{\alpha} and the lattice P(R∨)P(R^{\vee}) that is generated by the HiH_i and consists of the diagonal matrices in h\mathfrak{h} with integer entries. It follows that oS(2l+1,Z)\mathfrak{o}_S(2l+ 1,\mathbf{Z}) (the set of matrices in g\mathfrak{g} with integer entries) is the Chevalley order P(R∨)+∑Z.XαP(R^{\vee}) +\sum\mathbf{Z}.X_{\alpha} in g\mathfrak{g}. Since (X±εi)2=2E±i,∓i,(X±εi)3=0(X_{\pm\varepsilon_i})^2= 2E_{\pm i,\mp i},(X_{\pm\varepsilon_i})^3= 0 and (X±εi±εj)2=0(X_{\pm\varepsilon_i\pm\varepsilon_j})^2= 0, we see that the lattice V\mathscr{V} generated by the Witt basis (ei)−l≤i≤l(e_i)_{-l\leq i\leq l} is an admissible lattice for oS(2l+1,Z)\mathfrak{o}_S(2l+ 1,\mathbf{Z}) in V. The same is true for ⋀rV\bigwedge^r\mathscr{V} in ⋀rV\bigwedge^rV.

Now consider the spinor representation ρ\rho of g\mathfrak{g} on N=⋀F′N =\bigwedge F'. As its weights do not map P(R∨)P(R^{\vee}) to Z\mathbf{Z}, it has no admissible lattice for oS(2l+1,Z)\mathfrak{o}_S(2l+ 1,\mathbf{Z}). On the other hand, the lattice N\mathscr{N} generated by the canonical basis (e−i1∧⋯∧e−ik)(e_{-i_1}\wedge \cdots \wedge e_{-i_k}) of N (for 1≤i1<⋯<ik≤l1\leq i_1<\cdots < i_k\leq l) is an admissible lattice for the Chevalley order G=Q(R∨)+∑α∈RZ.Xα\mathscr{G}= Q(R^{\vee}) +\sum_{\alpha\in R}\mathbf{Z}.X_{\alpha}. Indeed, it is immediate that N\mathscr{N} is stable under

the exterior product with the e−ie_{-i} and the interior product with the eie_i (for 1≤i≤l1\leq i\leq l). The formulas of (V) then show that N\mathscr{N} is stable under ρ(G)\rho (\mathscr{G}). Moreover, since ρ(Xα)2=0\rho (X_{\alpha})^2= 0 for all α∈R\alpha \in R, it follows that N\mathscr{N} is admissible.

Bourbaki sets the proof directly after the statement, and the corpus does not separate them, so what is above is the statement and its proof together.

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