Bourbaki

Proposition 4

Tag 06C4, permanent. Cite it as [Bourbaki, Tag 06C4].

Algebra, chapter IV, § 4. Formal power series

— Let II be a set and EE an associative, commutative, unital, linearly topologized separated complete AA-algebra.

(i) Let φ\varphi be a continuous homomorphism of A[[I]]A[[I]] into EE and xi=φ(Xi)x_i = \varphi(X_i). Then: (a) for all i∈Ii \in I, xinx_i^n tends to 0 as nn tends to +∞+ \infty; (b) if II is infinite, xix_i tends to 0 along the filter of complements of finite subsets of II.

(ii) Let x=(xi)ix = (x_i)_i, I_I be a family of elements of EE satisfying a) and b) of (i). Then there exists one and only one unital continuous homomorphism φ\varphi of A[[I]]A[[I]] into EE such that φ(Xi)=xi\varphi(X_i) = x_i for all i∈Ii \in I.

For all i∈Ii \in I, XinX_i^n clearly tends to 0 in A[[I]]A[[I]] as nn tends to +∞+ \infty; on the other hand when II is infinite, XiX_i tends to 0 along the filter of complements of finite subsets of II. This proves (i).

Let (xi)i∈I(x_i)_{i \in I} be a family of elements of EE satisfying conditions a) and b) of (i), let ψ\psi be the homomorphism u↦u((xi)i∈I)u \mapsto u((x_i)_{i \in I}) of A[(Xi)i∈I]A[(X_i)_{i \in I}] into EE, and let VV be a neighbourhood of 0 of EE which is an ideal of EE. By b) there exists a finite subset JJ of II such that xi∈Vx_i \in V for all i∈I−Ji \in I - J. Next there exists by a) an integer n≥0n \geq 0 such that xin∈Vx_i^n \in V for all i∈Ji \in J. Let β\beta be the element of N(I)\mathbf{N}^{(I)} such that βi=n−1\beta_i = n - 1 for i∈Ji \in J and βi=0\beta_i = 0 for i∈I−Ji \in I - J. If we define the ideal aβa_\beta of A[[I]]A[[I]] as at the beginning of No. 2 (IV, p. 26), then

u∈A[(Xi)i∈I]∩aβ⇒ψ(u)∈V u \in A[(X_i)_{i \in I}] \cap a_\beta \Rightarrow \psi(u) \in V

This shows that ψ\psi is continuous if we equip A[(Xi)i∈I]A[(X_i)_{i \in I}] with the topology induced by that of A[[I]]A[[I]]. Since EE is separated and complete, ψ\psi extends to a continuous unital homomorphism φ\varphi of A[[I]]A[[I]] into EE. We have φ(Xi)=ψ(Xi)=xi\varphi(X_i) = \psi(X_i) = x_i for all i∈Ii \in I. Finally let φ′\varphi' be a continuous unital homomorphism of A[[I]]A[[I]] into EE such that φ′(Xi)=xi\varphi'(X_i) = x_i. We have φ′(u)=φ(u)\varphi'(u) = \varphi(u) for all u∈A[(Xi)i∈I]u \in A[(X_i)_{i \in I}], hence φ′=φ\varphi' = \varphi because A[(Xi)i∈I]A[(X_i)_{i \in I}] is dense in A[[I]]A[[I]].

Let us keep the previous notation. If u∈A[[I]]u \in A[[I]], the image of uu by φ\varphi is denoted by u(x)u(x) or u((xi)i∈I)u((x_i)_{i \in I}) (or also u(x1,...,xn)u(x_1, ..., x_n) if I=(1,2,...,n)I = (1, 2, ..., n)) and is called the element of EE obtained by substitution of xix_i for XiX_i in uu, or the value of uu for the values xix_i of the XiX_i or also the value of uu for Xi=xiX_i = x_i. In particular we have u=u((Xi)i∈I)u = u((X_i)_{i \in I}).

Let E′E' be an associative commutative and unital linearly topologized separated and complete AA-algebra. Let λ\lambda be a continuous unital homomorphism of EE into E′E', and (xi)i∈I(x_i)_{i \in I} a family of elements of EE satisfying conditions a) and b) of Prop. 4 (IV, p. 28). The family (λ(xi))i∈I(\lambda(x_i))_{i \in I} satisfies the same conditions a) and b). For every u∈A[[I]]u \in A[[I]] we have

λ(u((xi)i∈I))=u((λ(xi))i∈I), \lambda(u((x_i)_{i \in I})) = u((\lambda(x_i))_{i \in I}),

for the mapping u↦A(u((xi)i∈I))u \mapsto A(u((x_i)_{i \in I})) is a continuous unital homomorphism of A[[I]]A[[I]] into E′E' which transforms XiX_i into λ(xi)\lambda(x_i) for all i∈Ii \in I.

If JJ and KK are two sets, we denote by AJ,KA_{J, K} the set of all families (gj)j∈J(g_j)_{j \in J} satisfying the following conditions: (i) for all j∈Jj \in J, gjg_j is an element of A[[K]]A[[K]] whose constant term is nilpotent; (ii) if JJ is infinite, gjg_j tends to 0 along the filter of complements of finite subsets of JJ.

We note that if JJ is finite, every family of formal power series (gj)j∈J(g_j)_{j \in J} without constant term in A[[K]]A[[K]] belongs to AJ,KA_{J, K}.

Let (gj)j∈J(g_j)_{j \in J} be in AJ,KA_{J, K}. By the Cor. of Prop. 3 (IV, p. 28) we have lim⁡n→∞gjn=0\lim_{n \to \infty} g_j^n = 0 for all j∈Jj \in J. Let f∈A[[J]]f \in A[[J]]; we can substitute gjg_j for the variable of index jj in ff and obtain a formal power series f((gj)j∈J)f((g_j)_{j \in J}) belonging to A[[K]]A[[K]]. Moreover, the mapping f↦f((gj)j∈J)f \mapsto f((g_j)_{j \in J}) is a continuous homomorphism of AA-algebras A[[J]]A[[J]] into A[[K]]A[[K]].

In particular if J=(1,...,p)J = (1, ..., p) and f∈A[[X1,...,Xp]]f \in A[[X_1, ..., X_p]], we can substitute for each XjX_j a formal power series gj∈A[[K]]g_j \in A[[K]] without constant term; the result of this substitution is written f(g1,...,gp)f(g_1, ..., g_p).

Let x=(xk)k∈Kx = (x_k)_{k \in K} be a family of elements of EE satisfying conditions a) and b) of Prop. 4 (IV, p. 28). Let us apply (3), taking for AA the homomorphism u↦u(x)u \mapsto u(x) of A[[K]]A[[K]] into EE; we obtain

f((gj)j∈J)(x)=f((gj(x))j∈J). f((g_j)_{j \in J})(x) = f((g_j(x))_{j \in J}).

Let f=(fi)i∈I∈(A[[J]])If = (f_i)_{i \in I} \in (A[[J]])^I and g=(gj)j∈J∈AJ,Kg = (g_j)_{j \in J} \in A_{J, K}. We denote by f(g)f(g) or f∘gf \circ g the element (fi((gj),ϵJ))i∈I(f_i((g_j),_{\epsilon_J}))_{i \in I} of (A[[K]])I(A[[K]])^I. If f∈AI,Jf \in A_{I, J}, we have f∘g∈A,,Kf \circ g \in A_{,,K} because the mapping f↦f((gj)i,J)f \mapsto f((g_j)_{i, J}) of A[[I]]A[[I]] into A[[K]]A[[K]] is continuous.

Let f∈(A[[J]])If \in (A[[J]])^I, g∈AJ,Kg \in A_{J, K}, h∈AK,Lh \in A_{K, L}. Then g∘h∈AJ,Lg \circ h \in A_{J, L} and by (4), we have

(f∘g)∘h=f∘(g∘h). (f \circ g) \circ h = f \circ (g \circ h).

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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Transcribed from the printed edition, 2003, Springer. Not translated.