Appendix 4 trace of an endomorphism of finite rank
1. Linear Mappings of Finite Rank
Let A be a ring, and let E and F be A-modules. We denote by Hom the set of linear mappings from E to F whose image is contained in a finitely generated submodule of F. It is a subgroup of Hom. When A is a field, it is the set of linear mappings from E to F of finite rank (II, §7, No. 4, p. 298, Definition 3). Set End Hom.
Let be A-modules, and let and be A-linear mappings. If Hom or Hom, then belongs to Hom.
Denote by the canonical group homomorphism from to Hom (II, §4, No. 2, p. 271); it sends an element of to the mapping from E to F.
Lemma 1 00QO
Suppose that the A-module F is projective. The group homomorphism is injective, and its image is Hom.
By loc. cit., Corollary, the homomorphism is injective. Its image is contained in Hom. Let Hom; let us prove that belongs to the image of .
First, suppose that the A-module F is free. Let be a basis of F, and let be the basis of dual to . Let J be a finite subset of I such that the image of is contained in the submodule of F generated by the for . We have
for every , and therefore
In the general case, there exist a free A-module L and homomorphisms and such that . The homomorphism belongs to Hom. By the above, there exist a finite set J and, for every , elements of and of L such that we have
for every . We then have
for every , and therefore .
2. Trace of an Endomorphism of Finite Rank
In this subsection, A denotes a commutative ring. Let E be a projective A-module. Then End is an A-submodule of End(E), and the canonical mapping End defines an isomorphism of A-modules from to End (Lemma 1). Consider the canonical linear form (II, §4, No. 3, p. 273) characterized by the formula . By composing it with the isomorphism , we deduce a linear form Tr : End, called the trace form. When the A-module E is finitely generated, we recover the definition of II, §4, No. 3, p. 273.
Proposition 1 00QP
Let E be a free A-module. Let be a basis of E, and let be its dual basis. Let End. The family has finite support, and its sum is equal to Tr().
It suffices to treat the case when is of the form with and . The family then has finite support, and we have . Consequently, the family also has finite support, and we have . Now, we have for every . This proves the proposition.
Proposition 2 00QQ
Let E, F be projective A-modules. Let Hom and Hom. We have the relation
(3) Tr() Tr().
It suffices to prove the proposition when is of the form with and . In this case, we have
and ,
and therefore
Tr() Tr().
Corollary 00QR
Let E be a projective A-module, be an element of End, and F be a projective A-submodule of E containing Im . Denote by the endomorphism of F induced by . We have
(4) Tr() Tr().
Denote by the canonical injection of F into E and by the homomorphism deduced from . We have and . The corollary follows.
Let E be a projective A-module and End. For every natural number , the A-module is projective (III, §7, No. 8, p. 519, Corollary 2), and the endomorphism belongs to End (III, §7, No. 3, p. 511, Proposition 6) and is zero for sufficiently large. The set End is stable under composition. We define a mapping det from End to A by setting
det(1) Tr
for End.
If E is free and finite-dimensional, then this definition agrees with that of III, §8, No. 1, p. 522, by the corollary of III, §8, No. 5, p. 530.
Proposition 3 00QS
Let E be a projective A-module.
a) Let End. Let F be a projective A-submodule of E containing Im , and let be the endomorphism of F induced by . We have
(5) det(1) det(1).
b) Let and be two elements of End. We have
(6) det = det(1) det(1).
Let us prove a). For every integer , the projective A-module can be identified with a submodule of (III, §7, No. 9, p. 520, Corollary). The image of is contained in , and the endomorphism of induced by is equal to . We consequently have Tr() Tr() by the corollary of Proposition 2, and therefore a).
Let us prove b). Let G be an A-module such that the A-module is free. Denote by and the endomorphisms and of L. By a), we have the relations det(1) det(1), det(1) det(1), and
det(1) det(1).
It therefore suffices to prove assertion b) when the A-module E is free. There then exists a finitely generated free submodule F of E that contains the image of and that of . Set . The image of is contained in F, and we have . Therefore, by (5), we have det(1) det(1), det(1) det(1), and
det
= det(1) det(1) det((1)).
Since F is a finitely generated free A-module, we have
det((1)) det(1) det(1) det(1) det(1).
Exercises
See the exercises for Appendix 4.