Bourbaki

Appendix 4 trace of an endomorphism of finite rank

1. Linear Mappings of Finite Rank

Let A be a ring, and let E and F be A-modules. We denote by HomAf(E,F)^f_A(E,F) the set of linear mappings from E to F whose image is contained in a finitely generated submodule of F. It is a subgroup of HomA(E,F)_A(E,F). When A is a field, it is the set of linear mappings from E to F of finite rank (II, §7, No. 4, p. 298, Definition 3). Set EndAf(E)=^f_A(E) = HomAf(E,E)^f_A(E,E).

Let E,F,GE,F,G be A-modules, and let u:E→Fu: E\rightarrow F and v:F→Gv: F\rightarrow G be A-linear mappings. If u∈u\in HomAf(E,F)^f_A(E,F) or v∈v\in HomAf(F,G)^f_A(F,G), then v∘uv\circ u belongs to HomAf(E,G)^f_A(E,G).

Denote by θ\theta the canonical group homomorphism from E∗⊗AFE^*\otimes_AF to HomA(E,F)_A(E,F) (II, §4, No. 2, p. 271); it sends an element x∗⊗yx^*\otimes y of E∗⊗AFE^*\otimes_AF to the mapping x↦⟨x,x∗⟩yx\mapsto \langle x, x^*\rangle y from E to F.

Lemma 1 00QO

Suppose that the A-module F is projective. The group homomorphism θ\theta is injective, and its image is HomAf(E,F)^f_A(E,F).

By loc. cit., Corollary, the homomorphism θ\theta is injective. Its image is contained in HomAf(E,F)^f_A(E,F). Let u∈u\in HomAf(E,F)^f_A(E,F); let us prove that uu belongs to the image of θ\theta.

First, suppose that the A-module F is free. Let (fi)i∈I(f_i)_{i\in I} be a basis of F, and let (fi∗)i∈I(f_i^*)_{i\in I} be the basis of F∗F^* dual to (fi)i∈I(f_i)_{i\in I}. Let J be a finite subset of I such that the image of uu is contained in the submodule of F generated by the fjf_j for j∈Jj\in J. We have

u(x)=∑j∈J⟨u(x),fj∗⟩fj=∑j∈J⟨x,tu(fj∗)⟩fj(1) u(x) =\sum_{j\in J}\langle u(x), f_j^*\rangle f_j=\sum_{j\in J}\langle x,^tu(f_j^*)\rangle f_j \tag{1}

for every x∈Ex\in E, and therefore

u=θ(∑j∈Jtu(fj∗)⊗fj)(2) u=\theta (\sum_{j\in J}^tu(f_j^*)\otimes f_j) \tag{2}

In the general case, there exist a free A-module L and homomorphisms i:F→Li: F\rightarrow L and p:L→Fp: L\rightarrow F such that p∘i=1Fp\circ i= 1_F. The homomorphism i∘ui\circ u belongs to HomAf(E,L)^f_A(E,L). By the above, there exist a finite set J and, for every j∈Jj\in J, elements xj∗x^*_j of E∗E^* and yjy_j of L such that we have

i(u(x))=∑j∈J⟨x,xj∗⟩yj i(u(x)) =\sum_{j\in J}\langle x, x^*_j\rangle y_j

for every x∈Ex\in E. We then have

u(x)=p(i(u(x)))=∑j∈J⟨x,xj∗⟩p(yj) u(x) =p(i(u(x))) =\sum_{j\in J}\langle x, x^*_j\rangle p(y_j)

for every x∈Ex\in E, and therefore u=θ(∑j∈Jxj∗⊗p(yj))u=\theta (\sum_{j\in J}x^*_j\otimes p(y_j)).

2. Trace of an Endomorphism of Finite Rank

In this subsection, A denotes a commutative ring. Let E be a projective A-module. Then EndAf(E)^f_A(E) is an A-submodule of EndA_A(E), and the canonical mapping E∗⊗AE→E^*\otimes_AE\rightarrow EndA(E)_A(E) defines an isomorphism θE\theta_E of A-modules from E∗⊗AEE^*\otimes_AE to EndAf(E)^f_A(E) (Lemma 1). Consider the canonical linear form τ:E∗⊗AE→A\tau : E^*\otimes_AE\rightarrow A (II, §4, No. 3, p. 273) characterized by the formula τ(x∗⊗x)=⟨x,x∗⟩\tau (x^*\otimes x) =\langle x, x^*\rangle. By composing it with the isomorphism θE−1\theta^{-1}_E, we deduce a linear form Tr : EndAf(E)→A^f_A(E)\rightarrow A, called the trace form. When the A-module E is finitely generated, we recover the definition of II, §4, No. 3, p. 273.

Proposition 1 00QP

Let E be a free A-module. Let (ei)i∈I(e_i)_{i\in I} be a basis of E, and let (ei∗)i∈I(e^*_i)_{i\in I} be its dual basis. Let u∈u\in EndAf(E)^f_A(E). The family (⟨u(ei),ei∗⟩)i∈I(\langle u(e_i), e^*_i\rangle )_{i\in I} has finite support, and its sum is equal to Tr(uu).

It suffices to treat the case when uu is of the form θE(x∗⊗x)\theta_E(x^*\otimes x) with x∈Ex\in E and x∗∈E∗x^*\in E^*. The family (⟨x,ei∗⟩)i∈I(\langle x, e^*_i\rangle )_{i\in I} then has finite support, and we have x=∑i∈I⟨x,ei∗⟩eix=\sum_{i\in I}\langle x, e^*_i\rangle e_i. Consequently, the family (⟨x,ei∗⟩⟨ei,x∗⟩)i∈I(\langle x, e^*_i\rangle \langle e_i, x^*\rangle )_{i\in I} also has finite support, and we have ⟨x,x∗⟩=∑i∈I⟨x,ei∗⟩⟨ei,x∗⟩\langle x, x^*\rangle =\sum_{i\in I}\langle x, e^*_i\rangle \langle e_i, x^*\rangle. Now, we have ⟨u(ei),ei∗⟩=⟨x,ei∗⟩⟨ei,x∗⟩\langle u(e_i), e^*_i\rangle =\langle x, e^*_i\rangle \langle e_i, x^*\rangle for every i∈Ii\in I. This proves the proposition.

Proposition 2 00QQ

Let E, F be projective A-modules. Let u∈u\in HomAf(E,F)^f_A(E,F) and v∈v\in HomA(F,E)_A(F,E). We have the relation

(3) Tr(v∘uv\circ u) == Tr(u∘vu\circ v).

It suffices to prove the proposition when uu is of the form θ(x∗⊗y)\theta (x^*\otimes y) with x∗∈E∗x^*\in E^* and y∈Fy\in F. In this case, we have

v∘u=θE(x∗⊗v(y))v\circ u=\theta_E(x^*\otimes v(y)) and u∘v=θF(tv(x∗)⊗y)u\circ v=\theta_F(^tv(x^*)\otimes y),

and therefore

Tr(v∘uv\circ u) =⟨v(y),x∗⟩=⟨y,tv(x∗)⟩==\langle v(y), x^*\rangle =\langle y,^tv(x^*)\rangle = Tr(u∘vu\circ v).

Corollary 00QR

Let E be a projective A-module, uu be an element of EndAf(E)^f_A(E), and F be a projective A-submodule of E containing Im uu. Denote by uFu_F the endomorphism of F induced by uu. We have

(4) Tr(uu) == Tr(uFu_F).

Denote by ii the canonical injection of F into E and by v:E→Fv: E\rightarrow F the homomorphism deduced from uu. We have uF=v∘iu_F=v\circ i and u=i∘vu=i\circ v. The corollary follows.

Let E be a projective A-module and u∈u\in EndAf(E)^f_A(E). For every natural number pp, the A-module ∧pE\wedge^pE is projective (III, §7, No. 8, p. 519, Corollary 2), and the endomorphism ∧pu\wedge^pu belongs to EndAf(∧pE)^f_A(\wedge^pE) (III, §7, No. 3, p. 511, Proposition 6) and is zero for pp sufficiently large. The set 1E+1_E+ EndAf(E)^f_A(E) is stable under composition. We define a mapping det from 1E+1_E+ EndAf(E)^f_A(E) to A by setting

det(1E+u_E+u) =∑p⩾0=\sum_{p\geqslant 0} Tr ∧pu\wedge^pu

for u∈u\in EndAf(E)^f_A(E).

If E is free and finite-dimensional, then this definition agrees with that of III, §8, No. 1, p. 522, by the corollary of III, §8, No. 5, p. 530.

Proposition 3 00QS

Let E be a projective A-module.

a) Let u∈u\in EndAf(E)^f_A(E). Let F be a projective A-submodule of E containing Im uu, and let uFu_F be the endomorphism of F induced by uu. We have

(5) det(1E+u_E+u) == det(1F+uF_F+u_F).

b) Let uu and vv be two elements of EndAf(E)^f_A(E). We have

(6) det (1E+u)∘(1E+v)(1_E+u)\circ (1_E+v) = det(1E+u_E+u) det(1E+v_E+v).

Let us prove a). For every integer p⩾0p\geqslant 0, the projective A-module ∧pF\wedge^pF can be identified with a submodule of ∧pE\wedge^pE (III, §7, No. 9, p. 520, Corollary). The image of ∧pu\wedge^pu is contained in ∧pF\wedge^pF, and the endomorphism of ∧pF\wedge^pF induced by ∧pu\wedge^pu is equal to ∧puF\wedge^pu_F. We consequently have Tr(∧pu\wedge^pu) == Tr(∧puF\wedge^pu_F) by the corollary of Proposition 2, and therefore a).

Let us prove b). Let G be an A-module such that the A-module L=E⊕GL = E\oplus G is free. Denote by u′u' and v′v' the endomorphisms u⊕0Gu\oplus 0_G and v⊕0Gv\oplus 0_G of L. By a), we have the relations det(1L+u′_L+u') == det(1E+u_E+u), det(1L+v′_L+v') == det(1E+v_E+v), and

det(1L+u′+v′+u′∘v′_L+u'+v'+u'\circ v') == det(1E+u+v+u∘v_E+u+v+u\circ v).

It therefore suffices to prove assertion b) when the A-module E is free. There then exists a finitely generated free submodule F of E that contains the image of uu and that of vv. Set w=u+v+u∘vw=u+v+u\circ v. The image of ww is contained in F, and we have wF=uF+vF+uF∘vFw_F=u_F+v_F+u_F\circ v_F. Therefore, by (5), we have det(1E+u_E+u) == det(1F+uF_F+u_F), det(1E+v_E+v) == det(1F+vF_F+v_F), and

det((1E+u)∘(1E+v))((1_E+u)\circ (1_E+v))

= det(1E+w_E+w) == det(1F+wF_F+w_F) == det((1F+uF_F+u_F)∘(1F+vF)\circ (1_F+v_F)).

Since F is a finitely generated free A-module, we have

det((1F+uF_F+u_F)∘(1F+vF)\circ (1_F+v_F)) == det(1F+uF_F+u_F) det(1F+vF_F+v_F) == det(1E+u_E+u) det(1E+v_E+v).

Exercises

See the exercises for Appendix 4.

Transcribed from the printed edition, 2023, Springer Nature. Not translated.