4. Natural integers. Finite sets
1. Definition of integers
Definition 1 03R9
A cardinal is said to be finite if . A finite cardinal is also called a natural integer (or simply an integer if there is no risk of confusion [^1]). A set is said to be finite if is a finite cardinal; and is then called the number of elements of .
A family (Chapter II, § 3, no. 4) is said to be finite if its index set is finite.
When we say that the number of objects of a certain type is an integer , we mean that these objects are elements of a finite set whose number of elements is . A set whose number of elements is is also called a set of elements.
Proposition 1 03RA
A cardinal is finite if and only if is finite.
For the relations and between cardinals and are equivalent (§ 3, no. 4, Proposition 8); the relations and are therefore equivalent.
¶ It is clear that ; hence is an integer. It follows that and are integers. The cardinals and are integers, denoted by and , respectively.
2. Inequalities between integers
Proposition 2 03RB
Let be an integer. Then every cardinal such that is an integer. If , there exists a unique integer such that , and the relation is equivalent to .
If , there exists a cardinal such that (§ 3, no. 6, Proposition 13). Then (§ 3, no. 3, Proposition 5, Corollary); and since , we have
Hence , which means that is an integer. If , we have (§ 3, no. 2), and therefore there exists a unique cardinal such that (§ 3, no. 6, Proposition 13 and no. 4, Proposition 8). Since , is an integer, from what has already been proved. Finally, if an integer is such that , we have , with (§ 3, no. 6, Proposition 13); since is an integer, we have and . It follows that (§ 3, no. 4, Proposition 8), hence . Conversely, if , we have
and if , we would have , contrary to hypothesis.
Corollary 1 03RC
Every subset of a finite set is finite.
Corollary 2 03RD
If* X is a subset of a finite set E and X E, *then
For X is contained in the complement X of a subset of E consisting of a single element; we have and , hence (Proposition 2) and a fortiori .
Definition 1 shows that, conversely, if E is a set such that
for every subset X of E such that X E, then E is finite.
Corollary 3 03RE
If* is a mapping of a finite set E into a set F, then is a finite subset of F.
For (§ 3, no. 2, Proposition 3).
Corollary 4 03RF
Let* E and F be two finite sets with the same number of elements, and let be a mapping of E into F. *Then the following statements are equivalent :
(a) is an injection; (b) is a surjection; (c) is a bijection.
It is enough to prove that (a) and (b) are equivalent. If is injective, then , whence (Corollary 2). If is not injective, let and be two elements of E such that and . Then, putting , we have , whence by virtue of Corollary 2; but since , it follows that .
3. The principle of induction
C61 (Principle of Induction). Let be a relation in a theory (where n is not a constant of *).* Suppose that the relation
is a theorem in . Under these conditions the relation
is a theorem in .
We shall argue by contradiction. Suppose that the relation
is true. Let be an integer such that "not " (method of the auxiliary constant; cf. Chapter I, § 3, no. 3 and § 4, no. 1). The integers for which " and (not )" form a well-ordered non-empty set (§ 3, no. 2, Remark), which therefore has a least element . If , then "not ", contrary to hypothesis. If , then , where is an integer such that (no. 2, Proposition 2). By definition of , we have , but then the hypothesis implies that is true, contrary to the definition of .
In order to apply the principle of induction it is necessary in particular to prove the relation
For this purpose the method of the auxiliary hypothesis (Chapter I, § 3, no. 3) is commonly used, and it is for this reason that the relation " is an integer and " (or even ) is called the inductive hypothesis.
Remark. There are various criteria which are frequently used under the name of "principle of induction". They can all be easily deduced from C61, and we indicate here the most important of them :
(1) Let be the relation
and suppose that implies . Then the relation
is true. For the relation is true, and by hypothesis implies ; since the relation is equivalent to (no. 2, Proposition 2), the relation is equivalent to " and ", consequently, implies . The criterion C61 therefore proves that the relation
is true, and since implies , the relation
is true.
(2) Let be an integer and let be a relation such that the relation
is true. Then the relation
is true ("*induction starting at k*"). For let be the relation
Then by the method of disjunction of cases we see that is true. On the other hand, it is easily verified that the relation
is true. It follows from C61 that the relation
is true, which proves our assertion.
(3) Let and be two integers such that , and let be a relation such that
Then the relation
is true. The proof is similar to that of the preceding case; we take to be the relation "" ("*induction restricted to an interval*").
(4) Let , be two integers such that , and let be a relation such that
and is an integer and and .
Then the relation
is true. For we have the relation
is an integer and and (not )) not .
If for some such that we had (not ), it would follow from (3) that (not ), contrary to the hypothesis, whence the result ("descending induction").
4. Finite subsets of ordered sets
Proposition 3 03L9
Let* E be a right directed preordered set (resp. a lattice, resp. a totally ordered set). Then every non-empty finite subset of E is bounded above (resp. has a least upper bound and a greatest lower bound, resp. has a greatest element and a least element).
The proof is by induction on the number of elements of the subset under consideration. The result is trivial for . Let X be a subset of elements of E (with ), and put , where Y has elements and is therefore not empty. The inductive hypothesis implies the existence of an upper bound (resp. least upper bound, resp. greatest element) of Y. Since E is right directed (resp. a lattice, resp. totally ordered), has an upper bound (resp. least upper bound, resp. greatest element) which is evidently an upper bound (resp. least upper bound, resp. greatest element) of X.
Corollary 1 03LA
Every totally ordered finite set is well-ordered and has a greatest element.
Corollary 2 03LB
Every finite ordered set has a maximal element.
For such a set is inductive by Corollary 1 (cf. § 2, no. 4, Theorem 2).
5. Properties of finite character
Definition 2 03LC
Let* E be a set. A set of subsets of E is said to be of finite character if the relation is equivalent to the relation "every finite subset of X belongs to ".
A property of a subset of a set is said to be of finite character if the set of subsets of for which is true is of finite character.
Examples
Example 1 03T9
The set of totally ordered subsets of an ordered set is of finite character. Indeed, a subset of is totally ordered if and only if every subset of consisting of two elements is totally ordered.
Example 2 03TA
\* The set of all free subsets of a module is of finite character. The same is true of the set of all algebraically free subsets of an extension of a field.
Example 3 03TB
The set of submodules of a module is not of finite character, because a finite subset of a submodule of is not necessarily a submodule of . \
Theorem 1 03LD
Every set of subsets of a set which is of finite character has a maximal element (when ordered by inclusion).
By Theorem 2 of § 2, no. 4 it is enough to show that is inductive. To do this we shall show that if is any subset of which is totally ordered by inclusion, the union of the sets of belongs to (§ 2, no. 4, Theorem 2, Corollary 2). Since is of finite character, it is enough to show that every finite subset of belongs to . Now, for each , there exists a set such that . Since the set of sets is finite and totally ordered by inclusion, it has a greatest element (no. 4, Corollary 1 to Proposition 3); in other words, there exists a set such that . But since and since is a finite subset of , we have because is of finite character; this completes the proof.
Exercises
See the exercises for § 4.
[^1]: The notion of “integer” will be generalized later, in Algebra, where we shall define the rational integers and the algebraic integers.