3. Equipotent sets. Cardinals
1. The cardinal of a set
Definition 1 03QU
A set X is said to be equipotent to a set Y if there exists a bijection of X onto Y. The relation “X is equipotent to Y” is denoted by Eq(X,Y).
The relations Eq(X,Y) and Eq(Y,X) are clearly equivalent, so that the relation Eq(X,Y) is symmetric; when it is true, we say that X and Y are equipotent. Next, Eq(X,X) is true. Finally, the relation Eq(X,Y) is transitive since the composition of two bijections is a bijection (Chapter II, § 3, no. 8, Theorem 1); it is therefore an equivalence relation, reflexive on every set.
¶ From what has been said it follows that if X and Y are equipotent, the relation
(∀Z)(Eq(X,Z)⟺Eq(Y,Z))
is true. Now the axiom scheme S7 (Chapter I, § 5, no. 1) gives us the following axiom :
((∀Z)(Eq(X,Z)⟺Eq(Y,Z))⇒(τZ(Eq(X,Z))=τZ(Eq(Y,Z)))).
Hence, if X and Y are equipotent, we have
τZ(Eq(X,Z))=τZ(Eq(Y,Z)),
which justifies the following definition :
Definition 2 03QV
The set* τZ(Eq(X,Z)) is called the cardinal of X (or the power of X) and is written Card(X).
Since Eq(X,X) is true, Card(X) is equipotent to X (Chapter I, § 4, Scheme S5). We have therefore proved the following result :
Proposition 1 03QW
Two sets* X and Y *are equipotent if and only if their cardinals are equal.
Example 1 03T5
Card(∅) is denoted by 0. Since the only set equipotent to ∅ is ∅ (Chapter II, § 3, nos. 1 and 4), we have 0=Card(∅)=∅.
Example 2 03T6
All sets consisting of a single element are equipotent, since {(a,b)} is the graph of a bijection of {a} onto {b}; in particular, they are all equipotent to {∅}. The cardinal Card({∅})=τZ(Eq({∅},Z)) is denoted by 1. [^1]
Example 3 03T7
Card({∅,{∅}}) is denoted by 2; this is the cardinal of every set consisting of two distinct elements.
Example 4 03T8
A Hilbert space of countable type is equipotent to the set of real numbers. \
2. Order relation between cardinals
The relation "X is equipotent to a subset of Y" is equivalent to "there exists an injection of X into Y"; it is also equivalent to the relation "Card (X) is equipotent to a subset of Card (Y)" (Chapter II, § 3, no. 8, Theorem 1).
Theorem 1 03QX
The relation R{ξ,η}: “ξ and η are cardinals and ξ is equipotent to a subset of η” is a well-ordering relation (§ 2, no. 1).
Since R{ξ,ξ} is true for every cardinal ξ, what must be proved is that, for every set E of cardinals the relation “ξ∈E and η∈E and R{ξ,η}” is a well-ordering relation on E. Consider the set A=⋃ξ∈Eξ.
Every cardinal ξ∈E is then a subset of A. By § 2, Theorem 1 there exists a well-ordering relation on A, which we shall denote by ξ≤η, and every subset of A is equipotent to a segment of A (§ 2, no. 5, Theorem 3, Corollary x). For every cardinal ξ∈E consider the set of segments of A which are equipotent to ξ; this set of segments is not empty and therefore has a least element (§ 2, no. 1, Proposition 2); let φ(ξ) denote this least element. The relation
“ξ∈E and η∈E and ξ is equipotent to a subset of η”
is then equivalent to
“ξ∈E and η∈E and φ(ξ)⊂φ(η)”.
For clearly the second relation implies the first. Conversely, if ξ is equipotent to a subset of φ(η), we cannot have φ(η)⊂φ(ξ) and φ(η)=φ(ξ); otherwise there would exist a segment of φ(η) equipotent to ξ (§ 2, no. 5, Theorem 3, Corollary 3), contrary to the definition of φ(ξ). Since the set of segments of A is well-ordered by inclusion (§ 2, no. 1, Proposition 2), the theorem follows.
¶ We shall denote the relation R{ξ,η} by ξ≤η. A set X is equipotent to a subset of a set Y if and only if Card(X)≤Card(Y).
Clearly we have 0≤ξ for every cardinal ξ, and 1≤ξ for every cardinal ξ=0.
Corollary 1 03QY
Given any two sets, one of them is equipotent to a subset of the other.
Corollary 2 03QZ
Two sets each of which is equipotent to a subset of the other are equipotent.
Proposition 2 03KL
For every family* (aι)ι∈I of cardinals, there exists a unique cardinal b such that aι⩽b for all ι∈I and such that every cardinal c for which aι⩽c for all ι∈I is ⩾b.
There exists a set E containing all the sets aι (e.g., the sum of these sets (Chapter II, § 4, no. 8)), whence aι⩽a= Card (E) for all ι∈I. The set F of cardinals ⩽a is well-ordered and contains all the aι, and therefore the family (aι)ι∈I has a least upper bound b in F. Let c be a cardinal ⩾aι for all ι∈I; if c<b⩽a, then c∈F, and the inequality aι⩽c contradicts the definition of the least upper bound of the family (aι) in the ordered set F; hence the result.
¶ By abuse of language, the cardinal b is called the least upper bound of the family (aι)ι∈I and is denoted by supι∈Iaι.
Proposition 3 03KM
Let* X and Y be sets. If there exists a surjection f of X onto Y, then Card (Y) ⩽ Card (X).
For there exists a section s associated with f (Chapter II, § 3, no. 8, Proposition 8) and s is an injection of Y into X.
3. Operations on cardinals
Definition 3 03KN
Let* (aι)ι∈I be a family of cardinals. The cardinal of the product (resp. sum) of the sets aι is called the cardinal product (resp. cardinal sum) of the cardinals aι and is denoted by Pι∈Iaι (resp. ∑ι∈Iaι).
Whenever there is no risk of confusion we shall say simply "product" and "sum" in place of "cardinal product" and "cardinal sum", and we shall write ∏ι∈Iaι in place of Pι∈Iaι (cf. Exercise 2).
Proposition 4 03KO
Let* (Eι)ι∈I be a family of sets, P their product, and S their sum, and let aι be the cardinal of Eι. Then the cardinal of P (resp. S) is the cardinal product (resp. cardinal sum) of the family (aι)ι∈I.
For there exists a bijection of P (resp. S) onto the product (resp. sum) of the sets (aι) (Chapter II, § 4, no. 8, Proposition 10, and § 5, no. 7, Corollary to Proposition 11).
Corollary 03KP
If* (Eι)ι∈I is any family of sets, the cardinal of the union ⋃ι∈IEι is at most equal to the sum ∑ι∈I Card (Eι).
For there exists a mapping of the sum S of the Eι onto the union of the Eι (Chapter II, § 4, no. 8); the Corollary therefore follows from Propositions 3 and 4.
Proposition 5 03R1
(a) Let (aι)ι∈I be a family of cardinals, and let f be a bijection of a set K onto the index set I. *Then
x∈K∑af(x)=ι∈I∑aι,Px∈Kaf(x)=Pι∈Iaι.
(b) Let (aι)ι∈I be a family of cardinals and let (Jλ)λ∈L be a partition of I. Then
ι∈I∑aι=λ∈L∑(ι∈Jλ∑aι),Pι∈Iaι=Pλ∈L(Pι∈Jλaι)
("associativity of the sum and product").
(c) Let ((aλι)ι∈Jλ)λ∈L be a family (indexed by L) of families of cardinals, and let I=∐λ∈LJλ. Then
Pλ∈L(ι∈Jλ∑aλι)f∈I∑=(Pλ∈Laλ,f(λ))
("distributivity of product over sum").
The relations in (a) follow from the analogous formulae for the union and product of sets, for the fact that f is a bijection implies that if (Xι)ι∈I is a family of mutually disjoint sets, the elements of the family (Xf(x))x∈K are also mutually disjoint (cf. Chapter II, § 4, no. 1, Proposition 1 and § 5, no. 3, Proposition 4).
¶ The relations in (b) are immediate consequences of the associativity formulae for unions and products (Chapter II, § 4, no. 2, Proposition 2 and § 5, no. 5, Proposition 7) and the distributivity of intersection over union (Chapter II, § 5, no. 6, Proposition 8), which shows that if (Xι)ι∈I is a family of mutually disjoint sets, then the elements of the family
(ι∈Jλ⋃Xι)λ∈L
are also mutually disjoint.
¶ Finally, (c) follows from the distributivity of the product over union and intersection (Chapter II, § 5, no. 6, Proposition 9 and Corollary 1).
¶ Let a and b be two cardinals. If I is a set consisting of two distinct elements (e.g., the cardinal 2), there exists a mapping f of I onto {a,b} which defines a family of cardinals. The sum and product of this family depend only on a and b (by reason of Proposition 5(a)); these cardinals are called respectively the sum and the product of a and b, and are denoted by a+b and ab. Similarly for the sum and product of three or more cardinals. Proposition 5 then implies the following corollary :
Corollary 03R2
Let a, b, c be cardinals. Then
(1)
a+b=b+a,ab=ba; (2)
a+(b+c)=(a+b)+c,a(bc)=(ab)c; (3)
a(b+c)=ab+ac.
4. Properties of the cardinals 0 and 1
Proposition 6 03R3
Let (aι)ι∈I be a family of cardinals, and let J (resp. K) be a subset of I such that aι=0 for all ι∈/J (resp. aι=1 for all ι∈/K). Then
ι∈I∑aι=ι∈J∑aι(resp. Pι∈Iaι=Pι∈Kaι).
The proposition is obvious as regards the sum, for the sum SI of the family of sets (aι)ι∈I is equipotent to the union of the sum SJ of the family (aι)ι∈I and the empty set, and hence equipotent to SJ. The assertion concerning products follows from the fact that the projection prK of the product set ∏ι∈Iaι onto the partial product ∏ι∈Kaι is a bijection (Chapter II, § 5, no. 5, Remark 1).
Corollary 1 03R4
For every cardinal a we have a+0=a.1=a.
Corollary 2 03R5
Let a and b be cardinals and let I be a set equipotent to b. For each ι∈I let aι=a, cι=1. Then
ab=ι∈I∑aι,b=ι∈I∑cι.
The second formula is a consequence of the fact that any set is the union of its one-element subsets. The first formula follows from the second by multiplying by a and using Corollary 1.
Proposition 7 03R6
Let (aι)ι∈I be a family of cardinals. Then Pι∈Iaι=0 if and only if aι=0 for all ι∈I.
This is merely a translation of the condition that a product set should be non-empty (Chapter II, § 5, no. 4, Proposition 5, Corollary 2).
Proposition 8 03R7
If a and b are cardinals such that a+1=b+1, then a=b.
Let X=a+1=b+1. Then there exist subsets A, B of X with cardinals a, b, respectively, such that the complements X−A,X−B each consist of a single element. Let u, v be these elements. The intersection C=A∩B has as complement in X the set {u,v}. If u=v, then A=B=C, so that a=b. If u=v, then A=C∪{v}, B=C∪{u}, and therefore a=1+Card (C)=b.
☡
The reader should beware of assuming that a+m=b+m implies a=b for all cardinals m (cf. § 6); \* we shall see later, however, that this implication is true if m is finite (§ 5, no. 2, Proposition 3, Corollary 4 and § 6, no. 3, Theorem 3, Corollary 4). \*
5. Exponentiation of cardinals
Definition 4 03KQ
Let a and b be cardinals. The cardinal of the set of mappings of b into a is denoted by ab, by abuse of notation.
The abuse of notation here lies in the the fact that ab already denotes the set of graphs of mappings of b into a (Chapter II, § 5, no. 3), and this set is not necessarily a cardinal (Exercise 2). It will always be clear from the context which meaning is to be attached to the symbol ab.
Proposition 9 03KR
Let X and Y be two sets, a and b their respective cardinals. Then the set XY has cardinal ab.
For there exists a bijection of XY onto the set of mappings of b into a (Chapter II, § 5, no. 2, Proposition 2, Corollary).
Proposition 10 03KS
Let a and b be cardinals and let I be a set such that Card (I)=b. If aι=a for all ι∈I, we have ab=Pι∈Iaι.
This follows from the definition of the product of a family of sets as a set of functional graphs (Chapter II, § 5, no. 3).
Corollary 1 03KT
Let a be a cardinal and let (bι)ι∈I be a family of cardinals. Then
a∑ι∈Ibι=Pι∈Iabι.
Let S be the sum of the sets bι, and put as=a for all s∈S. Both sides of the equality to be proved are then equal to Ps∈Sas, by virtue of Proposition 10 and the associativity formula for products (no. 3, Proposition 5(b)).
Corollary 2 03KU
Let (aι)ι∈I be a family of cardinals and let b be a cardinal. Then*
(Pι∈Iaι)b=Pι∈Iaιb.
Let aιβ=aι for each pair (ι,β)∈I×b. Then, by associativity of the product, we have
(Pι∈Iaι)b=Pβ∈b(Pι∈Iaιβ)=Pι∈I(Pβ∈baιβ)=Pι∈Iaιb.
Corollary 3 03KV
Let a, b, c be cardinals. Then abc=(ab)c.
Let bγ=b for all γ∈c. Then
abc=aγ∈c∑bγ=Pγ∈cabγ=(ab)c by virtue of Corollary 1.
Proposition 11 03KW
Let a be a cardinal. Then a0=1, a1=a, 1a=1; and 0a=0 if a=0.
For there exists a unique mapping of ∅ into any given set (namely, the mapping whose graph is the empty set); the set of mappings of a set consisting of a single element into an arbitrary set X is equipotent to X (Chapter II, § 5, no. 3); there exists a unique mapping of an arbitrary set into a set consisting of a single element; and, finally, there is no mapping of a non-empty set into ∅.
¶ Note in particular that 00=1.
Proposition 12 03KX
Let X be a set and let a be its cardinal. Then the cardinal of the set P(X) of all subsets of X is 2a.
Let α and β be the elements of the cardinal 2. For each subset Y of X let fY be the mapping of X into 2 defined by fY(x)=α if x∈Y and fY(x)=β if x∈X−Y. Let u be the mapping Y→fY of P(X) into 2X. Conversely, with each mapping g of X into 2 let us associate the subset g−1(α) of X, and let v be the mapping g→g−1(α) of 2X into P(X). It is clear that u∘v and v∘u are the identity mappings of 2X and P(X); hence u and v are bijections (Chapter II, § 3, no. 8, Proposition 8, Corollary) and therefore Card (P(X))=2a.
6. Order relation and operations on cardinals
Proposition 13 03KY
Let a and b be cardinals. Then a⩾b if and only if there exists a cardinal c such that a=b+c.
For the relation a⩾b means that there exists a subset B of a which is equipotent to b (no. 2), i.e., a is equipotent to the set which is the sum of b and a set c.
☡
If a⩾b, there usually exist many cardinals c such that a=b+c (cf. § 6); in general, therefore, it is not possible to define the "difference" a−b of two such cardinals (cf. § 5, no. 2).
Proposition 14 03KZ
Let* (aι)ι∈I and (bι)ι∈I be two families of cardinals, both indexed by the same set I, and such that aι⩾bι for all ι∈I. *Then
ι∈I∑aι⩾ι∈I∑bι,Pι∈Iaι⩾Pι∈Ibι.
The second inequality follows from the inclusion relations between products of sets (Chapter II, § 5, no. 4, Proposition 6, Corollary 3). As to the first inequality, if a set E is the union of a family (Aι)ι∈I of mutually disjoint subsets and if Bι⊂Aι for all ι∈I, then the Bι are also mutually disjoint and ⋃ιBι⊂⋃ιAι (Chapter II, § 4, no. 2).
Corollary 1 03L0
Let* (aι)ι∈I be a family of cardinals. For each subset J of I we have ∑ι∈Jaι⩽∑ι∈Iaι. If also aι=0 for all ι∈I−J, then Pι∈Jaι⩽Pι∈Iaι.
Put bι=aι if ι∈J, and bι=0 (resp. bι=1) if ι∈I−J. Then apply Proposition 14, observing that the relation a=0 implies a⩾1.
Corollary 2 03L1
If* a, a′, b, b′ are cardinals such that a⩽a′, b⩽b′, and a′>0, then ab⩽a′b′.
For ab⩽a′b by Propositions 10 and 14, and a′b⩽a′b′ by Proposition 10 and Corollary 1 to Proposition 14.
Theorem 2 (Cantor) 03R8
— For each cardinal a, we have 2a>a.
We have Card(P(a))=2a (no. 5, Proposition 12). The mapping x→{x} (x∈a) is an injection of a into P(a), whence a⩽2a. Hence it is enough to show that a=2a, i.e., that for every mapping f of a into P(a), the image f(a) is distinct from P(a). Let X be the set of all x∈a such that x∈/f(x). If x∈X, we have x∈/f(x), whence f(x)=X; if x∈a−X, we have x∈f(x) and x∈/X, whence f(x)=X. This shows that X∈/f(a) and proves the theorem.
Corollary 03L2
There does not exists a set that has every cardinal as an element.
If U were such a set, there would exist a set S, the sum of the family of sets (X)X∈U, so that every cardinal is equipotent to a subset of S. In particular, let S=Card(S); since 2S is a cardinal, we would have 2S⩽S, in contradiction to Theorem 2.
Exercises
See the exercises for § 3.
[^1]: The mathematical term denoted (Chapter I, § 1, no. 1) by the symbol "1" is of course not to be confused with the word "one" in ordinary language. The term denoted by "1" is equal, by virtue of the definition above, to the term denoted by the symbol
τZ((∃u)(∃U)(u=(U,{∅},Z) and U⊂{∅}×Z and (∀x)((x∈{∅})⇒(∃y)((x,y)∈U)) and (∀x)(∀y)(∀y′)(((x,y)∈U and (x,y′)∈U)⇒(y=y′)) and (∀y)((y∈Z)⇒(∃x)((x,y)∈U)))). As a rough estimate, the term so denoted is an assembly of several tens of thousands of signs (each of which is one of τ, □, ∨, ¬, =, ∈, ⊃).