Bourbaki

3. Equipotent sets. Cardinals

1. The cardinal of a set

Definition 1 03QU

A set XX is said to be equipotent to a set YY if there exists a bijection of XX onto YY. The relation “XX is equipotent to YY” is denoted by Eq⁡(X,Y)\operatorname{Eq}(X,Y).

The relations Eq⁡(X,Y)\operatorname{Eq}(X,Y) and Eq⁡(Y,X)\operatorname{Eq}(Y,X) are clearly equivalent, so that the relation Eq⁡(X,Y)\operatorname{Eq}(X,Y) is symmetric; when it is true, we say that XX and YY are equipotent. Next, Eq⁡(X,X)\operatorname{Eq}(X,X) is true. Finally, the relation Eq⁡(X,Y)\operatorname{Eq}(X,Y) is transitive since the composition of two bijections is a bijection (Chapter II, § 3, no. 8, Theorem 1); it is therefore an equivalence relation, reflexive on every set.

¶ From what has been said it follows that if XX and YY are equipotent, the relation

(∀Z)(Eq⁡(X,Z)⟺Eq⁡(Y,Z)) (\forall Z)(\operatorname{Eq}(X,Z)\Longleftrightarrow\operatorname{Eq}(Y,Z))

is true. Now the axiom scheme S7 (Chapter I, § 5, no. 1) gives us the following axiom :

((∀Z)(Eq⁡(X,Z)⟺Eq⁡(Y,Z))⇒(τZ(Eq⁡(X,Z))=τZ(Eq⁡(Y,Z)))). ((\forall Z)(\operatorname{Eq}(X,Z)\Longleftrightarrow\operatorname{Eq}(Y,Z))\Rightarrow(\tau_Z(\operatorname{Eq}(X,Z))=\tau_Z(\operatorname{Eq}(Y,Z)))).

Hence, if X and Y are equipotent, we have

τZ(Eq(X,Z))=τZ(Eq(Y,Z)),\tau_Z(\mathrm{Eq}(X, Z)) = \tau_Z(\mathrm{Eq}(Y, Z)),

which justifies the following definition :

Definition 2 03QV

The set* τZ(Eq(X,Z))\tau_Z(\mathrm{Eq}(X, Z)) is called the cardinal of X (or the power of X) and is written Card(X)\mathrm{Card}(X).

Since Eq(X,X)\mathrm{Eq}(X, X) is true, Card(X)\mathrm{Card}(X) is equipotent to X (Chapter I, § 4, Scheme S5). We have therefore proved the following result :

Proposition 1 03QW

Two sets* X and Y *are equipotent if and only if their cardinals are equal.

Examples

Example 1 03T5

Card(∅)\mathrm{Card}(\emptyset) is denoted by 0. Since the only set equipotent to ∅\emptyset is ∅\emptyset (Chapter II, § 3, nos. 1 and 4), we have 0=Card(∅)=∅0 = \mathrm{Card}(\emptyset) = \emptyset.

Example 2 03T6

All sets consisting of a single element are equipotent, since {(a,b)}\{(a, b)\} is the graph of a bijection of {a}\{a\} onto {b}\{b\}; in particular, they are all equipotent to {∅}\{\emptyset\}. The cardinal Card({∅})=τZ(Eq({∅},Z))\mathrm{Card}(\{\emptyset\}) = \tau_Z(\mathrm{Eq}(\{\emptyset\}, Z)) is denoted by 1. [^1]

Example 3 03T7

Card({∅,{∅}})\mathrm{Card}(\{\emptyset, \{\emptyset\}\}) is denoted by 2; this is the cardinal of every set consisting of two distinct elements.

Example 4 03T8

A Hilbert space of countable type is equipotent to the set of real numbers. \

2. Order relation between cardinals

The relation "X is equipotent to a subset of Y" is equivalent to "there exists an injection of X into Y"; it is also equivalent to the relation "Card (X) is equipotent to a subset of Card (Y)" (Chapter II, § 3, no. 8, Theorem 1).

Theorem 1 03QX

The relation R{ξ,η}R\{\xi,\eta\}: “ξ\xi and η\eta are cardinals and ξ\xi is equipotent to a subset of η\eta” is a well-ordering relation (§ 2, no. 1).

Since R{ξ,ξ}R\{\xi,\xi\} is true for every cardinal ξ\xi, what must be proved is that, for every set EE of cardinals the relation “ξ∈E\xi\in E and η∈E\eta\in E and R{ξ,η}R\{\xi,\eta\}” is a well-ordering relation on EE. Consider the set A=⋃ξ∈EξA=\bigcup_{\xi\in E}\xi.

Every cardinal ξ∈E\xi\in E is then a subset of AA. By § 2, Theorem 1 there exists a well-ordering relation on AA, which we shall denote by ξ≤η\xi\leq\eta, and every subset of AA is equipotent to a segment of AA (§ 2, no. 5, Theorem 3, Corollary x). For every cardinal ξ∈E\xi\in E consider the set of segments of AA which are equipotent to ξ\xi; this set of segments is not empty and therefore has a least element (§ 2, no. 1, Proposition 2); let φ(ξ)\varphi(\xi) denote this least element. The relation

“ξ∈E\xi\in E and η∈E\eta\in E and ξ\xi is equipotent to a subset of η\eta”

is then equivalent to

“ξ∈E\xi\in E and η∈E\eta\in E and φ(ξ)⊂φ(η)\varphi(\xi)\subset\varphi(\eta)”.

For clearly the second relation implies the first. Conversely, if ξ\xi is equipotent to a subset of φ(η)\varphi(\eta), we cannot have φ(η)⊂φ(ξ)\varphi(\eta)\subset\varphi(\xi) and φ(η)≠φ(ξ)\varphi(\eta)\neq\varphi(\xi); otherwise there would exist a segment of φ(η)\varphi(\eta) equipotent to ξ\xi (§ 2, no. 5, Theorem 3, Corollary 3), contrary to the definition of φ(ξ)\varphi(\xi). Since the set of segments of AA is well-ordered by inclusion (§ 2, no. 1, Proposition 2), the theorem follows.

¶ We shall denote the relation R{ξ,η}R\{\xi,\eta\} by ξ≤η\xi\leq\eta. A set XX is equipotent to a subset of a set YY if and only if Card⁡(X)≤Card⁡(Y)\operatorname{Card}(X)\leq\operatorname{Card}(Y).

Clearly we have 0≤ξ0\leq\xi for every cardinal ξ\xi, and 1≤ξ1\leq\xi for every cardinal ξ≠0\xi\neq0.

Corollary 1 03QY

Given any two sets, one of them is equipotent to a subset of the other.

Corollary 2 03QZ

Two sets each of which is equipotent to a subset of the other are equipotent.

Remark 03R0

Given any set AA, there exists a set whose elements are the cardinals Card⁡(X)\operatorname{Card}(X) for all the subsets XX of AA, namely, the set of objects of the form Card⁡(X)\operatorname{Card}(X) for X∈P(A)X\in\mathfrak{P}(A) (Chapter II, § 1, no. 6). For every cardinal α\alpha the relation “ξ\xi is a cardinal and ξ≤α\xi\leq\alpha” is therefore collectivizing in α\alpha (Chapter II, § 1, no. 4), because it is equivalent to the relation "x\mathfrak{x} is of the form Card (X) for X⊂aX \subset \mathfrak{a}"; the set of all x\mathfrak{x} satisfying this relation is called the set of cardinals ⩽a\leqslant \mathfrak{a}.

Proposition 2 03KL

For every family* (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} of cardinals, there exists a unique cardinal b\mathfrak{b} such that aι⩽b\mathfrak{a}_\iota \leqslant \mathfrak{b} for all ι∈I\iota \in I and such that every cardinal c\mathfrak{c} for which aι⩽c\mathfrak{a}_\iota \leqslant \mathfrak{c} for all ι∈I\iota \in I is ⩾b\geqslant \mathfrak{b}.

There exists a set E containing all the sets aι\mathfrak{a}_\iota (e.g., the sum of these sets (Chapter II, § 4, no. 8)), whence aι⩽a=\mathfrak{a}_\iota \leqslant \mathfrak{a} = Card (E) for all ι∈I\iota \in I. The set F of cardinals ⩽a\leqslant \mathfrak{a} is well-ordered and contains all the aι\mathfrak{a}_\iota, and therefore the family (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} has a least upper bound b\mathfrak{b} in F. Let c\mathfrak{c} be a cardinal ⩾aι\geqslant \mathfrak{a}_\iota for all ι∈I\iota \in I; if c<b⩽a\mathfrak{c} < \mathfrak{b} \leqslant \mathfrak{a}, then c∈F\mathfrak{c} \in F, and the inequality aι⩽c\mathfrak{a}_\iota \leqslant \mathfrak{c} contradicts the definition of the least upper bound of the family (aι)(\mathfrak{a}_\iota) in the ordered set F; hence the result.

¶ By abuse of language, the cardinal b\mathfrak{b} is called the least upper bound of the family (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} and is denoted by sup⁡ι∈Iaι\sup_{\iota \in I} \mathfrak{a}_\iota.

Proposition 3 03KM

Let* X and Y be sets. If there exists a surjection ff of X onto Y, then Card (Y) ⩽\leqslant Card (X).

For there exists a section ss associated with ff (Chapter II, § 3, no. 8, Proposition 8) and ss is an injection of Y into X.

3. Operations on cardinals

Definition 3 03KN

Let* (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} be a family of cardinals. The cardinal of the product (resp. sum) of the sets aι\mathfrak{a}_\iota is called the cardinal product (resp. cardinal sum) of the cardinals aι\mathfrak{a}_\iota and is denoted by Pι∈Iaι\mathop{\mathbf{P}}_{\iota \in I} \mathfrak{a}_\iota (resp. ∑ι∈Iaι)\left(\text{resp. } \sum_{\iota \in I} \mathfrak{a}_\iota\right).

Whenever there is no risk of confusion we shall say simply "product" and "sum" in place of "cardinal product" and "cardinal sum", and we shall write ∏ι∈Iaι\prod_{\iota \in I} \mathfrak{a}_\iota in place of Pι∈Iaι\mathop{\mathbf{P}}_{\iota \in I} \mathfrak{a}_\iota (cf. Exercise 2).

Proposition 4 03KO

Let* (Eι)ι∈I(E_\iota)_{\iota \in I} be a family of sets, P their product, and S their sum, and let aι\mathfrak{a}_\iota be the cardinal of EιE_\iota. Then the cardinal of P (resp. S) is the cardinal product (resp. cardinal sum) of the family (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I}.

For there exists a bijection of P (resp. S) onto the product (resp. sum) of the sets (aι)(\mathfrak{a}_\iota) (Chapter II, § 4, no. 8, Proposition 10, and § 5, no. 7, Corollary to Proposition 11).

Corollary 03KP

If* (Eι)ι∈I(E_\iota)_{\iota \in I} is any family of sets, the cardinal of the union ⋃ι∈IEι\bigcup_{\iota \in I} E_\iota is at most equal to the sum ∑ι∈I\sum_{\iota \in I} Card (Eι)(E_\iota).

For there exists a mapping of the sum S of the Eι\mathrm{E}_\iota onto the union of the Eι\mathrm{E}_\iota (Chapter II, § 4, no. 8); the Corollary therefore follows from Propositions 3 and 4.

Proposition 5 03R1

(a) Let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} be a family of cardinals, and let f be a bijection of a set K onto the index set I. *Then

∑x∈Kaf(x)=∑ι∈Iaι,Px∈Kaf(x)=Pι∈Iaι.\sum_{x \in \mathrm{K}} \mathfrak{a}_{f(x)} = \sum_{\iota \in \mathrm{I}} \mathfrak{a}_\iota, \qquad \mathop{\mathrm{P}}_{x \in \mathrm{K}} \mathfrak{a}_{f(x)} = \mathop{\mathrm{P}}_{\iota \in \mathrm{I}} \mathfrak{a}_\iota.

(b) Let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} be a family of cardinals and let (Jλ)λ∈L(\mathrm{J}_\lambda)_{\lambda \in \mathrm{L}} be a partition of I. Then

∑ι∈Iaι=∑λ∈L(∑ι∈Jλaι),Pι∈Iaι=Pλ∈L(Pι∈Jλaι)\sum_{\iota \in \mathrm{I}} \mathfrak{a}_\iota = \sum_{\lambda \in \mathrm{L}} \left( \sum_{\iota \in \mathrm{J}_\lambda} \mathfrak{a}_\iota \right), \qquad \mathop{\mathrm{P}}_{\iota \in \mathrm{I}} \mathfrak{a}_\iota = \mathop{\mathrm{P}}_{\lambda \in \mathrm{L}} \left( \mathop{\mathrm{P}}_{\iota \in \mathrm{J}_\lambda} \mathfrak{a}_\iota \right)

("associativity of the sum and product").

(c) Let ((aλι)ι∈Jλ)λ∈L((\mathfrak{a}_{\lambda\iota})_{\iota \in \mathrm{J}_\lambda})_{\lambda \in \mathrm{L}} be a family (indexed by L) of families of cardinals, and let I=∐λ∈LJλ\mathrm{I} = \coprod_{\lambda \in \mathrm{L}} \mathrm{J}_\lambda. Then

Pλ∈L(∑ι∈Jλaλι)∑f∈I=(Pλ∈Laλ,f(λ))\mathop{\mathrm{P}}_{\lambda \in \mathrm{L}} \left( \sum_{\iota \in \mathrm{J}_\lambda} \mathfrak{a}_{\lambda\iota} \right) \sum_{f \in \mathrm{I}} = \left( \mathop{\mathrm{P}}_{\lambda \in \mathrm{L}} \mathfrak{a}_{\lambda, f(\lambda)} \right)

("distributivity of product over sum").

The relations in (a) follow from the analogous formulae for the union and product of sets, for the fact that ff is a bijection implies that if (Xι)ι∈I(\mathrm{X}_\iota)_{\iota \in \mathrm{I}} is a family of mutually disjoint sets, the elements of the family (Xf(x))x∈K(\mathrm{X}_{f(x)})_{x \in \mathrm{K}} are also mutually disjoint (cf. Chapter II, § 4, no. 1, Proposition 1 and § 5, no. 3, Proposition 4).

¶ The relations in (b) are immediate consequences of the associativity formulae for unions and products (Chapter II, § 4, no. 2, Proposition 2 and § 5, no. 5, Proposition 7) and the distributivity of intersection over union (Chapter II, § 5, no. 6, Proposition 8), which shows that if (Xι)ι∈I(\mathrm{X}_\iota)_{\iota \in \mathrm{I}} is a family of mutually disjoint sets, then the elements of the family

(⋃ι∈JλXι)λ∈L\left( \bigcup_{\iota \in \mathrm{J}_\lambda} \mathrm{X}_\iota \right)_{\lambda \in \mathrm{L}}

are also mutually disjoint.

¶ Finally, (c) follows from the distributivity of the product over union and intersection (Chapter II, § 5, no. 6, Proposition 9 and Corollary 1).

¶ Let a\mathfrak{a} and b\mathfrak{b} be two cardinals. If I is a set consisting of two distinct elements (e.g., the cardinal 2), there exists a mapping ff of I onto {a,b}\{\mathfrak{a}, \mathfrak{b}\} which defines a family of cardinals. The sum and product of this family depend only on a\mathfrak{a} and b\mathfrak{b} (by reason of Proposition 5(a)); these cardinals are called respectively the sum and the product of a\mathfrak{a} and b\mathfrak{b}, and are denoted by a+b\mathfrak{a} + \mathfrak{b} and ab\mathfrak{a}\mathfrak{b}. Similarly for the sum and product of three or more cardinals. Proposition 5 then implies the following corollary :

Corollary 03R2

Let a\mathfrak{a}, b\mathfrak{b}, c\mathfrak{c} be cardinals. Then

(1)

a+b=b+a,ab=ba;\mathfrak{a} + \mathfrak{b} = \mathfrak{b} + \mathfrak{a}, \qquad \mathfrak{a}\mathfrak{b} = \mathfrak{b}\mathfrak{a};
(2)
a+(b+c)=(a+b)+c,a(bc)=(ab)c;\mathfrak{a} + (\mathfrak{b} + \mathfrak{c}) = (\mathfrak{a} + \mathfrak{b}) + \mathfrak{c}, \qquad \mathfrak{a}(\mathfrak{b}\mathfrak{c}) = (\mathfrak{a}\mathfrak{b})\mathfrak{c};
(3)
a(b+c)=ab+ac.\mathfrak{a}(\mathfrak{b} + \mathfrak{c}) = \mathfrak{a}\mathfrak{b} + \mathfrak{a}\mathfrak{c}.

4. Properties of the cardinals 0 and 1

Proposition 6 03R3

Let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} be a family of cardinals, and let J\mathrm{J} (resp. K\mathrm{K}) be a subset of I\mathrm{I} such that aι=0\mathfrak{a}_\iota = 0 for all ι∉J\iota \notin \mathrm{J} (resp. aι=1\mathfrak{a}_\iota = 1 for all ι∉K\iota \notin \mathrm{K}). Then

∑ι∈Iaι=∑ι∈Jaι(resp. Pι∈I aι=Pι∈K aι).\sum_{\iota \in \mathrm{I}} \mathfrak{a}_\iota = \sum_{\iota \in \mathrm{J}} \mathfrak{a}_\iota \qquad \left(\text{resp. } \mathbf{P}_{\iota \in \mathrm{I}}\, \mathfrak{a}_\iota = \mathbf{P}_{\iota \in \mathrm{K}}\, \mathfrak{a}_\iota\right).

The proposition is obvious as regards the sum, for the sum SI\mathrm{S}_\mathrm{I} of the family of sets (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} is equipotent to the union of the sum SJ\mathrm{S}_\mathrm{J} of the family (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} and the empty set, and hence equipotent to SJ\mathrm{S}_\mathrm{J}. The assertion concerning products follows from the fact that the projection prK\mathrm{pr}_\mathrm{K} of the product set ∏ι∈Iaι\prod_{\iota \in \mathrm{I}} \mathfrak{a}_\iota onto the partial product ∏ι∈Kaι\prod_{\iota \in \mathrm{K}} \mathfrak{a}_\iota is a bijection (Chapter II, § 5, no. 5, Remark 1).

Corollary 1 03R4

For every cardinal a\mathfrak{a} we have a+0=a.1=a\mathfrak{a} + 0 = \mathfrak{a} . 1 = \mathfrak{a}.

Corollary 2 03R5

Let a\mathfrak{a} and b\mathfrak{b} be cardinals and let I\mathrm{I} be a set equipotent to b\mathfrak{b}. For each ι∈I\iota \in \mathrm{I} let aι=a\mathfrak{a}_\iota = \mathfrak{a}, cι=1\mathfrak{c}_\iota = 1. Then

ab=∑ι∈Iaι,b=∑ι∈Icι.\mathfrak{a}\mathfrak{b} = \sum_{\iota \in \mathrm{I}} \mathfrak{a}_\iota, \qquad \mathfrak{b} = \sum_{\iota \in \mathrm{I}} \mathfrak{c}_\iota.

The second formula is a consequence of the fact that any set is the union of its one-element subsets. The first formula follows from the second by multiplying by a\mathfrak{a} and using Corollary 1.

Proposition 7 03R6

Let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathrm{I}} be a family of cardinals. Then Pι∈I aι≠0\mathbf{P}_{\iota \in \mathrm{I}}\, \mathfrak{a}_\iota \neq 0 if and only if aι≠0\mathfrak{a}_\iota \neq 0 for all ι∈I\iota \in \mathrm{I}.

This is merely a translation of the condition that a product set should be non-empty (Chapter II, § 5, no. 4, Proposition 5, Corollary 2).

Proposition 8 03R7

If a\mathfrak{a} and b\mathfrak{b} are cardinals such that a+1=b+1\mathfrak{a} + 1 = \mathfrak{b} + 1, then a=b\mathfrak{a} = \mathfrak{b}.

Let X=a+1=b+1X = \mathfrak{a} + 1 = \mathfrak{b} + 1. Then there exist subsets A, B of X with cardinals a\mathfrak{a}, b\mathfrak{b}, respectively, such that the complements X−A,X−BX - A, X - B each consist of a single element. Let uu, vv be these elements. The intersection C=A∩BC = A \cap B has as complement in X the set {u,v}\{u, v\}. If u=vu = v, then A=B=CA = B = C, so that a=b\mathfrak{a} = \mathfrak{b}. If u≠vu \neq v, then A=C∪{v}A = C \cup \{v\}, B=C∪{u}B = C \cup \{u\}, and therefore a=1+Card (C)=b\mathfrak{a} = 1 + \mathrm{Card}\ (C) = \mathfrak{b}.

☡

The reader should beware of assuming that a+m=b+m\mathfrak{a} + \mathfrak{m} = \mathfrak{b} + \mathfrak{m} implies a=b\mathfrak{a} = \mathfrak{b} for all cardinals m\mathfrak{m} (cf. § 6); \* we shall see later, however, that this implication is true if m\mathfrak{m} is finite (§ 5, no. 2, Proposition 3, Corollary 4 and § 6, no. 3, Theorem 3, Corollary 4). \*

5. Exponentiation of cardinals

Definition 4 03KQ

Let a\mathfrak{a} and b\mathfrak{b} be cardinals. The cardinal of the set of mappings of b\mathfrak{b} into a\mathfrak{a} is denoted by ab\mathfrak{a}^{\mathfrak{b}}, by abuse of notation.

The abuse of notation here lies in the the fact that ab\mathfrak{a}^{\mathfrak{b}} already denotes the set of graphs of mappings of b\mathfrak{b} into a\mathfrak{a} (Chapter II, § 5, no. 3), and this set is not necessarily a cardinal (Exercise 2). It will always be clear from the context which meaning is to be attached to the symbol ab\mathfrak{a}^{\mathfrak{b}}.

Proposition 9 03KR

Let X and Y be two sets, a\mathfrak{a} and b\mathfrak{b} their respective cardinals. Then the set XYX^{Y} has cardinal ab\mathfrak{a}^{\mathfrak{b}}.

For there exists a bijection of XYX^{Y} onto the set of mappings of b\mathfrak{b} into a\mathfrak{a} (Chapter II, § 5, no. 2, Proposition 2, Corollary).

Proposition 10 03KS

Let a\mathfrak{a} and b\mathfrak{b} be cardinals and let I be a set such that Card (I)=b\mathrm{Card}\ (I) = \mathfrak{b}. If aι=a\mathfrak{a}_{\iota} = \mathfrak{a} for all ι∈I\iota \in I, we have ab=Pι∈Iaι\mathfrak{a}^{\mathfrak{b}} = \mathbf{P}_{\iota \in I} \mathfrak{a}_{\iota}.

This follows from the definition of the product of a family of sets as a set of functional graphs (Chapter II, § 5, no. 3).

Corollary 1 03KT

Let a\mathfrak{a} be a cardinal and let (bι)ι∈I(\mathfrak{b}_{\iota})_{\iota \in I} be a family of cardinals. Then

a∑ι∈Ibι=Pι∈Iabι.\mathfrak{a}^{\sum_{\iota \in I} \mathfrak{b}_{\iota}} = \mathbf{P}_{\iota \in I} \mathfrak{a}^{\mathfrak{b}_{\iota}}.

Let S be the sum of the sets bι\mathfrak{b}_{\iota}, and put as=a\mathfrak{a}_{s} = \mathfrak{a} for all s∈Ss \in S. Both sides of the equality to be proved are then equal to Ps∈Sas\mathbf{P}_{s \in S} \mathfrak{a}_{s}, by virtue of Proposition 10 and the associativity formula for products (no. 3, Proposition 5(b)).

Corollary 2 03KU

Let (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in \mathbf{I}} be a family of cardinals and let b\mathfrak{b} be a cardinal. Then*

(Pι∈Iaι)b=Pι∈Iaιb.\left( \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \mathfrak{a}_\iota \right)^{\mathfrak{b}} = \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \mathfrak{a}_\iota^{\mathfrak{b}}.

Let aιβ=aι\mathfrak{a}_{\iota\beta} = \mathfrak{a}_\iota for each pair (ι,β)∈I×b(\iota, \beta) \in \mathbf{I} \times \mathfrak{b}. Then, by associativity of the product, we have

(Pι∈Iaι)b=Pβ∈b(Pι∈Iaιβ)=Pι∈I(Pβ∈baιβ)=Pι∈Iaιb.\left( \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \mathfrak{a}_\iota \right)^{\mathfrak{b}} = \mathop{\mathbf{P}}_{\beta \in \mathfrak{b}} \left( \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \mathfrak{a}_{\iota\beta} \right) = \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \left( \mathop{\mathbf{P}}_{\beta \in \mathfrak{b}} \mathfrak{a}_{\iota\beta} \right) = \mathop{\mathbf{P}}_{\iota \in \mathbf{I}} \mathfrak{a}_\iota^{\mathfrak{b}}.

Corollary 3 03KV

Let a\mathfrak{a}, b\mathfrak{b}, c\mathfrak{c} be cardinals. Then abc=(ab)c\mathfrak{a}^{\mathfrak{b}\mathfrak{c}} = (\mathfrak{a}^{\mathfrak{b}})^{\mathfrak{c}}.

Let bγ=b\mathfrak{b}_\gamma = \mathfrak{b} for all γ∈c\gamma \in \mathfrak{c}. Then

abc=a∑γ∈cbγ=Pγ∈cabγ=(ab)c\mathfrak{a}^{\mathfrak{b}\mathfrak{c}} = \mathfrak{a}^{\sum\limits_{\gamma \in \mathfrak{c}} \mathfrak{b}_\gamma} = \mathop{\mathbf{P}}_{\gamma \in \mathfrak{c}} \mathfrak{a}^{\mathfrak{b}_\gamma} = (\mathfrak{a}^{\mathfrak{b}})^{\mathfrak{c}}
by virtue of Corollary 1.

Proposition 11 03KW

Let a\mathfrak{a} be a cardinal. Then a0=1\mathfrak{a}^0 = 1, a1=a\mathfrak{a}^1 = \mathfrak{a}, 1a=11^{\mathfrak{a}} = 1; and 0a=00^{\mathfrak{a}} = 0 if a≠0\mathfrak{a} \neq 0.

For there exists a unique mapping of ∅\varnothing into any given set (namely, the mapping whose graph is the empty set); the set of mappings of a set consisting of a single element into an arbitrary set X is equipotent to X (Chapter II, § 5, no. 3); there exists a unique mapping of an arbitrary set into a set consisting of a single element; and, finally, there is no mapping of a non-empty set into ∅\varnothing.

¶ Note in particular that 00=10^0 = 1.

Proposition 12 03KX

Let X be a set and let a\mathfrak{a} be its cardinal. Then the cardinal of the set P(X)\mathfrak{P}(\mathrm{X}) of all subsets of X is 2a2^{\mathfrak{a}}.

Let α\alpha and β\beta be the elements of the cardinal 2. For each subset Y of X let fYf_{\mathrm{Y}} be the mapping of X into 2 defined by fY(x)=αf_{\mathrm{Y}}(x) = \alpha if x∈Yx \in \mathrm{Y} and fY(x)=βf_{\mathrm{Y}}(x) = \beta if x∈X−Yx \in \mathrm{X} - \mathrm{Y}. Let uu be the mapping Y→fY\mathrm{Y} \to f_{\mathrm{Y}} of P(X)\mathfrak{P}(\mathrm{X}) into 2X2^{\mathrm{X}}. Conversely, with each mapping gg of X into 2 let us associate the subset g−1(α)\overset{-1}{g}(\alpha) of X, and let vv be the mapping g→g−1(α)g \to \overset{-1}{g}(\alpha) of 2X2^{\mathrm{X}} into P(X)\mathfrak{P}(\mathrm{X}). It is clear that u∘vu \circ v and v∘uv \circ u are the identity mappings of 2X2^{\mathrm{X}} and P(X)\mathfrak{P}(\mathrm{X}); hence uu and vv are bijections (Chapter II, § 3, no. 8, Proposition 8, Corollary) and therefore Card (P(X))=2a(\mathfrak{P}(\mathrm{X})) = 2^{\mathfrak{a}}.

6. Order relation and operations on cardinals

Proposition 13 03KY

Let a\mathfrak{a} and b\mathfrak{b} be cardinals. Then a⩾b\mathfrak{a} \geqslant \mathfrak{b} if and only if there exists a cardinal c\mathfrak{c} such that a=b+c\mathfrak{a} = \mathfrak{b} + \mathfrak{c}.

For the relation a⩾b\mathfrak{a} \geqslant \mathfrak{b} means that there exists a subset B of a\mathfrak{a} which is equipotent to b\mathfrak{b} (no. 2), i.e., a\mathfrak{a} is equipotent to the set which is the sum of b\mathfrak{b} and a set cc.

☡

If a⩾b\mathfrak{a} \geqslant \mathfrak{b}, there usually exist many cardinals c\mathfrak{c} such that a=b+c\mathfrak{a} = \mathfrak{b} + \mathfrak{c} (cf. § 6); in general, therefore, it is not possible to define the "difference" a−b\mathfrak{a} - \mathfrak{b} of two such cardinals (cf. § 5, no. 2).

Proposition 14 03KZ

Let* (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} and (bι)ι∈I(\mathfrak{b}_\iota)_{\iota \in I} be two families of cardinals, both indexed by the same set I, and such that aι⩾bι\mathfrak{a}_\iota \geqslant \mathfrak{b}_\iota for all ι∈I\iota \in I. *Then

∑ι∈Iaι⩾∑ι∈Ibι,Pι∈I aι⩾Pι∈I bι.\sum_{\iota \in I} \mathfrak{a}_\iota \geqslant \sum_{\iota \in I} \mathfrak{b}_\iota, \qquad \mathbf{P}_{\iota \in I} \, \mathfrak{a}_\iota \geqslant \mathbf{P}_{\iota \in I} \, \mathfrak{b}_\iota.

The second inequality follows from the inclusion relations between products of sets (Chapter II, § 5, no. 4, Proposition 6, Corollary 3). As to the first inequality, if a set E is the union of a family (Aι)ι∈I(A_\iota)_{\iota \in I} of mutually disjoint subsets and if Bι⊂AιB_\iota \subset A_\iota for all ι∈I\iota \in I, then the BιB_\iota are also mutually disjoint and ⋃ιBι⊂⋃ιAι\bigcup_\iota B_\iota \subset \bigcup_\iota A_\iota (Chapter II, § 4, no. 2).

Corollary 1 03L0

Let* (aι)ι∈I(\mathfrak{a}_\iota)_{\iota \in I} be a family of cardinals. For each subset J of I we have ∑ι∈Jaι⩽∑ι∈Iaι\sum_{\iota \in J} \mathfrak{a}_\iota \leqslant \sum_{\iota \in I} \mathfrak{a}_\iota. If also aι≠0\mathfrak{a}_\iota \neq 0 for all ι∈I−J\iota \in I - J, then Pι∈J aι⩽Pι∈I aι\mathbf{P}_{\iota \in J} \, \mathfrak{a}_\iota \leqslant \mathbf{P}_{\iota \in I} \, \mathfrak{a}_\iota.

Put bι=aι\mathfrak{b}_\iota = \mathfrak{a}_\iota if ι∈J\iota \in J, and bι=0\mathfrak{b}_\iota = 0 (resp. bι=1\mathfrak{b}_\iota = 1) if ι∈I−J\iota \in I - J. Then apply Proposition 14, observing that the relation a≠0\mathfrak{a} \neq 0 implies a⩾1\mathfrak{a} \geqslant 1.

Corollary 2 03L1

If* a\mathfrak{a}, a′\mathfrak{a}', b\mathfrak{b}, b′\mathfrak{b}' are cardinals such that a⩽a′\mathfrak{a} \leqslant \mathfrak{a}', b⩽b′\mathfrak{b} \leqslant \mathfrak{b}', and a′>0\mathfrak{a}' > 0, then ab⩽a′b′\mathfrak{a}^\mathfrak{b} \leqslant \mathfrak{{a}'}^{\mathfrak{b}'}.

For ab⩽a′b\mathfrak{a}^\mathfrak{b} \leqslant \mathfrak{{a}'}^\mathfrak{b} by Propositions 10 and 14, and a′b⩽a′b′\mathfrak{{a}'}^\mathfrak{b} \leqslant \mathfrak{{a}'}^{\mathfrak{b}'} by Proposition 10 and Corollary 1 to Proposition 14.

Theorem 2 (Cantor) 03R8

— For each cardinal a\mathfrak{a}, we have 2a>a2^\mathfrak{a} > \mathfrak{a}.

We have Card(P(a))=2a\mathrm{Card}(\mathfrak{P}(\mathfrak{a})) = 2^\mathfrak{a} (no. 5, Proposition 12). The mapping x→{x}x \to \{x\} (x∈a)(x \in \mathfrak{a}) is an injection of a\mathfrak{a} into P(a)\mathfrak{P}(\mathfrak{a}), whence a⩽2a\mathfrak{a} \leqslant 2^\mathfrak{a}. Hence it is enough to show that a≠2a\mathfrak{a} \neq 2^\mathfrak{a}, i.e., that for every mapping ff of a\mathfrak{a} into P(a)\mathfrak{P}(\mathfrak{a}), the image f(a)f(\mathfrak{a}) is distinct from P(a)\mathfrak{P}(\mathfrak{a}). Let X be the set of all x∈ax \in \mathfrak{a} such that x∉f(x)x \notin f(x). If x∈Xx \in X, we have x∉f(x)x \notin f(x), whence f(x)≠Xf(x) \neq X; if x∈a−Xx \in \mathfrak{a} - X, we have x∈f(x)x \in f(x) and x∉Xx \notin X, whence f(x)=Xf(x) = X. This shows that X∉f(a)X \notin f(\mathfrak{a}) and proves the theorem.

Corollary 03L2

There does not exists a set that has every cardinal as an element.

If U were such a set, there would exist a set S, the sum of the family of sets (X)X∈U(X)_{X \in U}, so that every cardinal is equipotent to a subset of S. In particular, let S=Card(S)\mathfrak{S} = \mathrm{Card}(S); since 2S2^\mathfrak{S} is a cardinal, we would have 2S⩽S2^\mathfrak{S} \leqslant \mathfrak{S}, in contradiction to Theorem 2.

Exercises

See the exercises for § 3.

[^1]: The mathematical term denoted (Chapter I, § 1, no. 1) by the symbol "1" is of course not to be confused with the word "one" in ordinary language. The term denoted by "1" is equal, by virtue of the definition above, to the term denoted by the symbol

τZ((∃u)(∃U)(u=(U,{∅},Z) and U⊂{∅}×Z\tau_Z((\exists u)(\exists U)(u = (U, \{\emptyset\}, Z) \text{ and } U \subset \{\emptyset\} \times Z
and (∀x)((x∈{∅})⇒(∃y)((x,y)∈U))\text{and } (\forall x)((x \in \{\emptyset\}) \Rightarrow (\exists y)((x, y) \in U))
and (∀x)(∀y)(∀y′)(((x,y)∈U and (x,y′)∈U)⇒(y=y′))\text{and } (\forall x)(\forall y)(\forall y')(((x, y) \in U \text{ and } (x, y') \in U) \Rightarrow (y = y'))
and (∀y)((y∈Z)⇒(∃x)((x,y)∈U)))).\text{and } (\forall y)((y \in Z) \Rightarrow (\exists x)((x, y) \in U)))).
As a rough estimate, the term so denoted is an assembly of several tens of thousands of signs (each of which is one of τ\tau, □\square, ∨\vee, ¬\neg, ==, ∈\in, ⊃\supset).

Transcribed from the printed edition, 2004, Springer. Not translated.