Bourbaki

Proposition 6

Tag 04QD, permanent. Cite it as [Bourbaki, Tag 04QD].

Commutative Algebra, chapter V, § 2. The lift of prime ideals

Let AA be an integrally closed domain, KK its field of fractions, K′K' a quasi-Galois extension of KK and A′A' the integral closure of AA in K′K'. Then:

(i) For every prime ideal pp of AA, the group G\mathscr{G} of KK-automorphisms of K′K' operates transitively on the set of prime ideals of A′A' lying over pp.

(ii) For every prime ideal p′p' of A′A', the field of fractions k′k' of A′/p′A'/p' is a quasi-Galois extension of the field of fractions kk of A/(A∩p′)A/(A \cap p') and the canonical homomorphism σ↦σ~\sigma \mapsto \tilde{\sigma} from GZ(p′)\mathscr{G}^Z(p') to the group Γ\Gamma of kk-automorphisms of k′k' defines, by taking the quotient, a bijection of GZ(p′)/GT(p′)\mathscr{G}^Z(p')/\mathscr{G}^T(p') onto Γ\Gamma.

(A) Suppose first that K′K' is ajinite Galois extension of KK. Then A=A∩KA = A \cap K since AA is integrally closed and AA is therefore the ring of invariants of G\mathscr{G} in A′A'. As G\mathscr{G} is finite, the proposition follows in this case from no. 2, Theorem 2.

(B) Suppose secondly that K′K' is any Galois extension of KK. Then K′K' is the union of a right directed family (Kα)α∈I(K_\alpha)_{\alpha \in I} of finite Galois extensions of KK. To show (i), consider two prime ideals p′,q′p', q' of A′A' lying above pp. For all α∈I\alpha \in I, p′∩Kαp' \cap K_\alpha and q′∩Kαq' \cap K_\alpha are two prime ideals of A∩KαA \cap K_\alpha, lying above pp. Since A′∩KαA' \cap K_\alpha is the integral closure of AA in KαK_\alpha, and the restrictions to KαK_\alpha of the elements of G\mathscr{G} form the group of KK-automorphisms of KK, it follows from case (A) that there exists σ∈G\sigma \in \mathscr{G} such that (σ.(p′∩Kα))=q′∩Kα(\sigma.(p' \cap K_\alpha)) = q' \cap K_\alpha. Let Eα\mathscr{E}_\alpha be the set of σ∈G\sigma \in \mathscr{G} which have the above property. Let σ∈G−8\sigma \in \mathscr{G} - 8; then, for all τ∈G\tau \in \mathscr{G} leaving invariant the elements of KαK_\alpha, (QT) (σ.(p′∩Kα))=ϱ.(p′∩Kα)≠q′∩Kα(\sigma.(p' \cap K_\alpha)) = \varrho.(p' \cap K_\alpha) \neq q' \cap K_\alpha, and hence στ∈G−b\sigma \tau \in \mathscr{G} - b. It follows that Eα\mathscr{E}_\alpha is closed in the topological Galois group G\mathscr{G} (Algebra, Chapter V, Appendix 11, no. 1) and clearly the family (Eα)α∈I(\mathscr{E}_\alpha)_{\alpha \in I} is left directed. As G\mathscr{G} is compact (loc. cit., no. 2, Proposition 3) and the Eα\mathscr{E}_\alpha are non-empty, the intersection E\mathscr{E} of the family (8,)(8,) is non-empty and σ.p′=q′\sigma.p' = q' for all σ∈E\sigma \in \mathscr{E}, whence (i).

To show (ii), note that k′k' is the union of the right directed family (kα)α∈I(k_\alpha)_{\alpha \in I}, where kαk_\alpha is the field of fractions of (A′∩Kα)/(p′∩Kα)(A' \cap K_\alpha)/(p' \cap K_\alpha). As each kαk_\alpha is a quasi-Galois extension of kk by (A), so is k′k' (Algebra, Chapter V, § 6, no. 3, Proposition 8). On the other hand, let uu be a kk-automorphism of k′k' and let π′:A′→A′/p′\pi': A' \to A'/p' be the canonical homomorphism. By virtue of no. 2, Theorem 2 applied to A′∩KαA' \cap K_\alpha, there exists for all α\alpha a non-empty set FαF_\alpha of elements σ∈G\sigma \in \mathscr{G} such that σ.(p′∩Kα)=p′∩Kα\sigma.(p' \cap K_\alpha) = p' \cap K_\alpha and u(π′(x))=π′(σ.x)u(\pi'(x)) = \pi'(\sigma.x) for all x∈A′∩Kαx \in A' \cap K_\alpha. As above it is seen that Fα\mathscr{F}_\alpha is closed in G\mathscr{G} and, as (Fα)(\mathscr{F}_\alpha) is a left directed set, its intersection F\mathscr{F} is non-empty. Clearly for α∈F\alpha \in \mathscr{F}, α∈GZ(p′)\alpha \in \mathscr{G}^\mathbf{Z}(p') and σ~=u\tilde{\sigma} = u, which completes the proof of (ii) in this case.

(C) General care. The field of invariants K1K_1 of G\mathscr{G} is a radicial extension of KK (Algebra, Chapter V, § 10, no. 9, Proposition 14); there therefore exists a single prime ideal p1p_1 of A1=A′∩K1A_1 = A' \cap K_1 lying above pp (Lemma 4). If p′p' and q′q' are two prime ideals of A′A' lying above pp, then they lie above p1p_1; as K′K' is a Galois extension of KK, and A′∩KA' \cap K, is integrally closed (§ 1, no. 2, Proposition 7 and Corollary to Proposition 8), it follows from (B) that there exists σ∈G\sigma \in \mathscr{G} such that (1.p′=q′(1.p' = q'; whence (i). On the other hand, clearly the field of fractions kk, of A1/p1A_1/p_1 is a radicial extension of kk (A being integrally closed); as k′k' is a quasi-Galois extension of kk, by (B), k′k' is a quasi-Galois extension of kk, every kk-isomorphism of k′k' to an algebraically closed extension of k′k' being a k1k_1-isomorphism. This last remark shows also, taking account of (B), that every kk-automorphism of k′k' is of the form σ~\tilde{\sigma} where α∈GZ(p′)\alpha \in \mathscr{G}^\mathbf{Z}(p'), which completes the proof of (ii).

Remark

(2) Suppose that KK is a Galois extension of KK and let us keep the notation of the proof of Proposition 6; for all aa let GaZ\mathscr{G}_a^\mathbf{Z} (resp. GaT\mathscr{G}_a^\mathbf{T}) be the subgroup of G\mathscr{G} consisting of the σ\sigma whose restriction to A′∩KA' \cap K, belongs to GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) (resp. GT(p′∩Kα)\mathscr{G}^\mathbf{T}(p' \cap K_\alpha)). The proof of Proposition 6 shows that these subgroups are closed in G\mathscr{G} and that

GZ(p′)=⋂aGaZandGT(p′)=⋂aGaT. \mathscr{G}^\mathbf{Z}(p') = \bigcap_a \mathscr{G}_a^\mathbf{Z} \quad \text{and} \quad \mathscr{G}^\mathbf{T}(p') = \bigcap_a \mathscr{G}_a^\mathbf{T}.
Moreover, the set of restrictions to A′∩KA' \cap K, of the elements of G\mathscr{G} (resp. GaT\mathscr{G}_a^\mathbf{T}) is the whole of the group GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) (resp. GT(p′∩Kα)\mathscr{G}^\mathbf{T}(p' \cap K_\alpha)), every KK-automorphism of KK, extending to an element of G\mathscr{G}.

With the same hypotheses, the ring AZ(p′)A^\mathbf{Z}(p') (resp. AT(p′)A^\mathbf{T}(p')) is the union of the directed family of the AZ(p′∩Kα)A^\mathbf{Z}(p' \cap K_\alpha) (resp. AT(p′∩Kα)A^\mathbf{T}(p' \cap K_\alpha)); in fact, every x∈AZ(p′)x \in A^\mathbf{Z}(p') (resp. every x∈AT(p′)x \in A^\mathbf{T}(p')) belongs to one of the KK, and by the above there exists a β\beta such that Kα⊂KβK_\alpha \subset K_\beta and the restrictions to A′∩KA' \cap K, of the elements of GZ(p′)\mathscr{G}^\mathbf{Z}(p') (resp. GT(p′)\mathscr{G}^\mathbf{T}(p')) are the same as the restrictions to A′∩KA' \cap K, of the elements of GZ(p′∩Kβ)\mathscr{G}^\mathbf{Z}(p' \cap K_\beta) (resp. GT(p′∩Kβ)\mathscr{G}^\mathbf{T}(p' \cap K_\beta)), the groups GZ(p′∩Kα)\mathscr{G}^\mathbf{Z}(p' \cap K_\alpha) and GT(p′∩Kβ)\mathscr{G}^\mathbf{T}(p' \cap K_\beta) being finite; hence xx belongs to AZ(p′∩Kβ)A^\mathbf{Z}(p' \cap K_\beta) (resp. AT(p′∩Kβ)A^\mathbf{T}(p' \cap K_\beta)).

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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