Bourbaki

Theorem 1 (Gelfand-Mazur)

Tag 04VH, permanent. Cite it as [Bourbaki, Tag 04VH].

Commutative Algebra, chapter VI, § 6. Absolute values

Let KK be an algebra over the field R\mathbf{R} with the two following properties: (1) KK is a (not necessarily commutative) field. (2) There exists on KK a norm x↦∥x∥x \mapsto \|x\| compatible with the algebra structure on KK (General Topology, Chapter IX, § 3, no. 7, Definition 9). Then the algebra KK is isomorphic to one of the algebras R,C\mathbf{R}, \mathbf{C} or H\mathbf{H}.

Recall (loc. cit.) that it may always be assumed that ∥xy∥≤∥x∥⋅∥y∥\|xy\| \leq \|x\| \cdot \|y\| for all x,yx, y in KK. We shall give KK the topology (compatible with the algebra structure) defined by the norm.

(A) First case: KK is commutative and there exists j∈Kj \in K such that j2=−1j^2 = -1

Then there exists an isomorphism σ\sigma of the field C\mathbf{C} onto a subfield of KK such that σ(ξ+iη)=ξ.1+η.j\sigma(\xi + i\eta) = \xi . 1 + \eta . j for ξ,η\xi, \eta in R\mathbf{R}. We shall prove by reductio ad absurdum that K=σ(C)K = \sigma(\mathbf{C}). Suppose then that there exists x∈K−σ(C)x \in K - \sigma(\mathbf{C}); for all z∈C,x−σ(z)z \in \mathbf{C}, x - \sigma(z) is therefore invertible in KK; let us write F(z)=(x−σ(z))−1F(z) = (x - \sigma(z))^{-1}; as σ\sigma is continuous and the inverse is continuous on KK (General Topology, Chapter IX, § 3, no. 7, Proposition 13 applied to the completion algebra of KK), FF is a continuous mapping of C\mathbf{C} to KK. Moreover, we may write for z≠0z \neq 0

F(z)=(σ(z))−1(x(σ(z))−1−1)−1. F(z) = (\sigma(z))^{-1}(x(\sigma(z))^{-1} - 1)^{-1}.

But, as (σ(z))−1=σ(z−1)(\sigma(z))^{-1} = \sigma(z^{-1}) tends to 0 as zz tends to infinity in C\mathbf{C}, it is seen that F(z)F(z) tends to 0; in other words, z↦∥F(z)∥z \mapsto \|F(z)\| is a continuous real-valued function, ≥0\geq 0 on C\mathbf{C}, tending to 0 at the point at infinity and which can therefore be considered as a continuous function on the compact space C~\tilde{C} obtained by adjoining to CC a point at infinity. The least upper bound aa of ∥F∥\| F \| on CC is therefore finite and >0> 0 and the set PP of complex numbers zz such that ∥F(z)∥=a\| F(z) \| = a is closed and non-empty (General Topology, Chapter IV, § 6, no. 1, Theorem 1).

Let z∈Pz \in P; let us write y=x−σ(z)y = x - \sigma(z) and let tt be a complex number ≠0\neq 0 such that ∥σ(t)∥<α−1\| \sigma(t) \| < \alpha^{-1}, whence ∥σ(t)⋅y−1∥<1\| \sigma(t) \cdot y^{-1} \| < 1 by definition of aa. The sequence of the (σ(t)y−1)n(\sigma(t) y^{-1})^n and that of the n(σ(t)y−1)nn(\sigma(t) y^{-1})^n therefore tend to 0 in KK as nn tends to +∞+\infty, for so do the corresponding sequences of norms in RR. On the other hand note that for every polynomial H(T)=∏k=1p(T−σ(ck))H(T) = \prod_{k=1}^p (T - \sigma(c_k)), where the ckc_k are distinct complex numbers, in the field K(T)K(T) of rational functions

H′(T)H(T)=∑k=1p1T−σ(ck) \frac{H'(T)}{H(T)} = \sum_{k=1}^p \frac{1}{T - \sigma(c_k)}

We apply this formula to the polynomial

H(T)=Tn−(σ(t))n=∏k=0n−1(T−σ(ωnkt)), H(T) = T^n - (\sigma(t))^n = \prod_{k=0}^{n-1} (T - \sigma(\omega_n^k t)),

where ωn=exp⁡(2πi/n)\omega_n = \exp(2\pi i / n), and substitute for TT the element y∈Ky \in K, which is distinct from all the σ(ωnkt)\sigma(\omega_n^k t). It follows (in the commutative field KK) that

nyn−1yn−(σ(t))n=1y−σ(t)+∑k=1n−11y−σ(ωnkt). \frac{ny^{n-1}}{y^n - (\sigma(t))^n} = \frac{1}{y - \sigma(t)} + \sum_{k=1}^{n-1} \frac{1}{y - \sigma(\omega_n^k t)}.

Taking account of the definitions of FF and yy, we obtain

F(z+t)+∑k=1n−1F(z+ωnkt)−nF(z)=nyn−1yn−(σ(t))n−ny=1y⋅n(σ(t)y−1)n1−(σ(t)y−1)n. \begin{align} F(z + t) + \sum_{k=1}^{n-1} F(z + \omega_n^k t) - nF(z) \\ = \frac{ny^{n-1}}{y^n - (\sigma(t))^n} - \frac{n}{y} = \frac{1}{y} \cdot \frac{n(\sigma(t) y^{-1})^n}{1 - (\sigma(t) y^{-1})^n}. \end{align}

But by virtue of the choice of tt and the remarks made above, the last expression in (7) tends to 0 as nn tends to +∞+\infty; hence

∥F(z+t)∥=lim⁡n→+∞∥nF(z)−∑k=1n−1F(z+ωnkt)∥. \| F(z + t) \| = \lim_{n \to +\infty} \| nF(z) - \sum_{k=1}^{n-1} F(z + \omega_n^k t) \|.

Now, ∥F(z)∥=α\| F(z) \| = \alpha and ∥F(z+ωnkt)∥≤α\| F(z + \omega_n^k t) \| \leq \alpha by definition of α\alpha, whence

∥nF(z)−∑k=1n−1F(z+ωnkt)∥≥n∥F(z)∥−∑k=1n−1∥F(z+ωnkt)∥≥nα−(n−1)α=α. \| nF(z) - \sum_{k=1}^{n-1} F(z + \omega_n^k t) \| \geq n \| F(z) \| - \sum_{k=1}^{n-1} \| F(z + \omega_n^k t) \| \geq n \alpha - (n-1)\alpha = \alpha.

Therefore by (8), letting n tend to +∞+\infty, ∥F(z+t)∥≥a\|F(z + t)\| \geq a and by definition of aa this implies

∥F(z+t)∥=α, \|F(z + t)\| = \alpha,
in other words z+t∈Pz + t \in P. This proves that the set PP is open in C\mathbf{C}; as it is also closed and non-empty and C\mathbf{C} is connected, P=CP = \mathbf{C} and ∥F∥\|F\| is therefore constant on C\mathbf{C}; as this function tends to 0 at the point at infinity, ∥F(z)∥=0\|F(z)\| = 0 in C\mathbf{C} and in particular ∥F(0)∥=∥x−1∥=0\|F(0)\| = \|x^{-1}\| = 0, which is absurd.

(B) Second case; K is commutative and −1-1 is not the square of an element of K Let L be the commutative field obtained by adjoining to K a root j of T2+1T^2 + 1; L is a vector space over K admitting (1,j)(1, j) as a basis and L is obviously an algebra over R\mathbf{R}. Clearly the function x+yj→∥x∥+∥y∥x + yj \to \|x\| + \|y\| is a norm on L compatible with its structure as a vector space over R\mathbf{R}; on the other hand, for z=x+yj,z′=x′+y′jz = x + yj, z' = x' + y'j in L,

∥zz′∥=∥xx′−yy′∥+∥xy′+x′y∥≤∥x∥.∥x′∥+∥y∥.∥y′∥+∥x∥.∥y′∥+∥x′∥.∥y∥=(∥x∥+∥y∥)(∥x′∥+∥y′∥)=∥z∥.∥z′∥. \begin{align*} \|zz'\| &= \|xx' - yy'\| + \|xy' + x'y\| \\ &\leq \|x\|.\|x'\| + \|y\|.\|y'\| + \|x\|.\|y'\| + \|x'\|.\|y\| \\ &= (\|x\| + \|y\|)(\|x'\| + \|y'\|) = \|z\|.\|z'\|. \end{align*}
The norm thus defined is consequently compatible with the R-algebra structure on L. By case (A) L is an R-algebra isomorphic to C\mathbf{C}; now the only sub-R-algebra of C\mathbf{C} distinct from C\mathbf{C} is R\mathbf{R} and hence K is isomorphic to R\mathbf{R}.

(C) Third case: K is not commutative Let Z be the centre of K and x an element of K not in Z; the subfield Z(x)Z(x) of K is commutative and the norm induced by that on K is compatible with the R-algebra structure on Z(x)Z(x); as Z≠Z(x)Z \neq Z(x) and Z and Z(x)Z(x) are R-algebras isomorphic to R\mathbf{R} or C\mathbf{C} by virtue of (A) and (B), Z is necessarily isomorphic to R\mathbf{R} and Z(x)Z(x) to C\mathbf{C}. For all x∈K,Z(x)x \in K, Z(x) is therefore of rank ≤2\leq 2 over Z. Now we have the following lemma:

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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