Bourbaki

Proposition 6

Tag 04I4, permanent. Cite it as [Bourbaki, Tag 04I4].

Commutative Algebra, chapter III, § 4. Lifting in complete rings

Let AA be a commutative ring, BB a ring satisfying Hensel’s conditions and u:A→Bu : A \to B a homomorphism. For every family x=(x1,…,xn)x = (x_1, \ldots, x_n) of topologically nilpotent elements of BB, there exists a unique homomorphism u~\tilde{u} from A[[X1,…,Xn]]A[[X_1, \ldots, X_n]] to BB such that u~(a)=u(a)\tilde{u}(a) = u(a) for all a∈Aa \in A and u~(Xi)=xi\tilde{u}(X_i) = x_i for 1≤i≤n1 \leq i \leq n. Moreover, if mm denotes the ideal of series without constant term in A[[X1,…,Xn]]A[[X_1, \ldots, X_n]], u~\tilde{u} is continuous for the m-adic topology.

Let aa be the finitely generated ideal generated in BB by the xix_i (1≤i≤n1 \leq i \leq n); for every open ideal H\mathfrak{H} of BB, the images of the xix_i in B/HB/\mathfrak{H} are nilpotent, hence the ideal (a+H)/H(a + \mathfrak{H})/\mathfrak{H} is nilpotent in B/HB/\mathfrak{H} and there exists an integer kk such that, for ∑i=1npi≥k\sum_{i=1}^n p_i \geq k, x1p1⋯xnpn∈Hx_1^{p_1} \cdots x_n^{p_n} \in \mathfrak{H}. As every element of mkm^k is a finite sum of formal power series of the form X1p1⋯Xnpng(X1,…,Xn)X_1^{p_1} \cdots X_n^{p_n} g(X_1, \ldots, X_n), where ∑i=1npi≥k\sum_{i=1}^n p_i \geq k, it is seen that, if u~\tilde{u} solves the problem, then u~(mk)⊂H\tilde{u}(m^k) \subset \mathfrak{H}, which proves the continuity of u~\tilde{u}. There obviously exists a unique homomorphism

ν:A[X1,…,Xn]→B \nu : A[X_1, \ldots, X_n] \to B

such that ν(a)=u(a)\nu(a) = u(a) for a∈Aa \in A and ν(Xi)=xi\nu(X_i) = x_i for 1≤i≤n1 \leq i \leq n and the above argument shows that ν\nu is continuous with respect to the topology induced on A[X1,…,Xn]A[X_1, \ldots, X_n] by the m-adic topology. As A[X1,…,Xr]A[X_1, \ldots, X_r] is dense in A[[X1,…,Xr]]A[[X_1, \ldots, X_r]] with the m-adic topology and B is Hausdorff and complete, this completes the proof of the existence and uniqueness of u~\tilde{u}.

Note that this proposition gives us again as a special case (i) of Proposition 11 of § 2, no. 9.

If AA itself is linearly topologized, the restriction of u~\tilde{u} to A{X1,…,Xr}A\{X_1, \ldots, X_r\} coincides with the homomorphism derived from uu in Proposition 4 of no. 2. This follows immediately from the fact that A[X1,…,Xr]A[X_1, \ldots, X_r] is dense in A{X1,…,Xr}A\{X_1, \ldots, X_r\} if this ring is given the topology with fundamental system of neighbourhoods of 0 the ideals mk∩N3m^k \cap N_3 (in the notation of no. 2, this topology is the least upper bound of the topology induced on A{X1,…,Xr}A\{X_1, \ldots, X_r\} by the m-adic topology on A[[X1,…,Xn]]A[[X_1, \ldots, X_n]] and the topology defined in no. 2).

If B=AB = A and uu is the identity mapping, we shall write f(x1,…,xr)f(x_1, \ldots, x_r) or f(x)f(x) for the element u~(f)\tilde{u}(f) for every formal power series f∈A[[X1,…,Xr]]f \in A[[X_1, \ldots, X_r]]; for every system f=(f1,…,fr)\mathbf{f} = (f_1, \ldots, f_r) of formal power series of A[[X1,…,Xr]]A[[X_1, \ldots, X_r]], let f(x)\mathbf{f}(x) denote the element (f1(x),…,fr(x))(f_1(x), \ldots, f_r(x)) of ArA^r, then it is said to be obtained by substituting the xix_i for the XiX_i in f\mathbf{f}. If n≤mn \leq m and F is a formal power series of A[[X1,…,Xm]]A[[X_1, \ldots, X_m]], it is possible to consider F as a formal power series in Xn+1,…,XmX_{n+1}, \ldots, X_m with coefficients in A[[X1,…,Xn]]A[[X_1, \ldots, X_n]]; let

F(x1,…,xn,Xn+1,…,Xm) F(x_1, \ldots, x_n, X_{n+1}, \ldots, X_m)

denote the formal power series in A[[Xn+1,…,Xm]]A[[X_{n+1}, \ldots, X_m]] obtained by substituting the xix_i for the XiX_i in the coefficients of F, for 1≤i≤n1 \leq i \leq n.

Let us take BB to be the ring of formal power series A[[X1,…,Xr]]A[[X_1, \ldots, X_r]] and let nn be the ideal of series in BB without constant term, so that (B,n)(B, n) satisfies Hensel's conditions (§2§ 2, no. 6, Corollary to Proposition 6). Proposition 6 may be applied by taking the xi∈Bx_i \in B to be series without constant term; then, for every series f∈A[[X1,…,Xr]]\mathbf{f} \in A[[X_1, \ldots, X_r]], u~(f)\tilde{u}(f) is just the formal power series f(x1,…,xn)f(x_1, \ldots, x_n) defined in Algebra, Chapter IV, §5§ 5, no. 5. This is obvious if ff is a polynomial and it follows from the proposition in the general case by remarking that f↦f(x1,…,xn)f \mapsto f(x_1, \ldots, x_n) is continuous on A[[X1,…,Xn]]A[[X_1, \ldots, X_n]] with respect to the m-adic topology.

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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