Bourbaki

Theorem 1 (Normalization Lemma)

Tag 04R8, permanent. Cite it as [Bourbaki, Tag 04R8].

Commutative Algebra, chapter V, § 3. Finitely generated algebras over a field

Let A be a finitely generated k-algebra and let a1⊂a2⊂…⊂apa_1 \subset a_2 \subset \ldots \subset a_p be an increasing finite sequence of ideals of A such that p≥1p \geq 1 and ap≠Aa_p \neq A. There exists a finite sequence (xi)1≤i≤n(x_i)_{1 \leq i \leq n} of elements of A which are algebraically independent over k (Chapter III, § 1, no. 1) and such that: (a) A is integral over the ring B=k[x1,…,xn]B = k[x_1, \ldots, x_n]. (b) For all j such that 1≤j≤p1 \leq j \leq p, there exists an increasing sequence (h(j))j≤j≤p(h(j))_{j \leq j \leq p} of integers such that for all j the ideal aj∩Ba_j \cap B of B is generated x1,…,xh(j)x_1, \ldots, x_{h(j)}.

Note first that it is sufficient to prove the theorem when A is a polynomial algebra k[Y1,…,Ym]k[Y_1, \ldots, Y_m]. For in the general case, A is isomorphic to a quotient of such an algebra A' by an ideal a0′a'_0; let aj′a'_j denote the inverse image of aja_j in A' and let xi′x'_i (1≤i≤r1 \leq i \leq r) be elements of A' satisfying the conditions of the statement for the ring A' and the increasing sequence of ideals a0′⊂a1′⊂…⊂ap′a'_0 \subset a'_1 \subset \ldots \subset a'_p. Then the images xix_i of the xi′x'_i in A for i>h(0)i > h(0) satisfy the desired conditions; this is obvious for condition (b) and for condition (a) this follows from § 1, no. 1, Proposition 2; finally, if the xi(h(0)+1≤i≤r)x_i(h(0) + 1 \leq i \leq r) were not algebraically independent over k, there would be a non-zero polynomial

Q∈k[Xh(0)+1,…,Xr] Q \in k[X_{h(0)+1}, \ldots, X_r]

where the QjQ_j are polynomials in k[Y1,…,Ym]k[Y_1, \ldots, Y_m]; as ap≠0a_p \neq 0 is invertible in kk, (4) is certainly an equation of integral dependence with coefficients in B, whence our assertion.

The field of fractions k(Y1,…,Yr)k(Y_1, \ldots, Y_r) of A is therefore algebraic over the field of fractions k(x1,…,xm)k(x_1, \ldots, x_m) of B, which proves (Algebra, Chapter V, § 5, no. 3, Theorem 4) that the xix_i (1≤i≤m1 \leq i \leq m) are algebraically independent. Moreover, a∩B=Bx1a \cap B = Bx_1; for every element z∈a,∩Bz \in a, \cap B may be written z=x1z′z = x_1 z' where z′∈A∩k(x1,…,xr)z' \in A \cap k(x_1, \ldots, x_r); but A∩k(x1,…,xr)=k[x1,…,xm]=BA \cap k(x_1, \ldots, x_r) = k[x_1, \ldots, x_m] = B since BB is integrally closed (§\S 1, no. 3, Corollary 2 to Proposition 13); therefore z′∈Bz' \in B, which completes the proof of properties (a) and (b) in this case.

(A2) General case (p=1p = 1). We argue by induction on mm, the case m=0m = 0 being trivial. We may obviously suppose that ai≠0a_i \neq 0 (otherwise we may take xi=Yx_i = Y, for 1≤i≤m1 \leq i \leq m and h(1)=0h(1) = 0). Let x1x_1 be a non-zero element of aia_i; by (A1) there exist t2,…,tmt_2, \ldots, t_m such that x1,t2,…,tx_1, t_2, \ldots, t, are algebraically independent over kk, AA is integral over C=k[x1,t2,…,tm]C = k[x_1, t_2, \ldots, t_m] and x1A∩C=x1Cx_1 A \cap C = x_1 C. By the induction hypothesis there exist elements x2,…,xmx_2, \ldots, x_m of k[t2,…,tm]k[t_2, \ldots, t_m] and an integer hh such that k[t2,…,tm]k[t_2, \ldots, t_m] is integral over B′=k[x2,…,xm]B' = k[x_2, \ldots, x_m], x2,…,xmx_2, \ldots, x_m are algebraically independent over kk and the ideal ai∩B′a_i \cap B' is generated by x2,…,xhx_2, \ldots, x_h. Then CC is integral over B=k[x1,x2,…,xm]B = k[x_1, x_2, \ldots, x_m] (§\S 1, no. 1, Corollary to Proposition 5 ) and hence so is AA (§\S 1, no. 1, Proposition 6 ); the same argument as in the case (A1) shows that x1,…,xmx_1, \ldots, x_m are algebraically independent over kk; finally, as x1∈aix_1 \in a_i, and B=B′[x1],ai∩B=Bx,+(ai∩B′)B = B'[x_1], a_i \cap B = Bx, + (a_i \cap B') and, as ai∩B′a_i \cap B' is generated (in B′B') by x2,…,xh,ai∩Bx_2, \ldots, x_h, a_i \cap B is generated (in BB) by x1,x2,…,xhx_1, x_2, \ldots, x_h.

(B) Passage from p−1p - 1 top. Let t1,…,trt_1, \ldots, t_r, be elements of AA satisfying the conditions of the theorem for the increasing sequence of ideals a1⊂…⊂ap−1a_1 \subset \ldots \subset a_{p-1} and let us write r=h(p−1)r = h(p - 1). By (A2) there exist elements xr+1,…,xsx_{r+1}, \ldots, x_s of k[tr+1,…,tm]k[t_{r+1}, \ldots, t_m] and an integer s such that

C=k[tr+1,…,tm] C = k[t_{r+1}, \ldots, t_m]
is integral over B′=k[xr+1,…,xm]B' = k[x_{r+1}, \ldots, x_m], xr+1,…,xsx_{r+1}, \ldots, x_s are algebraically independent over kk and the ideal ap∩B′a_p \cap B' is generated by xr+1,…,xsx_{r+1}, \ldots, x_s. Writing xi=tix_i = t_i for i≤ri \leq r the family (xi)1≤i≤m(x_i)_{1 \leq i \leq m} obtained solves the problem with h(p)=sh(p) = s. For AA is integral over C[t1,…,tr]=C[x1,…,xr]C[t_1, \ldots, t_r] = C[x_1, \ldots, x_r] and hence also over B=k[x1,…,xm]=B′[x1,…,xr]B = k[x_1, \ldots, x_m] = B'[x_1, \ldots, x_r] since CC is integral over B′B' (§\S 1, no. 1, Corollary to Proposition 5 and Proposition 6); it can be shown as in the case (A1) that the xix_i are algebraically independent over kk. On the other hand, for j≤p−1j \leq p - 1, the ideal
aj∩k[x1,…,xr,tr+1,…,tm] a_j \cap k[x_1, \ldots, x_r, t_{r+1}, \ldots, t_m]
is by hypothesis the set of polynomials in x1,…,xr,tr+1,…,tmx_1, \ldots, x_r, t_{r+1}, \ldots, t_m all of whose monomials contain one of the elements x1,…,xh(j)x_1, \ldots, x_{h(j)}; as xr+1,…,xmx_{r+1}, \ldots, x_m are polynomials in tr+1,…,tt_{r+1}, \ldots, t, with coefficients in kk, it is seen immediately that a polynomial in x1,…,xr,xr+1,…,xsx_1, \ldots, x_r, x_{r+1}, \ldots, x_s (with coefficients in kk) can belong to aja_j only if all its monomials contain one of the elements x1,…,xh(j)x_1, \ldots, x_{h(j)}. Finally, as x1,…,xrx_1, \ldots, x_r belong to ap−1a_{p-1}, and hence also to apa_p, ap∩B′[x1,…,xr]a_p \cap B'[x_1, \ldots, x_r] consists of the polynomials in x1,…,xrx_1, \ldots, x_r with coefficients in B′B' whose constant term belongs to ap∩B′a_p \cap B'; this ideal is therefore generated by x1,…,xr,xr+1,…,xtx_1, \ldots, x_r, x_{r+1}, \ldots, x_t.

Bourbaki puts the proof directly after the statement, so what is above is the statement and its proof together.

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