Bourbaki

§ 5. Regular commutative Banach algebras

In this section, the base field is C\mathbf{C}.

1. Definition

Proposition 1 02BV

Let A be a commutative Banach algebra. The following conditions are equivalent:

(i) The weak topology and the Jacobson topology on X(A)\mathsf{X}(A) coincide ;

(ii) For every χ∈X(A)\chi \in \mathsf{X}(A) and every weakly closed subset F of X(A)\mathsf{X}(A) such that χ∉F\chi \notin F, there exists an x∈Ax\in A such that G(x)\mathscr{G}(x) is equal to 1 at χ\chi and to 0 on F;

(iii) For every weakly compact subset K and every weakly closed subset F of X(A)\mathsf{X}(A) such that K∩F=∅K\cap F =\emptyset, there exists an element x∈Ax\in A such that G(x)\mathscr{G}(x) is equal to 1 on K and to 0 on F.

Let M⊂X(A)M\subset \mathsf{X}(A). To say that M is closed for the Jacobson topology means that, for every χ∈X(A)\chi \in \mathsf{X}(A) - M, there exists an x∈Ax\in A such that G(x)\mathscr{G}(x) vanishes on M but not at χ\chi (lemma 2 of I, p. 39). Condition (ii) therefore means that every weakly closed subset of X(A)\mathsf{X}(A) is closed for the Jacobson topology, which shows that (ii) =⇒=\Rightarrow (i). Moreover (iii) =⇒=\Rightarrow (ii) since the subset {χ}\{\chi \} is weakly compact in X(A)\mathsf{X}(A). Finally (i) =⇒=\Rightarrow (iii) according to the cor. of prop. 15 of I, p. 81.

Definition 1 02BW

Let A be a commutative Banach algebra. It is said to be regular if it satisfies the equivalent conditions of Proposition 1.

Remark 02BX

Let A~\widetilde{A} be the Banach algebra deduced from A by adjunction of a unit element ee. Condition (ii) of prop. 1 shows that if A~\widetilde{A} is regular, then A is regular. Suppose that A is regular and let us show that A~\widetilde{A} is regular. Consider subsets F and F′F' of X(A~)\mathsf{X}(\widetilde{A}) which are disjoint and weakly closed (hence weakly compact) and construct an x∈A~x\in \widetilde{A} such that G(x)\mathscr{G}(x) vanishes on F, and is equal to 1 on F′F'. Let χ0∈X(A~)\chi_0\in \mathsf{X}(\widetilde{A}) be the character which is zero on A. If χ0∉F′\chi_0\notin F', there exists, according to condition (iii) of prop. 1 and the assumption on A, an element x∈Ax\in A such that G(x)\mathscr{G}(x) vanishes on F and is equal to 1 on F′F'. If χ0∈F′\chi_0\in F', we have χ0∉F\chi_0\notin F; there exists therefore an element y∈Ay\in A such that G(y)\mathscr{G}(y) vanishes on F′F' and is equal to 1 on F. The element x=e−yx=e-y of A~\widetilde{A} then has the required property.

Example 02BY

Let us take up again the examples of no2^o2 of I, p. 17.

The algebra of continuous functions with complex values tending to 0 at infinity on a locally compact space X (example 3 of I, p. 17) is regular (cf. I, p. 36, example 1).

The algebra of nn times differentiable functions on [0,1][0,1] (example 4 of I, p. 18) is regular (cf. I, p. 36, example 2).

If G is a commutative locally compact group and μ\mu a Haar measure on G, then the algebra L1(G,μ)L^1(G, \mu) (example 7 of I, p. 19) is regular (cf. II, p. 219, cor. 2).

The algebra of functions which are continuous in the disk ∣z∣⩽1|z|\leqslant 1 and analytic in the interior (example 9 of I, p. 20) is not regular (cf. I, p. 193, exerc. 6).

Proposition 2 02BZ

Let A be a unital commutative regular Banach algebra. Let n⩾1n\geqslant 1 be an integer and (U1,...,Un)(U_1, . . . ,U_n) an open covering of X(A)\mathsf{X}(A). There exist elements x1,...,xnx_1, . . . , x_n of A of sum 1 such that Supp(G(xi)\mathscr{G}(x_i))⊂Ui\subset U_i for i=1,...,ni= 1, . . . ,n.

Let us prove the proposition by induction on nn. The assertion is valid if n=1n= 1. Suppose that n⩾2n\geqslant 2 and that the assertion is established for n−1n-1.

There exists an open covering (V1,...,Vn)(V_1, . . . ,V_n) of X(A)\mathsf{X}(A) such that V‾i⊂\overline{V}_i\subset UiU_i for all ii. By the induction hypothesis, there exist elements x,x3,...,xn∈Ax, x_3, . . . , x_n\in A such that x+x3+⋯+xn=1x+x_3+\cdots +x_n= 1 and Supp(G(x)\mathscr{G}(x))⊂V1∪V2\subset V_1\cup V_2, Supp(G(xi)\mathscr{G}(x_i))⊂Vi\subset V_i for i⩾3i\geqslant 3. Let K = Supp(G(x)\mathscr{G}(x))⊂V1∪V2\subset V_1\cup V_2. Let K1K_1 (resp. K2K_2) be the set of elements of K which do not belong to V1V_1 (resp. V2V_2). Then K1K_1 and K2K_2 are disjoint compact subsets of K. Since the Banach algebra A is regular, there therefore exists y∈Ay\in A such that G(y)=1\mathscr{G}(y) = 1 on K1K_1 and G(y)=0\mathscr{G}(y) = 0 on K2K_2. Then G(xy)\mathscr{G}(xy) is zero on X(A)−K\mathsf{X}(A)-K and on K2K_2, hence Supp G(xy)⊂V‾2⊂U2\mathscr{G}(xy)\subset \overline{V}_2\subset U_2. Analogously, G(x(1−y))\mathscr{G}(x(1-y)) is zero on X(A)\mathsf{X}(A) - K and on K1K_1, hence Supp G(x(1−y))⊂V‾1⊂U1\mathscr{G}(x(1-y))\subset \overline{V}_1\subset U_1. The elements x1=x(1−y),x2=xyx_1=x(1-y),x_2=xy, and x3,...,xnx_3, . . . ,x_n then satisfy the properties of the proposition.

Corollary 1 02C0

Let A be a commutative regular unital Banach algebra, let I be an ideal of A and let f:X(A)→Cf:\mathsf{X}(A)\rightarrow \mathbf{C} be a continuous function. Suppose that, for every χ∈X(A)\chi \in \mathsf{X}(A), there exists an element yχ∈Iy_{\chi}\in I such that f=G(yχ)f=\mathscr{G}(y_{\chi}) in a neighbourhood of χ\chi. Then there exists an element y∈Iy\in I such that f=G(y)f=\mathscr{G}(y).

Since X(A)\mathsf{X}(A) is compact, there exists a finite open covering (U1,...,Un)(U_1, . . . ,U_n) of X(A)\mathsf{X}(A), and elements y1,...,yny_1, . . . , y_n of I such that f=G(yi)f=\mathscr{G}(y_i) on UiU_i. By prop. 2, there exist elements x1,...,xnx_1, . . . , x_n of A of sum 1 such that Supp(G(xi)\mathscr{G}(x_i))⊂Ui\subset U_i for every ii. Let y=x1y1+⋯+y=x_1y_1+\cdots + xnynx_ny_n. This is an element of I having the required property. Indeed, let χ∈X(A)\chi \in \mathsf{X}(A). For 1⩽i⩽n1\leqslant i\leqslant n, one has G(xi)(χ)G(yi)(χ)=G(xi)(χ)f(χ)\mathscr{G}(x_i)(\chi )\mathscr{G}(y_i)(\chi ) =\mathscr{G}(x_i)(\chi )f(\chi ) since G(yi)(χ)=f(χ)\mathscr{G}(y_i)(\chi ) =f(\chi ) if χ∈Ui\chi \in U_i, and G(xi)(χ)=0\mathscr{G}(x_i)(\chi ) = 0 if χ∉Ui\chi \notin U_i. It follows that

G(y)(χ)=∑i=1nG(xi)(χ)G(yi)(χ)=f(χ)∑i=1nG(xi)(χ)=f(χ) \mathscr{G}(y)(\chi ) =\sum_{i=1}^n\mathscr{G}(x_i)(\chi )\mathscr{G}(y_i)(\chi ) =f(\chi )\sum_{i=1}^n\mathscr{G}(x_i)(\chi ) =f(\chi )

Corollaire 2 02C1

Let A be a commutative regular Banach algebra, I an ideal of A and f:X′(A)→Cf:\mathsf{X}'(A)\rightarrow \mathbf{C} a continuous function. Suppose that, for every χ∈X′(A)\chi \in \mathsf{X}'(A), there exists an element yχ∈Iy_{\chi}\in I such that f=G′(yχ)f=\mathscr{G}'(y_{\chi}) in a neighbourhood of χ\chi. Then there exists an element y∈Iy\in I such that f=G′(y)f=\mathscr{G}'(y).

Let A~\widetilde{A} be the Banach algebra obtained from A by adjunction of a unit element. Then A~\widetilde{A} is regular (remark 1), and X′(A)=X(A~)\mathsf{X}'(A) =\mathsf{X}(\widetilde{A}); it is therefore sufficient to apply cor. 1 to A~\widetilde{A} and to the ideal I.

If I is an ideal of a commutative Banach algebra, recall (cf. I, p. 30) that we denote by V(I) the set of χ∈X(A)\chi \in \mathsf{X}(A) whose kernel contains I, in other words the set of χ∈X(A)\chi \in \mathsf{X}(A) where all the functions G(x)\mathscr{G}(x) vanish for x∈Ix\in I. It is a closed subset of X(A)\mathsf{X}(A) for the Jacobson topology.

Proposition 3 02C2

Let A be a commutative regular Banach algebra, I an ideal of A and K a compact subset of X(A)\mathsf{X}(A) disjoint from V(I). There exists an element x∈Ix\in I such that G(x)=1\mathscr{G}(x) = 1 for every xx in K.

This is a special case of prop. 15 of I, p. 81 taking into account the fact that the Jacobson topology coincides with the weak topology on X(A)\mathsf{X}(A).

2. Harmonic synthesis

Let A be a commutative Banach algebra. Recall that if M is a subset of X(A)\mathsf{X}(A), we denote by Υ(M) the intersection of the kernels of the elements of M (cf. I, p. 30); it is an ideal of A.

Proposition 4 02C3

Let A be a commutative regular Banach algebra without radical. Let F be a closed subset of X(A)\mathsf{X}(A). The set of ideals I of A such that V(I) = F, ordered by inclusion, has a greatest element, namely Υ(F), and a smallest element, namely the set J of x∈Ax\in A such that G(x)\mathscr{G}(x) has compact support disjoint from F.

By construction, Υ(F) is an ideal of A such that V(Υ(F)) contains F, and it is the greatest ideal of A having this property. Since F is closed, there exists an ideal I of A such that V(I) = F; hence I⊂Υ(F)I\subset \Upsilon (F), whence V(Υ(F))⊂V(I)=FV(\Upsilon (F))\subset V(I) = F, so that V(Υ(F)) = F. This proves the first assertion.

The set J is an ideal of A and V(J) contains F. Let us show that V(J) = F. Let χ∈X(A)\chi \in \mathsf{X}(A) not belonging to F. Let U be a compact neighbourhood of χ\chi not meeting F (TG, I, p. 65, cor. of prop. 9). By assertion (ii) of prop. 1 of I, p. 88, there exists x∈Ax\in A such that G(x)\mathscr{G}(x) is equal to 1 at χ\chi and to 0 outside U. We then have x∈Jx\in J and therefore χ∉V(J)\chi \notin V(J). This shows that V(J)⊂FV(J)\subset F and therefore V(J) = F.

Finally, let I be an ideal of A such that V(I) = F. Let us show that J⊂IJ\subset I. Let x∈Jx\in J and let C be the support of G(x)\mathscr{G}(x); the subset C is a compact subset of X(A)\mathsf{X}(A) disjoint from F. By Prop. 3, there exists an element u∈Iu\in I such that G(u)=1\mathscr{G}(u) = 1 on C. We then have G(x)=G(ux)\mathscr{G}(x) =\mathscr{G}(ux), and therefore x=uxx=ux since A is without radical (Prop. 8 of I, p. 38). Consequently, we have x∈Ix\in I, which shows that J⊂IJ\subset I.

Corollary 1 02C4

Let A be a commutative regular Banach algebra without radical. Let J be the set of x∈Ax\in A such that G(x)\mathscr{G}(x) has compact support. Suppose that J = A. Then every closed ideal of A distinct from A is contained in a regular maximal ideal.

If I is a closed ideal of A which is contained in no regular maximal ideal, then V(I)=∅V(I) =\emptyset, hence I⊃JI\supset J (Prop. 4 applied to F = ∅\emptyset ), whence I⊃J‾=AI\supset \overline{J}= A.

Corollary 2 02C5

Let A be a commutative regular Banach algebra without radical. Let x,y∈Ax, y\in A. If the support of G(x)\mathscr{G}(x) is compact and contained in the set of characters χ\chi such that G(y)(χ)≠0\mathscr{G}(y)(\chi )\not= 0, then xx is a multiple of yy in A.

Let I be the ideal AyAy of A. Then V(I) is the set of zeros of G(y)\mathscr{G}(y). Since the support F of G(x)\mathscr{G}(x) is compact and disjoint from V(I), we have x∈Ix\in I (Prop. 4 applied to F).

Definition 2 02C6

Let A be a commutative Banach algebra.

Let I be an ideal of A,x∈A,x\in A, and χ∈X′(A)\chi \in \mathsf{X}'(A). One says that xx belongs to I in a neighbourhood of χ\chi if there exists an element y∈Iy\in I such that G′(y)\mathscr{G}'(y) and G′(x)\mathscr{G}'(x) coincide in a neighbourhood of χ\chi.

One says that A satisfies Ditkin's condition if, for every χ∈X′(A)\chi \in \mathsf{X}'(A) and every x∈Ax\in A such that G′(x)\mathscr{G}'(x) vanishes at χ\chi, there exists a sequence (xn)(x_n) in A such that x=x= limn→∞xnx_{n\rightarrow \infty}x_nx and such that each G′(xn)\mathscr{G}'(x_n) vanishes in a neighbourhood VnV_n of χ\chi.

Remark 02C7

Let A be a commutative Banach algebra.

1) If χ\chi is such that G′(x)\mathscr{G}'(x) vanishes in a neighbourhood of χ\chi, then xx belongs to I in a neighbourhood of χ\chi.

2) If xx belongs to I in a neighbourhood of χ\chi and y∈Ay\in A is an arbitrary element, then xyxy belongs to I in a neighbourhood of χ\chi.

3) The set of χ\chi such that xx belongs to I in a neighbourhood of χ\chi is open in X′(A)\mathsf{X}'(A).

4) Suppose that A is regular and without radical. If xx belongs to I in a neighbourhood of χ\chi for every χ∈X′(A)\chi \in \mathsf{X}'(A), then xx belongs to I (Cor. 2 of I, p. 91 applied to the function f=G′(x)f=\mathscr{G}'(x) and Prop. 8 of I, p. 38).

5) Suppose that A is regular. Let I be an ideal of A and χ\chi an element of X(A)\mathsf{X}(A) such that χ∉V(I)\chi \notin V(I). Then every element xx of A belongs to I in a neighbourhood of χ\chi. In fact, by Definition 1 of I, p. 89, there exists a z∈Az\in A such that G′(z)\mathscr{G}'(z) is equal to 1 in a neighbourhood of χ\chi, and equal to 0 in a neighbourhood of V(I). The support of G(z)\mathscr{G}(z) is compact and therefore one has z∈Iz\in I (Prop. 4 applied to V(I)), hence xz∈Ixz\in I, and G′(xz)=G′(x)\mathscr{G}'(xz) =\mathscr{G}'(x) in a neighbourhood of χ\chi.

Recall that a subspace K of a topological space X is said to be perfect if it is closed and has no isolated point (TG, I, p. 8).

Lemma 1 02C8

Let A be a commutative regular Banach algebra without radical, satisfying Ditkin's condition. Let I be a closed ideal of A and xx an element of Υ(V(I)). Let K be the set of χ∈X′(A)\chi \in \mathsf{X}'(A) such that xx does not belong to I in a neighbourhood of χ\chi. Then the set K is a perfect subset of X′(A)\mathsf{X}'(A).

Let G denote the complement of K in X′(A)\mathsf{X}'(A). The set G is open in X′(A)\mathsf{X}'(A) (Remark 3), therefore K is closed.

We proceed by contradiction, and suppose that K has an isolated point χ0\chi_0. Let U denote a neighbourhood of χ0\chi_0 such that U −{χ0}⊂G-\{\chi_0\} \subset G. Since xx does not belong to I in a neighbourhood of χ0\chi_0, Remark 5 shows that χ0∈V(I)\chi_0\in V(I). In particular, one has χ0(x)=0\chi_0(x) = 0 since x∈Υ(V(I))x\in \Upsilon (V(I)).

We shall show that there exists an element yy of A which belongs to I in a neighbourhood of every point of X′(A)−{χ0}\mathsf{X}'(A)-\{\chi_0\}, which does not belong to I in a neighbourhood of χ0\chi_0, and such that χ0(y)=0\chi_0(y) = 0.

Suppose first that the existence of such an element yy has been proved. Since A satisfies Ditkin's condition, there then exists a sequence (xn)(x_n) in A such that xnyx_ny tends to yy and such that each G′(xn)\mathscr{G}'(x_n) vanishes in a neighbourhood of χ0\chi_0. For every nn, the element xnyx_ny then belongs to I in a neighbourhood of every point of X′(A)\mathsf{X}'(A) (Remarks 1 and 2) and therefore xny∈Ix_ny\in I (Remark 4). Since I is closed, one deduces that y∈Iy\in I, which contradicts the fact that yy does not belong to I in a neighbourhood of χ0\chi_0.

It remains to prove the existence of yy. If χ0≠0\chi_0\not= 0, by assertion (iii) of Prop. 1 of I, p. 88, there exists a u∈Au\in A such that G′(u)\mathscr{G}'(u) is equal to 1 in a neighbourhood of χ0\chi_0 and equal to 0 in a neighbourhood of X′(A)\mathsf{X}'(A) - U. Let y=uxy=ux. Since xx belongs to I in a neighbourhood of χ\chi for every χ∈U−{χ0}\chi \in U-\{\chi_0\}, the same is true of yy. Moreover, if χ∈X′(A)\chi \in \mathsf{X}'(A) - U, then G′(y)\mathscr{G}'(y) vanishes in a neighbourhood of χ\chi. Therefore (Remark 5) the element y=uxy=ux belongs to I in a neighbourhood of every χ≠χ0\chi \not=\chi_0. Since G′(y)\mathscr{G}'(y) coincides with G′(x)\mathscr{G}'(x) in a neighbourhood of χ0\chi_0, the fact that χ0\chi_0 belongs to K implies that yy does not belong to I in a neighbourhood of χ0\chi_0. Finally, one has χ0(y)=χ0(u)χ0(x)=0\chi_0(y) =\chi_0(u)\chi_0(x) = 0.

If χ0=0\chi_0= 0, there similarly exists an element v∈Av\in A such that G′(v)\mathscr{G}'(v) is zero in a neighbourhood of χ0\chi_0 and equal to 1 in a neighbourhood of X′(A)\mathsf{X}'(A)- U; as above, one deduces that the element y=x−vxy=x-vx belongs to I in a neighbourhood of every χ≠χ0\chi \not=\chi_0, that it does not belong to I in a neighbourhood of χ0\chi_0, and that χ0(y)=0\chi_0(y) = 0.

Lemma 2 02C9

Let X be a topological space. Let F and D be disjoint subspaces of X such that F is closed and D discrete. If F contains no nonempty perfect subspace, the same is true of F∪DF\cup D.

Suppose indeed that K is a nonempty perfect subspace of F∪DF\cup D. Let xx be a point of K. If xx belongs to D, it is isolated in D, hence also in F∪DF\cup D since F is closed. Therefore xx is isolated in K, which contradicts the assumptions.

Proposition 5 02CA

Let A be a regular commutative Banach algebra without radical, satisfying Ditkin's condition. Let I be a closed ideal of A such that the boundary F of V(I) contains no nonempty perfect set. Then I = Υ(V(I)), that is to say that I is the set of x∈Ax\in A such that G(x)\mathscr{G}(x) vanishes on V(I). In particular, if V(I) reduces to a point χ\chi, one has I = Ker(χ\chi ).

One has I⊂Υ(V(I))I\subset \Upsilon (V(I)). Let now x∈Υ(V(I))x\in \Upsilon (V(I)). Let G be the set of characters χ∈X′(A)\chi \in \mathsf{X}'(A) such that xx belongs to I in a neighbourhood of χ\chi. It is open and its complement K is perfect (Lemma 1). Since G′(x)\mathscr{G}'(x) is zero on V(I), the set G contains the interior of V(I)∪{0}V(I)\cup \{0\} (Remark 1). It also contains X(A)\mathsf{X}(A)- V(I) by Remark 5. Therefore K=X′(A)K =\mathsf{X}'(A) - G is contained in the boundary F0F_0 of V(I)∪{0}V(I)\cup \{0\}. One has F0⊂F∪{0}F_0\subset F\cup \{0\}. The assumption therefore implies that F0F_0 contains no nonempty perfect set (Lemma 2). It therefore follows from Lemma 1 that the perfect set K is empty. Therefore xx belongs to I in a neighbourhood of every χ∈X′(A)\chi \in \mathsf{X}'(A), which means that x∈Ix\in I (Remark 4). Thus Υ(V(I))⊂\Upsilon (V(I))\subset I, which concludes the proof.

Exercises

In the exercises below, all the algebras considered are over C\mathbf{C}.

See the exercises for § 5.

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