§ 5. Regular commutative Banach algebras
In this section, the base field is .
1. Definition
Proposition 1 02BV
Let A be a commutative Banach algebra. The following conditions are equivalent:
(i) The weak topology and the Jacobson topology on coincide ;
(ii) For every and every weakly closed subset F of such that , there exists an such that is equal to 1 at and to 0 on F;
(iii) For every weakly compact subset K and every weakly closed subset F of such that , there exists an element such that is equal to 1 on K and to 0 on F.
Let . To say that M is closed for the Jacobson topology means that, for every - M, there exists an such that vanishes on M but not at (lemma 2 of I, p. 39). Condition (ii) therefore means that every weakly closed subset of is closed for the Jacobson topology, which shows that (ii) (i). Moreover (iii) (ii) since the subset is weakly compact in . Finally (i) (iii) according to the cor. of prop. 15 of I, p. 81.
Definition 1 02BW
Let A be a commutative Banach algebra. It is said to be regular if it satisfies the equivalent conditions of Proposition 1.
Remark 02BX
Let be the Banach algebra deduced from A by adjunction of a unit element . Condition (ii) of prop. 1 shows that if is regular, then A is regular. Suppose that A is regular and let us show that is regular. Consider subsets F and of which are disjoint and weakly closed (hence weakly compact) and construct an such that vanishes on F, and is equal to 1 on . Let be the character which is zero on A. If , there exists, according to condition (iii) of prop. 1 and the assumption on A, an element such that vanishes on F and is equal to 1 on . If , we have ; there exists therefore an element such that vanishes on and is equal to 1 on F. The element of then has the required property.
Example 02BY
Let us take up again the examples of n of I, p. 17.
The algebra of continuous functions with complex values tending to 0 at infinity on a locally compact space X (example 3 of I, p. 17) is regular (cf. I, p. 36, example 1).
The algebra of times differentiable functions on (example 4 of I, p. 18) is regular (cf. I, p. 36, example 2).
If G is a commutative locally compact group and a Haar measure on G, then the algebra (example 7 of I, p. 19) is regular (cf. II, p. 219, cor. 2).
The algebra of functions which are continuous in the disk and analytic in the interior (example 9 of I, p. 20) is not regular (cf. I, p. 193, exerc. 6).
Proposition 2 02BZ
Let A be a unital commutative regular Banach algebra. Let be an integer and an open covering of . There exist elements of A of sum 1 such that Supp() for .
Let us prove the proposition by induction on . The assertion is valid if . Suppose that and that the assertion is established for .
There exists an open covering of such that for all . By the induction hypothesis, there exist elements such that and Supp(), Supp() for . Let K = Supp(). Let (resp. ) be the set of elements of K which do not belong to (resp. ). Then and are disjoint compact subsets of K. Since the Banach algebra A is regular, there therefore exists such that on and on . Then is zero on and on , hence Supp . Analogously, is zero on - K and on , hence Supp . The elements , and then satisfy the properties of the proposition.
Corollary 1 02C0
Let A be a commutative regular unital Banach algebra, let I be an ideal of A and let be a continuous function. Suppose that, for every , there exists an element such that in a neighbourhood of . Then there exists an element such that .
Since is compact, there exists a finite open covering of , and elements of I such that on . By prop. 2, there exist elements of A of sum 1 such that Supp() for every . Let . This is an element of I having the required property. Indeed, let . For , one has since if , and if . It follows that
Corollaire 2 02C1
Let A be a commutative regular Banach algebra, I an ideal of A and a continuous function. Suppose that, for every , there exists an element such that in a neighbourhood of . Then there exists an element such that .
Let be the Banach algebra obtained from A by adjunction of a unit element. Then is regular (remark 1), and ; it is therefore sufficient to apply cor. 1 to and to the ideal I.
If I is an ideal of a commutative Banach algebra, recall (cf. I, p. 30) that we denote by V(I) the set of whose kernel contains I, in other words the set of where all the functions vanish for . It is a closed subset of for the Jacobson topology.
Proposition 3 02C2
Let A be a commutative regular Banach algebra, I an ideal of A and K a compact subset of disjoint from V(I). There exists an element such that for every in K.
This is a special case of prop. 15 of I, p. 81 taking into account the fact that the Jacobson topology coincides with the weak topology on .
2. Harmonic synthesis
Let A be a commutative Banach algebra. Recall that if M is a subset of , we denote by Υ(M) the intersection of the kernels of the elements of M (cf. I, p. 30); it is an ideal of A.
Proposition 4 02C3
Let A be a commutative regular Banach algebra without radical. Let F be a closed subset of . The set of ideals I of A such that V(I) = F, ordered by inclusion, has a greatest element, namely Υ(F), and a smallest element, namely the set J of such that has compact support disjoint from F.
By construction, Υ(F) is an ideal of A such that V(Υ(F)) contains F, and it is the greatest ideal of A having this property. Since F is closed, there exists an ideal I of A such that V(I) = F; hence , whence , so that V(Υ(F)) = F. This proves the first assertion.
The set J is an ideal of A and V(J) contains F. Let us show that V(J) = F. Let not belonging to F. Let U be a compact neighbourhood of not meeting F (TG, I, p. 65, cor. of prop. 9). By assertion (ii) of prop. 1 of I, p. 88, there exists such that is equal to 1 at and to 0 outside U. We then have and therefore . This shows that and therefore V(J) = F.
Finally, let I be an ideal of A such that V(I) = F. Let us show that . Let and let C be the support of ; the subset C is a compact subset of disjoint from F. By Prop. 3, there exists an element such that on C. We then have , and therefore since A is without radical (Prop. 8 of I, p. 38). Consequently, we have , which shows that .
Corollary 1 02C4
Let A be a commutative regular Banach algebra without radical. Let J be the set of such that has compact support. Suppose that J = A. Then every closed ideal of A distinct from A is contained in a regular maximal ideal.
If I is a closed ideal of A which is contained in no regular maximal ideal, then , hence (Prop. 4 applied to F = ), whence .
Corollary 2 02C5
Let A be a commutative regular Banach algebra without radical. Let . If the support of is compact and contained in the set of characters such that , then is a multiple of in A.
Let I be the ideal of A. Then V(I) is the set of zeros of . Since the support F of is compact and disjoint from V(I), we have (Prop. 4 applied to F).
Definition 2 02C6
Let A be a commutative Banach algebra.
Let I be an ideal of A, and . One says that belongs to I in a neighbourhood of if there exists an element such that and coincide in a neighbourhood of .
One says that A satisfies Ditkin's condition if, for every and every such that vanishes at , there exists a sequence in A such that lim and such that each vanishes in a neighbourhood of .
Remark 02C7
Let A be a commutative Banach algebra.
1) If is such that vanishes in a neighbourhood of , then belongs to I in a neighbourhood of .
2) If belongs to I in a neighbourhood of and is an arbitrary element, then belongs to I in a neighbourhood of .
3) The set of such that belongs to I in a neighbourhood of is open in .
4) Suppose that A is regular and without radical. If belongs to I in a neighbourhood of for every , then belongs to I (Cor. 2 of I, p. 91 applied to the function and Prop. 8 of I, p. 38).
5) Suppose that A is regular. Let I be an ideal of A and an element of such that . Then every element of A belongs to I in a neighbourhood of . In fact, by Definition 1 of I, p. 89, there exists a such that is equal to 1 in a neighbourhood of , and equal to 0 in a neighbourhood of V(I). The support of is compact and therefore one has (Prop. 4 applied to V(I)), hence , and in a neighbourhood of .
Recall that a subspace K of a topological space X is said to be perfect if it is closed and has no isolated point (TG, I, p. 8).
Lemma 1 02C8
Let A be a commutative regular Banach algebra without radical, satisfying Ditkin's condition. Let I be a closed ideal of A and an element of Υ(V(I)). Let K be the set of such that does not belong to I in a neighbourhood of . Then the set K is a perfect subset of .
Let G denote the complement of K in . The set G is open in (Remark 3), therefore K is closed.
We proceed by contradiction, and suppose that K has an isolated point . Let U denote a neighbourhood of such that U . Since does not belong to I in a neighbourhood of , Remark 5 shows that . In particular, one has since .
We shall show that there exists an element of A which belongs to I in a neighbourhood of every point of , which does not belong to I in a neighbourhood of , and such that .
Suppose first that the existence of such an element has been proved. Since A satisfies Ditkin's condition, there then exists a sequence in A such that tends to and such that each vanishes in a neighbourhood of . For every , the element then belongs to I in a neighbourhood of every point of (Remarks 1 and 2) and therefore (Remark 4). Since I is closed, one deduces that , which contradicts the fact that does not belong to I in a neighbourhood of .
It remains to prove the existence of . If , by assertion (iii) of Prop. 1 of I, p. 88, there exists a such that is equal to 1 in a neighbourhood of and equal to 0 in a neighbourhood of - U. Let . Since belongs to I in a neighbourhood of for every , the same is true of . Moreover, if - U, then vanishes in a neighbourhood of . Therefore (Remark 5) the element belongs to I in a neighbourhood of every . Since coincides with in a neighbourhood of , the fact that belongs to K implies that does not belong to I in a neighbourhood of . Finally, one has .
If , there similarly exists an element such that is zero in a neighbourhood of and equal to 1 in a neighbourhood of - U; as above, one deduces that the element belongs to I in a neighbourhood of every , that it does not belong to I in a neighbourhood of , and that .
Lemma 2 02C9
Let X be a topological space. Let F and D be disjoint subspaces of X such that F is closed and D discrete. If F contains no nonempty perfect subspace, the same is true of .
Suppose indeed that K is a nonempty perfect subspace of . Let be a point of K. If belongs to D, it is isolated in D, hence also in since F is closed. Therefore is isolated in K, which contradicts the assumptions.
Proposition 5 02CA
Let A be a regular commutative Banach algebra without radical, satisfying Ditkin's condition. Let I be a closed ideal of A such that the boundary F of V(I) contains no nonempty perfect set. Then I = Υ(V(I)), that is to say that I is the set of such that vanishes on V(I). In particular, if V(I) reduces to a point , one has I = Ker( ).
One has . Let now . Let G be the set of characters such that belongs to I in a neighbourhood of . It is open and its complement K is perfect (Lemma 1). Since is zero on V(I), the set G contains the interior of (Remark 1). It also contains - V(I) by Remark 5. Therefore - G is contained in the boundary of . One has . The assumption therefore implies that contains no nonempty perfect set (Lemma 2). It therefore follows from Lemma 1 that the perfect set K is empty. Therefore belongs to I in a neighbourhood of every , which means that (Remark 4). Thus I, which concludes the proof.
Exercises
In the exercises below, all the algebras considered are over .
See the exercises for § 5.