Bourbaki

§ 4. Split semi-simple Lie algebra defined by a reduced root system

1. Framed semi-simple Lie algebras

Proposition 1 010T

Let (g,h)(\mathfrak{g},\mathfrak{h}) be a split semi-simple Lie algebra, R its root system, B a basis of R, and (n(α,β))α,β∈B(n(\alpha , \beta ))_{\alpha ,\beta\in B} the corresponding Cartan matrix. For all α∈B\alpha \in B, let Xα∈gα,X−α∈g−αX_{\alpha}\in \mathfrak{g}^{\alpha}, X_{-\alpha}\in \mathfrak{g}^{-\alpha}. Then, for α,β∈B\alpha , \beta \in B,

[Hα,Hβ]=0(1) [H_{\alpha}, H_{\beta}] = 0 \tag{1}
[Hα,Xβ]=n(β,α)Xβ(2) [H_{\alpha}, X_{\beta}] =n(\beta , \alpha )X_{\beta} \tag{2}
[Hα,X−β]=−n(β,α)X−β(3) [H_{\alpha}, X_{-\beta}] =-n(\beta , \alpha )X_{-\beta} \tag{3}

[X−α,Xβ]=0[X_{-\alpha}, X_{\beta}] = 0 if α≠β\alpha \not=\beta (4)

(ad XαX_{\alpha})1−n(β,α)Xβ=0^{1-n(\beta ,\alpha)}X_{\beta}= 0 if α≠β\alpha \not=\beta (5)

(ad X−αX_{-\alpha})1−n(β,α)X−β=0^{1-n(\beta ,\alpha)}X_{-\beta}= 0 if α≠β\alpha \not=\beta. (6)

The family (Hα)α∈B(H_{\alpha})_{\alpha\in B} is a basis of h\mathfrak{h}. If Xα≠0X_{\alpha}\not= 0 and X−α≠0X_{-\alpha}\not= 0 for all α∈B\alpha \in B, the Lie algebra g\mathfrak{g} is generated by the XαX_{\alpha} and the X−α(α∈B)X_{-\alpha}(\alpha \in B).

(Recall that, if α,β∈B\alpha , \beta \in B and α≠β,n(β,α)\alpha \not=\beta ,n(\beta , \alpha ) is an integer ≤0\leq 0, so formulas (5) and (6) make sense.)

Formulas (1), (2) and (3) are clear. If α≠β,β−α\alpha \not=\beta ,\beta -\alpha is not a root since every element of R is a linear combination of elements of B with integer coefficients all of the same sign (Chap. VI, §1, no. 6, Th. 3). This proves (4). In view of Chap. VI, §1, no. 3, Prop. 9, this also proves that the α\alpha-chain defined by β\beta is

{β,β+α,...,β−n(β,α)α} \{\beta , \beta +\alpha , . . . , \beta -n(\beta , \alpha )\alpha \}

hence β+(1−n(β,α))α∉R\beta +(1-n(\beta , \alpha ))\alpha \notin R, which proves (5). The equality (6) is established in a similar way. The family (Hα)α∈B(H_{\alpha})_{\alpha\in B} is a basis of R∨R^{\vee}, and hence of h\mathfrak{h}. If Xα≠0X_{\alpha}\not= 0 and X−α≠0X_{-\alpha}\not= 0 for all α∈B\alpha \in B, then [Xα,X−α]=λαHα[X_{\alpha}, X_{-\alpha}] =\lambda_{\alpha}H_{\alpha} with λα≠0\lambda_{\alpha}\not= 0, so the last assertion follows from §3, no. 3, Prop. 9 (iii).

Definition 1 010U

Let (g,h)(\mathfrak{g},\mathfrak{h}) be a split semi-simple Lie algebra, R its root system. A framing of (g,h)(\mathfrak{g},\mathfrak{h}) is a pair (B,(Xα)α∈B)(B,(X_{\alpha})_{\alpha\in B}), where B is a basis of R, and where, for all α∈B,Xα\alpha \in B,X_{\alpha} is a non-zero element of gα\mathfrak{g}^{\alpha}. A framed semi-simple Lie algebra is a sequence (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) where (g,h)(\mathfrak{g},\mathfrak{h}) is a split semi-simple Lie algebra, and where (B,(Xα)α∈B)(B,(X_{\alpha})_{\alpha\in B}) is a framing of (g,h)(\mathfrak{g},\mathfrak{h}).

A framing of g\mathfrak{g} is a framing of (g,h)(\mathfrak{g},\mathfrak{h}), where h\mathfrak{h} is a splitting Cartan subalgebra of g\mathfrak{g}.

Let a1=(g1,h1,B1,(Xα1)α∈B1)a_1= (\mathfrak{g}_1,\mathfrak{h}_1,B_1,(X_{\alpha}^1)_{\alpha\in B_1}) and a2=(g2,h2,B2,(Xα2)α∈B2)a_2= (\mathfrak{g}_2,\mathfrak{h}_2,B_2,(X_{\alpha}^2)_{\alpha\in B_2}) be framed semi-simple Lie algebras. An isomorphism from a1a_1 to a2a_2 is an isomorphism φ\varphi from g1\mathfrak{g}_1 to g2\mathfrak{g}_2 that takes h1\mathfrak{h}_1 to h2,B1\mathfrak{h}_2, B_1 to B2B_2, and Xα1X_{\alpha}^1 to Xψα2X_{\psi \alpha}^2 for all α∈B1\alpha \in B_1 (where ψ\psi is the contragredient map of φ∣h1\varphi |\mathfrak{h}_1). In this case, φ\varphi is said to transform the framing (B1,(Xα1)α∈B1)(B_1,(X_{\alpha}^1)_{\alpha\in B_1}) to the framing (B2,(Xα2)α∈B2)(B_2,(X_{\alpha}^2)_{\alpha\in B_2}).

If (B,(Xα)α∈B)(B,(X_{\alpha})_{\alpha\in B}) is a framing of (g,h)(\mathfrak{g},\mathfrak{h}), there exists, for all α∈B\alpha \in B, a unique element X−αX_{-\alpha} of g−α\mathfrak{g}^{-\alpha} such that [Xα,X−α]=−Hα([X_{\alpha}, X_{-\alpha}] =-H_{\alpha}(§2, no. 2, Th. 1 (iv)). The family (Xα)α∈B∪(−B)(X_{\alpha})_{\alpha\in B\cup(-B)} is called the generating family defined by the framing (cf. Prop.1). This is also the generating family defined by the framing (−B,(Xα)α∈−B)(-B,(X_{\alpha})_{\alpha\in -B}). For all α∈B∪(−B)\alpha \in B\cup (-B), let tα∈k∗t_{\alpha}\in k^*, and assume that tαt−α=1t_{\alpha}t_{-\alpha}= 1 for all α∈B\alpha \in B. Then (tαXα)α∈B∪(−B)(t_{\alpha}X_{\alpha})_{\alpha\in B\cup(-B)} is the generating family defined by the framing (B,(tαXα)α∈B)(B,(t_{\alpha}X_{\alpha})_{\alpha\in B}).

2. A preliminary construction

In this number and the next, we denote by R a reduced root system in a vector space V and by B a basis of R. We denote by (n(α,β))α,β∈B(n(\alpha , \beta ))_{\alpha ,\beta\in B} the Cartan matrix relative to B. Recall that n(α,β)=⟨α,β∨⟩n(\alpha , \beta ) =\langle \alpha , \beta^{\vee}\rangle. We are going to show that R is the root system of a split semi-simple Lie algebra which is unique up to isomorphism. In the main we shall be considering the Lie algebra defined by the relations in Prop. 1.

The construction in this number applies to any square matrix (n(α,β))α,β∈B(n(\alpha , \beta ))_{\alpha ,\beta\in B} over kk with non-zero determinant and such that n(α,α)=2n(\alpha , \alpha ) = 2 for all α∈B\alpha \in B (cf. Chap. VI, §1, no. 10, formula (14)).

Let E be the free associative algebra of the set B over kk. Recall that E is N\mathbf{N}-graded (Algebra, Chap. III, §3, no. 1, Example 3). We are going to associate to each α∈B\alpha \in B endomorphisms X−α0,Hα0,Xα0X_{-\alpha}^0, H_{\alpha}^0, X_{\alpha}^0 of the vector space E, of degrees 1,0,−11,0,-1 respectively. For any word (α1,...,αn)(\alpha_1, . . . , \alpha_n) in elements of B, put

X−α0(α1,...,αn)=(α,α1,...,αn)(7) X_{-\alpha}^0(\alpha_1, . . . , \alpha_n) = (\alpha , \alpha_1, . . . , \alpha_n) \tag{7}
Hα0(α1,...,αn)=(−∑i=1nn(αi,α))(α1,...,αn)(8) H_{\alpha}^0(\alpha_1, . . . , \alpha_n) =(-\sum_{i=1}^nn(\alpha_i, \alpha ))(\alpha_1, . . . , \alpha_n) \tag{8}

On the other hand, Xα0(α1,...,αn)X_{\alpha}^0(\alpha_1, . . . , \alpha_n) is defined by induction on nn using the formula

Xα0(α1,...,αn)=(X−α10Xα0−δα,α1Hα0)(α2,...,αn)(9) X_{\alpha}^0(\alpha_1, . . . , \alpha_n) = (X_{-\alpha_1}^0X_{\alpha}^0-\delta_{\alpha ,\alpha_1}H_{\alpha}^0)(\alpha_2, . . . , \alpha_n) \tag{9}

where δα,α1\delta_{\alpha ,\alpha_1} is the Kronecker symbol; it is understood that Xα0(α1,...,αn)X_{\alpha}^0(\alpha_1, . . . , \alpha_n) is zero if (α1,...,αn)(\alpha_1, . . . , \alpha_n) is the empty word.

Lemma 1 010V

For all α,β∈B\alpha , \beta \in B, we have

[Xα0,X−α0]=−Hα0(10) [X_{\alpha}^0, X_{-\alpha}^0] =-H_{\alpha}^0 \tag{10}
[Hα0,Hβ0]=0(11) [H_{\alpha}^0, H_{\beta}^0] = 0 \tag{11}
[Hα0,Xβ0]=n(β,α)Xβ0(12) [H_{\alpha}^0, X_{\beta}^0] =n(\beta , \alpha )X_{\beta}^0 \tag{12}
[Hα0,X−β0]=−n(β,α)X−β0(13) [H_{\alpha}^0, X_{-\beta}^0] =-n(\beta , \alpha )X_{-\beta}^0 \tag{13}

[Xα0,X−β0]=0[X_{\alpha}^0, X_{-\beta}^0] = 0 if α≠β\alpha \not=\beta. (14)

Indeed, relation (9) can be written

(Xα0X−α10)(α2,...,αn)=(X−α10Xα0)(α2,...,αn)−δα,α1Hα0(α2,...,αn) (X_{\alpha}^0X_{-\alpha_1}^0)(\alpha_2, . . . , \alpha_n) = (X_{-\alpha_1}^0X_{\alpha}^0)(\alpha_2, . . . , \alpha_n)-\delta_{\alpha ,\alpha_1}H_{\alpha}^0(\alpha_2, . . . , \alpha_n)

which proves (10) and (14). Relation (11) is clear. Next

[Hα0,X−β0](α1,...,αn)=Hα0(β,α1,...,αn)+(∑i=1nn(αi,α))(β,α1,...,αn) [H_{\alpha}^0, X_{-\beta}^0](\alpha_1, . . . , \alpha_n) =H_{\alpha}^0(\beta , \alpha_1, . . . , \alpha_n)+(\sum_{i=1}^nn(\alpha_i, \alpha ))(\beta , \alpha_1, . . . , \alpha_n)
=−n(β,α)(β,α1,...,αn) =-n(\beta , \alpha )(\beta , \alpha_1, . . . , \alpha_n)
=−n(β,α)X−β0(α1,...,αn) =-n(\beta , \alpha )X_{-\beta}^0(\alpha_1, . . . , \alpha_n)

hence (13). Finally,

0=[Hα0,[Xβ0,X−γ0]]0 = [H_{\alpha}^0,[X_{\beta}^0, X_{-\gamma}^0]] by (10),(11),(14)(10),(11),(14) (15)

=[[Hα0,Xβ0],X−γ0]+[Xβ0,[Hα0,X−γ0]] = [[H_{\alpha}^0, X_{\beta}^0], X_{-\gamma}^0] + [X_{\beta}^0,[H_{\alpha}^0, X_{-\gamma}^0]]

=[[Hα0,Xβ0]−n(γ,α)Xβ0,X−γ0]= [[H_{\alpha}^0, X_{\beta}^0]-n(\gamma , \alpha )X_{\beta}^0, X_{-\gamma}^0] by (13)

=[[Hα0,Xβ0]−n(β,α)Xβ0,X−γ0]= [[H_{\alpha}^0, X_{\beta}^0]-n(\beta , \alpha )X_{\beta}^0, X_{-\gamma}^0] by (14);

now, considering the empty word immediately gives

([Hα0,Xβ0]−n(β,α)Xβ0)(∅)=0 ([H_{\alpha}^0, X_{\beta}^0]-n(\beta , \alpha )X_{\beta}^0)(\emptyset ) = 0

so (15) implies that

([Hα0,Xβ0]−n(β,α)Xβ0)X−γ10X−γ20...X−γn0(∅)=0 ([H_{\alpha}^0, X_{\beta}^0]-n(\beta , \alpha )X_{\beta}^0)X_{-\gamma_1}^0X_{-\gamma_2}^0. . . X_{-\gamma_n}^0(\emptyset ) = 0

for all γ1,...,γn∈B\gamma_1, . . . , \gamma_n\in B; this proves (12).

Lemma 2 010W

The endomorphisms Xα0,Hβ0,X−γ0X_{\alpha}^0,H_{\beta}^0,X_{-\gamma}^0, where α,β,γ∈B\alpha , \beta , \gamma \in B, are linearly independent.

Since X−α0(∅)=αX_{-\alpha}^0(\emptyset ) =\alpha, it is clear that the X−α0X_{-\alpha}^0 are linearly independent.

Assume that ∑αaαHα0=0\sum_{\alpha}a_{\alpha}H_{\alpha}^0= 0; then, for all β∈B\beta \in B,

0=[∑αaαHα0,X−β0]=−∑αaαn(β,α)X−β0 0 =[\sum_{\alpha}a_{\alpha}H_{\alpha}^0, X_{-\beta}^0]=-\sum_{\alpha}a_{\alpha}n(\beta , \alpha )X_{-\beta}^0

since det(n(β,α)n(\beta , \alpha ))≠0\not= 0, it follows that aαa_{\alpha} = 0 for all α\alpha. Assume that ∑αaαXα0=0\sum_{\alpha}a_{\alpha}X_{\alpha}^0= 0. In view of formulas (7), (8), (9),

Xα0(β)=0 X_{\alpha}^0(\beta ) = 0
Xα0(β,β)=2δαββ X_{\alpha}^0(\beta , \beta ) = 2\delta_{\alpha \beta}\beta

for all β∈B\beta \in B. It follows that aβ=0a_{\beta}= 0 for all β\beta. Since Xα0,Hα0,X−α0X_{\alpha}^0, H_{\alpha}^0, X_{-\alpha}^0 are of degree −1,0,1-1,0,1, respectively, the lemma follows from what has gone before.

Let I be the set B×{−1,0,1}B\times \{-1,0,1\}. Put xα=(α,−1),hα=(α,0)x_{\alpha}= (\alpha ,-1),h_{\alpha}= (\alpha ,0), and x−α=(α,1)x_{-\alpha}= (\alpha ,1). Let a\mathfrak{a} be the Lie algebra defined by the generating family I and the following set R\mathscr{R} of relators:

[hα,hβ] [h_{\alpha}, h_{\beta}]
[hα,xβ]−n(β,α)xβ [h_{\alpha}, x_{\beta}]-n(\beta , \alpha )x_{\beta}
[hα,x−β]+n(β,α)x−β [h_{\alpha}, x_{-\beta}] +n(\beta , \alpha )x_{-\beta}
[xα,x−α]+hα [x_{\alpha}, x_{-\alpha}] +h_{\alpha}

[xα,x−β][x_{\alpha}, x_{-\beta}] if α≠β\alpha \not=\beta

(cf. Chap. II, §2, no. 3). By Lemma 1, there exists a unique linear representation ρ\rho of a\mathfrak{a} on E such that

ρ(xα)=Xα0,ρ(hα)=Hα0,ρ(x−α)=X−α0 \rho (x_{\alpha}) =X_{\alpha}^0, \rho (h_{\alpha}) =H_{\alpha}^0, \rho (x_{-\alpha}) =X_{-\alpha}^0

In view of Lemma 2, this proves the following result:

Lemma 3 010X

The canonical images in a\mathfrak{a} of the elements xα,hβ,x−γx_{\alpha}, h_{\beta}, x_{-\gamma}, where α,β,γ∈B\alpha , \beta , \gamma \in B, are linearly independent.

In the following, we identify xα,hα,x−αx_{\alpha}, h_{\alpha}, x_{-\alpha} with their canonical images in a\mathfrak{a}.

Lemma 4 010Y

There exists a unique involutive automorphism θ\theta of a\mathfrak{a} such that

θ(xα)=x−α,θ(x−α)=xα,θ(hα)=−hα \theta (x_{\alpha}) =x_{-\alpha}, \theta (x_{-\alpha}) =x_{\alpha}, \theta (h_{\alpha}) =-h_{\alpha}

for all α∈B\alpha \in B.

Indeed, there exists an involutive automorphism of the free Lie algebra L(I) satisfying these conditions. It leaves R∪(−R)\mathscr{R}\cup (-\mathscr{R}) stable, and hence defines by passage to the quotient an involutive automorphism of a\mathfrak{a} satisfying the conditions of the lemma. The uniqueness follows from the fact that a\mathfrak{a} is generated by the elements xα,hα,x−α(α∈B)x_{\alpha}, h_{\alpha}, x_{-\alpha}(\alpha \in B).

This automorphism is called the canonical involutive automorphism of a\mathfrak{a}.

Let Q be the set of radical weights of R; this is a free Z\mathbf{Z}-module with basis B (Chap. VI, §1, no. 9). There exists a graduation of type Q on the free Lie algebra L(I) such that xα,hα,x−αx_{\alpha}, h_{\alpha}, x_{-\alpha} are of degrees α,0,−α\alpha ,0,-\alpha, respectively (Chap. II, §2, no. 6). Now the elements of R\mathscr{R} are homogeneous. Hence there exists a unique graduation of type Q on a\mathfrak{a} compatible with the Lie algebra structure of a\mathfrak{a} and such that xα,hα,x−αx_{\alpha}, h_{\alpha}, x_{-\alpha} are of degrees α,0,−α\alpha ,0,-\alpha, respectively. For any μ∈Q\mu\in Q, denote by aμ\mathfrak{a}^\mu the set of elements of a\mathfrak{a} homogeneous of degree μ\mu.

Lemma 5 010Z

Let z∈az\in \mathfrak{a}. Then z∈aμz\in \mathfrak{a}^\mu if and only if [hα,z]=⟨μ,α∨⟩z[h_{\alpha}, z] =\langle \mu, \alpha^{\vee}\rangle z for all α∈B\alpha \in B.

For μ∈Q\mu\in Q, let a(μ)\mathfrak{a}^{(\mu)} be the set of x∈ax\in \mathfrak{a} such that [hα,x]=⟨μ,α∨⟩x[h_{\alpha}, x] =\langle \mu, \alpha^{\vee}\rangle x for all α∈B\alpha \in B. The sum of the a(μ)\mathfrak{a}^{(\mu)} is direct. To prove the lemma, it therefore suffices to show that aμ⊂a(μ)\mathfrak{a}^\mu\subset \mathfrak{a}^{(\mu)}. Let α∈B\alpha \in B. The endomorphism uu of the vector space a\mathfrak{a} such that u∣aμ=⟨μ,α∨⟩.1u|\mathfrak{a}^\mu=\langle \mu, \alpha^{\vee}\rangle .1 is a derivation of a\mathfrak{a} such that ux=ux= (ad hαh_{\alpha}).x.x for x=xβ,x=hβ,x=x−βx=x_{\beta}, x=h_{\beta}, x=x_{-\beta}; hence u=u= ad hαh_{\alpha}, which proves our assertion.

Remark 0110

It follows from Lemma 5 that every ideal of a\mathfrak{a} is homogeneous, since it is stable under the ad hαh_{\alpha}.

Denote by Q+Q_+ (resp. Q−Q_-) the set of linear combinations of elements of B with positive (resp. negative) integer coefficients, not all zero. Put a+=\mathfrak{a}_+= ∑μ∈Q+aμ\sum_{\mu\in Q_+}a^\mu and a−=∑μ∈Q−aμ\mathfrak{a}_-=\sum_{\mu\in Q_-}\mathfrak{a}^\mu. Since Q++Q+⊂Q+Q_++ Q_+\subset Q_+ and Q−+Q−⊂Q−,a+Q_-+ Q_-\subset Q_-,\mathfrak{a}_+

and a−\mathfrak{a}_- are Lie subalgebras of a\mathfrak{a}.

Proposition 2 0111

(i) The Lie algebra a+\mathfrak{a}_+ is generated by the family (xα)α∈B(x_{\alpha})_{\alpha\in B}.

(ii) The Lie algebra a−\mathfrak{a}_- is generated by the family (x−α)α∈B(x_{-\alpha})_{\alpha\in B}.

(iii) The family (hα)α∈B(h_{\alpha})_{\alpha\in B} is a basis of the vector space a0\mathfrak{a}^0.

(iv) The vector space a\mathfrak{a} is the direct sum of a+,a0,a−\mathfrak{a}_+,\mathfrak{a}^0,\mathfrak{a}_-.

Let r\mathfrak{r} (resp. n\mathfrak{n}) be the Lie subalgebra of a\mathfrak{a} generated by (xα)α∈B(x_{\alpha})_{\alpha\in B} (resp. (x−α)α∈B(x_{-\alpha})_{\alpha\in B}), and h\mathfrak{h} the vector subspace of a\mathfrak{a} generated by (hα)α∈B(h_{\alpha})_{\alpha\in B}. Since the xαx_{\alpha} are homogeneous elements of a+,r\mathfrak{a}_+,\mathfrak{r} is a graded subalgebra of a+\mathfrak{a}_+; hence, [h,r]⊂r[\mathfrak{h},\mathfrak{r}]\subset \mathfrak{r}, so h+r\mathfrak{h}+\mathfrak{r} is a subalgebra of a\mathfrak{a}; since

[x−α,xβ]=δαβhα [x_{-\alpha}, x_{\beta}] =\delta_{\alpha \beta}h_{\alpha}

[x−α,r]⊂h+r[x_{-\alpha},\mathfrak{r}]\subset \mathfrak{h}+\mathfrak{r} for all α∈B\alpha \in B. Similarly, n\mathfrak{n} is a graded subalgebra of a−\mathfrak{a}_-, one has [h,n]⊂n,h+n[\mathfrak{h},\mathfrak{n}]\subset \mathfrak{n},\mathfrak{h}+\mathfrak{n} is a subalgebra of n\mathfrak{n}, and [xα,n]⊂h+n[x_{\alpha},\mathfrak{n}]\subset \mathfrak{h}+\mathfrak{n} for all α∈B\alpha \in B. Put a′=r+h+n\mathfrak{a}'=\mathfrak{r}+\mathfrak{h}+\mathfrak{n}. The preceding shows that a′\mathfrak{a}' is stable under ad xαx_{\alpha}, ad hαh_{\alpha} and ad x−αx_{-\alpha} for all α∈B\alpha \in B, and hence is an ideal of a\mathfrak{a}. Since a′\mathfrak{a}' contains xα,hα,x−αx_{\alpha}, h_{\alpha}, x_{-\alpha} for all α∈B,a′=a\alpha \in B,\mathfrak{a}'=\mathfrak{a}. It follows from this that the inclusions r⊂a+,h⊂a0\mathfrak{r}\subset \mathfrak{a}_+,\mathfrak{h}\subset \mathfrak{a}^0, n⊂a−\mathfrak{n}\subset \mathfrak{a}_- are equalities, which proves the proposition.

Proposition 3 0112

The Lie algebra a+\mathfrak{a}_+ (resp. a−\mathfrak{a}_-) is a free Lie algebra with basic family (xα)α∈B(x_{\alpha})_{\alpha\in B} (resp. (x−α)α∈B(x_{-\alpha})_{\alpha\in B}) (cf. Chap. II, §2, no. 3).

Let L be the Lie subalgebra of E generated by B. By Chap. II, §3, Th. 1, L can be identified with the free Lie algebra generated by B. The left regular representation of E on itself is clearly injective, and defines by restriction to L an injective representation ρ′\rho ' of the Lie algebra L on E. Let φ\varphi be the unique homomorphism from L to a−\mathfrak{a}_- which takes α\alpha to x−αx_{-\alpha} for all α∈B\alpha \in B. Then, for all α∈B,ρ(φ(α))\alpha \in B,\rho (\varphi (\alpha )) is the endomorphism of left multiplication by α\alpha on E, so ρ∘φ=ρ′\rho \circ \varphi =\rho ', which proves that φ\varphi is injective. Thus, (x−α)α∈B(x_{-\alpha})_{\alpha\in B} is a basic family for a−\mathfrak{a}_-. Since θ(x−α)=xα\theta (x_{-\alpha}) =x_{\alpha} for all α\alpha (cf. Lemma 44),(xα)α∈B, (x_{\alpha})_{\alpha\in B} is a basic family for a+\mathfrak{a}_+.

3. Existence theorem

We retain the hypotheses and notation of the preceding number. Recall that if α,β∈B\alpha , \beta \in B and if α≠β\alpha \not=\beta, then n(β,α)≤0n(\beta , \alpha )\leq 0; moreover, if n(β,α)=0n(\beta , \alpha ) = 0, then n(α,β)=0n(\alpha , \beta ) = 0 (Chap. VI, §1, no. 1, formula (8)). For any pair (α,β)(\alpha , \beta ) of distinct elements of B, put

xαβ=x_{\alpha \beta}= (ad xαx_{\alpha})1−n(β,α)xβyαβ=^{1-n(\beta ,\alpha)}x_{\beta}y_{\alpha \beta}= (ad x−αx_{-\alpha})1−n(β,α)x−β^{1-n(\beta ,\alpha)}x_{-\beta}.

Then xαβ∈a+,yαβ∈a−x_{\alpha \beta}\in \mathfrak{a}_+, y_{\alpha \beta}\in \mathfrak{a}_-. If θ\theta denotes the canonical automorphism of a\mathfrak{a}, θ(xαβ)=yαβ\theta (x_{\alpha \beta}) =y_{\alpha \beta}.

Lemma 6 0113

Let α,β∈B\alpha , \beta \in B with α≠β\alpha \not=\beta. Then

[a+,yαβ]=0[a−,xαβ]=0 [\mathfrak{a}_+, y_{\alpha \beta}] = 0[\mathfrak{a}_-, x_{\alpha \beta}] = 0

The second formula follows from the first by using the automorphism θ\theta. To prove the first, it suffices to show that [xγ,yαβ]=0[x_{\gamma}, y_{\alpha \beta}] = 0 for all γ∈B\gamma \in B. We distinguish three cases.

Case 1:γ≠α:\gamma \not=\alpha and γ≠β\gamma \not=\beta. In this case, xγx_{\gamma} commutes with x−αx_{-\alpha} and x−βx_{-\beta}, and hence with yαβy_{\alpha \beta}.

Case 2:γ=β:\gamma =\beta. In this case, xγx_{\gamma} commutes with x−αx_{-\alpha}, so

[xγ,yαβ]=[x_{\gamma}, y_{\alpha \beta}] = (ad x−αx_{-\alpha})1−n(β,α)[xγ,x−β]^{1-n(\beta ,\alpha)}[x_{\gamma}, x_{-\beta}]

=−=-(ad x−αx_{-\alpha})1−n(β,α)hβ=−n(α,β^{1-n(\beta ,\alpha)}h_{\beta}=-n(\alpha , \beta)(ad x−αx_{-\alpha})−n(β,α)x−α^{-n(\beta ,\alpha)}x_{-\alpha}.

If n(β,α)<0n(\beta , \alpha )<0, this expression is zero since (ad x−αx_{-\alpha}).x−α=0.x_{-\alpha}= 0. If n(β,α)=0n(\beta , \alpha ) = 0, then n(α,β)=0n(\alpha , \beta ) = 0. In both cases, [xγ,yαβ]=0[x_{\gamma}, y_{\alpha \beta}] = 0.

Case 3:γ=α:\gamma =\alpha. In the algebra of endomorphisms of a\mathfrak{a}, [[-ad hαh_{\alpha}, ad x−α]=2x_{-\alpha}] = 2 ad x−αx_{-\alpha}

and [ad xαx_{\alpha}, ad x−α]=x_{-\alpha}] =-ad hαh_{\alpha}; thus, by §1, Lemma 1,

[ad xαx_{\alpha}, (ad x−αx_{-\alpha})1−n(β,α)]=(1−n(β,α^{1-n(\beta ,\alpha)}] = (1-n(\beta , \alpha))(ad x−αx_{-\alpha})−n(β,α)(^{-n(\beta ,\alpha)}(-ad hα−n(β,α))h_{\alpha}-n(\beta , \alpha )).

Consequently,

[xγ,yαβ]=[x_{\gamma}, y_{\alpha \beta}] = [ad xαx_{\alpha}, (ad x−αx_{-\alpha})1−n(β,α)]x−β+^{1-n(\beta ,\alpha)}]x_{-\beta}+ (ad x−αx_{-\alpha})1−n(β,α)^{1-n(\beta ,\alpha)}(ad xαx_{\alpha})x−βx_{-\beta}

=−(1−n(β,α=-(1-n(\beta , \alpha))(ad x−αx_{-\alpha})−n(β,α)^{-n(\beta ,\alpha)}(ad hα+n(β,α)h_{\alpha}+n(\beta , \alpha ))x−βx_{-\beta}

+ (ad x−αx_{-\alpha})1−n(β,α)^{1-n(\beta ,\alpha)}(ad xαx_{\alpha})x−βx_{-\beta}.

Now [hα,x−β]+n(β,α)x−β=0[h_{\alpha}, x_{-\beta}] +n(\beta , \alpha )x_{-\beta}= 0 and [xα,x−β]=0[x_{\alpha}, x_{-\beta}] = 0, so [xγ,yαβ]=0[x_{\gamma}, y_{\alpha \beta}] = 0.

Lemma 7 0114

The ideal n\mathfrak{n} of a+\mathfrak{a}_+ generated by the xαβ(α,β∈B,α≠β)x_{\alpha \beta}(\alpha , \beta \in B, \alpha \not=\beta ) is an ideal of a\mathfrak{a}. The ideal of a−\mathfrak{a}_- generated by the yαβ(α,β∈B,α≠β)y_{\alpha \beta}(\alpha , \beta \in B, \alpha \not=\beta ) is an ideal of a\mathfrak{a} and is equal to θ(n)\theta (\mathfrak{n}).

Let n′=∑α,β∈B,α≠βkxαβ\mathfrak{n}'=\sum_{\alpha ,\beta\in B,\alpha\not=\beta}kx_{\alpha \beta}. Since each xαβx_{\alpha \beta} is homogeneous in a,[a0,n′]⊂n′\mathfrak{a}, [\mathfrak{a}^0,\mathfrak{n}']\subset \mathfrak{n}'

(Lemma 5 and Prop. 2). Let U (resp. V) be the enveloping algebra of a\mathfrak{a} (resp. a+\mathfrak{a}_+), and σ\sigma the representation of U on a\mathfrak{a} defined by the adjoint representation of a\mathfrak{a}. The ideal of a\mathfrak{a} generated by n′\mathfrak{n}' is σ(U)n′\sigma (U)\mathfrak{n}'. Now a=a++a0+a−\mathfrak{a}=\mathfrak{a}_++\mathfrak{a}^0+\mathfrak{a}_- (Prop. 22),σ(a−)n′=0,\sigma (\mathfrak{a}_-)\mathfrak{n}'= 0 (Lemma 6), and σ(a0)n′⊂n′\sigma (\mathfrak{a}^0)\mathfrak{n}'\subset \mathfrak{n}' by the preceding. By the Poincaré-Birkhoff-Witt theorem, σ(U)n′=σ(V)n′\sigma (U)\mathfrak{n}'=\sigma (V)\mathfrak{n}', which proves the first assertion of the lemma. It follows that the ideal of θ(a+)=a−\theta (\mathfrak{a}_+) =\mathfrak{a}_- generated by the θ(xαβ)=yαβ(α,β∈B,α≠β)\theta (x_{\alpha \beta}) =y_{\alpha \beta}(\alpha , \beta \in B, \alpha \not=\beta ) is the ideal θ(n)\theta (\mathfrak{n}) of a\mathfrak{a}. Q.E.D.

The ideal n+θ(n)\mathfrak{n}+\theta (\mathfrak{n}) of a\mathfrak{a} is graded since it is generated by homogeneous elements. Consequently, the Lie algebra a/(n+θ(n))\mathfrak{a}/(\mathfrak{n}+\theta (\mathfrak{n})) is a Q-graded Lie algebra; in the remainder of this paragraph, it is denoted by gB\mathfrak{g}_B, or simply by g\mathfrak{g}. By Prop. 2, if gμ≠0\mathfrak{g}^\mu\not= 0 then μ∈Q+\mu\in Q_+, or μ∈Q−\mu\in Q_-, or μ=0\mu= 0. Denote by XαX_{\alpha} (resp. Hα,X−αH_{\alpha}, X_{-\alpha}) the canonical image of xαx_{\alpha} (resp. hα,x−αh_{\alpha}, x_{-\alpha}) in g\mathfrak{g}. In view of the definition of a,n\mathfrak{a},\mathfrak{n} and θ(n)\theta (\mathfrak{n}), it follows that g\mathfrak{g} is the Lie algebra defined by the generating family ((Xα,Hα,X−α))α∈B((X_{\alpha}, H_{\alpha}, X_{-\alpha}))_{\alpha\in B} and the relations

[Hα,Hβ]=0(16) [H_{\alpha}, H_{\beta}] = 0 \tag{16}
[Hα,Xβ]−n(β,α)Xβ=0(17) [H_{\alpha}, X_{\beta}]-n(\beta , \alpha )X_{\beta}= 0 \tag{17}
[Hα,X−β]+n(β,α)X−β=0(18) [H_{\alpha}, X_{-\beta}] +n(\beta , \alpha )X_{-\beta}= 0 \tag{18}
[Xα,X−α]+Hα=0(19) [X_{\alpha}, X_{-\alpha}] +H_{\alpha}= 0 \tag{19}
[Xα,X−β]=0(α≠β)(20) [X_{\alpha}, X_{-\beta}] = 0(\alpha \not=\beta ) \tag{20}

(ad XαX_{\alpha})1−n(β,α)Xβ=0(α≠β)^{1-n(\beta ,\alpha)}X_{\beta}= 0(\alpha \not=\beta ) (21)

(ad X−αX_{-\alpha})1−n(β,α)X−β=0(α≠β)^{1-n(\beta ,\alpha)}X_{-\beta}= 0(\alpha \not=\beta ). (22)

Let z∈gz\in \mathfrak{g} and μ∈Q\mu\in Q. Then z∈gμz\in \mathfrak{g}^\mu if and only if [Hα,z]=⟨μ,α∨⟩z[H_{\alpha}, z] =\langle \mu, \alpha^{\vee}\rangle z for all α∈B\alpha \in B. This follows from Lemma 5.

Since a0∩(n+θ(n))=0\mathfrak{a}^0\cap (\mathfrak{n}+\theta (\mathfrak{n})) = 0, the canonical map from a0\mathfrak{a}^0 to g0\mathfrak{g}^0 is an isomorphism. Consequently, (Hα)α∈B(H_{\alpha})_{\alpha\in B} is a basis of the vector space g0\mathfrak{g}^0. The commutative subalgebra g0\mathfrak{g}^0 of gB\mathfrak{g}_B will be denoted by hB\mathfrak{h}_B or simply by h\mathfrak{h}. There exists a unique isomorphism μ→μB\mu \rightarrow \mu_B from V to h∗\mathfrak{h}^* such that ⟨μB,Hα⟩=⟨μ,α∨⟩\langle \mu_B, H_{\alpha}\rangle =\langle \mu, \alpha^{\vee}\rangle for all μ∈V\mu\in V and all α∈B\alpha \in B.

The involutive automorphism θ\theta of a\mathfrak{a} defines by passage to the quotient an involutive automorphism of g\mathfrak{g} that will also be denoted by θ\theta. We have θ(Xα)=X−α\theta (X_{\alpha}) =X_{-\alpha} for α∈B∪(−B)\alpha \in B\cup (-B), and θ(Hα)=−Hα\theta (H_{\alpha}) =-H_{\alpha}.

Theorem 1 0115

Let R be a reduced root system, B a basis of R. Let g\mathfrak{g} be the Lie algebra defined by the generating family ((Xα,Hα,X−α))α∈B((X_{\alpha}, H_{\alpha}, X_{-\alpha}))_{\alpha\in B} and the relations (16) to (22). Let h=∑α∈BkHα\mathfrak{h}=\sum_{\alpha\in B}kH_{\alpha}. Then (g,h)(\mathfrak{g},\mathfrak{h}) is a split semi-simple Lie algebra. The isomorphism μ→μB\mu \rightarrow \mu_B from V to h∗\mathfrak{h}^* maps R to the root system of (g,h)(\mathfrak{g},\mathfrak{h}). For all μ∈R,gμ\mu\in R,\mathfrak{g}^\mu is the eigenspace relative to the root μ\mu.

The proof follows that of Lemmas 8, 9, 10, 11.

Lemma 8 0116

Let α∈B∪(−B)\alpha \in B\cup (-B). Then ad XαX_{\alpha} is locally nilpotent.1^1

Assume that α∈B\alpha \in B. Let g′\mathfrak{g}' be the set of z∈gz\in \mathfrak{g} such that (ad XαX_{\alpha})pz=0^pz= 0 for sufficiently large pp. Since ad XαX_{\alpha} is a derivation of g,g′\mathfrak{g},\mathfrak{g}' is a subalgebra of g\mathfrak{g}. By (21), Xβ∈g′X_{\beta}\in \mathfrak{g}' for all β∈B\beta \in B. By (17), (19), (20), Hβ∈g′H_{\beta}\in \mathfrak{g}' and X−β∈g′X_{-\beta}\in \mathfrak{g}' for all β∈B\beta \in B. Hence g′=g\mathfrak{g}'=\mathfrak{g} and ad XαX_{\alpha} is locally nilpotent. Since ad X−α=θX_{-\alpha}=\theta(ad XαX_{\alpha})θ−1\theta^{-1}, we see that ad X−αX_{-\alpha} is locally nilpotent.

We shall see that g\mathfrak{g} is finite dimensional, so that ad XαX_{\alpha} is actually nilpotent.

Lemma 9 0117

Let μ,ν∈Q\mu, \nu \in Q and w∈W(R)w\in W(R) be such that wμ=νw\mu=\nu. There exists an automorphism of g\mathfrak{g} that takes gμ\mathfrak{g}^\mu to gν\mathfrak{g}^{\nu}.

For all α∈B\alpha \in B, let sαs_{\alpha} be the reflection in V defined by α\alpha. Since W(R) is generated by the sαs_{\alpha} (Chap. VI, §1, no. 5, Remark 1), it suffices to prove the lemma when w=sαw=s_{\alpha}. In view of Lemma 8, we can define

θα=eadXαeadX−αeadXα \theta_{\alpha}=e^{adX_{\alpha}}e^{adX_{-\alpha}}e^{adX_{\alpha}}

It is verified as in Chap. I, §6, no. 8, that θα\theta_{\alpha} is an automorphism of g\mathfrak{g}. We have

1^1 An endomorphism uu of a vector space V is called locally nilpotent (or almost

nilpotent) if, for every v∈Vv\in V, there exists a positive integer nn such that un(v)=0u^n(v) = 0

(cf. Commutative Algebra, Chap. IV, §1, no. 4, Def. 2). Then exp(uu), or eue^u, is

defined by the formula eu(v)=∑n≥0(1/ne^u(v) =\sum_{n\geq 0}(1/n!)un(v)u^n(v) for all v∈Vv\in V. θα(Hα)=eadXαeadX−α(Hβ−n(α,β)Xα)\theta_{\alpha}(H_{\alpha}) =e^{adX_{\alpha}}e^{adX_{-\alpha}}(H_{\beta}-n(\alpha , \beta )X_{\alpha})

=eadXα(Hβ−n(α,β)Xα+n(α,β)X−α−n(α,β)Hα−n(α,β)22X−α) =e^{adX_{\alpha}}(H_{\beta}-n(\alpha , \beta )X_{\alpha}+n(\alpha , \beta )X_{-\alpha}-n(\alpha , \beta )H_{\alpha}-\frac{n(\alpha , \beta)}{2}2X_{-\alpha})
=eadXα(Hβ−n(α,β)Hα−n(α,β)Xα) =e^{adX_{\alpha}}(H_{\beta}-n(\alpha , \beta )H_{\alpha}-n(\alpha , \beta )X_{\alpha})
=Hβ−n(α,β)Hα−n(α,β)Xα−n(α,β)Xα−n(α,β)(−2Xα) =H_{\beta}-n(\alpha , \beta )H_{\alpha}-n(\alpha , \beta )X_{\alpha}-n(\alpha , \beta )X_{\alpha}-n(\alpha , \beta )(-2X_{\alpha})
=Hβ−n(α,β)Hα =H_{\beta}-n(\alpha , \beta )H_{\alpha}

If z∈gμz\in \mathfrak{g}^\mu,

[Hβ,θα−1z]=θα−1[Hβ−n(α,β)Hα,z] [H_{\beta}, \theta_{\alpha}^{-1}z] =\theta_{\alpha}^{-1}[H_{\beta}-n(\alpha , \beta )H_{\alpha}, z]
=θα−1(⟨μ,β∨⟩z−n(α,β)⟨μ,α∨⟩z) =\theta_{\alpha}^{-1}(\langle \mu, \beta^{\vee}\rangle z-n(\alpha , \beta )\langle \mu, \alpha^{\vee}\rangle z)
=⟨μ−⟨α∨,μ⟩α,β∨⟩θα−1z=⟨sαμ,β∨⟩θα−1z =\langle \mu- \langle \alpha^{\vee}, \mu\rangle \alpha , \beta^{\vee}\rangle \theta^{-1}_{\alpha}z=\langle s_{\alpha}\mu, \beta^{\vee}\rangle \theta^{-1}_{\alpha}z

so θα−1z∈gsαμ\theta_{\alpha}^{-1}z\in \mathfrak{g}^{s_{\alpha}\mu}. This shows that θα−1gμ⊂gsαμ\theta^{-1}_{\alpha}\mathfrak{g}^\mu\subset \mathfrak{g}^{s_{\alpha}\mu}. Since θα\theta_{\alpha} is an automorphism and since this inclusion holds for all μ∈Q\mu\in Q, we see that θα−1gμ=gsαμ\theta_{\alpha}^{-1}\mathfrak{g}^\mu=\mathfrak{g}^{s_{\alpha}\mu}, which proves the lemma.

Lemma 10 0118

Let μ∈Q\mu\in Q, and assume that μ\mu is not a multiple of a root. There exists w∈W(R)w\in W(R) such that certain of the coordinates of wμw\mu with respect to the basis B are >0>0 and certain of them are <0<0.

Let VRV_{\mathbf{R}} be the vector space Q⊗ZRQ\otimes_{\mathbf{Z}}\mathbf{R}, in which R is a root system. By the assumption, there exists f∈VR∗f\in V^*_{\mathbf{R}} such that ⟨f,α⟩≠0\langle f, \alpha \rangle \not= 0 for all α∈R\alpha \in R, and ⟨f,μ⟩=0\langle f, \mu\rangle = 0. There exists a chamber C of R∨R^{\vee} such that f∈Cf\in C. By Chap. VI, §1, no. 5, Th. 2 (i), there exists w∈W(R)w\in W(R) such that wfwf belongs to the chamber associated to B, in other words such that ⟨wf,α⟩>0\langle wf, \alpha \rangle >0 for all α∈B\alpha \in B. Write wμ=∑α∈Btααw\mu=\sum_{\alpha\in B}t_{\alpha}\alpha. Then

0=⟨f,μ⟩=⟨wf,wμ⟩=∑α∈Btα⟨wf,α⟩ 0 =\langle f, \mu\rangle =\langle wf, w\mu\rangle =\sum_{\alpha\in B}t_{\alpha}\langle wf, \alpha \rangle

which proves that certain tαt_{\alpha} are >0>0 and others are <0<0.

Lemma 11 0119

Let μ∈Q\mu\in Q. If μ∉R∪{0}\mu \notin R\cup \{0\}, then gμ=0\mathfrak{g}^\mu= 0. If μ∈R\mu\in R, then dimgμ=1\mathfrak{g}^\mu= 1.

1) If μ\mu is not a multiple of an element of R, there exists w∈Ww\in W such that wμ∉Q+∪Q−w\mu \notin Q_+\cup Q_- (Lemma 10), so awμ=0,gwμ=0\mathfrak{a}^{w\mu}= 0,\mathfrak{g}^{w\mu}= 0, and hence gμ=0\mathfrak{g}^\mu= 0 (Lemma 9).

2) Let α∈B\alpha \in B and let mm be an integer. Since a+\mathfrak{a}_+ is a free Lie algebra with basic family (xα)α∈B(x_{\alpha})_{\alpha\in B}, we have dimaα=1\mathfrak{a}^{\alpha}= 1 and amα=0\mathfrak{a}^{m\alpha}= 0 for m>1m >1 (Chap. II, §2, no. 6, Prop. 4). Hence dimgα≤1\mathfrak{g}^{\alpha}\leq 1 and gmα=0\mathfrak{g}^{m\alpha}= 0 for m>1m >1. We cannot have gα=0\mathfrak{g}^{\alpha}= 0, as this would imply that xα∈n+θnx_{\alpha}\in \mathfrak{n}+\theta \mathfrak{n}, and hence that n+θn\mathfrak{n}+\theta \mathfrak{n} contains hα=−[xα,x−α]h_{\alpha}=-[x_{\alpha}, x_{-\alpha}], whereas a0∩(n+θn)=0\mathfrak{a}^0\cap (\mathfrak{n}+\theta \mathfrak{n}) = 0. Consequently, dimgα=1\mathfrak{g}^{\alpha}= 1.

3) If μ∈R\mu\in R, there exists w∈W(R)w\in W(R) such that w(μ)∈Bw(\mu)\in B (Chap. VI, §1, no. 5, Prop. 15), so dim gμ=\mathfrak{g}^\mu= dim gwμ=1\mathfrak{g}^{w\mu}= 1. Moreover, if nn is an integer >1>1 then gnw(μ)=0\mathfrak{g}^{nw(\mu)}= 0 and so gnμ=0\mathfrak{g}^{n\mu}= 0.

Proof of Theorem 1.

Since dimg0=\mathfrak{g}^0= Card B, it follows from Lemma 11 that g\mathfrak{g} is of finite dimension equal to Card B + Card R. We show that g\mathfrak{g} is semi-simple. Let k\mathfrak{k} be a commutative ideal of g\mathfrak{g}. Since k\mathfrak{k} is stable under ad(h\mathfrak{h}),k=(k∩h)+∑μ∈R(k∩gμ),\mathfrak{k}= (\mathfrak{k}\cap \mathfrak{h}) +\sum_{\mu\in R}(\mathfrak{k}\cap \mathfrak{g}^\mu).

It is clear that, for all α∈B,gα+g−α+kHα\alpha \in B,\mathfrak{g}^{\alpha}+\mathfrak{g}^{-\alpha}+kH_{\alpha} is isomorphic to sl(2,k)\mathfrak{s}\mathfrak{l}(2, k). In view of Lemma 9, for all μ∈R,gμ\mu\in R,\mathfrak{g}^\mu is contained in a subalgebra of g\mathfrak{g} isomorphic to sl(2,k)\mathfrak{s}\mathfrak{l}(2, k); consequently, k∩gμ=0\mathfrak{k}\cap \mathfrak{g}^\mu= 0, so k⊂h\mathfrak{k}\subset \mathfrak{h}; hence

[k,gμ]⊂k∩gμ=0 [\mathfrak{k},\mathfrak{g}^\mu]\subset \mathfrak{k}\cap \mathfrak{g}^\mu= 0

so μB(k)=0\mu_B(\mathfrak{k}) = 0 for all μ∈R\mu\in R. It follows that k=0\mathfrak{k}= 0, which proves that g\mathfrak{g} is semi-simple.

Let μ∈R\mu\in R. There exists α∈B\alpha \in B such that ⟨μ,α∨⟩≠0\langle \mu, \alpha^{\vee}\rangle \not= 0, and (ad HαH_{\alpha})∣gμ|\mathfrak{g}^\mu is then a non-zero homothety. Consequently, h\mathfrak{h} is equal to its own normalizer in g\mathfrak{g}, and hence is a Cartan subalgebra of g\mathfrak{g}. For all u∈hu\in \mathfrak{h}, ad uu is diagonalizable, so (g,h)(\mathfrak{g},\mathfrak{h}) is a split semi-simple Lie algebra.

For all μ∈R\mu\in R, it is clear that μB\mu_B is a root of (g,h)(\mathfrak{g},\mathfrak{h}) and that gμ\mathfrak{g}^\mu is the corresponding eigenspace. The number of roots of (g,h)(\mathfrak{g},\mathfrak{h}) is dimg−\mathfrak{g}- dim h=\mathfrak{h}= Card R. Hence, the map μ→μB\mu \rightarrow \mu_B from V to h∗\mathfrak{h}^* maps R to the root system of (g,h)(\mathfrak{g},\mathfrak{h}).

4. Uniqueness theorem

Proposition 4 011A

Let (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) be a framed semi-simple Lie algebra. Let (n(α,β))α,β∈B(n(\alpha , \beta ))_{\alpha ,\beta\in B} and (Xα)α∈B∪(−B)(X_{\alpha})_{\alpha\in B\cup(-B)} be the corresponding Cartan matrix and generating family.

(i) The family ((Xα,Hα,X−α))α∈B((X_{\alpha}, H_{\alpha}, X_{-\alpha}))_{\alpha\in B} and the relations (16) to (22) of no. 3 constitute a presentation of g\mathfrak{g}.

(ii) The family (Xα)α∈B(X_{\alpha})_{\alpha\in B} and the relations (21) of no. 3 constitute a presentation of the subalgebra of g\mathfrak{g} generated by (Xα)α∈B(X_{\alpha})_{\alpha\in B}.

Let R be the root system of (g,h)(\mathfrak{g},\mathfrak{h}). Applying to R and B the constructions of nos. 2 and 3, we obtain objects that we shall denote by a′,g′,Xα′,Hα′,..\mathfrak{a}',\mathfrak{g}', X'_{\alpha}, H'_{\alpha}, . .. instead of a,g,Xα,Hα,..\mathfrak{a},\mathfrak{g}, X_{\alpha}, H_{\alpha}, . ...

There exists a homomorphism φ\varphi from the Lie algebra g′\mathfrak{g}' to the Lie algebra g\mathfrak{g} such that φ(Xα′)=Xα,φ(Hα′)=Hα,φ(X−α′)=X−α\varphi (X'_{\alpha}) =X_{\alpha},\varphi (H'_{\alpha}) =H_{\alpha},\varphi (X'_{-\alpha}) =X_{-\alpha} for all α∈B\alpha \in B (Prop. 1). Since dim g′\mathfrak{g}' = Card R + Card B = dimg,φ\mathfrak{g},\varphi is bijective. This proves (i).

The subalgebra of g′=a′/(n′⊕θ′n′)=(a+′⊕a′0⊕a−′)/(n′⊕θ′n′)\mathfrak{g}'=\mathfrak{a}'/(\mathfrak{n}'\oplus \theta '\mathfrak{n}') = (\mathfrak{a}'_+\oplus {\mathfrak{a}'}^0\oplus \mathfrak{a}'_-)/(\mathfrak{n}'\oplus \theta '\mathfrak{n}') generated by (Xα′)α∈B(X'_{\alpha})_{\alpha\in B} can be identified with a+′/n′\mathfrak{a}'_+/\mathfrak{n}'. In view of Prop. 3 and the definition of n′\mathfrak{n}', this proves (ii).

Corollary 011B

Every framed semi-simple Lie algebra is obtained from a framed semi-simple Q\mathbf{Q}-Lie algebra by extension of scalars from Q\mathbf{Q} to kk.

This follows immediately from the proposition.

Theorem 2 011C

Let (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) and (g′,h′,B′,(Xα′)α∈B′)(\mathfrak{g}',\mathfrak{h}',B',(X'_{\alpha})_{\alpha\in B'}) be framed semi-simple Lie algebras, let R and R′R' be the root systems of (g,h)(\mathfrak{g},\mathfrak{h}) and (g′,h′)(\mathfrak{g}',\mathfrak{h}'), let (n(α,β))α,β∈B(n(\alpha , \beta ))_{\alpha ,\beta\in B} (resp. (n′(α,β))α,β∈B′(n'(\alpha , \beta ))_{\alpha ,\beta\in B'}) be the Cartan matrix of R (resp. R′R') relative to B (resp. B′B'), and let Δ\Delta (resp. Δ′\Delta ') be the Dynkin graph of R (resp. R′R') relative to B (resp. B′B').

(i) If φ\varphi is an isomorphism from h∗\mathfrak{h}^* to h′∗\mathfrak{h}^{'*} such that φ(R)=R′\varphi (R) = R' and φ(B)=B′\varphi (B) = B', there exists a unique isomorphism ψ\psi from (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) to (g′,h′,B′,(Xα′)α∈B′)(\mathfrak{g}',\mathfrak{h}',B',(X'_{\alpha})_{\alpha\in B'}) such that ψ∣h=tφ−1\psi |\mathfrak{h}=^t\varphi^{-1}.

(ii) If ff is a bijection from B to B′B' such that n′(f(α),f(β))=n(α,β)n'(f(\alpha ), f(\beta )) =n(\alpha , \beta ) for all α,β∈\alpha , \beta \in B, there exists an isomorphism from (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) to (g′,h′,B′,(Xα′)α∈B′)(\mathfrak{g}',\mathfrak{h}',B',(X'_{\alpha})_{\alpha\in B'}).

(iii) If there exists an isomorphism from Δ\Delta to Δ′\Delta ', there exists an isomorphism from (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) to (g′,h′,B′,(Xα′)α∈B′)(\mathfrak{g}',\mathfrak{h}',B',(X'_{\alpha})_{\alpha\in B'}).

This follows immediately from Prop. 4 (i) (making use of Chap. VI, §4, no. 2, Prop. 1 for part (iii)).

Scholium 011D

To any splittable semi-simple Lie algebra g\mathfrak{g} is associated a Dynkin graph, which determines g\mathfrak{g} up to isomorphism (Th. 2 (iii)). This graph is non-empty and connected if and only if g\mathfrak{g} is simple (§3, no. 2, Cor. 1 of Prop. 6). By Th. 1 of no. 3, and Chap. VI, §4, no. 2, Th. 3, the splittable simple Lie algebras are the algebras of type Al(l≥1),Bl(l≥2),Cl(l≥3),Dl(l≥4)A_l(l\geq 1), B_l(l\geq 2), C_l(l\geq 3), D_l(l\geq 4), E6,E7,E8,F4,G2E_6, E_7, E_8, F_4, G_2. No two algebras in this list are isomorphic.

Proposition 5 011E

Let (g,h,B,(Xα)α∈B)(\mathfrak{g},\mathfrak{h},B,(X_{\alpha})_{\alpha\in B}) be a framed semi-simple Lie algebra, and (Xα)α∈B∪(−B)(X_{\alpha})_{\alpha\in B\cup(-B)} the corresponding generating family. There exists a unique automorphism θ\theta of g\mathfrak{g} such that θ(Xα)=X−α\theta (X_{\alpha}) =X_{-\alpha} for all α∈B∪(−B)\alpha \in B\cup (-B). We have θ2=\theta^2= Idg_{\mathfrak{g}}, and θ(h)=−h\theta (h) =-h for all h∈hh\in \mathfrak{h}.

The uniqueness is clear since (Xα)α∈B∪(−B)(X_{\alpha})_{\alpha\in B\cup(-B)} generates the Lie algebra g\mathfrak{g}. In view of Prop. 4, the existence of θ\theta follows from what we said in no. 3 before Th. 1.

Corollary 011F

Let (g,h)(\mathfrak{g},\mathfrak{h}) be a split semi-simple Lie algebra. Then (g,h)(\mathfrak{g},\mathfrak{h}) possesses a Chevalley system (§2, no. 4, Def. 3).

Let R be the root system of (g,h)(\mathfrak{g},\mathfrak{h}). For all α∈R\alpha \in R, let XαX_{\alpha} be a non-zero element of gα\mathfrak{g}^{\alpha}. Assume that the XαX_{\alpha} are chosen so that [Xα,X−α]=−Hα[X_{\alpha}, X_{-\alpha}] =-H_{\alpha} for all α∈R(\alpha \in R (§2, no. 4, Lemma 2). Let B be a basis of R and θ\theta the automorphism of g\mathfrak{g} such that θ(Xα)=X−α\theta (X_{\alpha}) =X_{-\alpha} for all α∈B∪(−B)\alpha \in B\cup (-B). We have θ∣h=−\theta |\mathfrak{h}=-Idh_{\mathfrak{h}}. Hence, for all α∈R\alpha \in R there exists tα∈k∗t_{\alpha}\in k^* such that θXα=tαX−α\theta X_{\alpha}=t_{\alpha}X_{-\alpha}. We have

tαt−αHα=[tαX−α,t−αXα]=[θXα,θX−α]=θ([Xα,X−α]) t_{\alpha}t_{-\alpha}H_{\alpha}= [t_{\alpha}X_{-\alpha}, t_{-\alpha}X_{\alpha}] = [\theta X_{\alpha}, \theta X_{-\alpha}] =\theta ([X_{\alpha}, X_{-\alpha}])
=θ(−Hα)=Hα =\theta (-H_{\alpha}) =H_{\alpha}

so tαt−α=1t_{\alpha}t_{-\alpha}= 1 for all α∈R\alpha \in R. Introduce the NαβN_{\alpha \beta} as in §2, no. 4. If α,β,α+β∈R\alpha , \beta , \alpha +\beta \in R,

N−α,−βtαtβX−α−β=tαtβ[X−α,X−β]=[θXα,θXβ]=θ([Xα,Xβ]) N_{-\alpha ,-\beta}t_{\alpha}t_{\beta}X_{-\alpha-\beta}=t_{\alpha}t_{\beta}[X_{-\alpha}, X_{-\beta}] = [\theta X_{\alpha}, \theta X_{\beta}] =\theta ([X_{\alpha}, X_{\beta}])
=NαβθXα+β=Nαβtα+βX−α−β = N_{\alpha \beta}\theta X_{\alpha+\beta}= N_{\alpha \beta}t_{\alpha+\beta}X_{-\alpha-\beta}

so, in view of §2, no. 4, Lemma 4,

(q+1)2tαtβ=Nαβ2tα+β (q+ 1)^2t_{\alpha}t_{\beta}= N^2_{\alpha \beta}t_{\alpha+\beta}

where qq is an integer. It follows that if tαt_{\alpha} and tβt_{\beta} are squares in k∗k^*, so is tα+βt_{\alpha+\beta}. Since tα=1t_{\alpha}= 1 for all α∈B\alpha \in B, Prop. 19 of Chap. VI, §1, no. 6, proves that tαt_{\alpha} is a square for all α∈R\alpha \in R. Choose, for all α∈R\alpha \in R, a uα∈ku_{\alpha}\in k such that uα2=tαu^2_{\alpha}=t_{\alpha}. This choice can be made so that uαu−α=1u_{\alpha}u_{-\alpha}= 1 for all α∈R\alpha \in R. Put Xα′=uα−1XαX'_{\alpha}=u^{-1}_{\alpha}X_{\alpha}. Then, for all α∈R\alpha \in R,

Xα′∈gα,[Xα′,X−α′]=[Xα,X−α]=−Hα X'_{\alpha}\in \mathfrak{g}^{\alpha},[X'_{\alpha}, X'_{-\alpha}] = [X_{\alpha}, X_{-\alpha}] =-H_{\alpha}

and θ(Xα′)=θ(uα−1Xα)=uα−1tαX−α=uαX−α=uαu−αX−α′=X−α′\theta (X'_{\alpha}) =\theta (u^{-1}_{\alpha}X_{\alpha}) =u^{-1}_{\alpha}t_{\alpha}X_{-\alpha}=u_{\alpha}X_{-\alpha}=u_{\alpha}u_{-\alpha}X'_{-\alpha}=X'_{-\alpha}, so that (Xα′)α∈R(X'_{\alpha})_{\alpha\in R} is a Chevalley system of (g,h)(\mathfrak{g},\mathfrak{h}).

Exercises

The Lie algebras considered in this paragraph are not necessarily finite dimensional.

See the exercises for § 4.

Transcribed from the printed volume. Not translated.