Bourbaki

§ 3. Subalgebras of split semi-simple Lie algebras

In this paragraph, we denote by (g,h)(\mathfrak{g},\mathfrak{h}) a split semi-simple Lie algebra, and by R its root system.

1. Subalgebras stable under ad h\mathfrak{h}

Lemma 1 00ZO

Let V be a vector subspace of g\mathfrak{g} and R(V) the set of α∈R\alpha \in R such that gα⊂V\mathfrak{g}^{\alpha}\subset V. Then, (V∩h)+∑α∈R(V)gα(V\cap \mathfrak{h}) +\sum_{\alpha\in R(V)}\mathfrak{g}^{\alpha} is the largest vector subspace of V stable under ad h\mathfrak{h}.

A vector subspace W of V is stable under ad h\mathfrak{h} if and only if

W=(W∩h)+∑α∈R(W∩gα) W = (W\cap \mathfrak{h}) +\sum_{\alpha\in R}(W\cap \mathfrak{g}^{\alpha})

(Algebra, Chap. VII, §2, no. 2, Cor. 1 of Th. 1). The largest vector subspace of V stable under ad h\mathfrak{h} is thus (V∩h)+∑α∈R(V∩gα)(V\cap \mathfrak{h}) +\sum_{\alpha\in R}(V\cap \mathfrak{g}^{\alpha}). But V∩gα=gαV\cap \mathfrak{g}^{\alpha}=\mathfrak{g}^{\alpha} for α∈R(V)\alpha \in R(V), and V∩gα=0V\cap \mathfrak{g}^{\alpha}= 0 for α∉R(V)\alpha \notin R(V) since dim gα=1\mathfrak{g}^{\alpha}= 1. Q.E.D.

For any subset P of R, put

gP=∑α∈PgαhP=∑α∈Phα \mathfrak{g}^P=\sum_{\alpha\in P}\mathfrak{g}^{\alpha}\mathfrak{h}_P=\sum_{\alpha\in P}\mathfrak{h}_{\alpha}

If P⊂RP\subset R and Q⊂RQ\subset R, we clearly have

[h,gP]⊂gP(1) [\mathfrak{h},\mathfrak{g}^P]\subset \mathfrak{g}^P \tag{1}
[gP,gQ]=g(P+Q)∩R+hP∩(−Q)(2) [\mathfrak{g}^P,\mathfrak{g}^Q] =\mathfrak{g}^{(P+Q)\cap R}+\mathfrak{h}_{P\cap(-Q)} \tag{2}

Recall (Chap. VI, §1, no. 7, Def. 4) that a subset P of R is said to be closed if the conditions α∈P,β∈P,α+β∈R\alpha \in P, \beta \in P, \alpha +\beta \in R imply α+β∈P\alpha +\beta \in P, in other words if (P+P)∩R⊂P(P + P)\cap R\subset P.

Lemma 2 00ZP

Let h′\mathfrak{h}' be a vector subspace of h\mathfrak{h} and P a subset of R. Then h′+gP\mathfrak{h}'+\mathfrak{g}^P is a subalgebra of g\mathfrak{g} if and only if P is a closed subset of R and

h′⊃hP∩(−P) \mathfrak{h}'\supset \mathfrak{h}_{P\cap(-P)}

Indeed,

[h′+gP,h′+gP]=[h′,gP]+[gP,gP]=hP∩(−P)+[h′,gP]+g(P+P)∩R [\mathfrak{h}'+\mathfrak{g}^P,\mathfrak{h}'+\mathfrak{g}^P] = [\mathfrak{h}',\mathfrak{g}^P] + [\mathfrak{g}^P,\mathfrak{g}^P] =\mathfrak{h}_{P\cap(-P)}+ [\mathfrak{h}',\mathfrak{g}^P] +\mathfrak{g}^{(P+P)\cap R}

Hence h′+gP\mathfrak{h}'+\mathfrak{g}^P is a subalgebra of g\mathfrak{g} if and only if

hP∩(−P)⊂h′\mathfrak{h}_{P\cap(-P)}\subset \mathfrak{h}' and g(P+P)∩R⊂gP\mathfrak{g}^{(P+P)\cap R}\subset \mathfrak{g}^P

which proves the lemma.

Proposition 1 00ZQ

(i) The subalgebras of g\mathfrak{g} stable under adh\mathfrak{h} are the vector subspaces of the form h′+gP\mathfrak{h}'+\mathfrak{g}^P, where P is a closed subset of R and h′\mathfrak{h}' is a vector subspace of h\mathfrak{h} containing hP∩(−P)\mathfrak{h}_{P\cap(-P)}.

(ii) Let h′,h′′\mathfrak{h}',\mathfrak{h}'' be vector subspaces of h\mathfrak{h} and P,QP,Q closed subsets of R, with h′⊃hP∩(−P),h′′⊂h′\mathfrak{h}'\supset \mathfrak{h}_{P\cap(-P)},\mathfrak{h}''\subset \mathfrak{h}' and Q⊂PQ\subset P. Then h′′+gQ\mathfrak{h}''+\mathfrak{g}^Q is an ideal of h′+gP\mathfrak{h}'+\mathfrak{g}^P if and only if

(P+Q)∩R⊂Q(P + Q)\cap R\subset Q and hP∩(−Q)⊂h′′⊂⋂α∈P,α∉Q\mathfrak{h}_{P\cap(-Q)}\subset \mathfrak{h}''\subset \bigcap_{\alpha\in P,\alpha \notin Q} Ker α\alpha.

Assertion (i) follows immediately from Lemmas 1 and 2. Let h′,h′′,P,Q\mathfrak{h}',\mathfrak{h}'',P,Q be as in (ii). Then

[h′+gP,h′′+gQ]=hP∩(−Q)+[h′,gQ]+[h′′,gP]+g(P+Q)∩R [\mathfrak{h}'+\mathfrak{g}^P,\mathfrak{h}''+\mathfrak{g}^Q] =\mathfrak{h}_{P\cap(-Q)}+ [\mathfrak{h}',\mathfrak{g}^Q] + [\mathfrak{h}'',\mathfrak{g}^P] +\mathfrak{g}^{(P+Q)\cap R}

Hence, h′′+gQ\mathfrak{h}''+\mathfrak{g}^Q is an ideal of h′+gP\mathfrak{h}'+\mathfrak{g}^P if and only if

hP∩(−Q)⊂h′′,[h′′,gP]⊂gQ,g(P+Q)∩R⊂gQ \mathfrak{h}_{P\cap(-Q)}\subset \mathfrak{h}'',[\mathfrak{h}'',\mathfrak{g}^P]\subset \mathfrak{g}^Q,\mathfrak{g}^{(P+Q)\cap R}\subset \mathfrak{g}^Q

This implies (ii).

Proposition 2 00ZR

Let a\mathfrak{a} be a subalgebra of g\mathfrak{g} stable under adh\mathfrak{h}, and let h′⊂h\mathfrak{h}'\subset \mathfrak{h}, P⊂RP\subset R be such that a=h′+gP\mathfrak{a}=\mathfrak{h}'+\mathfrak{g}^P.

(i) Let k\mathfrak{k} be the set of x∈h′x\in \mathfrak{h}' such that α(x)=0\alpha (x) = 0 for all α∈P∩(−P)\alpha \in P\cap (-P). The radical of a\mathfrak{a} is k+gQ\mathfrak{k}+\mathfrak{g}^Q, where Q is the set of α∈P\alpha \in P such that −α∉P-\alpha \notin P. Moreover, gQ\mathfrak{g}^Q is a nilpotent ideal of a\mathfrak{a}.

(ii) a\mathfrak{a} is semi-simple if and only if P=−PP =-P and h′=hP\mathfrak{h}'=\mathfrak{h}_P.

(iii) a\mathfrak{a} is solvable if and only if P∩(−P)=∅P\cap (-P) =\emptyset. In that case [a,a]=gS[\mathfrak{a},\mathfrak{a}] =\mathfrak{g}^S, where

S=((P+P)∩R)∪{α∈P∣α(h′)≠0} S = ((P + P)\cap R)\cup \{\alpha \in P|\alpha (\mathfrak{h}')\not= 0\}

(iv) a\mathfrak{a} is reductive in g\mathfrak{g} if and only if P=−PP =-P.

(v) a\mathfrak{a} consists of nilpotent elements if and only if h′=0\mathfrak{h}'= 0. Then P∩(−P)=P\cap (-P) = ∅\emptyset, and a\mathfrak{a} is nilpotent.

We prove (v). If a\mathfrak{a} consists of nilpotent elements, a\mathfrak{a} is clearly nilpotent, and h′=0\mathfrak{h}'= 0 since the elements of h\mathfrak{h} are semi-simple. Assume that h′=0\mathfrak{h}'= 0. By Prop. 1 (i), P∩(−P)=∅P\cap (-P) =\emptyset. By Chap. VI, §1, no. 7, Prop. 22, there exists a chamber C of R such that P⊂R+(C)P\subset R_+(C). Hence, there exists an integer n>0n >0 with the following properties: if α1,...,αn∈P\alpha_1, . . . , \alpha_n\in P and β∈R∪{0}\beta \in R\cup \{0\}, then

α1+⋯+αn+β∉R∪{0} \alpha_1+\cdots +\alpha_n+\beta \notin R\cup \{0\}

This implies that every element of gP\mathfrak{g}^P is nilpotent, hence (v).

We prove (iii). If P∩(−P)=∅,gPP\cap (-P) =\emptyset ,\mathfrak{g}^P is a subalgebra of g\mathfrak{g} (Prop. 1 (i)), and is nilpotent by (v). Now

[a,a]=[h′,gP]+[gP,gP]=[h′,gP]+g(P+P)∩R⊂gP [\mathfrak{a},\mathfrak{a}] = [\mathfrak{h}',\mathfrak{g}^P] + [\mathfrak{g}^P,\mathfrak{g}^P] = [\mathfrak{h}',\mathfrak{g}^P] +\mathfrak{g}^{(P+P)\cap R}\subset \mathfrak{g}^P

so a\mathfrak{a} is solvable and [a,a][\mathfrak{a},\mathfrak{a}] is given by the formula in the proposition. If P∩(−P)≠∅P\cap (-P)\not=\emptyset, let α∈P\alpha \in P be such that −α∈P-\alpha \in P. Then hα+gα+g−α\mathfrak{h}_{\alpha}+\mathfrak{g}^{\alpha}+\mathfrak{g}^{-\alpha} is a simple subalgebra of a\mathfrak{a} so a\mathfrak{a} is not solvable.

We prove (i). Since P is closed, (P+Q)∩R⊂P(P + Q)\cap R\subset P. If α∈P,β∈Q\alpha \in P, \beta \in Q and α+β∈R\alpha +\beta \in R, we cannot have α+β∈−P\alpha +\beta \in -P, for, P being closed, this would imply that −β=−(α+β)+α∈P-\beta =-(\alpha +\beta ) +\alpha \in P whereas β∈Q\beta \in Q; thus, (P+Q)∩R⊂Q(P + Q)\cap R\subset Q. This proves that gQ\mathfrak{g}^Q is an ideal of a\mathfrak{a}, nilpotent by (v). We have P∩(−Q)=∅P\cap (-Q) =\emptyset, and P∩(−P)=P∩∁QP\cap (-P) = P\cap \complement Q, so hP∩(−Q)⊂k⊂⋂α∈P,α∉Q\mathfrak{h}_{P\cap(-Q)}\subset \mathfrak{k}\subset \bigcap_{\alpha\in P,\alpha \notin Q} Kerα\alpha. By Prop. 1 (ii),

k+gQ\mathfrak{k}+\mathfrak{g}^Q is an ideal of a\mathfrak{a}. Since Q∩(−Q)=∅Q\cap (-Q) =\emptyset, this ideal is solvable by (iii). It is therefore contained in the radical r\mathfrak{r} of a\mathfrak{a}. Since r\mathfrak{r} is stable under every derivation of a,r\mathfrak{a},\mathfrak{r} is stable under ad h\mathfrak{h}. Hence there exists a subset S of P such that r=(r∩h)+gS\mathfrak{r}= (\mathfrak{r}\cap \mathfrak{h}) +\mathfrak{g}^S. Suppose that α∈S\alpha \in S and that −α∈P-\alpha \in P. Then hα=[gα,g−α]⊂r\mathfrak{h}_{\alpha}= [\mathfrak{g}^{\alpha},\mathfrak{g}^{-\alpha}]\subset \mathfrak{r}, so g−α=[hα,g−α]⊂r=0\mathfrak{g}^{-\alpha}= [\mathfrak{h}_{\alpha},\mathfrak{g}^{-\alpha}]\subset \mathfrak{r}= 0, so that −α∈S-\alpha \in S; by (iii), this contradicts the fact that r\mathfrak{r} is solvable. Consequently, S⊂QS\subset Q. Finally, if x∈r∩hx\in \mathfrak{r}\cap \mathfrak{h} and if α∈P∩(−P)\alpha \in P\cap (-P), then [x,gα]⊂gα∩r=0[x,\mathfrak{g}^{\alpha}]\subset \mathfrak{g}^{\alpha}\cap \mathfrak{r}= 0, so α(x)=0\alpha (x) = 0; this shows that x∈kx\in \mathfrak{k}. Hence r⊂k+gQ\mathfrak{r}\subset \mathfrak{k}+\mathfrak{g}^Q and the proof of (i) is complete.

We prove (iv). By (i), the adjoint representation of a\mathfrak{a} on g\mathfrak{g} is semi-simple if and only if adgx_{\mathfrak{g}}x is semi-simple for all x∈k+gQx\in \mathfrak{k}+\mathfrak{g}^Q (Chap. I, §6, no. 5, Th. 4); by (v), this is the case if and only if Q=∅Q =\emptyset, in other words P=−PP =-P.

We prove (ii). If a\mathfrak{a} is semi-simple, P=−PP =-P by (i), so hP⊂h′\mathfrak{h}_P\subset \mathfrak{h}'; further, a=[a,a]⊂hP+gP\mathfrak{a}= [\mathfrak{a},\mathfrak{a}]\subset \mathfrak{h}_P+\mathfrak{g}^P and consequently h′=hP\mathfrak{h}'=\mathfrak{h}_P. If P=−PP =-P and h′=hP,a\mathfrak{h}'=\mathfrak{h}_P,\mathfrak{a} is reductive by (iv), and a=∑α∈Psα\mathfrak{a}=\sum_{\alpha\in P}\mathfrak{s}_{\alpha}, so a=[a,a]\mathfrak{a}= [\mathfrak{a},\mathfrak{a}] and a\mathfrak{a} is semi-simple.

Proposition 3 00ZS

Let a\mathfrak{a} be a semi-simple subalgebra of g\mathfrak{g} stable under ad(h\mathfrak{h}) and let P be the subset of R such that a=hP+gP\mathfrak{a}=\mathfrak{h}_P+\mathfrak{g}^P.

(i) hP\mathfrak{h}_P is a splitting Cartan subalgebra of a\mathfrak{a}.

(ii) The root system of (a,hP)(\mathfrak{a},\mathfrak{h}_P) is the set of restrictions to hP\mathfrak{h}_P of elements of P.

Since hP\mathfrak{h}_P is stable under ad h\mathfrak{h}, its normalizer in a\mathfrak{a} is stable under ad h\mathfrak{h}, and hence is of the form hP+gQ\mathfrak{h}_P+\mathfrak{g}^Q where Q⊂PQ\subset P (Lemma 1). If α∈Q\alpha \in Q,

gα=[hα,gα]⊂[hP,gα]⊂hP \mathfrak{g}^{\alpha}= [\mathfrak{h}_{\alpha},\mathfrak{g}^{\alpha}]\subset [\mathfrak{h}_P,\mathfrak{g}^{\alpha}]\subset \mathfrak{h}_P

which is absurd. Thus Q=∅Q =\emptyset and hP\mathfrak{h}_P is its own normalizer in a\mathfrak{a}. This proves that hP\mathfrak{h}_P is a Cartan subalgebra of a\mathfrak{a}. If x∈hPx\in \mathfrak{h}_P, adgx_{\mathfrak{g}}x, and a fortiori adax_{\mathfrak{a}}x, are triangularizable. Thus (i) is proved, and (ii) is clear.

By Prop. 1 (i), the subalgebras of g\mathfrak{g} containing h\mathfrak{h} are the sets h+gP\mathfrak{h}+\mathfrak{g}^P where P is a closed subset of R. By Chap. VII, §3, Prop. 3, every Cartan subalgebra of h+gP\mathfrak{h}+\mathfrak{g}^P is a Cartan subalgebra of g\mathfrak{g}.

Proposition 4 00ZT

Let a\mathfrak{a} be a subalgebra of g\mathfrak{g} containing h,x\mathfrak{h},x an element of a,s\mathfrak{a},s and nn its semi-simple and nilpotent components. Then s∈as\in \mathfrak{a} and n∈an\in \mathfrak{a}.

We have (ad xx)a⊂a\mathfrak{a}\subset \mathfrak{a}, so (ad ss)a⊂a\mathfrak{a}\subset \mathfrak{a} and (ad nn)a⊂a\mathfrak{a}\subset \mathfrak{a}. Since a\mathfrak{a} is its own normalizer in g\mathfrak{g} (Chap. VII, §2, no. 1, Cor. 4 of Prop. 44),s∈a,s\in \mathfrak{a} and n∈an\in \mathfrak{a}.

Proposition 5 00ZU

Let P be a closed subset of R.

(i) h+gP\mathfrak{h}+\mathfrak{g}^P is solvable if and only if P∩(−P)=∅P\cap (-P) =\emptyset. In that case, [h+gP,h+gP]=gP[\mathfrak{h}+\mathfrak{g}^P,\mathfrak{h}+\mathfrak{g}^P] =\mathfrak{g}^P.

(ii) h+gP\mathfrak{h}+\mathfrak{g}^P is reductive if and only if P=−PP =-P.

Assertion (i) follows from Prop. 2 (iii). If P=−P,h+gPP =-P,\mathfrak{h}+\mathfrak{g}^P is reductive (Prop. 2 (iv)). Assume that a=h+gP\mathfrak{a}=\mathfrak{h}+\mathfrak{g}^P is reductive. Then

gP=[h,gP]⊂[a,a]⊂h+gP \mathfrak{g}^P= [\mathfrak{h},\mathfrak{g}^P]\subset [\mathfrak{a},\mathfrak{a}]\subset \mathfrak{h}+\mathfrak{g}^P

so [a,a][\mathfrak{a},\mathfrak{a}] is of the form h′+gP\mathfrak{h}'+\mathfrak{g}^P with h′⊂h\mathfrak{h}'\subset \mathfrak{h}; since [a,a][\mathfrak{a},\mathfrak{a}] is semi-simple, P=−PP =-P (Prop. 2 (ii)).

2. Ideals

Proposition 6 00ZV

Let R1,...,RpR_1, . . . ,R_p be the irreducible components of R. For i=1,...,pi= 1, . . . , p, put gi=hRi+gRi\mathfrak{g}_i=\mathfrak{h}_{R_i}+\mathfrak{g}^{R_i}. Then g1,...,gp\mathfrak{g}_1, . . . ,\mathfrak{g}_p are the simple components of g\mathfrak{g}.

The gi\mathfrak{g}_i are ideals of g\mathfrak{g} (Prop. 1 (ii)). It is clear that g\mathfrak{g} is the direct sum of the gi\mathfrak{g}_i, hence the product of the gi\mathfrak{g}_i. Let a\mathfrak{a} and b\mathfrak{b} be complementary ideals of g\mathfrak{g}. Then a\mathfrak{a} and b\mathfrak{b} are semi-simple and stable under ad h\mathfrak{h}, so there exist subsets P,QP,Q of R such that a=hP+gP,b=hQ+gQ\mathfrak{a}=\mathfrak{h}_P+\mathfrak{g}^P,\mathfrak{b}=\mathfrak{h}_Q+\mathfrak{g}^Q. Then hP,hQ\mathfrak{h}_P,\mathfrak{h}_Q are orthogonal complements of each other in h\mathfrak{h} for the Killing form, so P and Q are unions of irreducible components of R. This proves that the gi\mathfrak{g}_i are minimal ideals of g\mathfrak{g}.

Corollary 1 01IZ

g\mathfrak{g} is simple if and only if R is irreducible (in other words, its Dynkin graph is connected).

This follows from Prop. 6.

A Lie algebra a\mathfrak{a} is said to be absolutely simple if, for every extension k′k' of kk, the k′k'-Lie algebra a(k′)\mathfrak{a}_{(k')} is simple.

Corollary 2 00ZW

A splittable simple Lie algebra is absolutely simple.

This follows from Cor. 1.

If g\mathfrak{g} is of type Al(l≥1)A_l(l\geq 1) or Bl(l≥1)B_l(l\geq 1) or Cl(l≥1)C_l(l\geq 1) or Dl(l≥3),gD_l(l\geq 3),\mathfrak{g} is said to be a classical splittable simple Lie algebra. If g\mathfrak{g} is of type E6,E7,E8,F4E_6, E_7, E_8, F_4, or G2,gG_2,\mathfrak{g} is said to be an exceptional splittable simple Lie algebra.

3. Borel subalgebras

Proposition 7 00ZX

Let b=h+gP\mathfrak{b}=\mathfrak{h}+\mathfrak{g}^P be a subalgebra of g\mathfrak{g} containing h\mathfrak{h}. The following conditions are equivalent:

(i) b\mathfrak{b} is a maximal solvable subalgebra of g\mathfrak{g};

(ii) there exists a chamber C of R such that P=R+(C)P = R_+(C);

(iii) P∩(−P)=∅P\cap (-P) =\emptyset and P∪(−P)=RP\cup (-P) = R.

(i) =⇒=\Rightarrow (ii): If b\mathfrak{b} is solvable, P∩(−P)=∅P\cap (-P) =\emptyset. Then there exists a chamber C of R such that P⊂R+(C)P\subset R_+(C) (Chap. VI, §1, no. 7, Prop. 22). Then h+gR+(C)\mathfrak{h}+\mathfrak{g}^{R_+(C)} is a solvable subalgebra of g\mathfrak{g} containing b\mathfrak{b}, hence equal to b\mathfrak{b} if b\mathfrak{b} is maximal.

(ii) =⇒=\Rightarrow (iii): This is clear.

(iii) =⇒=\Rightarrow (i): Assume that P∩(−P)=∅P\cap (-P) =\emptyset and that P∪(−P)=RP\cup (-P) = R. Then b\mathfrak{b} is solvable. Let b′\mathfrak{b}' be a solvable subalgebra of g\mathfrak{g} containing b\mathfrak{b}. There exists a subset Q of R such that b′=h+gQ\mathfrak{b}'=\mathfrak{h}+\mathfrak{g}^Q. Then Q∩(−Q)=∅Q\cap (-Q) =\emptyset and Q⊃PQ\supset P, so Q = P and b′=b\mathfrak{b}'=\mathfrak{b}.

Definition 1 00ZY

A subalgebra of g\mathfrak{g} containing h\mathfrak{h} and satisfying the equivalent condition in Prop. 7 is called a Borel subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}).

A subalgebra b\mathfrak{b} of a splittable algebra g\mathfrak{g} is called a Borel subalgebra of g\mathfrak{g} if there exists a splitting Cartan subalgebra h′\mathfrak{h}' of g\mathfrak{g} such that b\mathfrak{b} is a Borel subalgebra of (g,h′)(\mathfrak{g},\mathfrak{h}').

Let (g,h)(\mathfrak{g},\mathfrak{h}) be a split reductive Lie algebra. Let g=c×s\mathfrak{g}=\mathfrak{c}\times \mathfrak{s} with c\mathfrak{c} commutative and s\mathfrak{s} semi-simple. A subalgebra of g\mathfrak{g} of the form c×b\mathfrak{c}\times \mathfrak{b}, where b\mathfrak{b} is a Borel subalgebra of (s,h∩s)(\mathfrak{s},\mathfrak{h}\cap \mathfrak{s}), is called a Borel subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}).

With the notations of Prop. 7, we also say that b\mathfrak{b} is the Borel subalgebra of g\mathfrak{g} defined by h\mathfrak{h} and C (or by h\mathfrak{h} and the basis of R associated to C).

Remark 00ZZ

The map which associates R+(C)R_+(C) to a chamber C of R is injective (Chap. VI, §1, no. 7, Cor. 1 of Prop. 20). Consequently, C→h+gR+(C)C \rightarrow \mathfrak{h}+\mathfrak{g}^{R_+(C)} is a bijection from the set of chambers of R to the set of Borel subalgebras of (g,h)(\mathfrak{g},\mathfrak{h}). Thus, the number of Borel subalgebras of (g,h)(\mathfrak{g},\mathfrak{h}) is equal to the order of the Weyl group of R (Chap. VI, §1, no. 5, Th. 2).

Proposition 8 0100

Let b\mathfrak{b} be a subalgebra of g,k′\mathfrak{g},k' an extension of kk. Then b⊗kk′\mathfrak{b}\otimes_kk' is a Borel subalgebra of (g⊗kk′,h⊗kk′)(\mathfrak{g}\otimes_kk',\mathfrak{h}\otimes_kk') if and only if b\mathfrak{b} is a Borel subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}).

This is clear from condition (iii) of Prop. 7.

Proposition 9 0101

Let b\mathfrak{b} be the Borel subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}) defined by a chamber C of R. Let n=gR+(C)=∑α∈R,α>0gα\mathfrak{n}=\mathfrak{g}^{R_+(C)}=\sum_{\alpha\in R,\alpha >0}\mathfrak{g}^{\alpha}. Let l=l= dimh\mathfrak{h}.

(i) If h∈hh\in \mathfrak{h} and x∈nx\in \mathfrak{n}, the characteristic polynomial of adg(h+x)_{\mathfrak{g}}(h+x) is Tl∏α∈R(T−α(h))T^l\prod_{\alpha\in R}(T-\alpha (h)).

(ii) The largest nilpotent ideal of b\mathfrak{b} is equal to n\mathfrak{n} and to [b,b][\mathfrak{b},\mathfrak{b}]. This is also the set of elements of b\mathfrak{b} nilpotent in g\mathfrak{g}.

(iii) Let B be the basis of R associated to C. For all α∈B\alpha \in B, let XαX_{\alpha} be a non-zero element of gα\mathfrak{g}^{\alpha}. Then (Xα)α∈B(X_{\alpha})_{\alpha\in B} generates the Lie algebra n\mathfrak{n}. We have [n,n]=∑α∈R,α>0,α∉Bgα[\mathfrak{n},\mathfrak{n}] =\sum_{\alpha\in R,\alpha >0,\alpha \notin B}\mathfrak{g}^{\alpha}.

There exists a total order on hQ∗\mathfrak{h}^*_{\mathbf{Q}} compatible with its vector space structure and such that the elements of R+(C)R_+(C) are >0>0 (Chap. VI, §1, no. 7). Let h,xh, x be as in (i) and y∈gαy\in \mathfrak{g}^{\alpha}. Then [h+x,y]=α(h)y+z[h+x, y] =\alpha (h)y+z where z∈∑β>αgβz\in \sum_{\beta >\alpha}\mathfrak{g}^{\beta}. Then,

with respect to a suitable basis of g\mathfrak{g}, the matrix of adg(h+x)_{\mathfrak{g}}(h+x) has the following properties:

1) it is lower triangular;

2) the diagonal entries of the matrix are the number 0(l0 (l times) and the α(h)\alpha (h) for α∈R\alpha \in R.

This proves (i). It also shows that the characteristic polynomial of adb(h+x)_{\mathfrak{b}}(h+x) is T∏α∈R+(C)l(T−α(h))T\prod_{\alpha\in R_+(C)}^l(T-\alpha (h)). It follows from the preceding that the

set of elements of b\mathfrak{b} nilpotent in g\mathfrak{g}, as well as the largest nilpotent ideal of b\mathfrak{b}, are equal to n\mathfrak{n}. We have n=[b,b]\mathfrak{n}= [\mathfrak{b},\mathfrak{b}] by Prop. 5 (i). Finally, assertion (iii) follows from §2, Prop. 4 (ii) and Chap. VI, §1, no. 6, Prop. 19.

Corollary 0102

Let b\mathfrak{b} be a Borel subalgebra of g\mathfrak{g}.

(i) Every Cartan subalgebra of b\mathfrak{b} is a splitting Cartan subalgebra of g\mathfrak{g}.

(ii) If h1,h2\mathfrak{h}_1,\mathfrak{h}_2 are Cartan subalgebras of b\mathfrak{b}, there exists x∈[b,b]x\in [\mathfrak{b},\mathfrak{b}] such that eadgxh1=h2e^{ad_{\mathfrak{g}}x}\mathfrak{h}_1=\mathfrak{h}_2.

Assertion (i) follows from Prop. 9 (i) and Chap. VII, §3, no. 3, Prop. 3. Assertion (ii) follows from Prop. 9 (ii) and Chap. VII, §3, no. 4, Th. 3.

Proposition 10 0103

Let b,b′\mathfrak{b},\mathfrak{b}' be Borel subalgebras of g\mathfrak{g}. There exists a splitting Cartan subalgebra of g\mathfrak{g} contained in b∩b′\mathfrak{b}\cap \mathfrak{b}'.

Let h\mathfrak{h} be a Cartan subalgebra of b,n=[b,b],n′=[b′,b′],p=b∩b′\mathfrak{b},\mathfrak{n}= [\mathfrak{b},\mathfrak{b}],\mathfrak{n}'= [\mathfrak{b}',\mathfrak{b}'],\mathfrak{p}=\mathfrak{b}\cap \mathfrak{b}', and s\mathfrak{s} a vector subspace of g\mathfrak{g} complementary to b+b′\mathfrak{b}+\mathfrak{b}'. Denote by s⊥,b⊥,b′⊥\mathfrak{s}^{\bot},\mathfrak{b}^{\bot},\mathfrak{b}^{'\bot} the orthogonal complements of s,b,b′\mathfrak{s},\mathfrak{b},\mathfrak{b}' with respect to the Killing form of g\mathfrak{g}. Put l=l= dimh,n=\mathfrak{h}, n= dimn,p=\mathfrak{n}, p= dimp\mathfrak{p}. Then dimb=\mathfrak{b}= dimb′=l+n\mathfrak{b}'=l+n,

dims⊥=\mathfrak{s}^{\bot}= dim(b+b′\mathfrak{b}+\mathfrak{b}') =2(l+n)−p= 2(l+n)-p,

and so

dim(s⊥∩p\mathfrak{s}^{\bot}\cap \mathfrak{p})≥\geq dims⊥+\mathfrak{s}^{\bot}+ dimp−\mathfrak{p}- dimg\mathfrak{g} (3)

=2(l+n)−p+p−(l+2n)=l = 2(l+n)-p+p-(l+ 2n) =l

By Prop. 1 of §2, no. 2,n⊂b⊥,n′⊂b′⊥2,\mathfrak{n}\subset \mathfrak{b}^{\bot},\mathfrak{n}'\subset \mathfrak{b}^{'\bot}. The elements of p∩n\mathfrak{p}\cap \mathfrak{n} are nilpotent in g\mathfrak{g} (Prop. 9 (ii)), and belong to b′\mathfrak{b}', and hence to n′\mathfrak{n}' (Prop. 9 (ii)). Consequently, p∩n⊂n∩n′⊂b⊥∩b′⊥\mathfrak{p}\cap \mathfrak{n}\subset \mathfrak{n}\cap \mathfrak{n}'\subset \mathfrak{b}^{\bot}\cap \mathfrak{b}^{'\bot}, so s⊥∩p∩n=0\mathfrak{s}^{\bot}\cap \mathfrak{p}\cap \mathfrak{n}= 0. In view of (3), we see that s⊥∩p\mathfrak{s}^{\bot}\cap \mathfrak{p} is a complement of n\mathfrak{n} in b\mathfrak{b}. Let zz be an element of h\mathfrak{h} regular in g\mathfrak{g}; there exists y∈ny\in \mathfrak{n} such that y+z∈s⊥∩py+z\in \mathfrak{s}^{\bot}\cap \mathfrak{p}; by Prop. 9 (i), adg(y+z)_{\mathfrak{g}}(y+z) has the same characteristic polynomial as adgz_{\mathfrak{g}}z, so x=y+zx=y+z is regular in g\mathfrak{g} and a fortiori in b\mathfrak{b} and b′\mathfrak{b}' (Chap. VII, §2, no. 2, Prop. 9). Since g,b,b′\mathfrak{g},\mathfrak{b},\mathfrak{b}' have the same rank, b0(x)=g0(x)=b′0(x)\mathfrak{b}^0(x) =\mathfrak{g}^0(x) ={\mathfrak{b}'}^0(x) is simultaneously a Cartan subalgebra of b\mathfrak{b}, of g\mathfrak{g} and of b′\mathfrak{b}' (Chap. VII, §3, no. 3, Th. 2). Finally, this Cartan subalgebra of g\mathfrak{g} is splitting by the Cor. of Prop. 9.

Corollary 0104

The group Aute(g)_e(\mathfrak{g}) operates transitively on the set of pairs (t,b)(\mathfrak{t},\mathfrak{b}) where t\mathfrak{t} is a splitting Cartan subalgebra of g\mathfrak{g} and b\mathfrak{b} is a Borel subalgebra of (g,t)(\mathfrak{g},\mathfrak{t}).

Let (t1,b1)(\mathfrak{t}_1,\mathfrak{b}_1) and (t2,b2)(\mathfrak{t}_2,\mathfrak{b}_2) be two such pairs. There exists a splitting Cartan subalgebra t\mathfrak{t} of g\mathfrak{g} contained in b1∩b2\mathfrak{b}_1\cap \mathfrak{b}_2 (Prop. 10). By the Cor. of Prop. 9, we are reduced to the case in which t1=t2=t\mathfrak{t}_1=\mathfrak{t}_2=\mathfrak{t}. Let S be the root system of (g,t)(\mathfrak{g},\mathfrak{t}). There exists bases B1,B2B_1,B_2 of S such that bi\mathfrak{b}_i is associated to Bi(i=1,2)B_i(i= 1,2), and there exists s∈W(S)s\in W(S) which transforms B1B_1 into B2B_2. Finally, there exists a∈a\in Aute(g)_e(\mathfrak{g}) such that a∣t=s(a|\mathfrak{t}=s(§2, no. 2, Cor. of Th. 2). Then a(t)=ta(\mathfrak{t}) =\mathfrak{t} and a(b1)=b2a(\mathfrak{b}_1) =\mathfrak{b}_2.

4. Parabolic subalgebras

Proposition 11 0105

Let p=h+gP\mathfrak{p}=\mathfrak{h}+\mathfrak{g}^P be a subalgebra of g\mathfrak{g} containing h\mathfrak{h}. The following conditions are equivalent:

(i) p\mathfrak{p} contains a Borel subalgebra of (g,h)(\mathfrak{g},\mathfrak{h});

(ii) there exists a chamber C of R such that P⊃R+(C)P\supset R_+(C);

(iii) P is parabolic, in other words (Chap. VI, §1, no. 7, Def. 4), P∪(−P)=P\cup (-P) = R.

Conditions (i) and (ii) are equivalent by Prop. 7. Conditions (ii) and (iii) are equivalent by Chap. VI, §1, no. 7, Prop. 20.

Definition 2 0106

A subalgebra of g\mathfrak{g} containing h\mathfrak{h} and satisfying the equivalent conditions of Prop. 11 is called a parabolic subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}). A parabolic subalgebra of g\mathfrak{g} is a parabolic subalgebra of (g,h′)(\mathfrak{g},\mathfrak{h}') where h′\mathfrak{h}' is a splitting Cartan subalgebra of g\mathfrak{g}.

This definition extends immediately to the case in which (g,h)(\mathfrak{g},\mathfrak{h}) is a split reductive Lie algebra.

Remark 0107

Let B be a basis of R, and b\mathfrak{b} the corresponding Borel subalgebra. If Σ⊂B\Sigma \subset B, denote by QΣQ_{\Sigma} the set of roots that are linear combinations of elements of Σ\Sigma with coefficients ≤0\leq 0; put p(Σ)=R+(B)∪QΣ\mathfrak{p}(\Sigma ) = R_+(B)\cup Q_{\Sigma} and pΣ=h⊕gP(Σ)\mathfrak{p}_{\Sigma}=\mathfrak{h}\oplus \mathfrak{g}^{P(\Sigma)}. By Chap. VI, §1, no. 7, Lemma 3 and Prop. 20,pΣ20,\mathfrak{p}_{\Sigma} is a parabolic subalgebra containing b\mathfrak{b} and every parabolic subalgebra of g\mathfrak{g} containing b\mathfrak{b} is obtained in this way.

Lemma 3 0108

Let V be a finite dimensional real vector space, S a root system in V∗,PV^*,\mathscr{P} the set of parabolic subsets of S; let H\mathscr{H} be the set of Ker α\alpha for α∈S\alpha \in S, and F\mathscr{F} the set of facets of V relative to H\mathscr{H} (Chap. V, §1, no. 2, Def. 1).

If P∈PP\in \mathscr{P}, let F(P) be the set of v∈Vv\in V such that α(v)≥0\alpha (v)\geq 0 for all α∈P\alpha \in P. If F∈FF\in \mathscr{F}, let P(F) be the set of α∈R\alpha \in R such that α(v)≥0\alpha (v)\geq 0 for all v∈Fv\in F.

Then F→P(F)F \rightarrow P(F) is a bijection from F\mathscr{F} to P\mathscr{P}; for all F∈FF\in \mathscr{F}, F(P(F)) is the closure of F.

a) Let P∈PP\in \mathscr{P}. There exists a chamber C of S and a subset Σ\Sigma of the basis B(C) such that P=S+(C)∪QP = S_+(C)\cup Q where Q is the set of linear combinations of elements of Σ\Sigma with non-positive integer coefficients (Chap. VI, §1, no. 7, Prop. 20). Put

B(C)={α1,...,αl},Σ={α1,...,αm} B(C) =\{\alpha_1, . . . , \alpha_l\}, \Sigma =\{\alpha_1, . . . , \alpha_m\}

If v∈Vv\in V, we have the following equivalences:

α(v)≥0\alpha (v)\geq 0 for all α∈P\alpha \in P

⇐⇒α1(v)≥0,...αl(v)≥0,α1(v)≤0,...,αm(v)≤0 \Leftarrow \Rightarrow \alpha_1(v)\geq 0, . . . \alpha_l(v)\geq 0, \alpha_1(v)\leq 0, . . . , \alpha_m(v)\leq 0
⇐⇒α1(v)=⋯=αm(v)=0,αm+1(v)≥0,...,αl(v)≥0 \Leftarrow \Rightarrow \alpha_1(v) =\cdots =\alpha_m(v) = 0, \alpha_{m+1}(v)\geq 0, . . . , \alpha_l(v)\geq 0

so F(P) is the closure of the set

{v∈V∣α1(v)=⋯=αm(v)=0,αm+1(v)>0,...,αl(v)>0} \{v\in V|\alpha_1(v) =\cdots =\alpha_m(v) = 0, \alpha_{m+1}(v)>0, . . . , \alpha_l(v)>0\}

a set which is a facet F relative to H\mathscr{H} since every element of S is a linear combination of α1,...,αl\alpha_1, . . . , \alpha_l in which the coefficients are either all ≥0\geq 0 or all ≤0\leq 0. Moreover, if β=u1α1+⋯+ulαl∈S\beta =u_1\alpha_1+\cdots +u_l\alpha_l\in S,

β∈P(F)⇐⇒um+1≥0,...,ul≥0 \beta \in P(F)\Leftarrow \Rightarrow u_{m+1}\geq 0, . . . , u_l\geq 0

⇐⇒β∈S+(C)\Leftarrow \Rightarrow \beta \in S_+(C) or (−β∈S+(C)(-\beta \in S_+(C) and um+1=...=ul=0)u_{m+1}=. . .=u_l= 0)

⇐⇒β∈S+(C)∪Q=P \Leftarrow \Rightarrow \beta \in S_+(C)\cup Q = P

so P(F) = P.

b) Let F∈FF\in \mathscr{F}. It is clear that P(F)∈PP(F)\in \mathscr{P}. On the other hand, F is contained in the closure of a chamber relative to H\mathscr{H} (Chap. V, §1, no. 3, formulas (6)), and so is a facet relative to the set of walls of this chamber (Chap. V, §1, no. 4, Prop. 9). Consequently, F‾\overline{F} is of the form {v∈V∣α(v)≥0\{v\in V|\alpha (v)\geq 0 for all α∈T}\alpha \in T\}, where T is a subset of S which we can clearly take to be equal to P(F). Thus, F‾=F(P(F))\overline{F}= F(P(F)). Q.E.D.

If P∈PP\in \mathscr{P}, the facet F such that P = P(F) is said to be associated to P; we denote it by F(P). We extend these conventions to the case in which (g,h)(\mathfrak{g},\mathfrak{h}) is split reductive.

Proposition 12 0109

Let H\mathscr{H} be the set of hyperplanes of hR\mathfrak{h}_{\mathbf{R}} consisting of the kernels of the roots in R. Let F\mathscr{F} be the set of facets of hR\mathfrak{h}_{\mathbf{R}} relative to H\mathscr{H}. Let S\mathscr{S} be the set of parabolic subalgebras of (g,h)(\mathfrak{g},\mathfrak{h}). For every p=h+gP∈S\mathfrak{p}=\mathfrak{h}+\mathfrak{g}^P\in \mathscr{S}, let F(p)F(\mathfrak{p}) be the facet associated to P. Then p→F(p)\mathfrak{p} \rightarrow F(\mathfrak{p}) is a bijection from S\mathscr{S} to F\mathscr{F}. If p1,p2∈P\mathfrak{p}_1,\mathfrak{p}_2\in \mathscr{P},

p1⊃p2⇐⇒F(p1)⊂F(p2)‾ \mathfrak{p}_1\supset \mathfrak{p}_2\Leftarrow \Rightarrow F(\mathfrak{p}_1)\subset \overline{F(\mathfrak{p}_2)}

This follows immediately from Lemma 3.

Example 010A

The facets corresponding to the parabolic subalgebras of (g,h)(\mathfrak{g},\mathfrak{h}) containing a Borel algebra b\mathfrak{b} are the facets contained in the closure of the chamber associated to b\mathfrak{b} (cf. the Remark above).

Proposition 13 010B

Let p=h+gP\mathfrak{p}=\mathfrak{h}+\mathfrak{g}^P be a parabolic subalgebra of (g,h)(\mathfrak{g},\mathfrak{h}), Q the set of α∈P\alpha \in P such that −α∉P-\alpha \notin P, and s=h+gP∩(−P)\mathfrak{s}=\mathfrak{h}+\mathfrak{g}^{P\cap(-P)}. Then p=s⊕gQ,s\mathfrak{p}=\mathfrak{s}\oplus \mathfrak{g}^Q,\mathfrak{s} is reductive in g\mathfrak{g}, and gQ\mathfrak{g}^Q is the largest nilpotent ideal of p\mathfrak{p} and the nilpotent radical of p\mathfrak{p}. The centre of p\mathfrak{p} is zero.

By Prop. 2,s2,\mathfrak{s} is reductive in g\mathfrak{g} and gQ\mathfrak{g}^Q is a nilpotent ideal of p\mathfrak{p}. If n\mathfrak{n} is the largest nilpotent ideal of p,gQ⊂n⊂h+gQ\mathfrak{p},\mathfrak{g}^Q\subset \mathfrak{n}\subset \mathfrak{h}+\mathfrak{g}^Q (Prop. 2 (i)); if x∈n∩hx\in \mathfrak{n}\cap \mathfrak{h}, adpx_{\mathfrak{p}}x is nilpotent, so α(x)=0\alpha (x) = 0 for all α∈P\alpha \in P, and hence x=0x= 0; this proves that n=gQ\mathfrak{n}=\mathfrak{g}^Q. Since [h,gQ]=gQ[\mathfrak{h},\mathfrak{g}^Q] =\mathfrak{g}^Q, the nilpotent radical of p\mathfrak{p} contains gQ\mathfrak{g}^Q and consequently is equal to gQ\mathfrak{g}^Q. Let z=h+∑α∈Puαz=h+\sum_{\alpha\in P}u_{\alpha} (where h∈h,uα∈gαh\in \mathfrak{h}, u_{\alpha}\in \mathfrak{g}^{\alpha}) be an

element of the centre of p\mathfrak{p}. For all h′∈h,0=[h′,z]=∑α(h′)uαh'\in \mathfrak{h}, 0 = [h', z] =\sum\alpha (h')u_{\alpha}, so uα=0u_{\alpha}= 0 for all α∈P\alpha \in P; it follows that [h,gβ]=0[h,\mathfrak{g}^{\beta}] = 0 for all β∈P\beta \in P, so h=0h= 0.

5. Non-split case

Proposition 14 010C

Let k′k' be an extension of kk and g′=g⊗kk′\mathfrak{g}'=\mathfrak{g}\otimes_kk'. Let m\mathfrak{m} be a subalgebra of g\mathfrak{g} and m′=m⊗kk′\mathfrak{m}'=\mathfrak{m}\otimes_kk'. If m′\mathfrak{m}' is a parabolic (resp. Borel ) subalgebra of g′,m\mathfrak{g}',\mathfrak{m} is a parabolic (resp. Borel ) subalgebra of g\mathfrak{g}.

By Prop. 8 and 11, it suffices to prove that m\mathfrak{m} contains a splitting Cartan subalgebra of g\mathfrak{g}. Let b\mathfrak{b} be a Borel subalgebra of g\mathfrak{g}. Then b′=b⊗kk′\mathfrak{b}'=\mathfrak{b}\otimes_kk' is a Borel subalgebra of g′\mathfrak{g}', so m′∩b′\mathfrak{m}'\cap \mathfrak{b}' contains a Cartan subalgebra of g′\mathfrak{g}' (Prop. 10). Let t\mathfrak{t} be a Cartan subalgebra of m∩b\mathfrak{m}\cap \mathfrak{b}. Then t⊗kk′\mathfrak{t}\otimes_kk' is a Cartan subalgebra of m′∩b′\mathfrak{m}'\cap \mathfrak{b}', and hence of g′\mathfrak{g}' (Chap. VII, §3, no. 3, Prop. 3). Consequently, t\mathfrak{t} is a Cartan subalgebra of g\mathfrak{g}, and it is splitting since it is contained in b\mathfrak{b}.

Definition 3 010D

Let a\mathfrak{a} be a semi-simple (or more generally reductive) Lie algebra and k‾\overline{k} an algebraic closure of kk. A subalgebra m\mathfrak{m} of a\mathfrak{a} is said to be parabolic (resp. Borel ) if m⊗kk‾\mathfrak{m}\otimes_k\overline{k} is a parabolic (resp. Borel ) subalgebra of a⊗kk‾\mathfrak{a}\otimes_k\overline{k}.

If a\mathfrak{a} is splittable, Prop. 14 shows that this definition is equivalent to Definition 2 (resp. to Definition 1).

Proposition 15 010E

Let a\mathfrak{a} be a reductive Lie algebra, k′k' an extension of kk, and m\mathfrak{m} a subalgebra of a\mathfrak{a}. Then m\mathfrak{m} is a parabolic (resp. Borel ) subalgebra of a\mathfrak{a} if and only if m⊗kk′\mathfrak{m}\otimes_kk' is a parabolic (resp. Borel ) subalgebra of a⊗kk′\mathfrak{a}\otimes_kk'.

This follows immediately from Prop. 14.

Exercises

See the exercises for § 3.

Transcribed from the printed volume. Not translated.