§ 6. Modules over a split semi-simple Lie algebra
In this paragraph, (g,h) denotes a split semi-simple Lie algebra, R its root system, W its Weyl group, B a basis of R, R+ (resp. R−) the set of positive (resp. negative) roots relative to B. Put
n+=∑α∈R+gα,n−=∑α∈R−gα,b+=h+n+ and b−=h+n−.
We have n+=[b+,b+],n−=[b−,b−].
For all α∈R, choose an element Xα∈gα such that
[Xα,X−α]=−Hα
(§2, no. 4); none of the definitions below will depend on this choice.
1. Weights and primitive elements
Let V be a g-module. For all λ∈h∗, denote by Vλ the primary subspace, relative to λ, of V considered as an h-module (Chap. VII, §1, no. 1). The elements of Vλ are called the elements of weight λ of the g-module V. The sum of the Vλ is direct (Chap. VII, §1, no. 1, Prop. 3). For all α∈h∗ and λ∈h∗,gαVλ⊂Vα+λ (Chap. VII, §1, no. 3, Prop. 10 (ii)). The dimension of Vλ is called the multiplicity of λ in V; if it is ≥1, i.e. if Vλ=0,λ is said to be a weight of V. If V is finite dimensional, the homotheties of V defined by the elements of h are semi-simple, so Vλ is the set of x∈V such that Hx=λ(H)x for all H∈h.
Let V be a g-module and v∈V. The following conditions are equivalent:
(i) b+v⊂kv;
(ii) hv⊂kv and n+v=0;
(iii) hv⊂kv and gαv=0 for all α∈B.
(i) =⇒ (ii): Assume that b+v⊂kv. There exists λ∈h∗ such that v∈Vλ. Let α∈R+. Then gα.v⊂Vλ∩Vλ+α=0. Hence n+v=0.
(ii) =⇒ (iii): This is clear.
(iii) =⇒ (i): This follows from the fact that (Xα)α∈B generates n+(§3, no. 3, Prop. 9 (iii)).
Definition 1 012N
Let V be a g-module and v∈V. Then v is said to be a primitive element of V if v=0 and v satisfies the conditions of Lemma 1.
A primitive element belongs to one of the Vλ. For all λ∈h∗,Vπλ denotes the set of v∈Vλ such that b+v⊂kv. Thus, the primitive elements of weight λ are the non-zero elements of Vπλ.
Proposition 1 012O
Let V be a g-module, v a primitive element of V and ω the weight of v. Assume that V is generated by v as a g-module.
(i) If U(n−) denotes the enveloping algebra of n−, we have V=U(n−).v.
(ii) For all λ∈h∗,Vλ is the set of x∈V such that Hx=λ(H)x for all H∈h. We have V=⨁λ∈h∗Vλ, and each Vλ is finite dimensional. The space
Vω is of dimension 1, and every weight of V is of the form ω−∑α∈Bnα.α, where the nα are integers ≥0.
(iii) V is an indecomposable g-module, and its commutant reduces to the scalars.
(iv) Let U(g) be the enveloping algebra of g, and Z the centre of U(g). There exists a unique homomorphism χ from Z to k such that, for all z∈Z, zV is the homothety with ratio χ(z).
Let U(b+) be the enveloping algebra of b+. We have U(g)=U(n−).U(b+) (Chap. I, §2, no. 7, Cor. 6 of Th. 1). Hence
V=U(g).v=U(n−).U(b+).v=U(n−).v
Denote by α1,...,αn the distinct elements of R+. Then
(X−α1p1X−α2p2...X−αnpn)(p1,...,pn)∈Nn
is a basis of U(n−), so
V = ∑kX−α1p1...X−αnpnv. (1)
(p1,...,pn)∈Nn
For λ∈h∗, put
Tλ=∑kX−α1p1...X−αnpnv
(p1,...,pn)∈Nn,ω−p1α1−⋅⋅⋅−pnαn=λ
By Chap. VII, §1, no. 1, Prop. 2 (ii), if h∈h,hV∣Tλ is the homothety with ratio λ(h). So Tλ⊂Vλ. On the other hand, (1) implies that
V = ∑Tλ.
λ∈ω−Nα1−⋅⋅⋅−Nαn
The sum of the Vλ is direct (Chap. VII, §1, no. 1, Prop. 3). From these observations it follows that Vλ=Tλ, that V is the direct sum of the Vλ, and that Vλ is the set of x∈V such that hx=λ(h)x for all h∈h. On the other hand, dim Vλ is at most the cardinal of the set of (p1,...,pn)∈Nn such that p1α1+⋯+pnαn=ω−λ. This proves that Vλ=0 if ω−λ∈/∑α∈BNα,
that dim Vω=1, and that the Vλ are all finite dimensional.
Let c be an element of the commutant of V. For all h∈h,
hc(v)=ch(v)=ω(h)c(v)
so c(v)∈Vω; hence there exists t∈k such that c(v)=tv. Now, for all (p1,...,pn)∈Nn,
cX−α1p1...X−αnpnv=X−α1p1...X−αnpncv=tX−α1p1...X−αnpnv
so that c=t.1. Hence, the commutant of V reduces to the scalars. This implies (iv) and the fact that V is indecomposable.
Definition 2 012P
The homomorphism χ of Prop. 1 (iv) is called the central character of the g-module V.
Proposition 2 012Q
Let V be a g-module generated by a primitive element e of weight ω, and X a semi-simple g-module. Let Φ be the set of homomorphisms from the g-module V to the g-module X. Then φ→φ(e) is an isomorphism from the vector space Φ to the vector space Xπω.
It is clear that φ(e)∈Xπω for all φ∈Φ. If φ∈Φ and φ(e)=0, then φ=0 since e generates the g-module V. We show that, if f is a non-zero element of Xπω, there exists φ∈Φ such that φ(e)=f. Let X′ be the submodule of X generated by f. By Prop. 1,X′ is indecomposable, hence simple since X is semi-simple. The element (e,f) is primitive in the g-module V×X. Let N be the submodule of V×X generated by (e,f). Then N∩X⊂ pr2(N)=X′, so N∩X=0 or X′; if N∩X=X′,N contains the linearly independent elements (e,f) and (0,f) which are primitive of weight ω; this is absurd (Prop. 1), so N∩X=0. Thus pr1∣N is an injective map h from N to V; this map is surjective since its image contains e. Thus φ= pr2∘h−1 is a homomorphism from the g-module V to the g-module X such that φ(e)=f.
2. Simple modules with a highest weight
Recall that fixing B defines an order relation on hQ∗ (Chap. VI, §1, no. 6). The elements of hQ∗ that are ≥0 are the linear combinations of elements of B with rational coefficients ≥0.
More generally, we shall consider the following order relation between elements λ,μ∈h∗:
λ−μ is a linear combination of elements of B with rational coefficients ≥0.
Let V be a simple g-module, ω a weight of V. The following conditions are equivalent:
(i) every weight of V is of the form ω−μ where μ is a radical weight ≥0;
(ii) ω is the highest weight of V;
(iii) for all α∈B,ω+α is not a weight of V;
(iv) there exists a primitive element of weight ω.
(i) =⇒ (ii) =⇒ (iii): This is clear.
(iii) =⇒ (iv): Assume that condition (iii) is satisfied. For all h∈h,
Ker(hV−ω(h))
is non-zero, contained in Vω, and stable under hV. By induction on dim h, we see that there exists a non-zero v in Vω such that hv⊂kv. Condition (iii) implies that n+v=0, so v is primitive.
(iv) =⇒ (i): Let v be a primitive element of weight ω. Since V is simple, V is generated by v as a g-module. Assertion (i) now follows from Prop. 1.
Q.E.D.
Thus, for any simple g-module, the existence of a primitive element is equivalent to that of a highest weight, or to that of a maximal weight. There exist simple sl(2,C)-modules V that have no weights for any Cartan subalgebra h of sl(2,C)(§1, Exerc. 14f)). These modules are of infinite dimension over C(§1, no. 3, Th. 1).
Proposition 3 012S
Let V be a simple g-module with a highest weight ω.
(i) The primitive elements of V are the non-zero elements of Vω.
(ii) V is semi-simple as an h-module.
(iii) We have V=⨁λ∈h∗Vλ. For all λ∈h∗,Vλ is finite dimensional. We
have dim Vω=1.
(iv) The g-module V is absolutely simple.
Assertions (i), (ii) and (iii) follow from Prop. 1 and Lemma 2. Assertion (iv) follows from Prop. 1 (iii) and Algebra, Chap. VIII, §7, no. 3.
Corollary 012T
If V is finite dimensional, the canonical homomorphism U(g)→ End(V) is surjective.
This follows from (iv), cf. Algebra, Chap. VIII, §3, no. 3.
Proposition 4 012U
Let V be a simple g-module with a highest weight ω, X a semi-simple g-module, and X′ the isotypical component of type V in X. Then X′ is the submodule of X generated by Xπω. Its length is equal to the dimension of Xπω.
Let X′′ be the submodule of X generated by Xπω. It is clear that every submodule of X isomorphic to V is contained in X′′. Hence X′⊂X′′. On the other hand, let Φ be the set of homomorphisms from the g-module V to the g-module X. The length of X′ is dimkΦ(Algebra, Chap. VIII, §4, no. 4), that is dimkXπω (Prop. 2).
3. Existence and uniqueness theorem
Let λ∈h∗. Since b+=h⊕n+ and since n+=[b+,b+], the map h+n→λ(h) (where h∈h,n∈n+) from b+ to k is a 1-dimensional representation of b+. Denote by Lλ the k-vector space k equipped with the b+-module structure defined by this representation. Let U(g),U(b+) be the enveloping algebras of g,b+, so that U(b+) is a subalgebra of U(g); recall that U(g) is a free right U(b+)-module (Chap. I, §2, no. 7, Cor. 5 of Th. 1). Put
Z(λ)=U(g)⊗U(b+)Lλ(2)
Then Z(λ) is a left g-module. Denote by e the element 1⊗1 of Z(λ).
Proposition 5 012V
(i) The element e of Z(λ) is primitive of weight λ and generates the g-module Z(λ).
(ii) Let Z+(λ)=∑λ=μZ(λ)μ. Every submodule of Z(λ) distinct from Z(λ)
is contained in Z+(λ).
(iii) There exists a largest submodule Fλ of Z(λ) distinct from Z(λ). The quotient module Z(λ)/Fλ is simple and has highest weight λ.
It is clear that e generates the g-module Z(λ). If x∈b+,
x.e=(x.1)⊗1=(1.x)⊗1=1⊗x.1=λ(x)(1⊗1)=λ(x)e
hence (i).
The h-module Z(λ) is semi-simple (Prop. 1). If G is a g-submodule of Z(λ), then G=∑μ∈h∗(G∩Z(λ)μ). The hypothesis G∩Z(λ)λ=0 implies
that G=Z(λ), since dim Z(λ)λ=1 and e generates the g-module Z(λ). If G=Z(λ), then G=∑μ=λG∩Z(λ)μ⊂Z+(λ).
Let Fλ be the sum of the g-submodules of Z(λ) distinct from Z(λ). By (ii), Fλ⊂Z+(λ). Hence Fλ is the largest submodule of Z(λ) distinct from Z(λ). It is clear that Z(λ)/Fλ is simple and that the canonical image of e in Z(λ)/Fλ is primitive of weight λ.
In the remainder of this chapter, the g-module Z(λ)/Fλ of Prop. 5 will be denoted by E(λ).
Theorem 1 012W
Let λ∈h∗. The g-module E(λ) is simple and has highest weight λ. Every simple g-module of highest weight λ is isomorphic to E(λ).
The first assertion follows from Prop. 5 (iii). The second follows from Prop. 4.
Proposition 6 012X
Let V be a g-module, λ an element of h∗ and v a primitive element of V of weight λ.
(i) There exists a unique homomorphism of g-modules ψ:Z(λ)→V such that ψ(e)=v.
(ii) Assume that v generates V. Then ψ is surjective. Moreover, ψ is bijective if and only if, for every non-zero element u of U(n−),uV is injective.
(iii) The map u→u⊗1 from U(n−) to Z(λ) is bijective.
Let K be the kernel of the representation of U(b+) on Lλ; it is of codimension 1 in U(b+). Let J=U(g)K be the left ideal of U(g) generated by K; then Lλ can be identified with U(b+)/K as a left U(b+)-module, and Z(λ) can be identified with U(g)/J as a left U(g)-module. We have K.v=0, so J.v=0, which proves (i).
Now assume that v generates V. It is clear that ψ is surjective.
By the Poincaré-Birkhoff-Witt theorem (Chap. I, §2, no. 7, Cor. 6 of Th. 1), a basis of U(n−) over k is also a basis of U(g) as a right U(b+)-module. Hence the map φ:u→u⊗1 from U(n−) to U(g)⊗U(b+)Lλ is bijective. Let u∈U(n−). Then φ−1∘uZ(λ)∘φ is left multiplication by u on U(n−). In view of Chap. I, §2, no. 7, Cor. 7 of Th. 1,uZ(λ) is injective if u=0. Consequently, if ψ is bijective, then uV is injective for non-zero u in U(n−).
Assume that ψ is not injective. There exists u∈U(n−) such that u=0 and ψ(φ(u))=0. Then
uV.v=uV.ψ(1⊗1)=ψ(u⊗1)=ψ(φ(u))=0
Corollary 1 012Y
Let λ∈h∗ and α∈B be such that λ(Hα)+1∈N. Then Z(−α+sαλ) is isomorphic to a g-submodule of Z(λ).
Put m=λ(Hα). Let x=X−αm+1.e∈Z(λ), and let V be the submodule of Z(λ) generated by x. Then x=0 (Prop. 6). On the other hand, x∈Z(λ)λ−(m+1)α. For β∈B and β=α,[g−α,gβ]=0 and gβ.e=0, so gβ.x=0. Finally, since [Xα,X−α]=−Hα, we have
[Xα,X−αm+1]=(m+1)X−αm(−Hα+m)
(§1, no. 1, Lemma 1 (ii)), so
Xα.x=XαX−αm+1.e=[Xα,X−αm+1].e=(m+1)X−αm(me−λ(Hα)e)=0
Thus, x is primitive of weight λ−(m+1)α. In view of Prop. 6, the g-module V is isomorphic to Z(−α+λ−mα)=Z(−α+sαλ).
Corollary 2 012Z
Let ρ=21∑α∈R+α, and λ,μ∈h∗. Assume that λ+ρ is a dominant weight in R, and that there exists w∈W with μ+ρ=w(λ+ρ). Then Z(μ) is isomorphic to a submodule of Z(λ).
The assertion is clear when w=1. Assume that it is established whenever w is of length <q. If w is of length q, there exists α∈B such that w=sαw′−1, with l(w′)=q−1. We have w′(α)∈R+ (Chap. VI, §1, no. 6, Cor. 2 of Prop. 17), and hence w′−1(λ+ρ)(Hα)=(λ+ρ)(Hw′α) is an integer ≥0. Put
μ′=w′−1(λ+ρ)−ρ
By the induction hypothesis, Z(μ′) is isomorphic to a submodule of Z(λ). On the other hand, by Chap. VI, §1, no. 10, Prop. 29 (ii),
−α+sαμ′=−α+sαw′−1(λ+ρ)−sαρ=w(λ+ρ)−ρ=μ
Moreover, ρ(Hα)=1 (Chap. VI, §1, Prop. 29 (iii)), so μ′(Hα)+1∈N. Cor. 1 now implies that Z(μ) is isomorphic to a submodule of Z(μ′), and hence also to a submodule of Z(λ).
4. Commutant of h in the enveloping algebra OFg
Let U be the enveloping algebra of g,V⊂U the enveloping algebra of h. The algebra V can be identified with the symmetric algebra S(h) of h, and also with the algebra of polynomial functions on h∗. Denote by α1,...,αn the pairwise distinct positive roots. Let (H1,...,Hl) be a basis of h. By the Poincaré-Birkhoff-Witt theorem, the elements
u((qi),(mi),(pi))=X−α1q1...X−αnqnH1m1...HlmlXα1p1...Xαnpn
(qi,mi,pi integers ≥0) form a basis of the vector space U. For all h∈h, we have
[h,u((qi),(mi),(pi))]=((p1−q1)α1+⋯+(pn−qn)αn)(h)u((qi),(mi),(pi)).(3)
The vector space U is a g-module (hence also an h-module) under the adjoint representation. If λ∈h∗, the subspaces Uλ and Uλ are defined (Chap. VII, §1, no. 3); formula (3) shows that Uλ=Uλ and that U=⨁λ∈QUλ
(where Q is the group of radical weights of R). In particular, U0 is the commutant of h, or of V, in U.
Put L=(n−U)∩U0.
(i) We have L=(Un+)∩U0, and L is a two-sided ideal of U0.
(ii) We have U0=V⊕L.
It is clear that n−U (resp. Un+) is the set of linear combinations of the elements u((qi),(mi),(pi)) such that ∑qi>0 (resp. ∑pi>0). On the other hand
u((qi),(mi),(pi))∈U0⇐⇒p1α1+⋯+pnαn=q1α1+⋯+qnαn
This implies that (n−U)∩U0=(Un+)∩U0. Finally, (n−U)∩U0 (resp. (Un+)∩U0) is a right (resp. left) ideal of U0, hence (i). Further, an element u((qi),(mi),(pi)) that is in U0 belongs to V (resp. to L) if and only if p1=⋯=pn=q1=⋯=qn=0 (resp. p1+⋯+pn+q1+⋯+qn>0), hence (ii). Q.E.D.
In view of Lemma 3, the projection of U0 onto V with kernel L is a homomorphism of algebras. It is called the Harish-Chandra homomorphism from U0 to V (relative to B). Recall that V can be identified with the algebra of polynomial functions on h∗.
Proposition 7 0131
Let λ∈h∗, E a g-module generated by a primitive element of weight λ,χ the central character of E, and φ the Harish-Chandra homomorphism from U0 to V. Then, χ(z)=(φ(z))(λ) for all z in the centre of U.
Let v be a primitive element of E of weight λ, and z an element of the centre of U. There exist u1,...,up∈U and n1,...,np∈n+ such that z=φ(z)+u1n1+⋯+upnp. Then
χ(z)v=zv=φ(z)v+u1n1v+⋯+upnpv=φ(z)v=(φ(z))(λ)v
Corollary 0132
Let ⟨⋅,⋅⟩ be a non-degenerate invariant symmetric bilinear form on g, C the Casimir element associated to ⟨⋅,⋅⟩. Denote also by ⟨⋅,⋅⟩ the inverse form on h∗ of the restriction of ⟨⋅,⋅⟩ to h(§2, no. 3, Prop. 5). Then χ(C)=⟨λ,λ+2ρ⟩, where ρ=21∑α∈R+α.
We recall the notations of §2, no. 3, Prop. 6. We have
1 1
C = ∑XαX−α+∑X−αXα
α∈R−⟨Xα,X−α⟩αR+∈⟨Xα,X−α⟩
1 ′
+∑[Xα,X−α]+∑HiH
α∈R+⟨Xα,X−α⟩i∈Ii
so
φ(C)=α∈R+∑⟨Xα,X−α⟩1[Xα,X−α]+i∈I∑HiHi′
By Prop. 7,
1 ′
χ(C)=∑λ([Xα,X−α])+∑λ(Hi)λ(H)
α∈R+⟨Xα,X−α⟩i∈Ii
Let hλ be the element of h such that ⟨hλ,h⟩=λ(h) for all h∈h. By §2, no. 2, Prop. 1,
( 1 )⟨ 1 ⟩
λ[Xα,X−α] = hλ,[Xα,X−α]=α(hλ)=⟨λ,α⟩.
⟨Xα,X−α⟩⟨Xα,X−α⟩
Hence
χ(C)=((α∈R+∑⟨λ,α⟩)+⟨λ,λ⟩=⟨λ,λ+2ρ⟩
Exercises
See the exercises for § 6.