§ 9. Compact Lie groups operating on manifolds
In this paragraph, X denotes a separated, locally finite dimensional, real manifold of class .
1. Embedding of a manifold in the neighbourhood of a compact set
Lemma 1 01HE
Let T and be two topological spaces, A and compact subsets of T and , respectively, W a neighbourhood of in . There exists an open neighbourhood U of A in T and an open neighbourhood of in such that .
Let ; there exist open subsets of T and of such that indeed, the compact subset of can be covered by a finite number of open sets contained in W, of the form , with ; it suffices to take and .
Since A is compact, there exist points of A such that ; put and . Then , hence the lemma.
In the remainder of this number, Y denotes a separated manifold of class .
Proposition 1 01HF
Let be a morphism of class , A a compact subset of X. The following conditions are equivalent:
(i) The restriction of to A is injective, and is an immersion at every point of A;
(ii) there exists an open neighbourhood U of A such that induces an embedding of U into Y.
When these conditions are satisfied, is said to be an embedding in the neighbourhood of A.
We prove that (i) implies (ii), the other implication being clear. Assuming (i), there exists an open neighbourhood V of X containing A such that the restriction of to V is an immersion (Differentiable and Analytic Manifolds, Results, 5.7.1). Denote by the set of points in such that , and by the diagonal in . Then is an open subset of indeed, for all , there exists an open neighbourhood of such that the restriction of to is injective, that is, such that .
Since Y is separated, is closed in ; consequently the complement W of -- in is open. By assumption, W contains ; Lemma 1 implies that there exists an open subset of V containing A such that , that is, such that the restriction of to is injective. Moreover, there exists an open neighbourhood U of A whose closure is compact and contained in General Topology, Chap. I, §9, no. 7, Prop. 10). Then induces a homeomorphism from U to (U), and consequently from U to ; it follows that the restriction of to U is an embedding (Differentiable and Analytic Manifolds, Results, 5.8.3).
Proposition 2 01HG
Assume that the manifold Y is paracompact; let A be a subset of X, and let be a morphism of class that induces a homeomorphism from A to , and that is étale at every point of A. Then there exists an open neighbourhood U of A such that induces an isomorphism from U to an open submanifold of Y.
Restricting X and Y if necessary, we can assume that is étale and surjective. Denote by the inverse homeomorphism of . Since Y is metrizable (Differentiable and Analytic Manifolds, Results, 5.1.6), admits a fundamental system of paracompact neighbourhoods; hence, by General Topology, Chap. XI, there exist an open neighbourhood V of in Y and a continuous map , that coincides with on and is such that for all . Moreover, is topologically étale, so is an open set U containing A. Then induces a homeomorphism from U to V; by Differentiable and Analytic Manifolds, Results is an isomorphism.
In the remainder of this number, we assume that .
Proposition 3 01HH
Let A be a compact subset of X. The set of morphisms that are embeddings in the neighbourhood of A is open in in the topology of compact -convergence (§ 6, no. 4).
Clearly, it suffices to prove the proposition for .
a) We show first that the subset J of consisting of the morphisms that are immersions at every point of A is open. Consider the map such that Differentiable and Analytic Manifolds, Results, 12.1).
By definition of the topology on (X;Y), the map from to is continuous; it now follows from General Topology, Chap. X, §3, no. 4, Th. 3, that is continuous.
On the other hand, let M be the set of jets in whose tangent map Differentiable and Analytic Manifolds, Results, 12.3.4) is injective. The set M is open in ; indeed, it suffices to verify this assertion when X is an open subset of a finite dimensional vector space E, and Y is an open subset of a Banach space F; we are then reduced (Differentiable and Analytic Manifolds, Results, 12.3.1) to proving that the set of injective continuous linear maps is open in (E;F), which follows from Spectral Theory, Chap. III, §2, no. 7, Prop. 16.
We conclude from the preceding that the set is open in , hence that its complement is closed. Since A is compact, the projection pr is a proper morphism, hence closed; consequently, the set J, which is equal to -- pr, is open in .
b) Let H be the subset of consisting of the elements such that . It is clear that H contains , where denotes the diagonal in the product ; we show that -- is closed in . Since is the complement in J of the image of under the proper projection pr, this will imply the proposition.
The topology of being finer than the topology of compact convergence, the map from to Y is continuous (General Topology, Chap. X, §3, no. 4, Cor. 1 of Th. 3); it follows that H is closed in . Hence, it suffices to show that is open in H, in other words, that for all and all there exists a neighbourhood of in J and a neighbourhood B of in X such that, for any morphism in , the restriction of to is injective.
Thus, the proposition follows from the following lemma:
Lemma 2 01HI
Let be a point of X a morphism of class that is an immersion at . There exists a neighbourhood of in and a neighbourhood B of in X such that, for all , the restriction of to B is injective.
Let U be a relatively compact open neighbourhood of isomorphic to a finite dimensional vector space, and such that is contained in the domain V of a chart. The set of such that is open in (X;Y), and the restriction map is continuous; we are thus reduced to proving the lemma when X = U and Y = V, in other words, we can assume that X is a finite dimensional vector space and Y is a Banach space. Choose norms on X and Y.
The linear map Y is injective; denote its conorm by Spectral Theory, Chap. III, §2, no. 6), so that, by definition, we have for all . Let be such that , and let B be a closed ball with centre such that for all . Denote by the subset of consisting of the morphisms such that for all ; it is open by definition of the topology of . For , put . We have for all , and consequently for all and in B (Differentiable and Analytic Manifolds, Results, 2.2.3). It follows that
Consequently, the restriction of to B is injective, hence the lemma.
Proposition 4 01HJ
Let A be a compact subset of X. There exist a finite dimensional vector space E and a morphism that is an embedding in the neighbourhood of A.
Let be a finite family of charts of X whose domains cover A. We extend to a map from X to (also denoted by ) by putting for . Let be a covering of A by open subsets of X such that for all (the existence of such a covering follows from General Topology, Chap. IX, §4, no. 3, Cor. 1 of Th. 3, applied to the compact space obtained by adjoining to X a point at infinity and the covering of consisting of the open sets and -- A). For all , let be a numerical function of class on X, equal to 1 at every point of , and with support contained in Differentiable and Analytic Manifolds, Results, 5.3.6).
Consider the map defined by
For all , the map is of class (since its restrictions to and to the complement of the support of are), and its restriction to is an embedding; it follows that is a morphism of class and is an immersion at every point of A. We show that the restriction of to A is injective. Let be two points of A such that , and let be such that . Then , so , which implies that ; but we also have , so since induces an embedding of into .
It can be shown that every separated manifold, countable at infinity and of
pure dimension , embeds in ; for a weaker result, cf. Exercise 2.
See H. WHITNEY, The self-intersections of a smooth -manifold in -space,
Ann. of Math., 45 (1944), pp. 220-246.
2. Equivariant embedding theorem
In this number, we assume that .
Lemma 3 01HK
Let G be a compact topological group operating continuously on a topological space X; let A be a subset of X, stable under G, and W a neighbourhood of A. Then, there exists an open neighbourhood V of A stable under G and contained in.
Put F = X -- W and V = X-- GF. Then V is open (General Topology, Chap. III, §4, no. 1, Cor. 1 of Prop. 1), stable under G, and .
Theorem 1 01HL
Let G be a compact Lie group, a law of left operation of class of G on X, and A a compact subset of X. There exists an analytic linear representation of G on a finite dimensional vector space E, a morphism of class , compatible with the operations of G, and an open neighbourhood U of A, stable under G, such that the restriction of to U is an embedding.
Replacing A by the compact set GA, we are reduced to the case in which A is stable under G.
Let be a finite dimensional vector space such that there exists an element of that is an embedding in the neighbourhood of A (no. 1, Prop. 4); the set of morphisms having this property is a non-empty open subset of (no. 1, Prop. 3). Consider the continuous linear representation of the compact group G on the space §6, no. 4, Lemma 4). By the Peter-Weyl theorem (Spectral Theory, in preparation), the union of the finite dimensional subspaces stable under G is dense in ; hence, there exists an element of such that the maps , for , generate a finite dimensional vector subspace of , which is clearly stable under the operation of G.
Take E to be the space Hom to be the representation of G on E induced by the action on , and to be the map that associates to the linear map from to . This is a morphism of class ; for , we have (denoting by the automorphism of X):
Let Hom be the linear map ; we have , so is an embedding in the neighbourhood of A because is one. Hence, there exists an open neighbourhood U of A such that the restriction of to U is an embedding; we can choose U stable under G by Lemma 3, hence the theorem.
Corollary 1 01HM
Assume that X is compact. There exists an analytic linear representation of G on a finite dimensional vector space E and an embedding such that for .
Corollary 2 01HN
Let H be a closed subgroup of G. There exists an analytic linear representation of G on a finite dimensional vector space E and a point with fixer H.
Apply Cor. 1 to the canonical operation of G on the compact manifold . This gives an analytic linear representation and an embedding such that . Let be the class of , and its image. For all , we have .
Corollary 3 01HO
Assume that X is paracompact. There exists a real Hilbert space E, a continuous unitary representation of G on E and an embedding of class such that for all and all .
The space is locally compact (General Topology, Chap. III, §4, no. 5, Prop. 11). Its connected components are the images of the connected components of X, which are countable at infinity (General Topology, Chap. I, §9, no. 10, Th. 5); thus, they are themselves countable at infinity, which implies that is paracompact (loc. cit.). Hence, there exists a locally finite covering of by relatively compact open sets, and a covering such that for all General Topology, Chap. IX, §4, no. 3, Cor. 1 of Th. 3); taking the inverse image, we obtain two locally finite coverings and of X by relatively compact open sets stable under G, such that for all .
For all , there exists a representation of G on a finite dimensional real vector space and a morphism , compatible with the operations of G, whose restriction to is an embedding (Th. 1). For , let be a numerical function of class on X, equal to 1 on and to 0 outside Differentiable and Analytic Manifolds, Results, 5.3.6). Put for . The function is of class , invariant under G (§6, no. 4, Cor. 2), equal to 1 on and to 0 outside . Give each a Hilbert scalar product invariant under G (§1, no. 1), and its canonical Hilbert structure; let E be the Hilbert sum of the family , and let be the representation of G on E induced by the and the trivial action of G on . For , put . Then is a morphism of class from X to E, compatible with the operations of G; we verify as in the proof of Prop. 4 (no. 1) that is an embedding, which implies the corollary.
That is (Spectral Theory, in preparation) a continuous linear representation (Integration, Chap. VIII, §2, no. 1) such that the operator is unitary for all
3. Tubes and transversals
Lemma 4 01HP
Let H be a compact Lie group, a continuous (hence analytic) representation of H on a finite dimensional real vector space, and W a neighbourhood of the origin in V. There exists an open neighbourhood B of the origin, contained in W and stable under H, and an analytic isomorphism , compatible with the operations of H, such that and Id.
Choose a scalar product on V invariant under H (§1, no. 1). There exists a real number such that the open ball B of radius is contained in W; it is clearly stable under H. Put for all ; then is a bijective analytic map from V to B, compatible with the operations of H, and its inverse map is analytic. Moreover, and Id.
Proposition 5 01HQ
Let H be a compact Lie group, a law of left operation of class of H on X, and a point of X fixed under the operation of H. Then the group H operates linearly on the vector space ; there exists an open embedding of class , compatible with the operations of H, such that and is the identity map of T.
Let be a chart of X at , such that U is stable under H (no. 2, Lemma 3) and such that . Identify E with T by means of , and put
for ,
where is the Haar measure on H of total mass 1.
Then (§6, no. 4, Cor. ) is a morphism of class from U to T, compatible with the operations of H, such that and Id. Hence, there exists an open set containing , and an open neighbourhood V of 0 in T, such that induces an isomorphism . Restricting and V if necessary, we can assume that they are stable under H and that there exists an isomorphism compatible with the operations of H (Lemma 4). It now suffices to take .
Recall (Differentiable and Analytic Manifolds, Results, 6.5.1) that if G is a Lie group, H a Lie subgroup of G and Y a manifold on which H operates on the left, we denote by the quotient of the product manifold by the right operation of H; this is a manifold on which the Lie group G operates naturally on the left; the projection is a bundle with fibre Y. Further, if Y is a finite dimensional vector space on which H operates linearly, has a natural structure of vector G-bundle with base Differentiable and Analytic Manifolds, Results, 7.10.2).
Let G be a Lie group operating properly on the manifold X (General Topology, Chap. III, §4, no. 1, Def. 1) such that the law of operation is of class . Then, for every point of X, the orbit of is a closed submanifold of X, isomorphic to the Lie homogeneous space , where is the fixer of in G (cf. Chap. III, §1, no. 7, Prop. 14 (ii), and General Topology, Chap. III, §4, no. 2, Prop. 4); this is a compact Lie group (loc. cit.).
Proposition 6 01HR
Assume that the manifold X is paracompact; let be a point of X, its fixer. There exists a finite dimensional analytic linear representation , and an open embedding of class , compatible with the operations of G, that maps the class of to .
Put . Let W be a complementary subspace of in T, stable under (for example, the orthogonal complement of with respect to a scalar product on T invariant under ). On the other hand, let be a morphism with the properties stated in Prop. 5 (relative to ). Consider the morphism defined by . It induces by passage to the quotient a morphism of class , compatible with the operations of G, that maps the class of to .
We show that is étale at the point . We have
dim(G ) dim(G) + dim(W) dim(G)
= dim(G) dim(W) = dim(T),
so it suffices to show that is submersive at , or equivalently that is submersive at . But, the tangent map is equal to , where is the orbital map and the canonical injection from W to T; since Im , the map is surjective, and is étale at .
We are going to show that there exists an open neighbourhood of in , stable under G, such that induces an isomorphism from onto an open subset of X. This will imply the proposition: indeed, the inverse image of in is stable under G, and hence is of the form , where B is an open subset of W containing the origin and stable under ; restricting if necessary, we can assume that there exists an isomorphism , compatible with the operations of (Lemma 4). It is clear that the composite morphism X satisfies the conditions in the statement of the proposition.
Thus, the proposition is a consequence of the following lemma:
Lemma 5 01HS
Let Z be a separated manifold of class , equipped with a law of left operation of class , and a morphism (of class ) compatible with the operations of G. Let be a point of Z, and . Assume that is étale at , and that the fixer of in G is equal to the fixer of . Then, there exists an open neighbourhood of the orbit , stable under G, such that induces an isomorphism from onto an open subset of X.
Since is compatible with the operations of G, it is étale at every point of ; since the canonical map is a homeomorphism, so is the map from to induced by . Hence, it follows from Prop. 2 of no. 1 that there exists an open neighbourhood U of in Z such that induces an open embedding of U into X.
Since G operates properly on X, there exists an open neighbourhood V of and a compact subset K of G such that for General Topology, Chap. III, §4, no. 4, Prop. 7); in particular, . The set of points such that is open in Z: indeed, Z-- is the image of the closed set -- under the proper projection pr. Put ; this is an open subset of Z, containing , and satisfying the following conditions:
(i) KW , and in particular ;
(ii) .
Put GW and consider the restriction of to . This is an étale morphism, since every point of is conjugate under G to a point of U. We show that it is injective: let in G and in W be such that . Put ; then , so by (ii). But and belong to U by (i); thus, because the restriction of to V is injective, so . Hence, the restriction of to is injective, and consequently (Differentiable and Analytic Manifolds, Results, 5.7.8) is an isomorphism onto an open submanifold of X, which completes the proof.
Under the conditions of Prop. 6, the image of is an open neighbourhood T of the orbit A of , equipped with the structure of vector bundle with base A, for which the zero section is the orbit A itself. Such a neighbourhood is called a linear tube (around the orbit in question). For each point , the fibre of this vector bundle is a submanifold of X, stable under the fixer of , and such that the morphism from to X that maps the class of to induces a morphism of class from to T. Then is said to be the transversal at of the tube T. We remark that the tangent space at of is canonically isomorphic to and that it is a complement of in ; thus, the vector bundle T with base A is canonically isomorphic to the normal bundle of A in X (Differentiable and Analytic Manifolds, Results, 8.1.3).
4. Orbit types
Let G be a topological group operating continuously on a separated topological space E. For every point of E, denote by the fixer of in G, and assume that the canonical map is a homeomorphism; this is notably the case in the following two situations:
a) the topologies of G and E are discrete;
operates properly on E (General Topology, Chap. III, §4, no. 2, Prop. 4), for example, G is compact (General Topology, Chap. III, §4, no. 1, Prop. 2).
Denote by the set of conjugacy classes of closed subgroups of G. For every , we call the orbit type of , or sometimes the type of , the class of in ; two points of the same orbit are of the same orbit type (Algebra, Chap. I, §5, no. 2, Prop. 2); two orbits are of the same type if and only if they are isomorphic as G-sets (Algebra, Chap. I, §5, no. 5, Th. 1). For every , denote by the set of points of E of type , that is, the union of the orbits of type ; this is a stable subset of E. For , we also write for ; for example, is the closed subspace of E consisting of the points fixed by G.
Give the following preorder relation:
there exists and such that .
Let and be two orbits of G on and their types; then if and only if there exists a G-morphism (necessarily surjective and continuous) from to .
Let be in E, and their types; then if and only if there exists such that .
Lemma 6 01HT
Let G be a Lie group.
a) Every decreasing sequence of compact subgroups of G is stationary.
b) Let H and be two compact subgroups of G such that and such that there exists an isomorphism (of topological groups) from to H. Then .
c) With the relation , the set is a noetherian ordered set (Theory of Sets, Chap. III, §6, no. 5, text preceding Prop. 7).
a) Let be a decreasing sequence of compact subgroups of G; these are Lie subgroups of G (Chap. III, §8, no. 2, Th. 2). The sequence of integers (dim ) is decreasing, hence stationary, so there exists an integer N such that the subgroups have the same identity component for . Then the decreasing sequence of positive integers is stationary, so for sufficiently large.
b) Let be an isomorphism from to H. The sequence is a decreasing sequence of compact subgroups of G, so for sufficiently large, by a). Since is an isomorphism, this implies that , so .
c) Let be such that and . Then, there exist and such that and . Let and be two elements of G such that and ; put . Then
by b), this implies that , so and . Thus, the set is ordered, and it is noetherian by a).
Theorem 2 01HU
Let G be a Lie group operating properly on X, such that the law of operation is of class . Assume that X is paracompact.
a) The map which associates to any point of X its orbit type has the following semi-continuity property: let and let be its orbit type; there exists a stable open neighbourhood U of such that, for any , the type of is .
b) For all is a submanifold of X, the equivalence relation on induced by the operation of G is regular (Differentiable and Analytic Manifolds, Results, 5.9.5), and the morphism is a bundle.
c) Assume that is connected. Then the set of orbit types of elements of X has a largest element ; moreover, is a dense open subset of X and is connected.
Let be a point of X and its type. To prove a) and b), we can replace X by a stable open set containing , and hence (Prop. 6) can assume that X is of the form , where W is the space of a finite dimensional analytic linear representation of a compact subgroup H of G, the point being the image of under the canonical projection . If and , then if and only if there exists with , that is, if . Thus, ; in particular, , so is conjugate to a subgroup of , which proves that the type of is , hence a).
Moreover, is of type if and only if is conjugate to H in G, or equivalently that is conjugate to H in G; by Lemma , this means that , and hence that is fixed by H. If is the vector subspace of W consisting of the elements fixed by H, it follows that can be identified with , and hence also with , hence b).
To prove c), observe that the assumption that is connected implies that X is pure of finite dimension: indeed, for all , denote by the set of points such that dim; then is open and closed in X, and stable under G, so X is equal to one of the .
We now prove c) by induction on the dimension of X, the assertion being clear for dim X = 0. Let be a maximal element among the orbit types of the points of X (such an element exists by Lemma ). We shall prove the following:
For every subset A of , open and closed in and stable under G, the closure of A in X is open.
This assertion implies c). Indeed, note first that is open in X, by a); assertion implies that is open and closed in X, hence equal to X since it is stable under G and is connected. Let A be a non-empty open and closed subset of stable under G; by is open and closed in X and stable under G, hence equal to X; this implies that A is dense in , hence equal to . Consequently, every non-empty open and closed subset of is equal to , which proves that is connected. Finally, since is dense in X, it follows from a) that every point of X is of type ; in other words, is the largest element among the orbit types of the points of X.
We now prove . We can assume that A is non-empty; let . It suffices to prove that A is a neighbourhood of . For this we can, as above, assume that with H compact, being the canonical image of . Assume first that H operates trivially on W: then X can be identified with , and is homeomorphic to W, hence connected; thus, , so A = X. Assume from now on that H does not operate trivially on W. Choose a scalar product on W invariant under the compact group H; let S be the unit sphere in W (the set of vectors of norm 1). Note that is connected: indeed, if dim(W) is connected, and if dim(W) = 1, S is a space of two points on which H operates non-trivially. Put ; this is a closed submanifold of X, stable under G, of codimension 1, and , which is homeomorphic to , is connected. Thus, by the induction hypothesis, there exists a maximal orbit type for Y, the set is open and dense in Y, and is connected.
Consider the operation of on X induced by passage to the quotient by the law of operation of on . Two points of X conjugate under this operation are of the same orbit type; consequently, contains , which is a dense open subset of X. But is open by a), and hence meets , so .
On the other hand, the homeomorphism from to W -- General Topology, Chap. VI, §2, no. 3, Prop. 3) induces a homeomorphism from to , hence also from to , and from to . Thus, is connected, and , which contains a connected dense subset, is itself connected (General Topology, Chap. I, §11, no. 1, Prop. 1). Consequently, A is equal to , hence is dense in X, and A is a neighbourhood of . This completes the proof of the theorem.
With the notations in Th. , the points of are said to be principal and their orbits are called principal orbits. If is a point of X, and if is a linear tube in X around the orbit of , the point is principal if and only if operates trivially on W, that is, if the tube is of the form .
Example 1 01HV
Let G be a connected compact Lie group, operating on itself by inner automorphisms. The fixer of an element of G is simply the centralizer of in G; it contains every maximal torus containing . It follows that the largest orbit type is the conjugacy class of the maximal tori of G. The open set is the set of very regular elements of G (§5, no. 1, Remark). Assume that G is simply-connected. Then is equal to the set of regular elements of G (§5, no. 2, Remark 2); if A is an alcove of a Cartan subalgebra of , the composite map Int(G) is an isomorphism of analytic manifolds. Indeed, this is a homeomorphism (§5, no. 2, Cor. of Prop. 2); let , put exp and identify with by means of the translation . The tangent map can then be identified with the composite of the canonical injection and the quotient map Im(Ad ). Since is regular, is an isomorphism, hence the stated result (Differentiable and Analytic Manifolds, Results, 5.7.8).
Example 2 01HW
Let E be a real euclidean affine space, a set of hyperplanes of E, W the group of displacements of E generated by the orthogonal reflections with respect to the hyperplanes of . Assume that is stable under W and that the group W, with the discrete topology, operates properly on E.
The preceding can be applied to the operation of W on E. The fixer of a point of E is the subgroup of W generated by the reflections with respect to the hyperplanes of containing (Chap. V, §3, no. 3, Prop. 2). Consequently, the largest orbit type is the class of the subgroup Id, and is the union of the chambers of E. Note that in this case the covering is trivial, and in particular is not connected if is non-empty.
Exercises
See the exercises for § 9.