Bourbaki

Appendix I

Structure of compact groups

1. Embedding a compact group in a product of Lie groups

Proposition 1 01II

Every compact topological group G is isomorphic to a closed subgroup of a product of compact Lie groups.

Denote by G^\widehat{G} the set of classes of irreducible continuous unitary representations of G on finite dimensional complex Hilbert spaces (Spectral Theory, in preparation). For all u∈G^u\in \widehat{G}, let HuHu be the space of uu and ρu:G→U(Hu)\rho_u: G\rightarrow \mathbf{U}(H_u) the homomorphism associated to uu. By the Peter-Weyl theorem (Spectral Theory, in preparation), the continuous homomorphism ρ=(ρu)u∈G^\rho = (\rho_u)_{u\in\widehat{G}} from G to ∏u∈G^U(Hu)\prod_{u\in\widehat{G}}\mathbf{U}(H_u) is injective; since G is compact, ρ\rho induces an isomorphism

from G onto a closed subgroup of the group ∏u∈G^U(Hu)\prod_{u\in\widehat{G}}\mathbf{U}(H_u).

Corollary 1 01IJ

Let V be a neighbourhood of the identity element of G. Then V contains a closed normal subgroup H of G such that the quotient G/HG/H is a Lie group.

Cites 1 · Cited by 2

Cites Proposition 2, TG III § 7

Cited by Corollary 2, Corollary 3

Let (Kλ)λ∈L(K_{\lambda})_{\lambda\in L} be a family of compact Lie groups such that G can be identified with a closed subgroup of ∏λ∈LKλ\prod_{\lambda\in L}K_{\lambda}; for λ∈L\lambda \in L, demote by pλ:G→Kλp_{\lambda}: G\rightarrow K_{\lambda} the restriction to G of the canonical projection. There exists a finite subset J⊂LJ\subset L, and for each λ∈J\lambda \in J a neighbourhood VλV_{\lambda} of the origin in KλK_{\lambda}, such that V contains ⋂λ∈Jpλ−1(Vλ)\bigcap_{\lambda\in J}p^{-1}_{\lambda}(V_{\lambda}). It now suffices to put H=⋂λ∈JH =\bigcap_{\lambda\in J} Ker(pλp_{\lambda}).

Denote by (Hα)α∈I(H_{\alpha})_{\alpha\in I} the decreasing filtered family of closed normal subgroups of G, such that the quotient G/HαG/H_{\alpha} is a Lie group. Consider the projective system of compact Lie groups G/HαG/H_{\alpha} (cf. General Topology, Chap. III, §7, no. 2, Prop. 2).

Corollary 2 01IK

The canonical map G→G\rightarrow lim←−G/Hα_{_{\leftarrow -}}G/H_{\alpha} is an isomorphism of topological groups. α\alpha

Cites 2 · Cited by 1

Cites Corollary 1, TG III § 7. Inverse limits of topological groups and rings

Cited by Proposition 2

Indeed, Cor. 1 implies that condition (PA) of General Topology, Chap. III, §7, no. 2, is satisfied; the assertion now follows from Prop. 2 of loc. cit.

Corollary 3 01IL

G is a Lie group if and only if there exists a neighbourhood of the identity element ee of G that contains no normal subgroup distinct from {e}\{e\}.

Cites 2

Cites Corollary 1, III § 4, Corollary 1

The necessity of this condition has already been proved (Chap. III, §4, no. 2, Cor. 1 of Th. 2), and the sufficiency is an immediate consequence of Cor. 1.

2. Projective limits of Lie groups

Lemma 1 01IM

Let (Gα,fαβ)(G_{\alpha}, f_{\alpha \beta}) be a projective system of topological groups relative to a filtered index set I, and G its limit. Assume that the canonical maps fα:G→Gαf_{\alpha}: G\rightarrow G_{\alpha} are surjective.

Cites 3 · Cited by 2

Cites Proposition 6, A I § 6, Corollary, TG I § 4, Proposition 4, TG III § 7

Cited by Lemma 3, Proposition 2

a) The subgroups D(Gα)D(G_{\alpha}) (resp. C(Gα)C(G_{\alpha}), resp. C(Gα)0C(G_{\alpha})_0) form a projective system of subsets of GαG_{\alpha}.

b) We have D(G) = lim←−αD(Gα)‾_{_{\leftarrow -}\alpha}\overline{D(G_{\alpha})} and C(G) = lim←−αC(Gα)_{_{\leftarrow -}\alpha}C(G_{\alpha}).

c) If GαG_{\alpha} is compact for all α∈I\alpha \in I, then C(G)0=C(G)_0= lim←−αC(Gα)0_{_{\leftarrow -}\alpha}C(G_{\alpha})_0.

Let α,β\alpha , \beta be two elements of I, with α≤β\alpha \leq \beta. Then fαβ(D(Gβ))⊂D(Gα)f_{\alpha \beta}(D(G_{\beta}))\subset D(G_{\alpha}), and fαβ(C(Gβ))⊂C(Gα)f_{\alpha \beta}(C(G_{\beta}))\subset C(G_{\alpha}) since fαβf_{\alpha \beta} is surjective; since fαβf_{\alpha \beta} is continuous, it follows that fαβ(D(Gβ)‾)⊂D(Gα)‾f_{\alpha \beta}(\overline{D(G_{\beta})})\subset \overline{D(G_{\alpha})} and fαβ(C(Gβ)0)⊂C(Gα)0f_{\alpha \beta}(C(G_{\beta})_0)\subset C(G_{\alpha})_0, hence a). Since fαf_{\alpha} is surjective, fα(D(G))=D(Gα)f_{\alpha}(D(G)) = D(G_{\alpha}) (Algebra, Chap. I, §6, no. 2, Prop. 6), so D(G)‾=\overline{D(G)}= lim←−D(Gα)‾_{\leftarrow -}\overline{D(G_{\alpha})} (General Topology, Chap. I, §4, no. 4, Cor. of Prop. 9). The surjectivity of fαf_{\alpha} also implies the inclusion fα(C(G))⊂f_{\alpha}(C(G))\subset C(Gα)C(G_{\alpha}) and hence C(G)⊂C(G)\subset lim←−C(Gα)_{\leftarrow -}C(G_{\alpha}); the opposite inclusion is immediate. Finally, assertion c) follows from b) and General Topology, Chap. III, §7, no. 2, Prop. 4).

Lemma 2 01IN

Let (Sa)a∈A,(Tb)b∈B(S_a)_{a\in A},(T_b)_{b\in B} be two finite families of almost simple, simply-connected Lie groups (Chap. III, § 9, no. 8, Def. 3),u:∏a∈ASa→∏b∈BTb,u:\prod_{a\in A}S_a\rightarrow \prod_{b\in B}T_b a surjective morphism. Then there exist an injective map l:B→Al: B\rightarrow A and isomorphisms ub:Sl(b)→Tb(b∈B)u_b: S_{l(b)}\rightarrow T_b(b\in B) such that u((sa)a∈A)=(ub(sl(b)))b∈Bu((s_a)_{a\in A}) = (u_b(s_{l(b)}))_{b\in B} for every element (sa)a∈A(s_a)_{a\in A} of ∏a∈ASa\prod_{a\in A}S_a.

Cites 3 · Cited by 1

Cites Definition 3, III § 9, Corollary 1, I § 6, Theorem 3, III § 6

Cited by Lemma 3

Denote by sa\mathfrak{s}_a (resp. tb\mathfrak{t}_b) the Lie algebra of SaS_a (resp. TbT_b) for a∈Aa\in A (resp. b∈Bb\in B), and consider the homomorphism L(u):∏a∈Asa→∏b∈BtbL(u) :\prod_{a\in A}\mathfrak{s}_a\rightarrow \prod_{b\in B}\mathfrak{t}_b. Its kernel

is an ideal of the semi-simple Lie algebra ∏a∈Asa\prod_{a\in A}\mathfrak{s}_a, and hence is of the form ∏a∈A′′sa\prod_{a\in A''}\mathfrak{s}_a, with A′′⊂AA''\subset A (Chap. I, §6, no. 2, Cor. 1). Put A′=AA'= A-- A′′A''. By

restriction, L(u)L(u) induces an isomorphism f:∏a∈A′sa→∏b∈Btbf:\prod_{a\in A'}\mathfrak{s}_a\rightarrow \prod_{b\in B}\mathfrak{t}_b. By loc. cit., for all a∈A′a\in A' the ideal f(sa)f(\mathfrak{s}_a) is equal to one of the tb\mathfrak{t}_b; hence, there exists a bijection l:B→A′l: B\rightarrow A' such that f(sl(b))=tbf(\mathfrak{s}_{l(b)}) =\mathfrak{t}_b for b∈Bb\in B, and ff induces an isomorphism fb:sl(b)→tbf_b:\mathfrak{s}_{l(b)}\rightarrow \mathfrak{t}_b. Since the groups SaS_a and TbT_b are simply-connected, there exist isomorphisms ub:Sl(b)→Tbu_b: S_{l(b)}\rightarrow T_b such that L(ub)=fbL(u_b) =f_b for b∈Bb\in B (Chap. III, §6, no. 3, Th. 3).

Denote by u~:∏a∈ASa→∏b∈BTb\widetilde{u}:\prod_{a\in A}S_a\rightarrow \prod_{b\in B}T_b the morphism defined by u~((sa)a∈A)=\widetilde{u}((s_a)_{a\in A}) =

(ub(sl(b)))b∈B(u_b(s_{l(b)}))_{b\in B}. By construction, L(u~)=f=L(u)L(\widetilde{u}) =f= L(u), so u~=u\widetilde{u}=u, which proves the lemma.

Lemma 3 01IO

Under the hypotheses of Lemma 1, assume that the GαG_{\alpha} are simply-connected compact Lie groups. Then, the topological group G is isomorphic to the product of a family of almost simple, simply-connected compact Lie groups.

Cites 4 · Cited by 1

Cites Lemma 1, Proposition 28, III § 9, Lemma 2, Corollary 2, E III § 7

Cited by Proposition 2

For all α∈I\alpha \in I, the group GαG_{\alpha} is the direct product of a finite family of almost simple, simply-connected subgroups (Sαλ)λ∈Lα(S^{\lambda}_{\alpha})_{\lambda\in L_{\alpha}} (Chap. III, §9, no. 8, Prop. 28). Let β∈I,β≥α\beta \in I,\beta \geq \alpha. By Lemma 2, there exists a map lβα:Lα→Lβl_{\beta \alpha}: L_{\alpha}\rightarrow L_{\beta} such that fαβ(Sβlβα(λ))=Sαλf_{\alpha \beta}(S^{l_{\beta \alpha}(\lambda)}_{\beta}) = S^{\lambda}_{\alpha} for λ∈Lα\lambda \in L_{\alpha}. We have lγβ∘lβα=lγαl_{\gamma \beta}\circ l_{\beta \alpha}=l_{\gamma \alpha} for α≤β≤γ\alpha \leq \beta \leq \gamma, so (Lα,lβα)(L_{\alpha}, l_{\beta \alpha}) is an inductive system of sets relative to I. Let L be its limit; the maps lβαl_{\beta \alpha} being injective, LαL_{\alpha} can be identified with a subset of L, so that L=⋃α∈ILαL =\bigcup_{\alpha\in I}L_{\alpha}.

Let λ∈L\lambda \in L. Put Sαλ={1}S^{\lambda}_{\alpha}=\{1\} when λ∉Lα\lambda \notin L_{\alpha}, and denote by φαβλ:Sβλ→Sαλ\varphi^{\lambda}_{\alpha \beta}: S^{\lambda}_{\beta}\rightarrow S^{\lambda}_{\alpha} the morphism induced by fαβf_{\alpha \beta}; this gives a projective system of topological groups (Sαλ,φαβλ)(S^{\lambda}_{\alpha}, \varphi^{\lambda}_{\alpha \beta}), whose limit is isomorphic to SλS_{\lambda}. The canonical homomorphism of topological groups

lim←−α∈I((∏λ∈LSαλ)→∏λ∈L(_{_{\leftarrow -\alpha\in I}}((\prod_{\lambda\in L}S^{\lambda}_{\alpha})\rightarrow \prod_{\lambda\in L}(limα←−∈ISαλ)_{_{\alpha\leftarrow -\in I}}S^{\lambda}_{\alpha})

is bijective (Theory of Sets, Chap. III, §7, no. 3, Cor. 2); it is thus an isomorphism since the groups in question are compact. But the first of these groups can be identified with G and the second with the product of the SλS_{\lambda}, hence the lemma.

3. Structure of connected compact groups

Let G be a commutative compact group. Recall (Spectral Theory, Chap. II, §1, no. 9, Prop. 11) that G is then isomorphic to the dual topological group of a discrete commutative group G^\widehat{G}. The group G is connected if and only if G^\widehat{G} is torsion-free (Spectral Theory, Chap. II, §2, no. 2, Cor. 1 of Prop. 4).

The following properties are equivalent (Spectral Theory, Chap. II, §2, no. 2, Cor. 2 of Prop. 4 and §1, no. 9, Cor. 2 of Prop. 11):

(i) G is totally discontinuous;

(ii) G^\widehat{G} is a torsion group;

(iii) the topological group G is isomorphic to the limit of a projective system of finite (commutative) groups, each having the discrete topology.

The proposition below generalizes Cor. 1 of Prop. 4 of §1, no. 4.

Proposition 2 01IP

Let G be a connected compact group.

Cites 7

Cites Lemma 3, Corollary 2, Lemma 1, Corollary 2, TG I § 9, Corollary, IX § 4, Remark, A II § 6, Corollary 1, IX § 1

a)C(G)0) C(G)_0 is a commutative connected compact group; D(G) is a connected compact group, equal to its derived group.

b) The continuous homomorphism (x,y)→xy(x, y) \rightarrow xy from C(G)0×D(G)C(G)_0\times D(G) to G is surjective and its kernel is a central subgroup of C(G)0×D(G)C(G)_0\times D(G) that is compact and totally discontinuous.

c) There exists a family (Sλ)λ∈L(S_{\lambda})_{\lambda\in L} of almost simple compact Lie groups and a surjective continuous homomorphism ∏λ∈LSλ→D(G)\prod_{\lambda\in L}S_{\lambda}\rightarrow D(G), whose kernel is a

totally discontinuous, compact, central subgroup.

Let (Gα,fαβ)(G_{\alpha}, f_{\alpha \beta}) be a projective system of compact Lie groups, relative to a filtered set I, such that G is isomorphic to lim←−Gα_{\leftarrow -}G_{\alpha} and such that the canonical maps fα:G→Gαf_{\alpha}: G\rightarrow G_{\alpha} are surjective (Cor. 2 of Prop. 1). For α∈I\alpha \in I, let πα:D~(Gα)→D(Gα)\pi_{\alpha}: \widetilde{D}(G_{\alpha})\rightarrow D(G_{\alpha}) be a universal covering of the group D(Gα)D(G_{\alpha}). The fαβf_{\alpha \beta} induce morphisms f~αβ:D~(Gβ)→D~(Gα)\widetilde{f}_{\alpha \beta}: \widetilde{D}(G_{\beta})\rightarrow \widetilde{D}(G_{\alpha}), and (D~(Gα),f~αβ)( \widetilde{D}(G_{\alpha}),\widetilde{f}_{\alpha \beta}) is a projective system of topological groups satisfying the hypotheses of Lemma 3.

It follows from this lemma that the topological group lim←−D~(Gα)_{\leftarrow -}\widetilde{D}(G_{\alpha}) is isomorphic to the product of a family (Sλ)λ∈L(S_{\lambda})_{\lambda\in L} of almost simple compact Lie groups. By Lemma 1, the limit of the projective system of homomorphisms (πα)(\pi_{\alpha}) can be identified with a continuous homomorphism π:∏λ∈LSλ→D(G)\pi :\prod_{\lambda\in L}S_{\lambda}\rightarrow D(G),

which is surjective (General Topology, Chap. I, §9, no. 6, Cor. 2 of Prop. 8).

Now observe that the group ∏λ∈LSλ\prod_{\lambda\in L}S_{\lambda} is equal to its derived group: this

follows from §4, no. 5, Cor. of Prop. 10. The same is true for D(G), since π\pi is surjective. Consequently, D(G)⊃D(D(G))=D(G)D(G)\supset D(D(G)) = D(G). Thus, the group D(G) is compact and equal to its derived group; this proves a), since the assertions concerning C(G)0C(G)_0 are trivial.

On the other hand, the kernel of π:∏λ∈LSλ→D(G)\pi :\prod_{\lambda\in L}S_{\lambda}\rightarrow D(G) can be identified

with lim←−_{\leftarrow -} Ker(πα\pi_{\alpha}) ((Algebra, Chap. II, §6, no. 1, Remark 1), and thus with a

compact, totally discontinuous, central subgroup, hence c).

We prove b). For all α\alpha in I, the morphism sα:C(Gα)0×D(Gα)→Gαs_{\alpha}: C(G_{\alpha})_0\times D(G_{\alpha})\rightarrow G_{\alpha} such that sα(x,y)=xys_{\alpha}(x, y) =xy for x∈C(Gα)0,y∈D(Gα)x\in C(G_{\alpha})_0, y\in D(G_{\alpha}), is surjective and its kernel is a finite central subgroup (§1, no. 4, Cor. 1 of Prop. 4). The sαs_{\alpha} form a projective system of maps, whose limit can, by the preceding, be identified with the homomorphism (x,y)→xy(x, y) \rightarrow xy from C(G)0×D(G)C(G)_0\times D(G) to G. We now see as before that this map is surjective and that its kernel is central and totally discontinuous, hence b).

Corollary 01IQ

Every solvable connected compact group is commutative.

Indeed, the derived group is then solvable and equal to its derived group (Prop. 2a2a))), hence reduced to the identity element.

Exercises

See the exercises for Appendix 1.

Transcribed from the printed volume. Not translated.