§ 3. Commutative Banach algebras
In this section, the base field is .
1. Characters of a commutative Banach algebra
Theorem 1 027P
Let A be a Banach algebra and let be an algebra morphism (cf. I, p. 9). Then is continuous, of norm at most 1. If A is unital and if is a unital morphism, then is of norm 1.
Let us prove that for every A. Replacing A, if necessary, by the Banach algebra generated by , we may suppose that A is commutative; then, . For every , one has Sp (I, p. 9, No.), hence I, p. 28, cor. 5), whence the first assertion.
If, moreover, A is unital, the equality implies that , whence the required equality.
Remark 027Q
Let A be a commutative Banach algebra. It follows from this theorem that the topology of simple convergence on coincides with the restriction to of the weak topology of the dual of A.
Corollary 027R
Let A be a commutative Banach algebra. The space is compact. The space is locally compact, and is compact if A admits a unit element.
Let be the dual of the Banach space A. Its unit ball is weakly compact (EVT, III, p. 17, cor. 2). By Theorem 1, one has . Moreover, is closed in for the weak topology, because it is the intersection of the weakly closed sets
(for ).
It follows that is compact and that is locally compact.
If A admits a unit element 1, then is the set of such that , and is therefore a closed subset, and hence compact, of .
Every compact space is homeomorphic to for a suitable commutative unital Banach algebra A (cf. I, p. 32, cor. 2).
Theorem 2 027S
Let A be a commutative Banach algebra. The mapping Ker( ) is a bijection of onto the set J(A) of regular maximal ideals of A.
Let I be a regular maximal ideal of A. It is closed (I, p. 22, cor. 2), hence is a Banach algebra. Since it is a field (A, VIII, p. 426, prop. 2), the Gelfand-Mazur theorem (I, p. 26, cor. 2) implies that is of dimension 1 over . Hence I is of codimension 1 in A. The theorem then follows from Lemma 3 of I, p. 10.
It may happen that a nonzero commutative Banach algebra A, without a unit element, has no maximal ideal; then is reduced to cf. I, p. 186, exercise 31).
This theorem shows that the sets J(A) and of I, p. 11, which are identified since A is commutative, may also be identified with the set . There is therefore reason to consider on the weak topology, and the Jacobson topology which is less fine (I, p. 15, prop. 5). The closed sets V(M) of the Jacobson topology, for , are the sets
of , which will sometimes still be denoted by V(M). Similarly, for every subset M of , we shall denote by Υ(M) the ideal intersection of the kernels of the ; it is equal to the set defined in I, p. 13 for the subset corresponding to M when J(A) and are identified.
When a topological notion is used in without specifying which topology is meant, it will always be the weak topology.
2. Continuous functions vanishing at infinity on a locally compact space
In this number, X is a locally compact space. One denotes by the commutative Banach algebra of complex-valued continuous functions tending to 0 at infinity on X, endowed with the norm sup
(Example 3 of I, p. 17).
Proposition 1 027T
For every closed subset Φ of X, let be the set of that are zero on Φ. Then is a bijection of the set of closed subsets of X onto the set of closed ideals of .
The set is a closed ideal of .
Let be closed subsets of X. Exchanging Φ and if necessary, we may suppose that there exists such that , and then there exists a function which is zero on Φ and non-zero at (TG, IX, p. 43, prop. 1). We have and , so that the mapping is injective.
Let I be a closed ideal of . Let Φ be the set of such that for every ; this is a closed subset of X, and one has . Let us prove that , which will imply that and complete the proof of the proposition.
Let . For every real number , let denote the set of such that . Since tends to 0 at infinity, the set is compact. Let ; since and , one has ; by definition of Φ, there then exists a function such that , hence such that for every belonging to a neighbourhood of . The open sets cover . Since the set is compact, there exists a finite subset such that
Then the element
1
of belongs to I, and one has on . The function
belongs to I. For , one has
and for , one has
Thus converges uniformly to on X when tends to 0. Hence , whence since I is closed.
Corollary 1 027U
For every , let be the set of vanishing at . Then is a bijection of X onto the set of maximal closed ideals of . These ideals are regular.
This follows at once from Prop. 1.
Let us denote by the Alexandroff compactification of X, that is, the compact space deduced from X by adjunction of a point at infinity (TG, I, p. 67 and 68). The algebra is identified with the Banach algebra of continuous complex-valued functions on vanishing at .
For every , we denote by ev the character of defined by ev for every .
Corollary 2 027V
The mapping ev is a homeomorphism of onto , and its restriction to X is a homeomorphism of X onto . Moreover, the weak topology and the Jacobson topology coincide on .
The mapping ev ev of into is injective. It is surjective by Corollary 1 and Theorem 2 of I, p. 30. It is continuous, for for every function and every open subset U of , we have
ev
which is open in X. The mapping ev is therefore a homeomorphism since is compact. The restriction of ev to X is then a homeomorphism onto .
If F is a weakly closed subset of , it corresponds under the homeomorphism ev to a closed subset Φ of X; precisely, by Prop. 1, we have Ker , which is closed for the Jacobson topology.
Corollary 3 027W
Suppose X compact. Then the mapping ev is a homeomorphism of X onto . The weak topology and the Jacobson topology coincide on .
3. Proper partial mappings
In this No., X and Y are locally compact topological spaces. We denote by (resp. ) the compact space obtained from X (resp. Y) by adjunction of a point at infinity (resp. ) (TG, I, p. 67–68). We identify and with and , respectively (Corollary 2 of I, p. 32).
Definition 1 027X
A proper partial mapping from X into Y is a correspondence (E, II, p. 10, Def. 2) between X and Y such that
(i) The graph Γ is functional;
(ii) The domain of definition of is an open subset U of X;
(iii) The mapping of U into Y is proper.
The identity mapping of X is a proper partial mapping of X into X. Let Z be a locally compact topological space and (resp. ) a proper partial mapping of X into Y (resp. of Y into Z). Then the composite correspondence (E, II, p. 11, Def. 6) is a proper partial mapping of X into Z (TG, I, p. 72, Prop. 3, and p. 73, Prop. 5).
Lemma 1 027Y
For every proper partial mapping of X into Y, with domain of definition U, let us denote by the mapping of into defined by if and if ; it is continuous.
The mapping is a bijection between the set of proper partial mappings of X into Y and the set of continuous mappings of into such that .
Let be a proper partial mapping of X into Y, and let U be its domain. We shall prove that the mapping is continuous. It is continuous at every point of U, since U is open in . We shall prove that it is also continuous at every point of U; then . Let V be an open neighbourhood of in ; we shall prove that is a neighbourhood of . By definition of the topological space , we may suppose that V is of the form K, where K is a compact subset of Y. Since defines a proper mapping of U into Y, the set is compact in U (TG, I, p. 77, prop. 6), hence in . In particular it is a closed subset of , and is an open subset of , and is therefore a neighbourhood of .
Conversely, let be a continuous mapping such that , and let be its graph. The set U = X is open in X. The correspondence is a proper partial mapping of X into Y (TG, I, p. 77, prop. 7) such that , and it is the only one.
We shall identify the proper partial mappings of X into Y with the continuous mappings of into which map onto . In particular, the proper mappings of X into Y are the proper partial mappings with domain X; they are identified with the continuous mappings of into such that that . If X is compact, these are simply the continuous mappings of X into Y.
Let A be a commutative complex Banach algebra. Recall that is identified with the compact space obtained from by adjoining a point at infinity (I, p. 29, corollaire).
Proposition 2 027Z
Let A and B be commutative complex Banach algebras. For every algebra morphism , the mapping is a proper partial mapping of into .
In fact, is a continuous mapping of into (I, p. 10). The point at infinity of (resp. of ) is the null character, and one has .
Proposition 3 0280
a) For every proper partial mapping of X into Y, the mapping of into induces an algebra morphism of into ;
b) The mapping is a bijection of the set of proper partial mappings of X into Y onto the set of algebra morphisms of into . Its inverse bijection is the mapping .
Let us prove a). Let be a proper partial mapping of X into Y, identified with a continuous mapping of into such that . For , one has , hence the mapping is well-defined. It is an algebra morphism.
Let us prove that identifies with . Let . For every function , the character )(ev) associates to the complex number
(ev) ev,
hence )(ev) ev. This proves the assertion.
Conversely, let be an algebra morphism. Let us prove that . Let , and let us write . For every , one has
ev (ev ),
since satisfies ev ev. Hence , which permits us to conclude that .
In an entirely similar manner, one has:
Proposition 4 0281
Suppose that X and Y are compact. Let us identify the space X (resp. the space Y) with (resp. ) (corollary 3 of I, p. 33).
a) For every continuous mapping Y, the mapping is an algebra morphism of into ;
b) The mappings and are inverse bijections between the set of continuous mappings of X into Y and the set of algebra morphisms of into .
Remark 0282
In the language of category theory, the preceding results may be interpreted in the following way. Let be the category whose objects are locally compact topological spaces and whose morphisms are proper partial mappings. The functor X is a contravariant, fully faithful functor from the category into the category of commutative complex Banach algebras. Moreover, is a contravariant functor from the category of commutative complex Banach algebras into the category . If to a locally compact topological space X one associates the homeomorphism
ev,
one obtains an isomorphism of the identity functor of the category onto the composite functor .
It is not true that the composite functor is isomorphic to the identity functor of the category of commutative complex Banach algebras (cf. example 2 of I, p. 36 and exercise 2 of I, p. 155). One will, however, see a statement of this type for commutative star-algebras (No. 5 of I, p. 107).
4. Gelfand Transform
Let A be a commutative Banach algebra. Recall that, for every , , or , denotes the function on , that is called the Gelfand transform of , and that the mapping is called the Gelfand transform (cf. definition 5 of I, p. 7). We have therefore by definition:
Example 1 0283
Let X be a locally compact topological space and consider the commutative Banach algebra (example 3 of I, p. 17 and No. 2 of I, p. 31). By Corollary 1 of I, p. 32, the character space is identified with X by means of the mapping which to an element associates the character of , and the Gelfand transform of is then identified with the identity mapping.
Example 2 0284
Let be an integer. Let be the algebra of functions admitting continuous derivatives on up to order . Endowed with the norm
! sup,
it is a Banach algebra (example 4 of I, p. 18). For every , the character space is identified with and with the inclusion of in (cf. example 1 of I, p. 144).
Example 3 0285
Let Δ be the disk of complex numbers satisfying and let A be the complex Banach algebra of continuous functions on Δ analytic in the interior of Δ, endowed with the norm sup (example 9 of I, p. 20). Then is identified with Δ and with the inclusion of A in (cf. Exercise 6 of I, p. 193).
Example 4 0286
Consider the complex Banach algebra A of absolutely convergent Fourier series (example 8 of I, p. 19). For every element of the unit circle , the mapping is a character ev of A. If is the identity mapping of , we have ev, hence the mapping ev ev of into is injective; it is continuous.
Let . We have = = 1, hence 1 and . This shows that and there exists such that ev. Since generates the unital algebra A topologically, we have ev. Thus, the mapping ev is a homeomorphism of onto , by which these spaces are identified. The Gelfand transform of A is then identified with the inclusion of A in .
Since A is isomorphic to the Banach algebra (example 8 of I, p. 19), the space is identified with and, for every element , the Gelfand transform is identified with the function on .
Example 5 0287
Let Δ be the unit disc of complex numbers such that . Its boundary in is . Let A be the Banach algebra of complex functions on such that there exists a continuous function extending which is analytic in , endowed with the norm sup. By virtue of the maximum principle (VAR, R1, p. 30, 3.3.7), we then have sup, and therefore A coincides with the algebra of example 9 of I, p. 20. The set is identified with Δ and, if , the mapping is identified with the continuous extension of to Δ which is analytic in cf. exerc. 6 of I, p. 193).
Proposition 5 0288
Let A be a commutative Banach algebra. For every , the function belongs to the commutative Banach algebra of continuous functions on tending to 0 at infinity.
By definition (cf. n of I, p. 9), the function is continuous on and zero at 0. Since is identified with the Alexandroff compactification of by cor. 1 of I, p. 29, the proposition follows.
Proposition 6 0289
Let A be a commutative Banach algebra and let .
a) The union of the set of values of and of is equal to Sp ;
b) If A has a unit element, the set of values of is Sp. In particular, in order that be invertible, it is necessary and sufficient that should not vanish.
Suppose that A admits a unit element. It is known that, for every , one has Sp. Conversely, let Sp. Then is not invertible, hence belongs to a maximal ideal of A. There then exists such that (th. 2 of I, p. 30), whence b).
Let us pass to the general case. Let be the Banach algebra obtained from A by adjoining a unit element; it is commutative. The set Sp is equal to Sp, that is to say to the set of values of on . Whence a).
Example 028A
Consider the Banach algebra A of absolutely convergent Fourier series (Example 4). Prop. 6, b), implies that if is a function on the unit circle admitting an absolutely convergent Fourier series, and if does not vanish, the function also admits an absolutely convergent Fourier series ("Wiener's theorem").
Proposition 7 028B
Let A be a commutative Banach algebra.
a) The Gelfand transform defines a morphism of A into such that for every ;
b) In order that the Gelfand transform be isometric, it is necessary and sufficient that for every .
The mapping is a morphism of A into by No. of I, p. 9 and Prop. 5 of I, p. 37, and satisfies by Prop. 6 and Cor. 5 of I, p. 28. Assertion b) follows from a) and Remark 1 of I, p. 21.
Corollary 028C
Let A be a Banach algebra, and let and be permutable elements of A.
a) One has and ;
b) If is quasi-nilpotent, then Sp Sp; if moreover A is unital, then Sp Sp.
By considering the Banach algebra deduced from A by adjoining a unit element, one is first reduced to the case where the algebra A is unital. Then by considering the closed full subalgebra of A generated by and , one is reduced to the case where A is commutative and unital. Assertion a) is then a consequence of Prop. 7, a), and assertion b) follows from Prop. 6 of I, p. 37 and Cor. 5 of I, p. 28.
Proposition 8 028D
Let A be a commutative Banach algebra. The following four sets are equal:
(i) The kernel of the Gelfand transform;
(ii) The set of elements of A such that Sp;
(iii) The set of quasi-nilpotent elements of A;
(iv) The radical of A.
Let us denote these sets by , respectively. One has (Prop. 6, a)), and I, p. 28, Cor. 5). By definition, the set is the intersection of the regular maximal ideals of A; it is therefore the intersection of the kernels of the characters of A (th. 2 of I, p. 30), which is equal to .
Remark 1 028E
In general, the image of the Gelfand transform is neither closed in , nor dense in (Exercise 7 of I, p. 193).
Remark 2 028F
The image of the Gelfand transform separates the points of , since if are elements of , there exists such that .
Remark 3 028G
If , there exists an element of the image of the Gelfand transform which does not vanish at .
Remark 4 028H
If A possesses a unit element, the image of the Gelfand transform is a full subalgebra of the algebra of continuous functions on (Prop. 6, b)).
Lemma 2 028I
Let A be a commutative Banach algebra. Let M be a subset of . Then M is closed for the Jacobson topology if and only if, for every character - M, there exists an element of A such that is zero on M and nonzero at .
Let Υ(M) be the intersection of the kernels of the elements of M. The set M is closed for the Jacobson topology if and only if M = V(Υ(M)) (cf. I, p. 13 and I, p. 30). This condition is equivalent to saying that the elements of M are precisely the characters which vanish on Υ(M). Consequently M is closed if and only if for every character , there exists such that . This translates into and .
5. Morphisms of commutative Banach algebras
Proposition 9 028J
Let A be a Banach algebra, let B be a commutative Banach algebra without radical, Every morphism of the underlying algebra of A into the underlying algebra of B is continuous.
Let be an algebra morphism and let be a point adherent to the graph Γ of . Let . The function from A into is an algebra homomorphism, hence is continuous (I, p. 29, th. 1). The map from into given by is therefore continuous; it is zero on Γ, hence zero at . Thus one has for every . Since B is without radical, one has . Thus the graph of is closed and therefore is continuous (EVT, I, p. 19, cor. 5).
Corollary 028K
On a commutative complex algebra without radical, two norms defining Banach algebra structures are equivalent.
It is enough to apply prop. 9 to the identity map of the algebra.
Let A and B be commutative Banach algebras. By No. of I, p. 9, if is a surjective morphism, is a homeomorphism of onto a closed subspace of which transforms 0 into 0. (In the case where is the injection of a subalgebra into , the map is injective under much weaker hypotheses, cf. I, p. 142, prop. 1, d).)
Now let be an injective morphism. In general, is not surjective, but the following proposition provides a necessary condition for this to be the case.
Proposition 10 028L
Let A and B be commutative unital Banach algebras, a unital algebra morphism, not necessarily continuous. If is surjective, then is a full subalgebra of B.
Let be such that is invertible in B. For every , there exists such that , hence . Prop. 6 of I, p. 37 then shows that is invertible in A, and hence that is invertible in .
The necessary condition of the proposition is not sufficient, even if is isometric (I, p. 168, exerc. 14). One has nevertheless the following result:
Proposition 11 028M
Let A and B be commutative unital Banach algebras, let be an element of A and let be an injective unital morphism (not necessarily continuous). Suppose that the full closed subalgebra of A generated by is equal to A. The following conditions are equivalent:
(i) is surjective;
(ii) is a full subalgebra of B;
(iii) Sp Sp.
(i) (ii) follows from prop. 10.
(ii) (iii) results from the formula Sp Sp Sp, valid since is a full subalgebra of B.
(iii) (i) by the formula (4) of No. of I, p. 6, we have the commutative diagram
Sp Sp
where the vertical arrows denote surjective mappings (I, p. 37, prop. 6) and is the canonical inclusion. Assumption (iii) means that is bijective. Moreover the surjective mapping Sp is bijective: in fact, for every characters and of A, the set is a closed full subalgebra of A. By hypothesis, therefore, one has = A if , that is to say if . The diagram then implies that the mapping is surjective.
6. Simultaneous Spectrum
Let Λ be a set. Let be the unital algebra of complex polynomials in a family of indeterminates . For every , one has ; the mapping is a homeomorphism of onto the product space , by means of which these spaces are identified.
Let, on the other hand, A be a commutative unital Banach algebra and a family of elements of A. There exists one and only one unital morphism of into A such that for every . The continuous mapping of into is the mapping which associates to the family . It is called the mapping of into defined by .
Definition 2 028N
The image of the mapping is called the simultaneous spectrum of , and denoted by Sp or Sp.
The simultaneous spectrum of is a compact subset of . An element belong to Sp if and only if the elements belong to one and the same maximal ideal of A, in other words if the family does not generate the algebra A.
If Λ contains only one element, so that the family reduces to a single element , we have Sp Sp (I, p. 37, prop. 6, b)). If , then Sp is the image of Sp under the canonical projection mapping of onto . In particular, we have
Sp Sp.
Let , for , denote the coordinate functions on . If , the value at of is , hence .
Let A and B be commutative unital Banach algebras, a unital morphism from A into B, and a family of elements of A. Let denote the family of elements of B. We have, for every , and every
hence Sp Sp. The diagram
Sp Sp
where denotes the inclusion, and where the vertical arrows denote the mappings defined by the families and , is therefore commutative.
Example 028O
Let K be a compact subset. Let be the family in of the restrictions to K of the coordinate functions of . Then the joint spectrum Sp is equal to K. In fact, by Corollary 2 of I, p. 32, every character of is of the form for an element , and one then has .
Proposition 12 028P
Let Λ be a set and A a commutative unital Banach algebra. Let be a family of elements of A.
a) Suppose that the full subalgebra of A generated by the family is dense in A. The mapping of into defined by is a homeomorphism of onto the joint spectrum Sp ;
b) Suppose that the unital subalgebra of A generated by the family is dense in A. For every , the following conditions are equivalent :
(i) Sp ;
(ii) for every polynomial ;
(iii) for every polynomial .
a) The mapping of into Sp defined by the family is continuous and surjective. Let be characters having the same image, that is, such that for every . The characters and coincide on elements of the form , where , and is invertible in A, that is, on the full subalgebra of A generated by the elements (lemma 2 of I, p. 6). Since and are continuous (Theorem 1 of I, p. 29), they are therefore equal on A. This proves that is a continuous bijection of onto Sp, and hence is a homeomorphism since is compact.
b) Let us show that (i) implies (ii): if Sp, there exists such that for every . For every , we therefore have .
Assertion (ii) implies (iii) by reason of the inequality , valid for every by definition of the spectral radius.
Finally let us show that (iii) implies (i). Let be such that
for every P . Let be the unital subalgebra of A generated by the family ; its elements are of the form for . The majorisation (2) implies that the condition entails . There therefore exists a morphism of unital algebras from into such that for every . By (2), the morphism is continuous. It therefore extends by continuity to a character of , which satisfies Sp. This completes the proof.
7. Polynomially convex sets
Definition 3 028Q
Let Λ be a set and V a subset of . One says that V is polynomially convex if V is the set of points of such that
sup
for every .
Lemma 3 028R
Let be a set. A subset V of is polynomially convex if and only if there exist a family of elements of and a family of elements of such that V is the set of satisfying
for all .
If the subset V of is polynomially convex, it satisfies the above condition for the family consisting of the elements P of by setting sup.
Conversely, let be a family of elements of and a family of elements of . Let V be the set of in such that for all . Then sup for . Suppose that satisfies
sup
for all . For , we have in particular , hence . Conversely, for every element and every polynomial , we have sup. Consequently, the set V is polynomially convex.
Lemma 4 028S
Let A be a commutative unital Banach algebra. Let be a set and a family of elements of A. If the unital subalgebra generated by the family is dense in A, then the simultaneous spectrum Sp is polynomially convex.
This follows from assertion b) of Prop. 12 of I, p. 43 and Definition 3.
Any intersection of polynomially convex subsets of is polynomially convex (Lemma 3). This justifies the following definition:
Definition 4 028T
Let be a set and V a subset of . The polynomially convex envelope of V is the smallest polynomially convex subset of containing V.
The polynomially convex envelope of V is the set of belonging to such that sup for all . In fact, this set is polynomially convex by Lemma 3, and is contained in every polynomially convex set containing V by definition.
Example 028U
Let be a finite set and a compact convex subset. Then V is polynomially convex. In fact, let W be the polynomially convex envelope of V. Let us prove that , which will imply the assertion. Let V. There exists a real hyperplane H in which strictly separates and V (EVT, II, p. 41, Prop. 4). Let be an -linear form on and such that H is the set of satisfying . Let be a linear form on such that . We therefore have
sup.
For every and , let us set . We have in endowed with the topology of compact convergence when . For sufficiently large, it follows that sup since V is compact. Thus W since is a polynomial function.
Lemma 5 028V
Let K be a compact subset of . We denote by the union of K and of the connected components of K which are relatively compact. Then the set is compact.
Since K is compact, there exists a real number such that K is contained in the open disk D with center 0 and radius . Then K contains D. Since the space D is connected (being homeomorphic to , it is contained in a connected component U of K. Every other connected component of K is contained in D, hence is bounded. The connected component U is therefore the unique unbounded connected component of K, that is, . Since U is open and contains the complement of the disk D, the set is compact.
Proposition 13 028W
Let be an integer. Let be a closed subset and V its polynomially convex hull.
a) Every bounded connected component of K is contained in V;
b) If , and if K is compact, then V is the union of K and of the bounded connected components of K.
Since is closed, its complement K is open, hence locally connected, so that each connected component of K is open. The maximum principle (VAR, R1, p. 29, 3.3.7) then shows that every bounded connected component of K is contained in V, which proves assertion a).
Now suppose and K compact. Let us denote by the union of K and of the bounded connected components of K, so that V by what precedes. The set is compact (Lemma 5). Let A be the commutative unital Banach algebra . Let be the identity function of and B the closed unital subalgebra of A generated by . We have Sp (Example 3 of I, p. 17), hence Sp is connected. Consequently we have Sp Sp (Cor. of Prop. 6 of I, p. 28). Since Sp is polynomially convex by Lemma 4, this shows that is polynomially convex and therefore that .
The second part of the proposition does not extend to the case (cf. Exercise 23 of I, p. 170).
Proposition 14 028X
Let Λ be a set. Let A be a commutative unital Banach algebra, a family of elements of A, and the unital Banach subalgebra generated by . Then the joint spectrum Sp is the polynomially convex hull of Sp.
Indeed, Proposition 12 of I, p. 43, b) shows that Sp is the set of the such that for every . Now we have
sup sup sup,
according to Proposition 7 of I, p. 38, a) and Proposition 12 of I, p. 43, a). The result then follows from Lemma 3.
Proposition 15 028Y
Let Λ be a set. Let K be a polynomially convex compact subset of . Let be the set of the restrictions to K of polynomial functions on , and let A be the closure of in the algebra .
Let ev be the mapping defined by ev, where ev is the character of A. Let be the family in A of the restrictions to K of the coordinate functions on , and let be the surjective mapping of onto Sp defined by the family .
Then we have K = Sp, and the mappings ev : K and are reciprocal homeomorphisms.
The mapping ev is the identity mapping of K. In particular, K is contained in the image Sp of .
Proposition 14 implies that Sp is the polynomially convex hull of Sp. Since, on the other hand, we have Sp (I, p. 42, example), which is polynomially convex by assumption, we deduce that Sp.
Since the unital subalgebra generated by the family of elements is dense in A, the mapping is a homeomorphism of onto Sp (Proposition 12 of I, p. 43, a)). The identity ev = Id then shows that ev is the reciprocal homeomorphism of .
For every subset of Λ, we denote by pr the canonical projection . Let W be a subset of and V its polynomially convex hull. Put pr. Since every element of is identified with an element of , the polynomially convex hull of is contained in pr.
Lemma 6 028Z
Let be a polynomially convex compact subset and U a neighbourhood of K. There exists a finite subset of Λ such that, for every subset of Λ containing , the set pr contains the polynomially convex hull of pr.
Since K is compact, there exists a family of compact disks in with center 0 and radii such that K is contained in the product . For every , let be the set of
such that
sup.
One has
which is contained in U. Thus, the space D is the union of the open set and the family of open sets D - for . Since D is compact, there exists an integer and polynomials such that:
There exists a finite subset Λ such that for . Let us prove that verifies the assertion of the lemma.
Let be a subset of Λ containing . Let E be the subset of formed by the elements defined by the inequalities for , and
sup
for . The subset E is polynomially convex (lemma 3) and formula (3) proves that pr.
On the other hand, let ; let be the element of defined by for and for - . Then (4) implies that , and hence that pr. Thus, pr, which completes the proof.
Lemma 7 0290
Let be an integer and K a compact polynomially convex subset of . Then K admits a fundamental system of compact polynomially convex neighbourhoods.
There exists a compact polydisk (cf. VAR, R1, p. 24) Δ of which is a neighbourhood of K. Since K is polynomially convex, there exists a family of elements of , and a family of positive real numbers such that K is the set of the Δ verifying for every (lemma 3). For every finite subset J of I and every , let be the set of the such that for . Then each set is a compact polynomially convex neighbourhood of K (loc. cit.), and the intersection of the sets is K. The sets therefore form a fundamental system of polynomially convex neighbourhoods of K (TG, I, p. 60, th. 1).
Exercises
In the exercises below, all algebras considered are over , unless explicit mention is made to the contrary.
See the exercises for § 3.