§ 9. Radical
1. The Radical of a Module
Definition 1 00A1
Let A be a ring. The radical of an A-module M is the submodule defined as the intersection of the maximal submodules of M (VIII, p. 48, Definition 2) or, equivalently, the set of elements of M annihilated by every homomorphism from M to a simple A-module.
In the remainder of this chapter, we denote the radical of an A-module M by or simply .
Let A be a ring. The radical of an A-module M is reduced to 0 (in which case we say, by abuse of language, that M is without radical) if and only if there exist a family of simple A-modules and a family of A-linear mappings such that we have Ker() . This is equivalent to M being isomorphic to a submodule of a product of simple A-modules.
Example 1 00A2
Let be a left ideal of A. The radical of the A-module is equal to , where is the intersection of the maximal left ideals of A containing . In particular, the radical of the -module is reduced to 0, and that of the -module is equal to for every prime number and every integer .
Example 2 00A3
Let A be a principal ideal domain that is not a field, and let K be its field of fractions. As a K-module, K is without radical. Let us prove that the radical of K, viewed as an A-module, is equal to K; equivalently, we must prove that every A-linear mapping from K to a simple A-module S is zero. By VII, §4, No. 8, p. 25, we may assume that S is equal to , where is an irreducible element of A. We have for every because .
Proposition 1 00A4
Let M and N be A-modules and a homomorphism from M to N. We have , and we even have equality if is surjective and the kernel of is contained in the radical of M.
Let be a homomorphism from N to a simple A-module; then is contained in the kernel of , so that is contained in the kernel of . We therefore have . Now suppose that is surjective and that its kernel is contained in . Let be an element of (N), and let be an element of the inverse image of . If is a homomorphism from M to a simple A-module S, then its kernel contains the radical of M, hence the kernel of . Since the homomorphism is surjective, there exists a homomorphism from N to S such that . Since belongs to (N), we have , that is, ; thus belongs to (M), which proves the inclusion .
Corollary 1 00A5
Let M be an A-module and N a submodule of M.
a) We have .
b) We have . If N is contained in , then we have the equality .
c) The module is without radical. If the module is without radical, then we have .
Assertion a) follows from Proposition 1 applied to the canonical injection from N to M, and assertion b) follows from Proposition 1 applied to the canonical mapping from M to . From b), we deduce that is without radical if and that we have if is without radical.
It follows from Example 1 that there can exist submodules N containing such that the radical of is not zero.
Corollary 2 00A6
Let be a family of A-modules, P its product, and S its direct sum. We have and .
For , let be the projection with index from P to . By Proposition 1, we have for every ; this proves the first assertion. We have , hence
Moreover, we have and therefore for every , and consequently .
There exist families of modules such that the radical of the product is not isomorphic to the product of the radicals (Exercise 3 of VIII, p. 166).
Proposition 2 00A7
Let M be a finitely generated A-module.
a) If M is not reduced to 0, then we have .
b) If N is a submodule of M such that , then we have N = M.
Let N be a proper submodule of M. By Proposition 3 of VIII, p. 49, there exists a maximal submodule L of M containing N. We have , and a fortiori . This proves b); the specific case N = 0 gives assertion a).
Corollary 00A8
Let M be an A-module, a generating family of M, and an element of M. The following properties are equivalent:
(i) We have .
(ii) Every submodule N of M such that is equal to M.
(iii) For every family of elements of A, the family generates the A-module M.
(i) (ii): Suppose that belongs to . Let N be a submodule of M such that . We have ; hence the A-module is equal to its radical (Corollary 1, b) of Proposition 1). Since it is monogenous, it is zero (Proposition 2), and we have M = N.
(ii) (iii): Let be a family of elements of A. Denote by N the submodule of M generated by the family . We have for every , hence . If property (ii) holds, then N is equal to M.
(iii) (i): Suppose that does not belong to . Then there exists a maximal submodule N of M that does not contain . Since N is maximal, we have ; each of the elements can therefore be written as with and . The family is contained in N, hence does not generate M.
Proposition 3 00A9
a) A semisimple module is without radical.
b) A module is semisimple and finitely generated if and only if it is without radical and Artinian.
By definition, the radical of a simple module is reduced to 0. If the module M is semisimple, then it is the direct sum of a family of simple submodules, and we have by Corollary 2 of Proposition 1 above, hence .
If, moreover, M is finitely generated, then it is Artinian by Proposition 10 of VIII, p. 71.
Conversely, suppose that M is Artinian and without radical. By VIII, p. 2 applied to the set of maximal submodules of M, there exists a finite family of maximal submodules of M whose intersection is reduced to 0. Then M is isomorphic to a submodule of . Therefore, it is semisimple and has finite length, and is a fortiori finitely generated.
2. The Radical of a Ring
Definition 2 00AA
The Jacobson radical (or simply radical) of a ring A, denoted by , is the radical of the A-module , that is, the intersection of the maximal left ideals of A.
By abuse of language, we say that the ring A is without radical if we have .
Proposition 4 00AB
A ring A is semisimple if and only if it is left Artinian and without radical.
This follows from Proposition 3, b) applied to the A-module .
Example 1 00AC
If A is a local ring, then it has a unique maximal left ideal , consisting of the noninvertible elements of A (VIII, p. 25, Proposition 1); so is the radical of A. In particular, a field is without radical.
Example 2 00AD
Let K be a commutative field and E the algebra of formal power series in the variables with coefficients in K. By the previous example and Example 4 of VIII, p. 26, the radical of E consists of the formal power series with constant term zero. Observe that the ring E is an integral domain and that its radical is not reduced to 0, even though E is a subring of its field of fractions, which is without radical.
Example 3 00AE
Suppose that A is a principal ideal domain, and let P be a system of representatives consisting of irreducible elements (VII, §1, No. 3, p. 3). If A is a field, then it is without radical by Example 1. If the set P is infinite, then the intersection of the maximal ideals of A is reduced to 0, so A is without radical. But if P is finite and nonempty, and if we set , then the radical of A is equal to (VII, §1, No. 2, p. 3, Proposition 4), hence is not reduced to 0.
Let be a nonzero element of A; we write it as , where is invertible in are pairwise distinct elements of P, and are strictly positive integers. The maximal ideals of the ring are the ideals ; the radical of the ring is therefore the ideal . In particular, the ring is without radical if and only if we have ; in this case, we say that is without multiple factors.
Proposition 5 00AF
a) The radical of a ring A is the intersection of the annihilators of simple A-modules; it is also the smallest annihilator of a semisimple A-module. It is, in particular, a two-sided ideal of A. If A is not reduced to 0, then the radical of A is distinct from A.
b) Let be a two-sided ideal of A. We have . If is contained in , then we have .
c) The ring is without radical; conversely, every two-sided ideal of A such that is without radical contains .
d) The radical of A is contained in the intersection of the maximal two-sided ideals of A.
Let . Saying that belongs to the annihilator of every simple A-module is equivalent to saying that belongs to the annihilator of every element of every simple A-module, in other words (VIII, p. 46, Proposition 1), to every maximal left ideal of A.
Let M be a semisimple A-module. Its annihilator is the intersection of the annihilators of the simple submodules of M, so it contains . Furthermore, if is the set of classes of simple A-modules (VIII, p. 51), then the direct sum is a semisimple A-module whose annihilator is . Suppose that A is not reduced to 0; the relation follows from Proposition 2, a) of VIII, p. 153 applied to the A-module . We have proved a).
Let be a two-sided ideal of A. The maximal left ideals of are the ideals of the form , where is a maximal left ideal of A containing . Consequently, the radical of the ring is equal to the radical of the A-module . Assertions b) and c) therefore follow from Corollary 1 of VIII, p. 152.
Let be a maximal two-sided ideal of A. In the ring , the only two-sided ideals are 0 and . Since the ring is not reduced to 0, its radical is not equal to . The ring is therefore without radical, and we have by c). This proves d).
We say that a left (or right) ideal of A is a nil ideal if it consists of nilpotent elements. We say that a two-sided ideal of A is nilpotent if there exists an integer such that , that is (I, §8, No. 9, p. 107), such that we have for every sequence of elements of . Every nilpotent two-sided ideal is a nil ideal, but there can exist nil ideals that are not contained in a nilpotent two-sided ideal (VIII, p. 167, Exercise 9).
Theorem 1 (Jacobson) 00S5
The radical of a ring A consists of the elements such that is left invertible (I, §2, No. 3, p. 15) for every . It is also the largest two-sided ideal such that is invertible for every . The radical of A contains every left nil ideal of A.
The element 1 generates the A-module , and is left invertible if and only if it generates the A-module . The first assertion of Theorem 1 is therefore a specific case of the corollary of Proposition 2 (VIII, p. 153).
Let . By the above, is left invertible; let be an element of A such that . We then have , so belongs to ; consequently, is left invertible. Since is also right invertible, it is invertible (I, §2, No. 3, p. 16, Proposition 3), and so is its right inverse .
Let be a left ideal of A such that is invertible for every . This holds, for example, when is a nil ideal because the relation implies that is the inverse of . Let . For every , we have , so is invertible; hence, we have . It follows that is contained in .
Corollary 1 00AG
The radical of A is equal to the radical of the opposite ring , that is, to the intersection of the maximal right ideals of A.
For every (A), is invertible in the ring A, hence in the ring . Since is a two-sided ideal of , we have . The equality follows by interchanging the roles of A and .
Corollary 2 00AH
An element of A is invertible if and only if its canonical image in the ring is invertible.
The condition is obviously necessary. Let us prove that it is sufficient. Let be an element of A whose canonical image in the ring is invertible. There then exists an element of A such that belongs to . By Theorem 1 is invertible; hence is right invertible. The proof that is left invertible is analogous.
Corollary 3 00AI
The radical of the product of a family of rings is the product of the .
Let be an element of . For every element of , the element is left invertible if and only if is left invertible in for every . Corollary 3 follows.
Corollary 4 00AJ
The ring A is local if and only if the ring is a field. If this is the case, then is the set of noninvertible elements of A.
Denote the set of noninvertible elements of A by . If the ring A is local, then its radical is equal to (VIII, p. 154, Example 1) and the ring is a field (VIII, p. 26). Conversely, suppose that the ring is a field. By Corollary 2, we have (A), so is a two-sided ideal of A. It follows that the ring A is local (VIII, p. 26, Definition 1).
Example 4 00AK
Let K be an integral domain, I a nonempty set, and A the polynomial ring . Let us prove that the ring A is without radical. The only invertible elements of A are the invertible elements of K (IV, §1, No. 5, p. 9, Corollary 2). Let . Choose an element . Then is invertible (Theorem 1), which implies .
Note that when K is a commutative field, the ring is a subring of and we have and (cf. VIII, p. 154, Example 2).
Example 5 00AL
Let be a two-sided ideal of A. The -adic topology on A is the topology, compatible with the ring structure of A, for which the ideals (for ) form a fundamental system of neighborhoods of 0 (Gen. Top., III, §6, No. 3, p. 275, Example 3). Suppose that the ring A is Hausdorff and complete (Gen. Top., III, §6, No. 5, p. 276) for this topology; this is, for example, the case when the ideal is nilpotent. For every , the series is then convergent. Let be its sum. We have , hence . Likewise, we have , so is invertible. By Theorem 1, it follows that the ideal is contained in the radical of A.
Remark 1 00AM
By Theorem 1, every left nil ideal of a ring A is contained in
its radical. Let be a nilpotent and central element of A; then is a nil ideal of A, so belongs to the radical of A. It is, however, possible that there exist nonzero nilpotent elements of A but that A is without radical. For example, for every integer , the matrix ring over a field K is simple, hence without radical (VIII, p. 154, Proposition 4), and it contains nilpotent elements, for example the matrix units with .
Remark 2 00AN
Let A be a commutative ring. The set of nilpotent elements of A is an ideal of A, called the nilradical of A; it is the intersection of the prime ideals of A (V, §15, No. 1, p. 118, Proposition 2). We have ; we have equality if A is an Artinian ring (VIII, p. 173, Corollary 2) or a finitely generated commutative algebra over a commutative field (Comm. Alg., V, § 3, n, Theorem ). We can certainly have . This is the case when A is the ring K[[X]], where K is a commutative field: we then have and AX (VIII, p. 154, Example 2).
3. Nakayama’s Lemma
Proposition 6 00AO
For every A-module M, we have . We have equality if the A-module M is projective.
Let P be a maximal submodule of M; the A-module is simple, hence annihilated by by Proposition 5 of VIII, p. 155. We therefore have for every maximal submodule P of M, hence .
We clearly have . If the A-module M is projective, then there exists an A-module N such that is free, that is, the direct sum of a family of modules isomorphic to . By Corollary 2 of VIII, p. 152, we have and . We then deduce from the equality .
Theorem 2 (“Nakayama’s lemma”) 00S6
Let M be an A-module and a two-sided ideal of A. Suppose that one of the following conditions is satisfied:
(i) The A-module M is finitely generated, and is contained in the radical of A.
(ii) The ideal is nilpotent.
If N is a submodule of M such that , then we have N = M. In particular, if the module M is nonzero, then we have .
Suppose that M is finitely generated and that we have . Let N be a submodule of M such that . By Proposition 6, we have (M), hence M = N by Proposition 2, b) of VIII, p. 153.
Now suppose that is nilpotent, and let N be a submodule of M such that . By induction on the integer , we establish the relation . By assumption, there exists an integer such that ; hence M = N.
The last assertion of the theorem follows from the above by taking N to be 0.
Corollary 1 00R9
We keep the assumptions of Theorem 2. Let be a family of elements of M, and let be the canonical image of in . If the family generates the -module , then the family generates the A-module M.
This follows from Theorem 2 applied to the submodule N of M generated by the family .
Corollary 2 00AP
We keep the assumptions of Theorem 2. Furthermore, let be an A-module and be a homomorphism. If the homomorphism from to deduced from by passing to the quotients is surjective, then is surjective.
It suffices to apply Theorem 2 to the image N of indeed, the image of is , so is surjective if and only if we have .
4. Lifts of Idempotents
Lemma 1 00AQ
Let be an element of a ring A such that is nilpotent. There exists a polynomial P in such that is idempotent in A.
Let be a strictly positive integer such that . Set P(X) = . The polynomial P(X) is a multiple of , and the polynomial is a multiple of , so is a multiple of , and we have . Moreover, is a multiple of X and , hence a multiple of .
Proposition 7 00AR
Let be a two-sided nil ideal of A, and let be an idempotent in the ring . There exists an idempotent in A whose canonical image in is equal to .
Let be an arbitrary representative of in A. The element of A is nilpotent because it belongs to . Choose a polynomial satisfying the conditions of Lemma 1. We have , so the element of A has the desired property.
Suppose that belongs to the center of the ring . There does not necessarily exist an idempotent in the center Z of A lifting (VIII, p. 172, Exercise 31). However, if belongs to the image of Z in , then it lifts to an idempotent in Z because is a nil ideal of Z.
Corollary 1 00AS
Let M and P be A-modules and a surjective A-linear mapping from P to M. Suppose that P is projective and that there exists a nilpotent two-sided ideal of A such that the kernel N of is contained in . Let and be submodules of M whose direct sum is M. Then P is the direct sum of submodules and such that and .
Denote by B the subring of End consisting of the endomorphisms of P such that . Let be the endomorphism ring of M. For , let be the unique endomorphism of M such that . The mapping is a ring homomorphism from B to B. Since the module P is projective, this homomorphism is surjective; its kernel consists of the endomorphisms such that . Let be a natural number such that . We have
and, for every and every integer ,
because by assumption. We therefore have for every natural number and every . In particular, we have .
Let be the projector of M with image and kernel . By Proposition 7 applied to the ring B and the nilpotent two-sided ideal , there exists an idempotent in B such that , that is, . Set , (P), and . Then P is the direct sum of the submodules and , and we have
the equality is proved analogously.
Corollary 2 00AT
Let A be a ring, and let be a nilpotent two-sided ideal of A. If P is a projective A-module, then is a projective module over , and the A-module P is indecomposable if and only if the -module is indecomposable.
Let P be a projective A-module, and let be the -module . The A-module P is zero if and only if is zero (Theorem 2 of VIII, p. 158). Now suppose . Since the -module P is isomorphic to , it is projective (II, §5, No. 1, p. 279, Corollary of Proposition 4). If P is indecomposable, then so is by Corollary 1. Conversely, suppose that P is decomposable and nonzero, and let and be two nonzero submodules of P such that . By Nakayama’s lemma (VIII, p. 158, Theorem 2), we have and ; if and are the canonical images of and in P, then we have , and . This proves that is decomposable.
5. Projective Cover of a Module
Definition 3 00AU
Let A be a ring, and let M be an A-module. A projective cover of M is a pair , where P is a projective A-module and a surjective homomorphism from P to M such that we have for every proper A-submodule of P.
Remark 1 00AV
For every projective A-module M, the pair is a projective cover of M.
Remark 2 00AW
Suppose that is a projective cover of the A-module M. Let be a family of elements of P, and let be the submodule of P that it generates; then is generated by the family . Consequently, the family generates the A-module P if and only if the family generates the A-module M. In particular, P is finitely generated if and only if M is finitely generated.
Proposition 8 00AX
Let M and be A-modules, and projective covers of M and , respectively, and an A-linear mapping.
a) There exists an A-linear mapping such that .
b) Let be such a mapping. If is surjective (resp. bijective), then is surjective (resp. bijective). If is injective and its image is a direct factor of , then is injective and its image is a direct factor of .
By assumption, the A-module P is projective and the mapping is surjective. Consequently, there exists an A-linear mapping such that (II, §2, No. 2, p. 231, Proposition 4). Assertion a) follows.
Let be a mapping as in a). Suppose that is surjective. Since is surjective, we have . Since is a projective cover of M’, we have , so is surjective. By loc. cit., the kernel of admits a supplementary submodule , so . Now suppose that is bijective. We have , hence . Since is a projective cover of M, we have , hence Ker() . So is injective; since we already know that is surjective, is bijective.
To conclude, suppose that is injective and that its image is a direct factor of . Then there exists an A-linear mapping such that . By a), there exists an A-linear mapping such that . We have ; by the previous paragraph, the mapping is bijective. Denote the converse bijection by ; we have , so is injective, and its image is a direct factor of (II, §1, No. 9, p. 212, Corollary 2).
Corollary 1 00AY
Let M be an A-module. Let and be projective covers of M. There exists an isomorphism from P to such that .
Note that is not necessarily uniquely determined by the relation (VIII, p. 170, Exercise 21).
Corollary 2 00AZ
Let be a projective cover of the A-module M. If Q is a projective A-module and a surjective linear mapping, then there exists a surjective linear mapping such that .
Proposition 9 00B0
Let M be an A-module and a projective cover of M. Denote the radical of the ring A by . The homomorphism deduced from by passing to the quotients is an isomorphism.
The homomorphism is surjective by definition, so is surjective. Denote the kernel of by N. We have . Let us prove that we have , which implies the injectivity of . For every maximal submodule of P, we have , hence ; since is maximal, we have . The submodule N of P is therefore contained in the radical of P. Now, the latter is equal to by Proposition 6 of VIII, p. 158.
Corollary 00B1
If an A-module M has a projective cover, then the -module is projective.
Indeed, if is a projective cover of M, then the )-module is isomorphic to (Proposition 9). Since the A-module P is projective, the )-module is also projective.
Remark 3 00B2
Suppose that the ring A is without radical. By Proposition 9, is a projective cover of an A-module M if and only if is an isomorphism. Hence, projective covers can only exist for projective A-modules.
The ring is without radical (VIII, p. 154, Example 3). Let be an integer. The -module is not projective and therefore does not admit a projective cover.
Remark 4 00B3
Suppose that every finitely generated A-module has a projective cover; then the quotient of A by its radical is semisimple. Indeed, every finitely generated module over the ring is projective by the corollary. In particular, for every left ideal of , the -module is projective. Our assertion then follows from Proposition 4 of VIII, p. 138.
We can give examples of a commutative ring A for which is semisimple and of a finitely generated A-module M that does not admit a projective cover (VIII, p. 170, Exercise 22).
Proposition 10 00B4
Let M be an A-module, P a projective A-module, and a linear mapping. Let be a two-sided ideal of A. Suppose that the linear mapping deduced from by passing to the quotients is bijective and that one of the following conditions are satisfied:
(i) The A-modules M and P are finitely generated, and is contained in the radical of A.
(ii) The ideal is nilpotent.
Then is a projective cover of M.
Under the assumptions, the homomorphism is surjective (VIII, p. 159, Corollary 2) and its kernel N is contained in . Let be a proper submodule of P. By Nakayama’s lemma (VIII, p. 158, Theorem 2), we have and therefore . So is a projective cover of M.
Corollary 1 00B5
Let P be a projective A-module. Suppose that P is finitely generated or that the radical of A is a nilpotent two-sided ideal. Denote the canonical mapping from P to by . Then is a projective cover of .
Corollary 2 00B6
Let be a two-sided ideal of A and M an A-module such that the -module is free. Suppose that one of the following conditions is satisfied:
(i) The module M is finitely generated, and is contained in the radical of A.
(ii) The ideal is nilpotent.
Then M has a projective cover.
More precisely, let P be a free A-module, a basis of P, and let be a homomorphism such that the canonical images of the elements of form a basis of the -module . Then is a projective cover of M.
The )-module is free, and the homomorphism from to deduced from by passing to the quotients transforms a basis of into a basis of , hence is bijective.
If is nilpotent, then it suffices to apply Proposition 10. Now suppose that the ring A is nonzero and that the module M is finitely generated; then so is the )-module , and consequently also the )-module . Every basis of is then finite. It follows that the set I is finite and that the A-module P is finitely generated. We then apply Proposition 10 again.
Corollary 3 00B7
Every finitely generated module over a local ring has a projective cover.
Let A be a local ring and its radical. It is a two-sided ideal of A (VIII, p. 155, Proposition 5, a)), and the ring is a field (VIII, p. 157, Corollary 4). If M is an A-module, then is a vector space over the field , hence is a free )-module. It then suffices to apply Corollary 2.
Remark 5 00B8
Let A be a local ring and its radical. Let M be a finitely generated A-module, P a finitely generated projective A-module, and M a homomorphism. By Corollary 6 of VIII, p. 36, the A-module P is free. Choose a basis of P. Set , and denote the canonical image of in by . The following properties are equivalent:
(i) The pair is a projective cover of M.
(ii) The family is a minimal generating family of the A-module M.
(iii) The family is a basis of the vector space over the field .
We have (i) (ii) by Remark 2 of VIII, p. 161 and (iii) (i) by Corollary 2. Furthermore, if the family is a minimal generating family of the A-module M, then the family is a minimal generating family, that is, a basis, of the vector space over (VIII, p. 158, Corollary 1).
Proposition 11 00B9
Let A be a ring and a nilpotent two-sided ideal of A. Let M be a projective -module. There exist a projective A-module P and a surjective A-linear mapping with kernel .
Such a pair is a projective cover of M viewed as an A-module.
There exists an -module such that is a free -module. Choose a free A-module L and a surjective A-linear mapping with kernel . By Corollary 1 of Proposition 7 (VIII, p. 159), there exists a direct sum decomposition such that and . The A-module P is projective, and the A-linear mapping from P to M that coincides with on P is surjective, with kernel . The first assertion follows.
Let P be a projective A-module and a homomorphism from P to M with kernel . By Proposition 10, the pair is a projective cover of M.
Corollary 00RA
Let P and be projective A-modules. If the modules and are isomorphic, then P and are isomorphic.
Since and are projective, the corollary follows from Proposition 11 and the uniqueness of the projective cover (VIII, p. 162, Corollary 1).
Exercises
See the exercises for § 9.